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| LEI | 549300ZEQL52Z525WJ22 |
| CIK | 1421517 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Energy Recovery, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 6, 2025 |
Energy Recovery Announces New Share Repurchase Program Exhibit 99.1 Energy Recovery Announces New Share Repurchase Program •New $25 million repurchase follows two earlier programs for a total of $105 million between November 2024 and August 2025 ◦$50 million share repurchase announced in November 2024 was completed in Q4 2024 ◦$30 million share repurchase announced in February 2025 is nearing completion •Board authorization reflects continued strong c |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 6, 2025 |
Energy Recovery Reports its Second Quarter 2025 Financial Results Exhibit 99.1 Energy Recovery Reports its Second Quarter 2025 Financial Results SAN LEANDRO, Calif. - August 6, 2025 – Energy Recovery, Inc. (Nasdaq:ERII) (“Energy Recovery” or the “Company”) today announced its financial results for the second quarter and six months ended June 30, 2025. Second Quarter Highlights •Q2’2025 financial results were in-line with internal expectations and consistent with |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Recov |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| June 11, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2025 (June 5, 2025) ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) ( |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ENERGY RECOVERY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34112 (State or other jurisdiction of incorporation) (Commission File Number) 1717 Doolittle Drive, San Leandro, California 94577 (Address of principal executive offices) (Zip Code) William Yeung (510 |
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| May 23, 2025 |
Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Energy Recovery Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2024 Introduction For the year ended December 31, 2024, Energy Recovery, Inc. (the “Company”, “Energy Recovery”, “our”, “us”, or “we”), in good faith, has conducted a reasonable country of origin inquiry (“RCOI”) of our products using the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals R |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Reco |
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| May 7, 2025 |
Offer of Employment by and between Energy Recovery, Inc. and Ram Ramanan as Chief Technology Officer Exhibit 10.1 February 11, 2025 Mr. Ram Ramanan Re: Offer of Employment with Energy Recovery, Inc. as Chief Technical Officer Dear Ram: We are pleased to offer you a full-time position with Energy Recovery, Inc. (the “Company), as Chief Technical Officer, reporting to David Moon, President and Chief Executive Officer, based in our headquarters in San Leandro, California, and subject to the followin |
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| May 7, 2025 |
Professional Services Agreement by and between Energy Recovery, Inc. and Farshad G Exhibit 10.2 Professional Services Agreement This Professional Services Agreement (“Agreement”), is entered into as of March 15, 2025 (“Effective Date”) between Energy Recovery, Inc., a Delaware corporation, with headquarters at 1717 Doolittle Drive, San Leandro, CA 94577 (“ERII”), and Farshad Ghasripoor, (“Consultant”); and collectively referred to herein as the Parties. NOW THEREFORE, in conside |
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| May 7, 2025 |
Energy Recovery Reports its First Quarter 2025 Financial Results Exhibit 99.1 Energy Recovery Reports its First Quarter 2025 Financial Results SAN LEANDRO, Calif. - May 7, 2025 – Energy Recovery, Inc. (Nasdaq:ERII) (“Energy Recovery” or the “Company”) today announced its financial results for the first quarter ended March 31, 2025. First Quarter Highlights •Q1’25 financial results were in-line with internal expectations and consistent with our communicated expe |
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| May 7, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒Definitive Proxy Statemen |
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| February 26, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 26, 2025 |
Energy Recovery, Inc. Insider Trading Policy dated November 4, 2020. Exhibit 19.1 ENERGY RECOVERY, INC. AMENDED AND RESTATED INSIDER TRADING POLICY (effective November 4, 2020) TABLE OF CONTENTS Page I. The Need for an Insider Trading Policy 1 II. What is Material Non-Public Information? 1 III. The Consequences of Insider Trading 3 IV. Our Policy 4 General Prohibition on Trading 4 Transactions by Family Members, Others in Your Household and Entities You Control 4 O |
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| February 26, 2025 |
List of subsidiaries of the Company. Exhibit 21.1 Energy Recovery, Inc. LIST OF REGISTRANT'S SUBSIDIARIES Subsidiaries of Registrant (All 100% Owned) Country/State of Incorporation/Formation Energy Recovery Iberia, S.L. Spain Energy Recovery Canada, Corp. Canada |
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| February 26, 2025 |
Energy Recovery, Inc. 2020 Incentive Plan Performance Restricted Stock Unit Exhibit 10.20 ENERGY RECOVERY, INC. 2020 INCENTIVE PLAN PERFORMANCE RESTRICTED STOCK UNIT GRANT NOTICE AND PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT Energy Recovery, Inc., a Delaware corporation (the “Company”), pursuant to its 2020 Incentive Plan (the “Plan”), hereby grants to the individual listed below (the “Grantee”) an Award for the target number of Performance Restricted Stock Units (“PRSU |
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| February 26, 2025 |
Ram Ramanan, as Chief Technology Officer Exhibit 10.1 February 11, 2025 Mr. Ram Ramanan Via email [email protected] Re: Offer of Employment with Energy Recovery, Inc. as Chief Technical Officer Dear Ram: We are pleased to offer you a full-time position with Energy Recovery, Inc. (the “Company”), as Chief Technical Officer, reporting to David Moon, President and Chief Executive Officer, based in our headquarters in San Leandro, Califor |
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| February 26, 2025 |
SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Recovery |
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| February 26, 2025 |
Energy Recovery Reports its Fourth Quarter 2024 Financial Results Exhibit 99.1 Energy Recovery Reports its Fourth Quarter 2024 Financial Results SAN LEANDRO, Calif. - February 26, 2025 – Energy Recovery, Inc. (Nasdaq:ERII) (“Energy Recovery” or the “Company”) today announced its financial results for the fourth quarter and year ended December 31, 2024. Fourth Quarter Highlights •Revenue of $67.1 million, an increase of 17% as compared to Q4’2023 and resulting in |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 26, 2025 |
Energy Recovery Appoints New CTO and VP, Wastewater Exhibit 99.1 Energy Recovery Appoints New CTO and VP, Wastewater •Dr. Ram Ramanan, with more than three decades in product innovation leadership at companies including Bloom Energy, to become Chief Technology Officer •Dr. Ramanan to assume duties following the handover and retirement of Farshad Ghasripoor, who will serve as an executive advisor through October 2025 •After six years with Energy Rec |
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| February 26, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 26, 2025 |
Energy Recovery Announces New Share Repurchase Program Exhibit 99.1 Energy Recovery Announces New Share Repurchase Program •New $30 million program follows Q4 2024 completion of share repurchase announced in November 2024 •Board authorization underscores balance sheet strength and free cash flow generation as company executes growth strategy •Continued cost management and margin improvement initiatives driving confidence in long-term strategic operati |
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| February 14, 2025 |
EX-99.EX1 2 ck0001669811-ex99ex1.htm EX-99.EX1 Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution in accordance with Rule 13d-1(b)(1)(ii)(J) – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a h |
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| November 20, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2024 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 20, 2024 |
