FNKO / Funko, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

FIRST AMENDMENT TO STOCKHOLDERS AGREEMENT

EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO STOCKHOLDERS AGREEMENT This First Amendment (this “Amendment”), dated as of August 14, 2025, to that certain Stockholders Agreement, dated as of May 3, 2022 (the “Stockholders Agreement”), by and among Funko, Inc. a Delaware corporation (the “Corporation”), and TCG 3.0 Fuji, LP, a Delaware limited partnership (“TCG”). Capitalized terms used in this Amendment

FUNKO, INC. Up to $40,000,000 Class A Common Stock

424B5 Filed Pursuant to Rule 424(b)(5) Registration No. 333-289388 PROSPECTUS SUPPLEMENT (To prospectus dated August 15, 2025) FUNKO, INC. Up to $40,000,000 Class A Common Stock We have entered into an At-the-Market Sales Agreement (the “Sales Agreement”) with BTIG, LLC (the “Agent”) relating to shares of our Class A common stock, $0.0001 par value per share (“Class A common stock”), offered by th

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 14, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 14, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 11, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 11, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

EMPLOYMENT AGREEMENT

EX-10.1 Exhibit 10.1 Execution Version EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of August 11, 2025 and shall be effective on September 1, 2025 (the “Effective Date”), by and between Josh Simon, a California resident (“Employee”), and Funko, Inc., a Delaware corporation (any of its affiliates as may employ Employee from time to time, and any succ

Q2 Supplemental Information AUGUST 2025 Funko, LLC © 2025 Q2-2025 Top 10 Properties One Piece Monkey D. Luffy 6% Top 10 Properties in Q2 % of Net Sales 33% 1 Channel & product sales mix shift Improved product margins(1) Royalty minimum guarantee shor

q2-2025irslides Q2 Supplemental Information AUGUST 2025 Funko, LLC © 2025 Q2-2025 Top 10 Properties One Piece Monkey D.

Form of Indenture.

EX-4.4 Exhibit 4.4 FUNKO, INC. INDENTURE Dated as of , 20 [] Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1    Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 5 Section 1.4. Rules of Construction 5 ARTICLE II. THE SECURITIES 6 Section 2.1. Issuable in Series 6 Section 2.2. Establishme

Powers of Attorney (incorporated by reference to the signature page hereto).

S-3 Table of Contents As filed with the Securities and Exchange Commission on August 7, 2025 Registration No.

Funko Reports Second Quarter 2025 Financial Results --Company Provides Comments on H2 Outlook--

Funko Reports Second Quarter 2025 Financial Results -Company Provides Comments on H2 Outlook- EVERETT, Wash.

Filing Fee Table.

Calculation of Filing Fee Tables S-3 Funko, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effecti

FUNKO, INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS YEARS ENDED DECEMBER 31, 2024, 2023 AND 2022 CONTENTS Report of Independent Registered Public Accounting Firm (PCAOB ID: 238) F-2 Report of Independent Registered Public Accounting Firm (

Exhibit 99.1 FUNKO, INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS YEARS ENDED DECEMBER 31, 2024, 2023 AND 2022 CONTENTS Report of Independent Registered Public Accounting Firm (PCAOB ID: 238) F-2 Report of Independent Registered Public Accounting Firm (PCAOB ID: 42) F-5 Consolidated Financial Statements: Consolidated Statements of Operations F-6 Consolidated Statements of Comprehensive (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact na

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

At-the-Market Sales Agreement, by and between Funko, Inc. and BTIG, LLC, dated August 7, 2025.

EX-1.2 Exhibit 1.2 FUNKO, INC. UP TO $40,000,000 OF CLASS A COMMON STOCK ($0.0001 PAR VALUE PER SHARE) AT-THE-MARKET SALES AGREEMENT August 7, 2025 BTIG, LLC 65 East 55th Street New York, New York 10022 Ladies and Gentlemen: Funko, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with BTIG, LLC (“BTIG” and, together with the Company, the “Parties”), as follow

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Form of Retention Bonus Letter Agreement

EX-10.1 Exhibit 10.1 FUNKO, INC. 2802 Wetmore Ave Everett, WA 98201 [ • ], 2025 [ • ] Re: Retention Bonus Opportunity Dear [ • ]: To incentivize you to remain with, and stay committed to, Funko, Inc. (the “Company”), we are offering you a cash retention bonus in accordance with the terms and conditions set forth in this letter agreement (this “Agreement”). Capitalized terms used but not defined he

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 4, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 4, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Letter Agreement, by and between the Company and Michael Lunsford, dated July 31, 2025

EX-10.1 Exhibit 10.1 Funko, Inc 2802 Wetmore Avenue Everett, WA 98201 July 31, 2025 Mike Lunsford Sent Via Email Dear Mike: This letter sets forth the understanding by and between you and Funko, Inc. (the “Company”), regarding the terms of your service as Interim Chief Executive Officer, reporting directly to the Board of Directors (the “Board”) of the Company. The following delineates the terms o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2025 (July 5, 2025) Date of Report (Date of earliest e

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2025 (July 5, 2025) Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 16, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 16, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

2025, by and among Funko Acquisition Holdings, L.L.C., the subsidiary borrowers party thereto, the consenting lenders party thereto and JPMorgan Chase Bank, N.A. as administrative agent.

Certain information marked as [***] has been excluded from this exhibit because it is both (i) not material and (ii) is the type that the Registrant treats as private or confidential.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 2, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 12, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 12, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

Funko Reports First Quarter 2025 Financial Results --Q1 Net Sales Within Guidance Range, Gross Margin and Adjusted EBITDA Above Expectations; Withdraws 2025 Full-Year Outlook Due to Tariff-Related Uncertainties--

Funko Reports First Quarter 2025 Financial Results -Q1 Net Sales Within Guidance Range, Gross Margin and Adjusted EBITDA Above Expectations; Withdraws 2025 Full-Year Outlook Due to Tariff-Related Uncertainties- EVERETT, Wash.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 20, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Investor Presentation COMPANY OVERVIEW MARCH 2025 Funko, LLC © 2025 1 CAUTIONARY NOTES REGARDING FORWARD-LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 19

Investor Presentation COMPANY OVERVIEW MARCH 2025 Funko, LLC © 2025 1 CAUTIONARY NOTES REGARDING FORWARD-LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

As filed with the Securities and Exchange Commission on March 13, 2025

As filed with the Securities and Exchange Commission on March 13, 2025 Registration No.

Filing Fee Table

Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Funko, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, $0.000

List of Subsidiaries

EXHIBIT 21.1 LIST OF SUBSIDIARIES Funko Acquisition Holdings, LLC Funko Holdings, LLC Funko, LLC Loungefly, LLC Funko UK, Ltd. Funko Far East Limited Funko Games, LLC TokenWave LLC Funko EU, B.V. Mondo Collectibles, LLC Funko (Dongguan) Pop Culture Limited (subsidiary of Funko Far East Limited) MessageMe, Inc. Funko Global Sales Holdings, LLC Funko Mexico Distribution S. de R.L.