Energy Recovery Announces Share Repurchase Program Exhibit 99.1 Energy Recovery Announces Share Repurchase Program SAN LEANDRO, Calif. — Nov. 18, 2024 — Energy Recovery, Inc. (Nasdaq: ERII) today announced that its Board of Directors approved a share repurchase program to purchase up to $50 million of the company's outstanding common stock over the next 12 months, beginning in November 2024. “With our strategic plan, or Playbook, complete we now h |
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| November 14, 2024 |
ERII / Energy Recovery, Inc. / BROWN CAPITAL MANAGEMENT LLC Passive Investment SC 13G/A 1 fp0090934-1sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Energy Recovery, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 29270J100 (CUSIP Num |
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| November 14, 2024 |
to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY EX-99.III 4 d892428dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place, |
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| November 14, 2024 |
to Schedule 13G Joint Filing Agreement EX-99.II 3 d892428dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Energy Recovery, Inc. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle A |
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| November 14, 2024 |
EX-99.I 2 d892428dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi |
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| November 14, 2024 |
ERII / Energy Recovery, Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment SC 13G 1 d892428dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Energy Recovery, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 29270J100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| October 30, 2024 |
Energy Recovery Reports its Third Quarter 2024 Financial Results Exhibit 99.1 Energy Recovery Reports its Third Quarter 2024 Financial Results SAN LEANDRO, Calif. - October 30, 2024 – Energy Recovery, Inc. (Nasdaq:ERII) (“Energy Recovery” or the “Company”) today announced its financial results for the third quarter and nine months ended September 30, 2024. Third Quarter Highlights •Revenue of $38.6 million, reaching the upper end of our guidance of $35 - $39 mi |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Recov |
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| July 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 31, 2024 |
Energy Recovery Appoints Mike Mancini as Chief Financial Officer Exhibit 99.1 Energy Recovery Appoints Mike Mancini as Chief Financial Officer SAN LEANDRO, Calif. — July 31, 2024 — Energy Recovery, Inc. (Nasdaq: ERII) today announced the appointment of Michael (Mike) Mancini as Chief Financial Officer (CFO). He will join Energy Recovery on August 5, 2024. Mr. Mancini is an experienced CFO and business strategist with extensive operational and capital markets ex |
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| July 31, 2024 |
Energy Recovery Reports its Second Quarter 2024 Financial Results Exhibit 99.1 Energy Recovery Reports its Second Quarter 2024 Financial Results SAN LEANDRO, Calif. - July 31, 2024 – Energy Recovery, Inc. (Nasdaq:ERII) (“Energy Recovery” or the “Company”) today announced its financial results for the second quarter and six months ended June 30, 2024. Second Quarter Highlights •Revenue of $27.2 million, exceeding the upper end of our guidance of $20 - $25 million |
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| July 31, 2024 |
Offer Letter to Mr. Michael Mancini, as Chief Financial Officer Exhibit 10.1 July 5, 2024 Mr. Michael Mancini Via email Re: Offer of Employment with Energy Recovery, Inc. as Chief Financial Officer Dear Michael: We are pleased to offer you a full-time position with Energy Recovery, Inc. (the “Company), as Chief Financial Officer, reporting to David Moon, President and Chief Executive Officer, based in our headquarters in San Leandro, California, and subject to |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2024 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 2, 2024 |
, 2024, by and between Energy Recovery, Inc. and Joshua Ballard. Exhibit 10.1 GENERAL RELEASE THIS GENERAL RELEASE (the “Agreement”) is made by and between Joshua Ballard (“Employee”) and Energy Recovery, Inc. (“Employer”). For purposes of this Agreement, it is agreed that “Employer” (including in Paragraph 3) includes Energy Recovery, Inc. and any corporations related to or affiliated with Energy Recovery, Inc., whether as a parent, subsidiary or an affiliate |
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| June 10, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 (June 6, 2024) ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) ( |
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| May 29, 2024 |
Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Energy Recovery Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2023 Introduction For the year ended December 31, 2023, Energy Recovery, Inc. (the “Company”, “Energy Recovery”, “our”, “us”, or “we”), in good faith, has conducted a reasonable country of origin inquiry (“RCOI”) of our products using the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals R |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ENERGY RECOVERY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34112 (State or other jurisdiction of incorporation) (Commission File Number) 1717 Doolittle Drive, San Leandro, California 94577 (Address of principal executive offices) (Zip Code) Joshua Ballard (51 |
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| May 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 1, 2024 |
Energy Recovery Reports its First Quarter 2024 Financial Results Exhibit 99.1 Energy Recovery Reports its First Quarter 2024 Financial Results SAN LEANDRO, Calif. - May 1, 2024 – Energy Recovery, Inc. (Nasdaq:ERII) (“Energy Recovery” or the “Company”) today announced its financial results for the first quarter ended March 31, 2024. First Quarter Highlights •Revenue of $12.1 million, which is in-line with our February 2024 guidance. •Gross margin of 59.0%, a dec |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Reco |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒Definitive Proxy Statemen |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 (April 22, 2024) ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporatio |
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| February 21, 2024 |
Energy Recovery Announces CFO Transition Exhibit 99.1 Energy Recovery Announces CFO Transition SAN LEANDRO, Calif. — February 21, 2024 — Energy Recovery, Inc. (Nasdaq: ERII), a trusted global leader in energy efficiency technology, today announced Joshua Ballard has made the decision to step down from his position as Chief Financial Officer at the end of June 2024. A search to identify Energy Recovery’s next CFO is underway with the exec |
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| February 21, 2024 |
Energy Recovery, Inc. 2020 Incentive Plan and Forms of Award Agreements. Exhibit 10.13 ENERGY RECOVERY, INC. 2020 INCENTIVE PLAN SECTION 1. PURPOSE The purpose of the Energy Recovery, Inc. 2020 Incentive Plan is to promote the long-term success of the Company and the creation of stockholder value by (a) encouraging employees, officers, directors, consultants, agents, advisors and independent contractors of the Company and its Related Companies to focus on critical long |
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| February 21, 2024 |
Energy Recovery Reports Record Full Year and Fourth Quarter Revenue for 2023 Exhibit 99.1 Energy Recovery Reports Record Full Year and Fourth Quarter Revenue for 2023 SAN LEANDRO, Calif. - February 21, 2024 – Energy Recovery, Inc. (Nasdaq:ERII) (“Energy Recovery” or the “Company”) today announced its financial results for the fourth quarter and year ended December 31, 2023. Fiscal Year 2023 Highlights •Record annual revenue of $128.3 million, which includes a 79% growth in |
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| February 21, 2024 |
List of subsidiaries of the Company. Exhibit 21.1 Energy Recovery, Inc. LIST OF REGISTRANT'S SUBSIDIARIES Subsidiaries of Registrant (All 100% Owned) Country/State of Incorporation/Formation Energy Recovery Iberia, S.L. Spain Energy Recovery Canada, Corp. Canada |
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| February 21, 2024 |