Insider Trading Compliance Policy

Funko, Inc. Insider Trading Compliance Policy This Insider Trading Compliance Policy (this “Policy”) consists of seven sections: •Section I provides an overview; •Section II sets forth the policies of Funko, Inc. prohibiting insider trading; •Section III explains insider trading; •Section IV consists of procedures that have been put in place by Funko, Inc. to prevent insider trading; •Section V se

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 10, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 10, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Funko Reports 2024 Fourth-Quarter, Full-Year Financial Results; Provides Full-Year Outlook for 2025 --Q4 Net Sales at Upper End of Expectations, Gross Margin and Adjusted EBITDA Exceed Expectations, Driven by Strong DTC and EMEA Sales--

Funko Reports 2024 Fourth-Quarter, Full-Year Financial Results; Provides Full-Year Outlook for 2025 -Q4 Net Sales at Upper End of Expectations, Gross Margin and Adjusted EBITDA Exceed Expectations, Driven by Strong DTC and EMEA Sales- EVERETT, Wash.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 6, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 6, 2025 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

February 4, 2025

February 4, 2025 VIA EDGAR SUBMISSION Division of Corporation Finance Office of Manufacturing Securities and Exchange Commission 100 F Street, N.

January 15, 2025

January 15, 2025 VIA EDGAR SUBMISSION Division of Corporation Finance Office of Manufacturing Securities and Exchange Commission 100 F Street, N.

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 13, 2024 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

FNKO / Funko, Inc. / Working Capital Advisors (UK) Ltd. - SC 13G/A Passive Investment

SC 13G/A 1 d853312dsc13ga.htm SC 13G/A SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* FUNKO, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b)

JOINT FILING AGREEMENT

EX-99.1 2 d853312dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Joint Filing Agreement, dated as of November 14, 2024 is by and among High Street Partners, Ltd., Working Capital Partners, Ltd., Working Capital Advisors (UK) Ltd., Working Capital Management Pte. Ltd., and Kenneth Chan (the foregoing are collectively referred to herein as the “Filers”). Each of the Filers may be require

FNKO / Funko, Inc. / Fund 1 Investments, LLC Passive Investment

SC 13G 1 sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Funko, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exa

Funko Reports Third Quarter 2024 Financial Results; Updates 2024 Full-Year Outlook --Q3 Net Sales, Gross Margin and Adjusted EBITDA at High End or Above Expectations--

Funko Reports Third Quarter 2024 Financial Results; Updates 2024 Full-Year Outlook -Q3 Net Sales, Gross Margin and Adjusted EBITDA at High End or Above Expectations- EVERETT, Wash.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 7, 2024 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number

Letter Agreement between Funko, Inc., Funko UK, Ltd and Andrew Oddie, dated September 9, 2024.

Exhibit 10.1 This deed is made on 9 September 2024 Andrew Oddie c/o FUNKO UK, Ltd 21 Holborn Viaduct London United Kingdom EC1A 2DY Dear Andy 1. INTRODUCTION 1.1 The terms of this deed (the “Letter”) are subject to, and in consideration of, your continued employment with FUNKO UK, Ltd (the “Employer”) under your contract of employment dated 12 May 2022, as amended from time to time (the “Employmen

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 9, 2024 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Letter Agreement, dated July 17, 2024, between the Company and Michael Lunsford.

Funko, Inc. 2802 Wetmore Avenue Everett, WA 98201 July 17, 2024 Mike Lunsford Sent Via Email Dear Mike: This letter, entered into on the date first set forth above, sets forth the understanding by and between you and Funko, Inc. (the “Company”), regarding the transition of your role as Interim Chief Executive Officer of the Company to your successor and your continued service with the Company. 1.A

Limited Waiver and Limited Consent, dated June 11, 2024, between Funko Acquisition Holdings, L.L.C., subsidiary borrowers party thereto, lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent.

EXECUTION VERSION LIMITED WAIVER AND LIMITED CONSENT Dated as of June 11, 2024 To CREDIT AGREEMENT Dated as of September 17, 2021 THIS LIMITED WAIVER AND LIMITED CONSENT (this “Consent”) is made as of June 11, 2024 by and among Funko Acquisition Holdings, L.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2024 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact na

Employment Agreement, dated as of August 8, 2024, between the Company and Yves Le Pendeven.

Execution Version EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of the 8th day of August, 2024 (the “Effective Date”), by and between Yves Le Pendeven, a Washington resident (“Employee”), and Funko, Inc.

Funko Reports Second Quarter 2024 Financial Results; Reiterates 2024 Full-Year Outlook --Q2 Net Sales, Gross Margin and Adjusted EBITDA - All Above Expectations--

Funko Reports Second Quarter 2024 Financial Results; Reiterates 2024 Full-Year Outlook -Q2 Net Sales, Gross Margin and Adjusted EBITDA - All Above Expectations- EVERETT, Wash.

UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA - 1 - STIPULATION AND AGREEMENT OF SETTLEMENT CASE NO. 2:22-CV-03155-WLH-MAA

Exhibit 99.2 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA SMITH v. MARIOTTI, et al. This Document Relates To: ALL ACTIONS Case No. 2:22-cv-03155-WLH-MAA EXHIBIT 1— STIPULATION AND AGREEMENT OF SETTLEMENT Date:     April 12, 2024 Time:      1:30 p.m. Courtroom:  9B, 9th Floor Judge:     Hon.Wesley L. Hsu - 1 - STIPULATION AND AGREEMENT OF SETTLEMENT CASE NO. 2:22-CV-03155-WLH-MAA STI

UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA SMITH v. MARIOTTI, et al., This Document Relates To: ALL ACTIONS. Case No. 2:22-cv-03155-WLH-MAA NOTICE OF PENDENCY AND PROPOSED SETTLEMENT OF DERIVATIVE MATTERS

Exhibit 99.1 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA SMITH v. MARIOTTI, et al., This Document Relates To: ALL ACTIONS. Case No. 2:22-cv-03155-WLH-MAA NOTICE OF PENDENCY AND PROPOSED SETTLEMENT OF DERIVATIVE MATTERS TO: ALL PERSONS OR ENTITIES WHO HOLD OR BENEFICIALLY OWN, DIRECTLY OR INDIRECTLY, FUNKO, INC. (“FUNKO” OR THE “COMPANY”) COMMON STOCK AS OF MARCH 4, 2024 (“CURRENT F

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 26, 2024 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 4, 2024 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

Form of Restricted Stock Grant Notice.

FUNKO, INC. 2024 INDUCEMENT AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE Funko, Inc., a Delaware corporation (the “Company”), pursuant to its 2024 Inducement Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) the number of Restricted Stock Units set forth below (the “RSUs”). The RSUs are subject to the terms and conditions set forth in

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact n

Funko Reports First Quarter 2024 Financial Results; Reiterates Full-Year Outlook for 2024 --Q1 Net Sales Within Guidance Range, Gross Margin and Adjusted EBITDA Above Expectations; New CEO Appointed--

Funko Reports First Quarter 2024 Financial Results; Reiterates Full-Year Outlook for 2024 -Q1 Net Sales Within Guidance Range, Gross Margin and Adjusted EBITDA Above Expectations; New CEO Appointed- EVERETT, Wash.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2024 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

As filed with the Securities and Exchange Commission on May 9, 2024

As filed with the Securities and Exchange Commission on May 9, 2024 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 11, 2024 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Comm

Service Agreement Amendment between the Company and Andrew Oddie, dated May 1, 2024.

This deed is made on May 1st, 2024 Andrew Oddie c/o FUNKO UK, Ltd Dear Andy 1. BACKGROUND 1.1 The terms of this deed (the “Letter”) are subject to, and in consideration of, your continued employment with FUNKO UK, Ltd (the “Employer”) under your contract of employment dated 12 May 2022, as amended from time to time (the “Employment Agreement”). 1.2 By executing this Letter, you hereby agree to the

Filing Fee Table

Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Funko, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, $0.000

Form of Stock Option Grant Notice and Stock Option Agreement under 2024 Inducement Award Plan.

FUNKO, INC. 2024 INDUCEMENT AWARD PLAN STOCK OPTION GRANT NOTICE AND STOCK OPTION AGREEMENT Funko, Inc., a Delaware corporation (the “Company”), pursuant to its 2024 Inducement Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) an option to purchase the number of Shares set forth below (the “Option”). The Option is subject to the terms a

Funko, Inc. 2024 Inducement Award Plan.

FUNKO, INC. 2024 INDUCEMENT AWARD PLAN ARTICLE 1. PURPOSE The purpose of the Funko, Inc. 2024 Inducement Award Plan (as it may be amended or restated from time to time, the “Plan”) is to promote the success and enhance the value of Funko, Inc. (the “Company”) by linking the individual interests of Eligible Individuals to those of Company stockholders and by providing such individuals with an incen

Employment Agreement between the Company and Cynthia Williams, effective May 20, 2024.

Execution Version EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of the 20th day of May, 2024 (the “Effective Date”), by and between Cynthia W.

Letter from Ernst & Young LLP dated May 9, 2024

Exhibit 16.1 May 9, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K/A dated May 9, 2024, of Funko, Inc. and are in agreement with the statements contained in first and last two sentences of the first paragraph and paragraph 2 therein, and we provide the following additional context: It is our understanding that, afte

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Letter from Ernst & Young LLP dated April 12, 2024

Exhibit 16.1 Ernst & Young LLP Suite 900 920 Fifth Ave. Seattle, WA 98104 Tel: +1 206 621 1800 Fax: +1 206 654 7799 April 12, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K dated April 12, 2024, of Funko, Inc. and are in agreement with the statements contained in first and last sentences of the first paragraph and p

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 11, 2024 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Description of Securities

Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following description of the capital stock of Funko, Inc. (the “Company,” “we,” “us,” and “our”) and certain provisions of our amended and restated certificate of incorporation (our “certificate”) and amended and restated bylaws (our “bylaws”) are summaries and are qualified in their entirety by reference to the full text of our certificate and bylaws a

Letter Agreement between the Company and Yves Le Pendeven, dated March 6, 2024.

Exhibit 10.1 March 6, 2024 Yves LePendeven Via Email Re: Compensation Terms (Acting Chief Financial Officer) Dear Yves: Thank you for your ongoing contributions to the success of Funko, Inc. (the “Company”). We are pleased to confirm with this letter (this “Letter”) the terms of your compensation in connection with your promotion to Acting Chief Financial Officer of the Company. A. Position. Effec

Filing Fee Table

Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Funko, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, $0.000

As filed with the Securities and Exchange Commission on March 7, 2024

As filed with the Securities and Exchange Commission on March 7, 2024 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

Funko Reports 2023 Fourth Quarter, Full Year Financial Results; Provides Full-Year Outlook for 2024 --Q4 Net Sales, Gross Margin and Adjusted EBITDA at Upper End of Expectations, Driven by Strong DTC Growth and Continued Operational Improvement--

Funko Reports 2023 Fourth Quarter, Full Year Financial Results; Provides Full-Year Outlook for 2024 -Q4 Net Sales, Gross Margin and Adjusted EBITDA at Upper End of Expectations, Driven by Strong DTC Growth and Continued Operational Improvement- EVERETT, Wash.

List of Subsidiaries

EXHIBIT 21.1 LIST OF SUBSIDIARIES Funko Acquisition Holdings, LLC Funko Holdings, LLC Funko, LLC Loungefly, LLC Funko UK, Ltd. Funko Far East Limited Funko Games, LLC TokenWave LLC Funko EU, B.V. Mondo Collectibles, LLC Funko (Dongguan) Pop Culture Limited (subsidiary of Funko Far East Limited) MessageMe, Inc.

Policy for Recovery of Erroneously Awarded Compensation

EXHIBIT 97.1 FUNKO, INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION Funko, Inc. (the “Company”) has adopted this Policy for Recovery of Erroneously Awarded Compensation (the “Policy”), effective as of October 2, 2023 (the “Effective Date”). Capitalized terms used in this Policy but not otherwise defined herein are defined in Section 11. 1.Persons Subject to Policy This Policy shall ap

Separation and Release of Claims Agreement between the Company and Steve Nave, dated March 6, 2024.

Exhibit 10.2 Funko, Inc. 2802 Wetmore Avenue Everett, WA 98201 March 6, 2024 Mr. Steve Nave Via email Re: Separation and Release of Claims Agreement Dear Steve: This letter agreement (this “Letter Agreement”) sets forth the understanding by and between you and Funko, Inc. (collectively with its direct and indirect subsidiaries, and any successor(s) thereto, the “Company”), regarding the cessation

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 7, 2024 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

FNKO / Funko, Inc. / No Street GP LP Passive Investment

SC 13G/A 1 fnko2023sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Funko, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) No Street GP LP 505 Montgomery Street, Suite 1250 San Francisco, CA 94111 (415) 801-4460 (Name, Address and Telephone Number of

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 12, 2024 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

FNKO / Funko, Inc. / Woodson Capital Management, LP Passive Investment

SC 13G/A 1 woodson-fnko123123a5.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check t

FNKO / Funko, Inc. / No Street GP LP Passive Investment

SC 13G/A 1 fnko2023sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Funko, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) No Street GP LP 505 Montgomery Street, Suite 1250 San Francisco, CA 94111 (415) 801-4460 (Name, Address and Telephone Number of

JOINT FILING AGREEMENT

EX-99.1 2 d778372dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned acknowledge and agree that the foregoing statement on Amendment No. 1 to Schedule 13G with respect to the Class A Common Stock is filed on behalf of each of the undersigned and that all subsequent amendments to this statemen

FNKO / Funko, Inc. / Working Capital Advisors (UK) Ltd. - SC 13G/A Passive Investment

SC 13G/A 1 d806344dsc13ga.htm SC 13G/A SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* FUNKO, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☒

FNKO / Funko, Inc. / PICKUP RICHARD H. - SC 13G/A Passive Investment

SC 13G/A 1 d778372dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* FUNKO, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check

FNKO / Funko, Inc. / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* FUNKO, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

FNKO / Funko, Inc. / ACON Equity GenPar, L.L.C. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 22, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 22, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Amended and Restated Bylaws of Funko, Inc.