Energy Recovery, Inc. Compensation Recovery ("Clawback") Policy dated Exhibit 97.1 ENERGY RECOVERY, INC. COMPENSATION RECOVERY POLICY (effective July 25, 2023) TABLE OF CONTENTS Page 1. Purpose 1 2. Requirement to Recover Compensation 1 3. Definitions 1 4. Exceptions 3 5. Manner of Recovery 4 6. Other Provision 5 7. Other Recovery Rights 5 Compensation Recovery Policy 1.Purpose. In accordance with the applicable rules of the Nasdaq Stock Market (the “Nasdaq”) and Se |
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| February 21, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2024 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 21, 2024 |
Management’s Role Managing Risk UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Recovery |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2024 (February 21, 2024) ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorp |
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| February 14, 2024 |
ERII / Energy Recovery, Inc. / BROWN CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 0)* Energy Recovery, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 29270J100 (CUSIP Number) Eddie C. Brown Brown Capital |
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| February 13, 2024 |
ERII / Energy Recovery, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv0842-energyrecoveryinc.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Energy Recovery Inc Title of Class of Securities: Common Stock CUSIP Number: 29270J100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to |
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| February 9, 2024 |
ERII / Energy Recovery, Inc. / Trigran Investments, Inc. - SC 13G/A Passive Investment SC 13G/A 1 tm243940d6sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. 1)* ENERGY RECOVERY, INC. (Name of Issuer) Common Stock, Par Value of $0.001 Per Share (Title of Class of Securities) 29270J100 (CUSIP Number) December 31, |
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| February 9, 2024 |
EXHIBIT 1: Agreement to Make a Joint Filing EX-1 2 tm243940d6ex1.htm EXHIBIT 1 CUSIP No. 29270J100 Schedule 13G Page 1 of 1 Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G February 9, 2024 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC., DOUGLAS GRANAT, LAWRENCE A. OBERMAN, STEVEN G. SIMON, BRADLEY F. SIMON and STEVEN R. MONIESON each hereby agree to the joint filing of this statement |
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| January 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 (January 16, 2024) ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorp |
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| January 31, 2024 |
Offer Letter to Mr. David W. Moon, as President and CEO. Exhibit 10.1 January 25, 2024 David W. Moon 1717 Doolittle Drive San Leandro, CA 94577 Re: Offer of Employment with Energy Recovery, Inc., as President and Chief Executive Officer Dear David; On behalf of the Board of Directors of Energy Recovery, Inc (“ERII” or the “Company), I am pleased to confirm your appointment to the position of President and Chief Executive Officer of ERII, reporting to th |
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| January 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2024 (January 16, 2024) ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorpor |
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| January 22, 2024 |
Energy Recovery Appoints David Moon as President and CEO Exhibit 99.1 Energy Recovery Appoints David Moon as President and CEO SAN LEANDRO, Calif. — January 22, 2024 — Energy Recovery, Inc. (Nasdaq: ERII), a trusted global leader in energy efficiency technology, today announced David Moon has been named President and Chief Executive Officer of the Company. Mr. Moon has served as interim President and CEO since October 2023 and will continue serving on t |
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| November 1, 2023 |
Energy Recovery Achieves 22% Year-on-Year Quarterly Revenue Growth, Beating Guidance Exhibit 99.1 Energy Recovery Achieves 22% Year-on-Year Quarterly Revenue Growth, Beating Guidance SAN LEANDRO, Calif. - November 1, 2023 – Energy Recovery, Inc. (Nasdaq:ERII) (“Energy Recovery” or the “Company”) today announced its financial results for the third quarter and nine months ended September 30, 2023. Third Quarter Highlights •Revenue of $37.0 million, exceeding the upper end of our gui |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energ |
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| November 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 1, 2023 |
Recovery, Inc. as Borrower, and JPMorgan Chase Bank N.A. as Lender dated EXECUTION VERSION 756400675 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of September 11, 2023, is entered into by and among ENERGY RECOVERY, INC. |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2023 (October 23, 2023) ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorpor |
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| October 27, 2023 |
estricted Stock Unit Grant Notice and Restricted Stock Unit Agreement Exhibit 10.1 ENERGY RECOVERY, INC. 2020 INCENTIVE PLAN RESTRICTED STOCK UNIT GRANT NOTICE AND RESTRICTED STOCK UNIT AGREEMENT Energy Recovery, Inc., a Delaware corporation (the “Company”), pursuant to its 2020 Incentive Plan (the “Plan”), hereby grants to the individual listed below (the “Grantee”) an Award for the number of Restricted Stock Units set forth below. This Award of Restricted Stock Un |
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| October 24, 2023 |
Energy Recovery Announces Leadership Transition Appoints David Moon Interim CEO Exhibit 99.1 Energy Recovery Announces Leadership Transition Appoints David Moon Interim CEO SAN LEANDRO, Calif. — October 24, 2023 — Energy Recovery, Inc. (NASDAQ: ERII) today announced Mr. David Moon, a current member of the Energy Recovery Board of Directors, has been appointed interim Chief Executive Officer, effective immediately. Mr. Bob Mao will remain a member of the Board, and Ms. Pamela |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024 (October 23, 2023) ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorpor |
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| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| October 20, 2023 |
Energy Recovery Announces Appointment of Refrigeration, Water Executives to Board of Directors Exhibit 99.1 Energy Recovery Announces Appointment of Refrigeration, Water Executives to Board of Directors SAN LEANDRO, Calif. — July 10, 2023 — Energy Recovery, Inc. (NASDAQ: ERII) today announced the appointment of refrigeration executive David Moon and water solutions leader Colin Sabol to its Board of Directors. “Mr. Moon and Mr. Sabol’s extensive expertise in their respective fields will be |
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| August 2, 2023 |
Exhibit 99.1 Energy Recovery Affirms FY 2023 Guidance, Continues Investments in Wastewater and CO2 Business Growth SAN LEANDRO, Calif. - August 2, 2023 – Energy Recovery, Inc. (Nasdaq:ERII) (“Energy Recovery” or the “Company”) today announced its financial results for the second quarter and six months ended June 30, 2023. Second Quarter Highlights •Revenue of $20.7 million, within the lower end of |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Rec |
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| June 12, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ENERGY RECOVERY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34112 (State or other jurisdiction of incorporation) (Commission File Number) 1717 Doolittle Drive, San Leandro, California 94577 (Address of principal executive offices) (Zip Code) William Yeung (510 |
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| May 23, 2023 |
Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 3, 2023 |
Energy Recovery Reports First Quarter 2023 Financial Results Exhibit 99.1 Energy Recovery Reports First Quarter 2023 Financial Results SAN LEANDRO, Calif. - May 3, 2023 - Energy Recovery, Inc. (Nasdaq:ERII) (“Energy Recovery” or the “Company”) today announced its financial results for the first quarter ended March 31, 2023. First Quarter Highlights •Revenue of $13.4 million, and within February 2023 guidance. •Lower gross margin of 60.9%, as compared to Q1’ |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Re |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2023 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| February 22, 2023 |