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF FUNKO, INC. Dated as of December 22, 2023 CONTENTS Page Article I. MEETINGS OF STOCKHOLDERS 1 Section 1.01 Place of Meetings 1 Section 1.02 Annual Meetings 1 Section 1.03 Special Meetings 1 Section 1.04 Notice of Meetings 1 Section 1.05 Adjournments 2 Section 1.06 Quorum 2 Section 1.07 Organization 2 Section 1.08 Voting; Proxies 3 Section 1.09 Fixi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exa

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 1, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number

1 2 2 3 • • • • • • 4 5 6 7 Note: Represents a sampling of ourcurrent portfolio offerings as of August 2023. 8 9 10 11 12 13 • • • • • • • • • • • • • 14 • • • • • • 15 • • • • • 16 • • • • • • 17 • • • • • • • • • 18 • • • • • • • • • • • • • • • •

1 2 2 3 • • • • • • 4 5 6 7 Note: Represents a sampling of ourcurrent portfolio offerings as of August 2023.

Funko Reports 2023 Third Quarter Financial Results -- Results Exceed Expectations --

Funko Reports 2023 Third Quarter Financial Results - Results Exceed Expectations - EVERETT, Wash.

FNKO / Funko Inc - Class A / Mariotti Brian Richard - SC 13G Passive Investment

SC 13G United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Funko, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 361008105 (C

Advisor Agreement, by and between the Company and Brian Mariotti, dated September 1, 2023

EX-10.1 Exhibit 10.1 FUNKO, LLC ADVISOR AGREEMENT THIS ADVISOR AGREEMENT (this “Agreement”) is made and effective as of September 1, 2023 (the “Effective Date”), by and between Funko, LLC, a Washington limited liability company (the “Company”), and Brian Mariotti, an individual (the “Advisor”). 1. Services. For the term of this Agreement, Advisor will provide consulting and advisory services to Fu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 1, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 1, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

FNKO / Funko Inc - Class A / PICKUP RICHARD H. - SC 13G Passive Investment

SC 13G 1 d545402dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FUNKO, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) March 14, 2023 (Date of Event which Requires Filing of this Statement) Check the appro

FNKO / Funko Inc - Class A / Working Capital Advisors (UK) Ltd. - SC 13G/A Passive Investment

SC 13G/A SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FUNKO, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) August 15, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☒ Rule 13d-1(c) ☐ Rule 13d-1(d) *

JOINT FILING AGREEMENT

EX-99.1 2 d653100dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Joint Filing Agreement, dated as of August 18, 2023 is by and among High Street Partners, Ltd., Working Capital Partners, Ltd., Working Capital Advisors (UK) Ltd., Working Capital Management Pte. Ltd., and Kenneth Chan (the foregoing are collectively referred to herein as the “Filers”). Each of the Filers may be required

Second Amendment to Amended and Restated Employment Agreement, by and between the Company and Andrew Perlmutter, dated August 15, 2023.

Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Amendment”) is entered into as of August 15, 2023, by and between Andrew Perlmutter (“Employee”) and Funko, Inc. (together with any of its affiliates as may employ the Employee from time to time and any successor(s) thereto, the “Company”). Capitalized

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 15, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 15, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact na

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 3, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 3, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Funko Reports 2023 Second Quarter Financial Results, Revises Full-Year Outlook -- Company Provides Update on Operational Improvement Initiatives, Implements Substantial Additional Cost Savings Measures--

Funko Reports 2023 Second Quarter Financial Results, Revises Full-Year Outlook - Company Provides Update on Operational Improvement Initiatives, Implements Substantial Additional Cost Savings Measures- EVERETT, Wash.

Certificate of Amendment to Amended and Restated Certificate of Incorporation of Funko, Inc.

CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FUNKO, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 27, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 27, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

Letter between the Company and Michael Lunsford, dated July 13, 2023

EX-10.1 Exhibit 10.1 Funko, Inc. 2802 Wetmore Avenue Everett, WA 98201 July 13, 2023 Mike Lunsford Sent Via Email Dear Mike: Funko, Inc. (the “Company”) is pleased to offer you the position of Interim Chief Executive Officer reporting directly to the Board of Directors (the “Board”) of the Company beginning on July 13, 2023 (the “Start Date”). The following delineates your compensation and benefit

Letter between the Company and Brian Mariotti, dated July 13, 2023

EX-10.2 Exhibit 10.2 Funko, Inc 2802 Wetmore Avenue Everett, WA 98201 July 13, 2023 Brian Mariotti via Email Re: Your Sabbatical Dear Brian: This letter (this “Agreement”) memorializes our agreement regarding your sabbatical with Funko, Inc. (the “Company”). Your sabbatical will begin on July 13 2023, and will continue through and including January 13, 2024 or such later date as may be agreed in w

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 13, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 13, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 13, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 13, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

FNKO / Funko Inc - Class A / Working Capital Advisors (UK) Ltd. - SC 13G Passive Investment

SC 13G SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FUNKO, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) April 26, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☒ Rule 13d-1(c) ☐ Rule 13d-1(d) * The

JOINT FILING AGREEMENT

EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Joint Filing Agreement, dated as of May 5, 2023 is by and among High Street Partners, Ltd., Working Capital Partners, Ltd., Working Capital Advisors (UK) Ltd., Working Capital Management Pte. Ltd., and Kenneth Chan (the foregoing are collectively referred to herein as the “Filers”). Each of the Filers may be required to file with the United States S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 4, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Nam

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 4, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact n

Amended and Restated Employment Agreement, dated April 19, 2023, by and between the Company and Tracy Daw.

Execution Version AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of the 19th day of April, 2023, and effective as of the 1st day of November, 2022 (the “Effective Date”), by and between Tracy Daw, a Washington resident (“Employee”), and Funko, Inc.

Funko Reports First Quarter 2023 Financial Results and Updated Outlook for Fiscal Year 2023

Funko Reports First Quarter 2023 Financial Results and Updated Outlook for Fiscal Year 2023 EVERETT, Wash.

First Quarter 2023 Earnings May 4, 2023 2 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements contained in this presentation that do not relate to matters of

exhibit9921q2023earnings First Quarter 2023 Earnings May 4, 2023 2 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Filing Fee Table

Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Funko, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, $0.000

List of Subsidiaries

EXHIBIT 21.1 LIST OF SUBSIDIARIES Funko Acquisition Holdings, LLC Funko Holdings, LLC Funko, LLC Loungefly, LLC Funko UK, Ltd. Funko Far East Limited Funko Games, LLC TokenWave LLC Funko EU, B.V. Mondo Collectibles, LLC Funko (Dongguan) Pop Culture Limited (subsidiary of Funko Far East Limited)

Employment Agreement, by and between the Company and Steve Nave, dated February 27, 2023.

Execution Version EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of the 27th day of February 2023 (the “Effective Date”), by and between Steve Nave, a Minnesota resident (“Employee”), and Funko, Inc.

Form of Performance Stock Unit Award Agreement under the Funko, Inc. 2019 Incentive Award Plan

FUNKO, INC. 2019 INCENTIVE AWARD PLAN PERFORMANCE STOCK UNIT AWARD GRANT NOTICE Funko, Inc., a Delaware corporation, (the “Company”), pursuant to its 2019 Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (the “Participant”), an award of performance stock units (“Performance Stock Units” or “PSUs”). Each vested Performance Stock Unit represen

Form of Performance Stock Unit Award Agreement for UK Employees under the Funko, Inc. 2019 Incentive Award Plan

FUNKO, INC. 2019 INCENTIVE AWARD PLAN PERFORMANCE STOCK UNIT AWARD GRANT NOTICE FOR UK EMPLOYEES Funko, Inc., a Delaware corporation, (the “Company”), pursuant to its 2019 Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (the “Participant”), an award of performance stock units (“Performance Stock Units” or “PSUs”). Each vested Performance St

Funko Reports Fourth Quarter 2022 and Fiscal 2022 Financial Results and Introduces Outlook for Fiscal 2023

Funko Reports Fourth Quarter 2022 and Fiscal 2022 Financial Results and Introduces Outlook for Fiscal 2023 EVERETT, Wash.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 1, 2023 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

Amendment No. 3, dated as of February 28, 2023, to Credit Agreement by and between Funko Acquisition Holdings, L.L.C., subsidiary borrowers party thereto, lenders party thereto and JPMorgan Chase Bank, N.A. as administrative agent

EXECUTION COPY AMENDMENT NO. 3 Dated as of February 28, 2023 to CREDIT AGREEMENT Dated as of September 17, 2021 THIS AMENDMENT NO. 3 (this “Amendment”) is made as of February 28, 2023 by and among Funko Acquisition Holdings, L.L.C., a Delaware limited liability company (the “Company”), the Subsidiary Borrowers party hereto (the “Subsidiary Borrowers” and, together with the Company, the “Borrowers”

FUNKO 2019 BRAND COLORS FUNKO BLUE RGB 0,124, 236 CMYK 90, 45, 0, 0 #077CEC FUNKO GRAY RGB 242, 242, 242 CMYK 0, 0, 0, 15 #FEFEFE WHITE RGB 255, 255, 255 CMYK 0, 0, 0, 0 #FFFFFF YELLOW RGB 252, 195, 68 CMYK 0, 25, 80, 0 #FCC344 RED RGB 221, 44, 44 CM

exhibit9924q2022earnings FUNKO 2019 BRAND COLORS FUNKO BLUE RGB 0,124, 236 CMYK 90, 45, 0, 0 #077CEC FUNKO GRAY RGB 242, 242, 242 CMYK 0, 0, 0, 15 #FEFEFE WHITE RGB 255, 255, 255 CMYK 0, 0, 0, 0 #FFFFFF YELLOW RGB 252, 195, 68 CMYK 0, 25, 80, 0 #FCC344 RED RGB 221, 44, 44 CMYK 10, 95, 95, 0 #DD2C2C PURPLE RGB 46, 30, 124 CMYK 95,100, 0, 5 #2E1E7C BLACK RGB 39, 39, 39 CMYK 0, 0, 0, 95 #272727 DARK

Power of Attorney (included on signature page)

S-8 As filed with the Securities and Exchange Commission on March 1, 2023 Registration No.

FNKO / Funko Inc / ACON Equity GenPar, L.L.C. Passive Investment

SC 13G/A 1 aconfunko13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the approp

FNKO / Funko Inc / No Street GP LP - SCHEDULE 13G Passive Investment

SC 13G 1 fnko2022sc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Funko, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) No Street GP LP 505 Montgomery Street, Suite 1250 San Francisco, CA 94111 (415) 801-4460 (Name, Address and Telephone

FNKO / Funko Inc / Woodson Capital Management, LP Passive Investment

SC 13G/A 1 woodson-fnko123122a4.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) December 6, 2022 (Date of Event Which Requires Filing of this Statement) Check th

FNKO / Funko Inc / Mariotti Brian Richard - SC 13G/A Passive Investment

SC 13G/A 1 d399618dsc13ga.htm SC 13G/A United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5)* Funko, Inc. (Name of Issuer) Class A Common Stock (Title of

FNKO / Funko Inc / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FUNKO, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 5, 2022 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number

Tatum Services Agreement, by and between Funko, LLC and Ranstad Professionals US, LLC d/b/a Tatum, dated as of November 22, 2022.

Exhibit 10.1 TATUM SERVICES AGREEMENT This TATUM SERVICES AGREEMENT (this ?Agreement?), entered into as of the November 22, 2022, is by and between RANDSTAD PROFESSIONALS US, LLC d/b/a Tatum, a Delaware limited liability company, with offices at 3625 Cumberland Boulevard, Suite 600, Atlanta, GA 30339 (?Tatum?), and Funko, LLC, with offices at 2802 Wetmore Ave, Everett, WA 98201 (the ?Company?). A

Transition and Release of Claims Agreement, by and between the Company and Jennifer Fall Jung, dated as of December 5, 2022.

Exhibit 10.4 Funko, Inc. 2802 Wetmore Avenue Everett, WA 98201 December 5, 2022 Ms. Jennifer Fall Jung c/o Funko, Inc. 2802 Wetmore Avenue Everett, WA 98201 Re: Transition and Release of Claims Agreement Dear Jen: This letter agreement (this ?Letter Agreement?) sets forth the understanding by and between you and Funko, Inc. (collectively with its direct and indirect subsidiaries, and any successor

Amendment to Amended and Restated Employment Agreement, by and between the Company and Andrew Perlmutter, dated as of December 5, 2022.

Exhibit 10.2 AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Amendment?) is entered into as of December 5, 2022, by and between Andrew Perlmutter (?Employee?) and Funko, Inc. (together with any of its affiliates as may employ the Employee from time to time and any successor(s) thereto, the ?Company?). Capitalized terms used b

Amendment to Employment Agreement, by and between the Company and Brian Mariotti, dated December 5, 2022.