Energy Recovery Reports Record Q4 Revenue, 75% Annual Earnings Per Share Growth Exhibit 99.1 Energy Recovery Reports Record Q4 Revenue, 75% Annual Earnings Per Share Growth SAN LEANDRO, Calif. - February 22, 2023 - Energy Recovery, Inc. (Nasdaq:ERII) (“Energy Recovery” or the “Company”) today announced its financial results for the fourth quarter ended December 31, 2022. Fiscal Year 2022 Highlights •Revenue growth of 21% over the prior year and within the November 2022 guidan |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Recovery |
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| February 22, 2023 |
List of subsidiaries of the Company. Exhibit 21.1 Energy Recovery, Inc. LIST OF REGISTRANT'S SUBSIDIARIES Subsidiaries of Registrant (All 100% Owned) Country/State of Incorporation/Formation Energy Recovery Iberia, S.L. Spain Energy Recovery Canada, Corp. Canada |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2023 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 10, 2023 |
ERII / Energy Recovery, Inc. / Trigran Investments, Inc. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No.)* ENERGY RECOVERY, INC. (Name of Issuer) Common Stock, Par Value of $0.001 Per Share (Title of Class of Securities) 29270J100 (CUSIP Number) December 31, 2022 Date of Event Which Requires Filing of |
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| February 10, 2023 |
CUSIP No. 29270J100 Schedule 13G Page 1 of 1 Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G February 10, 2023 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC., DOUGLAS GRANAT, LAWRENCE A. OBERMAN, STEVEN G. SIMON, BRADLEY F. SIMON and STEVEN R. MONIESON each hereby agree to the joint filing of this statement on Schedule 13G (including any an |
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| November 2, 2022 |
Energy Recovery Reports 47% Quarterly Product Revenue Growth in Third Quarter Exhibit 99.1 Energy Recovery Reports 47% Quarterly Product Revenue Growth in Third Quarter SAN LEANDRO, Calif. - November 2, 2022 - Energy Recovery, Inc. (Nasdaq:ERII) (?Energy Recovery? or the ?Company?) today announced its financial results for the third quarter ended September 30, 2022. Third Quarter Highlights: ?Revenue of $30.5 million. Full year revenue guidance of $121?$125 million, or 16%? |
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| November 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energ |
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| September 12, 2022 |
As filed with the Securities and Exchange Commission on September 12, 2022 As filed with the Securities and Exchange Commission on September 12, 2022 Registration No. |
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| September 12, 2022 |
Exhibit 4.2 ENERGY RECOVERY, INC., as the Company and [?], as Trustee Senior Indenture Dated as of [?] 1 ENERGY RECOVERY, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Senior Indenture TRUST INDENTURE ACT SECTION INDENTURE SECTION Section 310 (a) (1) 7.11 (a) (2) 7.11 (b) 7.03 Section 311 7.03 Section 312 (a) 4.03 (b) 10.01 Section 313 (a) 7.06 Section 314 (a) (1), (2), (3) 4 |
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| September 12, 2022 |
Calculation of Filing Fees Table Exhibit 107 Calculation of Filing Fees Table Form S-3 (Form Type) Energy Recovery, Inc. |
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| September 12, 2022 |
Form of Subordinated Indenture Exhibit 4.3 ENERGY RECOVERY, INC., as the Company and [?], as Trustee Subordinated Indenture Dated as of [?] 1 ENERGY RECOVERY, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Subordinated Indenture TRUST INDENTURE ACT SECTION INDENTURE SECTION Section 310 (a) (1) 7.11 (a) (2) 7.11 (b) 7.03 Section 311 7.03 Section 312 (a) 4.03 (b) 10.01 Section 313 (a) 7.06 Section 314 (a) (1) |
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| August 24, 2022 |
Energy Recovery, Inc. 1717 Doolittle Drive San Leandro, CA 94577 Phone: (510) 483-7370 VIA EDGAR SUBMISSION August 24, 2022 United States Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction 100 F Street, N.E. Washington, D.C. 20549 Attn: William Demarest Kristi Marrone Re: Energy Recovery, Inc. Form 10-K for the Year Ended December 31, 2021 Form |
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| August 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2022 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Rec |
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| August 3, 2022 |
Exhibit 99.1 Energy Recovery Announces Second Quarter 2022 Financial Results and Commissioning of the First PX G1300? for CO2 Refrigeration SAN LEANDRO, Calif. - August 3, 2022 - Energy Recovery, Inc. (Nasdaq:ERII) (?Energy Recovery? or the ?Company?) today announced its financial results for the second quarter ended June 30, 2022. Second Quarter Highlights: ?Revenue of $20.3 million, as guided in |
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| August 3, 2022 |
First Amendment to the Credit Agreement by and between Energy Recovery, 748030822 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of July 15, 2022, is entered into by and among ENERGY RECOVERY, INC. |
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| June 10, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2022 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ENERGY RECOVERY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34112 01-0616867 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 1717 Doolittle Drive, San Leandro, California 94577 (Address of principal exe |
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| May 27, 2022 |
Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Energy Recovery Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2021 Introduction For the year ended December 31, 2021, Energy Recovery, Inc. (the ?Company?, ?Energy Recovery?, ?our?, ?us?, or ?we?), in good faith, has conducted a reasonable country of origin inquiry (?RCOI?) of our products using the Responsible Minerals Initiative?s (?RMI?) Conflict Minerals R |
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| May 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Re |
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| May 4, 2022 |
Energy Recovery Achieves Record-Breaking First Quarter 2022 Revenue Exhibit 99.1 Energy Recovery Achieves Record-Breaking First Quarter 2022 Revenue SAN LEANDRO, Calif. - May 4, 2022 - Energy Recovery, Inc. (Nasdaq:ERII) (?Energy Recovery? or the ?Company?) today announced its financial results for the first quarter ended March 31, 2022. News Summary ?Revenue of $32.5 million, an increase of 12% year-over-year (?YoY?). ?Income from operations of $8.2 million, an i |
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| April 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2022 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| February 24, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2022 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 24, 2022 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Energy Recovery, Inc. (the ?Company?, ?Energy Recovery?, ?we?, ?our? and ?us?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our common stock. General Energy Recovery is authorized to issue |
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| February 24, 2022 |
List of subsidiaries of the Company. Exhibit 21.1 Energy Recovery, Inc. LIST OF REGISTRANT'S SUBSIDIARIES Subsidiaries of Registrant (All 100% Owned) Country/State of Incorporation/Formation Energy Recovery Iberia, S.L. Spain Energy Recovery Canada, Corp. Canada |
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| February 24, 2022 |
Energy Recovery Achieves Record-Breaking Fourth Quarter and Fiscal Year 2021 Product Revenue Exhibit 99.1 Energy Recovery Achieves Record-Breaking Fourth Quarter and Fiscal Year 2021 Product Revenue SAN LEANDRO, Calif. - February 24, 2022 - Energy Recovery, Inc. (Nasdaq:ERII) today announced its financial results for the fourth quarter and fiscal year ended December 31, 2021. The Company achieved 13% product revenue growth for the fiscal year 2021 across all business segments. ?We are ple |
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| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Recovery |
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| February 10, 2022 |
ERII / Energy Recovery, Inc. / Trigran Investments, Inc. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. 4)* ENERGY RECOVERY, INC. (Name of Issuer) Common Stock, Par Value of $0.001 Per Share (Title of Class of Securities) 29270J100 (CUSIP Number) December 31, 2021 Date of Event Which Requires Filing |
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| February 10, 2022 |