Exhibit 10.3 AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT TO EMPLOYMENT AGREEMENT (the ?Amendment?) is entered into as of December 5, 2022, by and between Brian Mariotti (?Employee?) and Funko, Inc. (together with any of its affiliates as may employ the Employee from time to time and any successor(s) thereto, the ?Company?). Capitalized terms used but not defined in this Amendment shall have t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 3, 2022 Date of Report (Date of earliest event reporte

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 3, 2022 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Co

CORRECTING and REPLACING Funko Reports Record Third Quarter 2022 Sales of $365.6 million, Up 36.6% Sustained Growth Driven by Broad-Based Strength Across Reported Brand Categories, Channels, and Geographies

EX-99.1 Exhibit 99.1 CORRECTING and REPLACING Funko Reports Record Third Quarter 2022 Sales of $365.6 million, Up 36.6% Sustained Growth Driven by Broad-Based Strength Across Reported Brand Categories, Channels, and Geographies EVERETT, Wash. November 4, 2022 — The Outlook paragraph of the release dated November 3, 2022 has been updated to read: “… Adjusted Net Income2 of $39 million to $41 millio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exa

Funko Reports Record Third Quarter 2022 Sales of $365.6 million, Up 36.6% Sustained Growth Driven by Broad-Based Strength Across Reported Brand Categories, Channels, and Geographies

Funko Reports Record Third Quarter 2022 Sales of $365.6 million, Up 36.6% Sustained Growth Driven by Broad-Based Strength Across Reported Brand Categories, Channels, and Geographies EVERETT, Wash. November 3, 2022- Funko, Inc. ("Funko,? or the ?Company?) (Nasdaq: FNKO), a leading pop culture lifestyle brand, today reported its consolidated financial results for the third quarter ended September 30

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 3, 2022 Date of Report (Date of earliest event reported) FUNKO, INC. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 3, 2022 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number

Third Quarter 2022 Earnings November 3, 2022 FUNKO 2019 BRAND COLORS FUNKO BLUE RGB 0,124, 236 CMYK 90, 45, 0, 0 #077CEC FUNKO GRAY RGB 242, 242, 242 CMYK 0, 0, 0, 15 #FEFEFE WHITE RGB 255, 255, 255 CMYK 0, 0, 0, 0 #FFFFFF YELLOW RGB 252, 195, 68 CMY

Third Quarter 2022 Earnings November 3, 2022 FUNKO 2019 BRAND COLORS FUNKO BLUE RGB 0,124, 236 CMYK 90, 45, 0, 0 #077CEC FUNKO GRAY RGB 242, 242, 242 CMYK 0, 0, 0, 15 #FEFEFE WHITE RGB 255, 255, 255 CMYK 0, 0, 0, 0 #FFFFFF YELLOW RGB 252, 195, 68 CMYK 0, 25, 80, 0 #FCC344 RED RGB 221, 44, 44 CMYK 10, 95, 95, 0 #DD2C2C PURPLE RGB 46, 30, 124 CMYK 95,100, 0, 5 #2E1E7C BLACK RGB 39, 39, 39 CMYK 0, 0, 0, 95 #272727 DARK GRAY RGB 76, 76, 76 CMYK 0, 0, 0, 85 #4C4C4C MEDIUM GRAY RGB 159, 159, 159 CMYK 0, 0, 0, 45 #9F9F9F LIGHT GRAY RGB 229, 229, 229 CMYK 0, 0, 0, 25 #E5E5E5 2 HOLLYWOOD UPDATECautionary Notes This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

Non-Employee Director Compensation Policy, dated August 22, 2022.

FUNKO, INC. Non-Employee Director Compensation Policy (as amended effective as of August 22, 2022) Non-employee members of the board of directors (the ?Board?) of Funko, Inc. (the ?Company?) shall be eligible to receive cash and equity compensation as set forth in this Non-Employee Director Compensation Policy (as amended from time to time, this ?Policy?). The cash and equity compensation describe

Funko Reports Second Quarter 2022 Net Sales of $315.7 million, Up 33.7% Record Second Quarter Net Sales Driven by Broad-Based Strength Across Brands, Channels, and Geographies

Funko Reports Second Quarter 2022 Net Sales of $315.7 million, Up 33.7% Record Second Quarter Net Sales Driven by Broad-Based Strength Across Brands, Channels, and Geographies EVERETT, Wash. August 4, 2022- Funko, Inc. ("Funko,? or the ?Company?) (Nasdaq: FNKO), a leading pop culture lifestyle brand, today reported its consolidated financial results for the second quarter ended June 30, 2022. Seco

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact na

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 4, 2022 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

FUNKO 2019 BRAND COLORS FUNKO BLUE RGB 0,124, 236 CMYK 90, 45, 0, 0 #077CEC FUNKO GRAY RGB 242, 242, 242 CMYK 0, 0, 0, 15 #FEFEFE WHITE RGB 255, 255, 255 CMYK 0, 0, 0, 0 #FFFFFF YELLOW RGB 252, 195, 68 CMYK 0, 25, 80, 0 #FCC344 RED RGB 221, 44, 44 CM

FUNKO 2019 BRAND COLORS FUNKO BLUE RGB 0,124, 236 CMYK 90, 45, 0, 0 #077CEC FUNKO GRAY RGB 242, 242, 242 CMYK 0, 0, 0, 15 #FEFEFE WHITE RGB 255, 255, 255 CMYK 0, 0, 0, 0 #FFFFFF YELLOW RGB 252, 195, 68 CMYK 0, 25, 80, 0 #FCC344 RED RGB 221, 44, 44 CMYK 10, 95, 95, 0 #DD2C2C PURPLE RGB 46, 30, 124 CMYK 95,100, 0, 5 #2E1E7C BLACK RGB 39, 39, 39 CMYK 0, 0, 0, 95 #272727 DARK GRAY RGB 76, 76, 76 CMYK

Amendment No. 2, dated as of July 29, 2022, to Credit Agreement by and between Funko Acquisition Holdings, L.L.C., subsidiary borrowers party thereto, lenders party thereto and JPMorgan Chase Bank, N.A. as administrative agent.

EXECUTION COPY AMENDMENT NO. 2 Dated as of July 29, 2022 to CREDIT AGREEMENT Dated as of September 17, 2021 THIS AMENDMENT NO. 2 (this ?Amendment?) is made as of July 29, 2022 by and among Funko Acquisition Holdings, L.L.C., a Delaware limited liability company (the ?Company?), the Subsidiary Borrowers party hereto (the ?Subsidiary Borrowers? and, together with the Company, the ?Borrowers? and eac

Form of Option Award Agreement for U.K. Employees under the Funko, Inc. 2019 Incentive Award Plan.

FUNKO, INC. 2019 INCENTIVE AWARD PLAN STOCK OPTION GRANT NOTICE AND STOCK OPTION AGREEMENT FOR UK EMPLOYEES Funko, Inc., a Delaware corporation (the ?Company?), pursuant to its 2019 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) an option to purchase the number of Shares set forth below (the ?Option?). The Option is subject

Form of Restricted Stock Unit Award Agreement for U.K. Employees under the Funko, Inc. 2019 Incentive Award Plan.