CUSIP No. 69291A100 Schedule 13G Page 1 of 1 Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G February 10, 2022 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC., DOUGLAS GRANAT, LAWRENCE A. OBERMAN, STEVEN G. SIMON, BRADLEY F. SIMON and STEVEN R. MONIESON each hereby agree to the joint filing of this statement on Schedule 13G (including any an |
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| January 6, 2022 |
Credit Agreement by and between Energy Recovery, Inc. as Borrower, and EXECUTION VERSION 743955026 CREDIT AGREEMENT dated as of December 22, 2021 among ENERGY RECOVERY, INC. |
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| January 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2021 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2021 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 20, 2021 |
Joan Chow Joins Energy Recovery Board of Directors Exhibit 99.1 Joan Chow Joins Energy Recovery Board of Directors SAN LEANDRO, Calif. ? December 20, 2021 ? Energy Recovery,?Inc. (NASDAQ: ERII) today announced the appointment of Joan Chow to its Board of Directors. ?We are delighted to have Ms. Chow join our board, who brings years of experience as an executive and corporate director in multiple industries,? said Robert Mao, Chairman of the Board, |
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| December 9, 2021 |
ERII / Energy Recovery, Inc. / Skaugen Marius Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Energy Recovery, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29270J100 (CUSIP Number) October 18, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| December 2, 2021 |
PLEDGE AGREEMENT dated 7 SEPTEMBER 2021 between SOBRAL AS as Pledgor and DNB BANK ASA as Pledgee relating to a custody account, a cash account and shares recorded in the custody account CUSIP No. |
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| December 2, 2021 |
AMENDMENT AND RESTATEMENT AGREEMENT to the AGREEMENT ON SECURITIES FINANCING FOR NON-RETAIL CUSTOMERS This agreement (?Amendment Agreement?) is entered into as of 07. |
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| December 2, 2021 |
ERII / Energy Recovery, Inc. / Lorentzen Ole Peter Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) Energy Recovery, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29270J100 (CUSIP Number) P. Rupert Russell, Esq. Shartsis Friese LLP One Maritime Plaza San Francisco, CA 94111 (415) 421-6500 (Name, Address and Telephon |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energ |
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| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 4, 2021 |
Energy Recovery Reports Third Quarter Financial Results Exhibit 99.1 Energy Recovery Reports Third Quarter Financial Results SAN LEANDRO, Calif. - November 4, 2021 - Energy Recovery, Inc. (Nasdaq: ERII) today announced its financial results for the third quarter ended September 30, 2021. ?2021 is playing out as expected, and we are well positioned to end the year in record fashion. Our desalination business continues to demonstrate strength, and we are |
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| October 29, 2021 |
ERII / Energy Recovery, Inc. / Arvarius AS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Energy Recovery, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29270J100 (CUSIP Number) October 18, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| September 24, 2021 |
ERII / Energy Recovery, Inc. / Lorentzen Ole Peter Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) Energy Recovery, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29270J100 (CUSIP Number) P. Rupert Russell, Esq. Shartsis Friese LLP One Maritime Plaza San Francisco, CA 94111 (415) 421-6500 (Name, Address and Telephon |
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| September 20, 2021 |
Lisa Pollina Joins Energy Recovery Board of Directors Exhibit 99.1 Lisa Pollina Joins Energy Recovery Board of Directors SAN LEANDRO, Calif. ? September 20, 2021 ? Energy Recovery,?Inc. (NASDAQ: ERII) today announced the appointment of Lisa Pollina to its Board of Directors. ?Ms. Pollina?s deep expertise in banking and capital markets, and her extensive leadership experience in many other forums, will be a tremendous asset as we pursue our strategy o |
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| September 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2021 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commissio |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Rec |
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| August 6, 2021 |
Amended and Restated Certificate of Incorporation, dated June Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ENERGY RECOVERY, INC. Energy Recovery, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), hereby certifies as follows: A. The name of this corporation is Energy Recovery, Inc. The Corporation?s original Certificate of Incorporation was filed with the Secretary of State of the State |
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| August 5, 2021 |
Energy Recovery Posts Strong Quarterly Product Revenue Growth in Second Quarter Exhibit 99.1 Energy Recovery Posts Strong Quarterly Product Revenue Growth in Second Quarter SAN LEANDRO, Calif. - August 5, 2021 - Energy Recovery, Inc. (Nasdaq: ERII) today announced its financial results for the second quarter ended June 30, 2021, achieving seven percent growth in product revenue, compared to the second quarter of 2020. ?Our desalination business continues to thrive, driven in |
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| August 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| June 11, 2021 |
Amended and Restated Certificate of Incorporation of Energy Recovery, Inc. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ENERGY RECOVERY, INC. June 10, 2021 Energy Recovery, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify: FIRST: That the name of the Corporation is Energy Recovery, Inc. The origina |
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| June 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| May 25, 2021 |
Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Energy Recovery Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2020 Introduction For the year ended December 31, 2020, Energy Recovery, Inc. (the ?Company?, ?Energy Recovery?, ?our?, ?us?, or ?we?) in good faith, has conducted a reasonable country of origin inquiry (?RCOI?) of our products using the Responsible Minerals Initiative?s (?RMI?) Conflict Minerals Re |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Amendment No. 1) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant? Filed by a party other than the Registrant? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ENERGY RECOVERY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34112 01-0616867 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 1717 Doolittle Drive, San Leandro, California 94577 (Address of principal exe |
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| May 17, 2021 |
Exhibit 99.1 JOINT FILING AGREEMENT We, the undersigned, hereby express our agreement that the attached Schedule 13G dated March 17, 2021 relating to the common stock, par value $0.001 per share, of Energy Recovery, Inc. is filed on behalf of each of us. Dated: May 12, 2021 Sundt AS By: /s/ Jakob Iqbal Name: Jakob Iqbal Title: Chief Executive Officer CGS Holdings AS By: /s/ Jakob Iqbal Name: Jakob |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) * Energy Recovery, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29270J100 (CUSIP Number) March 15, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| May 7, 2021 |
Quarterly Report - FORM 10-Q - Q1'2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Re |
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| May 6, 2021 |
Energy Recovery Sets Product Revenue Record in the First Quarter Exhibit 99.1 Energy Recovery Sets Product Revenue Record in the First Quarter SAN LEANDRO, Calif. - May 6, 2021 - Energy Recovery, Inc. (Nasdaq: ERII) today announced its financial results for the first quarter ended March 31, 2021. The Company posted record-high quarterly product revenue in its core Water segment with 52% growth compared to the first quarter of 2020. “Today, Energy Recovery is at |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 4, 2021 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| May 3, 2021 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| April 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 26, 2021 |
DEF 14A 1 erii20210421def14a.htm FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant☒ Filed by a party other than the Registrant☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission On |
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| April 16, 2021 |
Amended and Restated Bylaws, effective as of April 14, 2021. EXHIBIT 3.1 AMENDED AND RESTATED BYLAWS OF ENERGY RECOVERY, INC. (Amended and Restated effective as of April 14, 2021) ARTICLE I?CORPORATE OFFICES 1.1 REGISTERED OFFICE. The registered office of Energy Recovery, Inc. shall be fixed in the corporation?s certificate of incorporation, as the same may be amended and/or restated from time to time (as so amended and/or restated, the ?Certificate?). 1.2 |
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| April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant? Filed by a party other than the Registrant? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Stateme |
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| April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2021 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| April 16, 2021 |
EXHIBIT 3.2 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ENERGY RECOVERY, INC. [?], 2021 Energy Recovery, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify: FIRST: That the name of the Corporation is Energy Recovery, Inc. The original ce |
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| March 31, 2021 |
As filed with the Securities and Exchange Commission on March 31, 2021 Registration No. |
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| March 31, 2021 |
As filed with the Securities and Exchange Commission on March 31, 2021 Registration No. |
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| March 24, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2021 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| March 24, 2021 |
NASDAQ: ERII Driving Industrial Sustainability Delivering Value in Fluid?Flow Processes Energy Recovery Investor Presentation ? March 2021 Confidential & Proprietary FORWARD LOOKING STATEMENT This presentation contains forward?looking statements within the ?Safe Harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| March 12, 2021 |
List of subsidiaries of the Company. Exhibit 21.1 Energy Recovery, Inc. List of Subsidiaries Company Name Country/State of Incorporation/Formation ERI Energy Recovery Ireland Limited Ireland Energy Recovery Iberia, S.L. Spain Energy Recovery Canada, Corp. Canada |
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| March 12, 2021 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Energy Recovery, Inc. (the ?Company?, ?Energy Recovery?, ?we?, ?our? and ?us?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our common stock. General Energy Recovery is authorized to issue |
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| March 12, 2021 |
Annual Report - FORM 10-K FY2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Recovery |
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| March 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| March 11, 2021 |
Energy Recovery Reports Product Revenue Growth of 26% for Fiscal Year 2020 $50 million Share Buyback Program Announced SAN LEANDRO, Calif. |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. 3)* ENERGY RECOVERY, INC. (Name of Issuer) Common Stock, Par Value of $0.001 Per Share (Title of Class of Securities) 29270J100 (CUSIP Number) December 31, 2020 Date of Event Which Requires Filing |
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| February 11, 2021 |
Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G February 11, 2021 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC. |
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| February 10, 2021 |
Energy Recovery, Inc. Severance Plan Exhibit 10.1 ENERGY RECOVERY, INC. SEVERANCE PLAN Effective as of February 5, 2021 (the “Effective Date”), Energy Recovery, Inc. (“Plan Sponsor”) hereby establishes a welfare benefits plan known as the “Energy Recovery, Inc. Severance Plan” (this or the “Plan”) for the benefit of certain key members of management or highly compensated employees of participating employers. This Plan is hereby estab |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2021 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2020 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 23, 2020 |
fearnleysecuritiesannual Exhibit 99.1 Driving Industrial Sustainability Delivering Value in Fluid-Flow Processes November 24, 2020 Joshua Ballard, Chief Financial Officer, Energy Recovery NASDAQ: ERII FORWARD LOOKING STATEMENT This presentation contains forward-looking statements within the “Safe Harbor” provisions of the Private Securities Litigation Reform Act of 1995. Forward-looking statements |
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| October 30, 2020 |
Quarterly Report - FORM 10-Q - Q3'2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy |
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| October 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| October 29, 2020 |
Energy Recovery Reports Third Quarter Financial Results Exhibit 99.1 Energy Recovery Reports Third Quarter Financial Results San Leandro, Calif., October 29, 2020 - Energy Recovery Inc. (Nasdaq: ERII) (“Energy Recovery,” “we,” “our,” or the “Company”), a leader in pressure energy technology for industrial fluid flows, today announced its financial results for the third quarter ended September 30, 2020. Third Quarter 2020 Highlights: • Product revenue o |
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| August 18, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2020 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 18, 2020 |
ex991-investorpresentati Exhibit 99.1 Energy Recovery Investor Presentation August 2020 NASDAQ: ERII FORWARD LOOKING STATEMENT This presentation contains forward‐looking statements within the “Safe Harbor” provisions of the Private Securities Litigation Reform Act of 1995. Forward‐looking statements in this report include, but are not limited to, statements about our expectations, objectives, anti |
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| August 4, 2020 |
ERII / Energy Recovery, Inc. / Trigran Investments, Inc. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. 2)* Energy Recovery, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29270J100 (CUSIP Number) July 31, 2020 Date of Event Which Requires Filing of the Statement |
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| July 31, 2020 |
Energy Recovery Reports Second Quarter Financial Results Exhibit 99.1 Energy Recovery Reports Second Quarter Financial Results San Leandro, Calif., July 30, 2020 - Energy Recovery Inc. (Nasdaq: ERII) (“Energy Recovery,” “we,” “our,” or the “Company”), a leader in pressure energy technology for industrial fluid flows, today announced its financial results for the second quarter ended June 30, 2020. Second Quarter 2020 Highlights: • Product revenue of $19 |
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| July 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 31, 2020 |
Quarterly Report - FORM 10-Q - Q2'2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Rec |
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| July 20, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2020 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| June 30, 2020 |
Energy Recovery Announces Exit From VorTeq™ Exclusive Licensing Agreement with Schlumberger Exhibit 99.1 Energy Recovery Announces Exit From VorTeq™ Exclusive Licensing Agreement with Schlumberger SAN LEANDRO, Calif. — June 29, 2020 — Energy Recovery, Inc. (NASDAQ: ERII) today announced an agreement with Schlumberger to exit its 15-year licensing deal for Schlumberger’s exclusive use of Energy Recovery’s VorTeq hydraulic pumping system. Under the terms of the new agreement, no further pa |
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| June 30, 2020 |
ex991-investorpresentati Exhibit 99.1 Energy Recovery Investor Presentation June 2020 NASDAQ: ERII FORWARD LOOKING STATEMENT This presentation contains forward‐looking statements within the “Safe Harbor” provisions of the Private Securities Litigation Reform Act of 1995. Forward‐looking statements in this report include, but are not limited to, statements about our expectations, objectives, antici |
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| June 30, 2020 |