FUNKO, INC. 2019 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE FOR UK EMPLOYEES Funko, Inc., a Delaware corporation (the ?Company?), pursuant to its 2019 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) the number of Restricted Stock Units set forth below (the ?RSUs?). The RSUs are subject to the terms and condition

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 14, 2022 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commiss

Funko, Inc. 2802 Wetmore Avenue Everett, Washington 98201

Funko, Inc. 2802 Wetmore Avenue Everett, Washington 98201 July 22, 2022 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Alex King Re: Funko, Inc. Registration Statement on Form S-3 (Registration No. 333-266173) Ladies and Gentlemen: In accordance with Rule 461 u

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 14, 2022 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

Filing Fee Table

EX-FILING FEES 4 d219749dexfilingfees.htm EX-FILING FEES Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Funko, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amoun

Form of Indenture.

Exhibit 4.4 FUNKO, INC. INDENTURE Dated as of , 20 [] Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 5 ARTICLE II. THE SECURITIES 5 Section 2.1. Issuable in Series 5 Section 2.2. Establishment of Term

As filed with the Securities and Exchange Commission on July 15, 2022

Table of Contents As filed with the Securities and Exchange Commission on July 15, 2022 Registration No.

As filed with the Securities and Exchange Commission on July 15, 2022

As filed with the Securities and Exchange Commission on July 15, 2022 Registration No.

Filing Fee Table.

EX-FILING FEES 5 d381413dexfilingfees.htm EX-FILING FEES EXHIBIT 107 Calculation of Filing Fee Tables FORM S-3 REGISTRATION STATEMENT (Form Type) Funko, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit

STOCK PURCHASE AGREEMENT

Exhibit A STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT, dated as of May 3, 2022 (this “Agreement”), by and among ACON Funko Investors, L.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2022 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

JOINT FILING STATEMENT

Exhibit E JOINT FILING STATEMENT I, the undersigned, hereby express my agreement that the attached Schedule 13D (and any amendments thereto) relating to the Class A Common Stock of Funko, Inc.

FNKO / Funko Inc / TCG 3.0 Fuji, LP - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Funko, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 361008105 (CUSIP Number) Lauren Goldberg TCG Capital Management, LP 12180 Millennium Drive, Suite 500 Playa Vista, California 90094 (310) 633-2900

REGISTRATION RIGHTS AGREEMENT JOINDER AND AMENDMENT

Exhibit D REGISTRATION RIGHTS AGREEMENT JOINDER AND AMENDMENT The undersigned are executing and delivering this Joinder and Amendment (this “Joinder and Amendment”) pursuant to the Registration Rights Agreement dated as of November 1, 2017 (as the same may hereafter be amended, the “Registration Rights Agreement”), among Funko, Inc.

STOCKHOLDERS AGREEMENT OF Funko, Inc.

Exhibit B STOCKHOLDERS AGREEMENT OF Funko, Inc. THIS STOCKHOLDERS AGREEMENT, dated as of May 3, 2022 (as it may be amended, amended and restated or otherwise modified from time to time in accordance with the terms hereof, this “Agreement”), is entered into by and among Funko, Inc. a Delaware corporation (the “Corporation”), and TCG 3.0 Fuji, LP, a Delaware limited partnership (“TCG”). Certain term

Definitive Additional Materials on Schedule 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 16, 2022 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

Amendment No. 1, dated as of April 26, 2022, to Credit Agreement by and between Funko Acquisition Holdings, L.L.C., subsidiary borrowers party thereto, lenders party thereto and JPMorgan Chase Bank, N.A. as administrative agent.

EXECUTION VERSION AMENDMENT NO. 1 Dated as of April 26, 2022 to CREDIT AGREEMENT Dated as of September 17, 2021 THIS AMENDMENT NO. 1 (this “Amendment”) is made as of April 26, 2022 by and among Funko Acquisition Holdings, L.L.C., a Delaware limited liability company (the “Company”), the Subsidiary Borrowers party hereto (the “Subsidiary Borrowers” and, together with the Company, the “Borrowers” an

Registration Rights Agreement Joinder and Amendment, dated May 3, 2022, between TCG 3.0 Fuji, LP and the Company.

REGISTRATION RIGHTS AGREEMENT JOINDER AND AMENDMENT The undersigned are executing and delivering this Joinder and Amendment (this “Joinder and Amendment”) pursuant to the Registration Rights Agreement dated as of November 1, 2017 (as the same may hereafter be amended, the “Registration Rights Agreement”), among Funko, Inc.

Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact n

First Quarter 2022 Earnings May 5, 2022 2 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts contained in this pre

First Quarter 2022 Earnings May 5, 2022 2 This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 5, 2022 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

Stockholders Agreement, dated as of May 3, 2022, between the Company and TCG 3.0 Fuji, LP

STOCKHOLDERS AGREEMENT OF Funko, Inc. THIS STOCKHOLDERS AGREEMENT, dated as of May 3, 2022 (as it may be amended, amended and restated or otherwise modified from time to time in accordance with the terms hereof, this “Agreement”), is entered into by and among Funko, Inc. a Delaware corporation (the “Corporation”), and TCG 3.0 Fuji, LP, a Delaware limited partnership (“TCG”). Certain terms used in

Funko Reports First Quarter 2022 Financial Results Record First Quarter net sales Raises full year net sales and adjusted EPS guidance to $1.275 to $1.325 billion and $1.80 to $1.90 respectively

Funko Reports First Quarter 2022 Financial Results Record First Quarter net sales Raises full year net sales and adjusted EPS guidance to $1.

Definitive Proxy Statement on Schedule 14A

DEF 14A 1 funko-2022proxy.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the ap

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 3, 2022 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

List of Subsidiaries

EX-21.1 2 ex-2112021.htm EX-21.1 EXHIBIT 21.1 LIST OF SUBSIDIARIES Funko Acquisition Holdings, LLC Funko Holdings, LLC Funko, LLC Loungefly, LLC Funko UK, Ltd. A Large Evil Corporation Ltd. Funko Far East Limited Funko Games, LLC TokenWave LLC Funko EU, B.V.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

FUNKO 2019 BRAND COLORS FUNKO BLUE RGB 0,124, 236 CMYK 90, 45, 0, 0 #077CEC FUNKO GRAY RGB 242, 242, 242 CMYK 0, 0, 0, 15 #FEFEFE WHITE RGB 255, 255, 255 CMYK 0, 0, 0, 0 #FFFFFF YELLOW RGB 252, 195, 68 CMYK 0, 25, 80, 0 #FCC344 RED RGB 221, 44, 44 CM