exhibit101eri-slbtermina DocuSign Envelope ID: A9F6E60A-8D85-4B48-A0FC-584EEF4833C1DD048246-0EAB-4A31-8939-4A6C52072F3E Exhibit 10. |
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| June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2020 (October 14, 2015) ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorpora |
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| June 30, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2020 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| June 10, 2020 |
Annual Report - FORM 10-K/A FY2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3 |
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| June 4, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 4, 2020 |
investorpresentationxju Exhibit 99.1 Energy Recovery Investor Presentation June 2020 NASDAQ: ERII FORWARD LOOKING STATEMENT This presentation contains forward-looking statements within the “Safe Harbor” provisions of the Private Securities Litigation Reform Act of 1995. Forward-looking statements in this report include, but are not limited to, statements about our expectations, objectives, anticip |
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| May 29, 2020 |
- FORM SD - SPECIALIZED DISCLOSURE REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ENERGY RECOVERY, INC. (Exact name of registrant as specified in its charter) Delaware 001-34112 01-0616867 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 1717 Doolittle Drive, San Leandro, California 94577 (Address of principal exe |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| May 29, 2020 |
Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Energy Recovery Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2019 Introduction For the year ended December 31, 2019, Energy Recovery, Inc. (the “Company”, “Energy Recovery”, “our”, “us”, or “we”) in good faith, has conducted a reasonable country of origin inquiry (“RCOI”) of our products using the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Re |
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| May 22, 2020 |
Offer of Employment with Energy Recovery, Inc., as President and Chief Executive Officer Exhibit 10.1 May 20, 2020 Mr. Robert Yu Lang Mao 1717 Doolittle Drive San Leandro, CA 94577 Re: Offer of Employment with Energy Recovery, Inc., as President and Chief Executive Officer Dear Robert; On behalf of the Board of Directors of Energy Recovery, Inc. (“ERI” or the “Company”), I am pleased to confirm your appointment to the position of President and Chief Executive Officer of ERI, reporting |
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| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2020 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| May 19, 2020 |
ERII / Energy Recovery, Inc. / Lorentzen Ole Peter Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) Energy Recovery, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29270J100 (CUSIP Number) P. Rupert Russell, Esq. Shartsis Friese LLP One Maritime Plaza San Francisco, CA 94111 (415) 421-6500 (Name, Address and Telephon |
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| May 13, 2020 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-233730 PROSPECTUS SUPPLEMENT (To Prospectus dated September 27, 2019) 1,500,000 Shares Common Stock This prospectus supplement relates to the sale of 1,500,000 shares of our common stock owned by the stockholder identified in the section of this prospectus supplement titled “SELLING STOCKHOLDER.” We will not receive any procee |
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| May 8, 2020 |
Exhibit 99.1 Energy Recovery Names Robert Mao President and Chief Executive Officer Pamela Tondreau elected as Lead Independent Director SAN LEANDRO, Calif. — May 7, 2020 — Energy Recovery, Inc. (NASDAQ: ERII) today announced that its Board of Directors (“Board”) has selected current Chairman and Interim President and CEO, Mr. Robert Yu Lang Mao, as President and CEO of Energy Recovery. Mr. Mao wi |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2020 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 1, 2020 |
10, 2020, by and between Energy Recovery, Inc. and Prologis, L.P. tracycaleaseex101 |
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| May 1, 2020 |
Quarterly Report - FORM 10-Q - Q1'2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Re |
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| April 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| April 30, 2020 |
Energy Recovery Reports First Quarter Financial Results Exhibit 99.1 Energy Recovery Reports First Quarter Financial Results San Leandro, Calif., April 30, 2020 - Energy Recovery Inc. (Nasdaq: ERII) (“Energy Recovery,” “we,” “our,” or the “Company”), a leader in pressure energy technology for industrial fluid flows, today announced its financial results for the first quarter ended March 31, 2020. First Quarter 2020 Highlights: • Total product revenue o |
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| April 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2020 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2020 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| March 25, 2020 |
Settlement Agreement and Release, dated as of Exhibit 10.1 GENERAL RELEASE THIS GENERAL RELEASE (the “Agreement”) is made by and between Eric Siebert (“Employee”) and Energy Recovery, Inc. (“Employer”). For purposes of this Agreement, it is agreed that “Employer” includes Energy Recovery, Inc. and any corporations related to or affiliated with Energy Recovery, Inc., whether as a parent, subsidiary or an affiliate and their successors and assi |
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| March 19, 2020 |
Energy Recovery Announces Departure of VP, Oil & Gas, Appointment of New VorTeq™ Development Leader Exhibit 99.1 Energy Recovery Announces Departure of VP, Oil & Gas, Appointment of New VorTeq™ Development Leader SAN LEANDRO, Calif. — March 19, 2020 — Energy Recovery, Inc. (NASDAQ:ERII) today announced the departure of the company’s Vice President of Oil & Gas, Eric Siebert. “Eric’s leadership has been integral to the development of VorTeq™ from its early stages to the advanced position we are i |
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| March 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2020 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| March 6, 2020 |
List of subsidiaries of the Company. Exhibit 21.1 Energy Recovery, Inc. List of Subsidiaries Company Name Country/State of Incorporation/Formation ERI Energy Recovery Holdings Ireland Limited Ireland ERI Energy Recovery Ireland Limited Ireland Energy Recovery Iberia, S.L. Spain Energy Recovery Canada, Corp. Canada |
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| March 6, 2020 |
Annual Report - FORM 10-K FY2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Recovery |
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| March 6, 2020 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Energy Recovery, Inc. (the “Company”, “Energy Recovery”, “we”, “our” and “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock. General Energy Recovery is authorized to issue |
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| March 5, 2020 |
Energy Recovery Reports Fourth Quarter and Fiscal Year End 2019 Financial Results Exhibit 99.1 Energy Recovery Reports Fourth Quarter and Fiscal Year End 2019 Financial Results San Leandro, Calif., March 5, 2020 - Energy Recovery Inc. (Nasdaq: ERII) (“Energy Recovery,” “we,” “our,” or the “Company”), a leader in pressure energy technology for industrial fluid flows, today announced its financial results for the fourth quarter and fiscal year ended December 31, 2019. Fiscal Year |
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| March 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2020 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| February 12, 2020 |
Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G FEBRUARY 12, 2020 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC. |
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| February 12, 2020 |
ERII / Energy Recovery, Inc. / Trigran Investments, Inc. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Energy Recovery, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29270J100 (CUSIP Number) December 31, 2019 Date of Event Which Requires Filing of the Statem |
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| December 16, 2019 |
ERII / Energy Recovery, Inc. CORRESP - - Energy Recovery, Inc. 1717 Doolittle Drive San Leandro, CA 94577 Phone: (510) 483-7370 VIA EDGAR SUBMISSION December 16, 2019 Mr. Stephen Krikorian Accounting Branch Chief Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Energy Recovery, Inc. Form 10-K for the Fiscal Year Ended December 31, 2018 Filed March 7, 2019, as amended on Marc |
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| November 22, 2019 |
ERII / Energy Recovery, Inc. CORRESP - - Energy Recovery, Inc. 1717 Doolittle Drive San Leandro, CA 94577 Phone: (510) 483-7370 VIA EDGAR SUBMISSION November 22, 2019 Ms. Laura Veator Staff Accountant Securities and Exchange Commission Division of Corporation Finance Mail Stop 4628 100 F Street, N.E. Washington, D.C. 20549 Re: Energy Recovery, Inc. Form 10-K for the Fiscal Year Ended December 31, 2018 Filed March 7, 2019, as amended on M |
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| November 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2019 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 19, 2019 |
Exhibit 10.1 SETTLEMENT AGREEMENT AND RELEASE This Settlement Agreement and Release (hereinafter “Release”) is freely entered into by Chris Gannon (“Gannon”) and Energy Recovery, Inc. (“Company”). Although Gannon is not entitled to severance under his May 4, 2018 Offer of Promotion “in the event that you voluntarily resign (other than under the circumstances described in the Change in Control Seve |
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| November 18, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2019 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 18, 2019 |
Exhibit 99.1 |
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| November 12, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2019 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 12, 2019 |
Exhibit 99.1 |
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| November 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2019 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 4, 2019 |
Energy Recovery Announces Leadership Transition Exhibit 99.1 FOR IMMEDIATE RELEASE Energy Recovery Announces Leadership Transition SAN LEANDRO, Calif. - November 4, 2019 - Energy Recovery, Inc. (NASDAQ:ERII) announced today the resignation of Chris Gannon as the Company’s President and Chief Executive Officer and as a member of its Board of Directors. Mr. Gannon submitted his resignation to the Board on Friday, November 1, effective immediately |
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| November 1, 2019 |
Quarterly Report - FORM 10-Q - Q3'19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energ |
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| October 31, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2019 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission |
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| October 31, 2019 |
Energy Recovery Reports Third Quarter 2019 Financial Results Exhibit 99.1 Energy Recovery Reports Third Quarter 2019 Financial Results San Leandro, Calif., October 31, 2019 - Energy Recovery Inc. (Nasdaq: ERII) (“Energy Recovery” or the “Company”), the leader in pressure energy technology for industrial fluid flows, today announced its financial results for the third quarter ended on September 30, 2019. Third Quarter Summary: • Total revenue of $24.9 millio |
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| September 26, 2019 |
ERII / Energy Recovery, Inc. CORRESP - - ENERGY RECOVERY, INC. 1717 Doolittle Drive San Leandro, CA 94577 September 26, 2019 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Thomas Jones Re: Energy Recovery, Inc. Registration Statement on Form S-3 Filed September 12, 2019 File No. 333-233730 Ladies and Gentlemen: In accordance with Rule 461 of the Securities |
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| September 12, 2019 |
Exhibit 4.2 ENERGY RECOVERY, INC., as the Company and [●], as Trustee Senior Indenture Dated as of [•] ENERGY RECOVERY, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Senior Indenture TRUST INDENTURE ACT SECTION INDENTURE SECTION Section 310 (a) (1) 7.11 (a) (2) 7.11 (b) 7.03 Section 311 7.03 Section 312 (a) 4.03 (b) 10.01 Section 313 (a) 7.06 Section 314 (a) (1), (2), (3) 4.0 |
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| September 12, 2019 |
Form of Subordinated Indenture Exhibit 4.3 Energy recovery, INC., as the Company and [●], as Trustee Subordinated Indenture Dated as of [●] ENERGY RECOVERY, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Subordinated Indenture TRUST INDENTURE ACT SECTION INDENTURE SECTION Section 310 (a) (1) 7.11 (a) (2) 7.11 (b) 7.03 Section 311 7.03 Section 312 (a) 4.03 (b) 10.01 Section 313 (a) 7.06 Section 314 (a) (1), |
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| September 12, 2019 |
ERII / Energy Recovery, Inc. S-3 - - FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on September 12, 2019 Registration No. |
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| August 8, 2019 |
Exhibit 99.1 |
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| August 8, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2019 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 2, 2019 |
Energy Recovery Reports Second Quarter 2019 Financial Results San Leandro, Calif., August 1, 2019 - Energy Recovery Inc. (Nasdaq: ERII) (“Energy Recovery” or the “Company”), the leader in pressure energy technology for industrial fluid flows, today announced its financial results for the second quarter ended on June 30, 2019. Second Quarter Summary: • Total revenue of $22.8 million, an increase of |
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| August 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2019 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34112 Energy Rec |
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| August 2, 2019 |
Sixth Amendment to Loan and Pledge Agreement by and between Energy Recovery, Inc. and Citibank N.A. SIXTH AMENDMENT TO LOAN AND PLEDGE AGREEMENT Dated as of June 10, 2019 Reference is made to that certain Loan and Pledge Agreement dated as of January 27, 2017 (as amended, supplemented, waived or otherwise modified from time to time prior to the date hereof, the “Loan and Pledge Agreement”) between Energy Recovery, Inc. |
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| July 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2019 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 31, 2019 |
Pamela Tondreau Joins Energy Recovery Board of Directors Exhibit 99.1 FOR IMMEDIATE RELEASE Pamela Tondreau Joins Energy Recovery Board of Directors SAN LEANDRO, Calif. — July 30, 2019 — Energy Recovery, Inc. (NASDAQ:ERII), the leader in pressure energy technology for industrial fluid flows, today announced the appointment of Pamela Tondreau to its Board of Directors. "We are thrilled to have Ms. Tondreau join our board. She brings nearly two decades of |
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| June 19, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2019 ENERGY RECOVERY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| June 13, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2019 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| June 13, 2019 |
Annual Shareholder Presentation. Exhibit 99.1 |
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| May 24, 2019 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Energy Recovery Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2018 Introduction For the year ended December 31, 2018, Energy Recovery, Inc. (the “Company”, “Energy Recovery”, “our”, “us”, or “we”) in good faith, has conducted a reasonable country of origin inquiry (“RCOI”) of our products using the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Re |
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| May 24, 2019 |
ERII / Energy Recovery, Inc. SD - - FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report Energy Recovery, Inc. (Exact name of Registrant as specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) Commission File Number (IRS Employer Identification No.) 1717 Doolittle Drive, San Leandro, CA 94577 (Address of Principal Executive Off |
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| May 6, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2019 Energy Recovery, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34112 01-0616867 (State or Other Jurisdiction of Incorporation) (Commission File |