FUNKO 2019 BRAND COLORS FUNKO BLUE RGB 0,124, 236 CMYK 90, 45, 0, 0 #077CEC FUNKO GRAY RGB 242, 242, 242 CMYK 0, 0, 0, 15 #FEFEFE WHITE RGB 255, 255, 255 CMYK 0, 0, 0, 0 #FFFFFF YELLOW RGB 252, 195, 68 CMYK 0, 25, 80, 0 #FCC344 RED RGB 221, 44, 44 CMYK 10, 95, 95, 0 #DD2C2C PURPLE RGB 46, 30, 124 CMYK 95,100, 0, 5 #2E1E7C BLACK RGB 39, 39, 39 CMYK 0, 0, 0, 95 #272727 DARK GRAY RGB 76, 76, 76 CMYK

Funko Reports Fourth Quarter 2021 and Fiscal 2021 Financial Results and Introduces Outlook for Fiscal 2022 Net sales increased 48% year-over-year in the fourth quarter 2021 to a record of $336.3 million and increased 58% for the full fiscal year to $

Funko Reports Fourth Quarter 2021 and Fiscal 2021 Financial Results and Introduces Outlook for Fiscal 2022 Net sales increased 48% year-over-year in the fourth quarter 2021 to a record of $336.

FNKO / Funko Inc / Woodson Capital Management, LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

FNKO / Funko Inc / ACON Equity GenPar, L.L.C. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru

FNKO / Funko Inc / Mariotti Brian Richard - SC 13G/A Passive Investment

United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* Funko, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 361008105 (CUSIP N

FNKO / Funko Inc / Fifth Street Station LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

FNKO / Funko Inc / Fundamental Capital Partners, LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value, $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r

FNKO / Funko Inc / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* FUNKO, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 5, 2021 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Comm

Employment Agreement, dated January 3, 2022, between the Company and Brian Mariotti.

EX-10.2 3 d274234dex102.htm EX-10.2 Exhibit 10.2 CHIEF CREATIVE OFFICER EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into and effective as of January 3, 2022 (the “CCO Effective Date”), by and between Brian Mariotti, a Washington resident (“Employee”), and Funko, Inc., a Delaware corporation (any of its affiliates as may employ the Employee from time to time, and an

Amended and Restated Employment Agreement, dated January 3, 2022, between the Company and Andrew Perlmutter.

EX-10.1 2 d274234dex101.htm EX-10.1 Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as and effective as of January 3, 2022 (the “CEO Effective Date”), by and between Andrew Perlmutter, an Illinois resident (“Employee”), and Funko, Inc., a Delaware corporation (any of its affiliates as may employ the Employee f

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 22, 2021 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

FUNKO 2019 BRAND COLORS FUNKO BLUE RGB 0,124, 236 CMYK 90, 45, 0, 0 #077CEC FUNKO GRAY RGB 242, 242, 242 CMYK 0, 0, 0, 15 #FEFEFE WHITE RGB 255, 255, 255 CMYK 0, 0, 0, 0 #FFFFFF YELLOW RGB 252, 195, 68 CMYK 0, 25, 80, 0 #FCC344 RED RGB 221, 44, 44 CM

EX-99.2 3 exhibit9923q2021earnings.htm EX-99.2 FUNKO 2019 BRAND COLORS FUNKO BLUE RGB 0,124, 236 CMYK 90, 45, 0, 0 #077CEC FUNKO GRAY RGB 242, 242, 242 CMYK 0, 0, 0, 15 #FEFEFE WHITE RGB 255, 255, 255 CMYK 0, 0, 0, 0 #FFFFFF YELLOW RGB 252, 195, 68 CMYK 0, 25, 80, 0 #FCC344 RED RGB 221, 44, 44 CMYK 10, 95, 95, 0 #DD2C2C PURPLE RGB 46, 30, 124 CMYK 95,100, 0, 5 #2E1E7C BLACK RGB 39, 39, 39 CMYK 0,

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 4, 2021 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exa

Funko Reports Third Quarter 2021 Sales of $267.7 million, Up 40.0% Record Quarter Results Driven by Broad-Based Strength Across Products, Channels, and Geographies

EX-99.1 2 ex-99111521.htm EX-99.1 Funko Reports Third Quarter 2021 Sales of $267.7 million, Up 40.0% Record Quarter Results Driven by Broad-Based Strength Across Products, Channels, and Geographies EVERETT, Wash. November 4, 2021- Funko, Inc. ("Funko,” or the “Company”) (Nasdaq: FNKO), a leading pop culture consumer products company, today reported its consolidated financial results for the third

Credit Agreement dated September 17, 2021, among Funko Acquisition Holdings, L.L.C., Funko Holdings LLC, Funko, LLC, Loungefly, LLC and Funko Games, LLC, JPMorgan Chase Bank, N.A., as Administrative Agent, and each other financial institution from time to time party thereto.

EX-10.1 2 funko2021creditagreement.htm EX-10.1 EXECUTION VERSION CREDIT AGREEMENT dated as of September 17, 2021 among FUNKO ACQUISITION HOLDINGS, L.L.C., FUNKO HOLDINGS LLC, FUNKO, LLC, LOUNGEFLY, LLC, FUNKO GAMES, LLC and the other Borrowers Party Hereto The Lenders Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent PNC BANK, NATIONAL ASSOCIATION, KEYBANK NATIONAL ASSOCIATION an

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 17, 2021 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Numb

FNKO / Funko Inc / Woodson Capital Management, LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) August 19, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 5, 2021 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Form of Director Restricted Stock Unit Award Agreement under the Funko, Inc. 2019 Incentive Award Plan.

EX-10.4 5 a2019plan-formofdirectorrs.htm EX-10.4 FUNKO, INC. 2019 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE Funko, Inc., a Delaware corporation (the “Company”), pursuant to its 2019 Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) the number of Restricted Stock Units set forth below (the “RSUs”). The RSUs are su

Funko Reports Second Quarter 2021 Sales of $236.1 million, Up 141% Record Quarter Driven by Broad-Based Strength Across Products, Channels, and Geographies

EX-99.1 2 ex-9918521.htm EX-99.1 Funko Reports Second Quarter 2021 Sales of $236.1 million, Up 141% Record Quarter Driven by Broad-Based Strength Across Products, Channels, and Geographies EVERETT, Wash. August 5, 2021- Funko, Inc. ("Funko,” or the “Company”) (Nasdaq: FNKO), a leading pop culture consumer products company, today reported its consolidated financial results for the second quarter en

Second Quarter 2021 Earnings August 5, 2021 HOLLYWOOD UPDATE 2 Cautionary Notes This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of

EX-99.2 3 q22021earningspresentati.htm EX-99.2 Second Quarter 2021 Earnings August 5, 2021 HOLLYWOOD UPDATE 2 Cautionary Notes This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts contained in this presentation, including statements regarding our future results of o

Form of Option Award Agreement under the Funko, Inc. 2019 Incentive Award Plan.

FUNKO, INC. 2019 INCENTIVE AWARD PLAN STOCK OPTION GRANT NOTICE AND STOCK OPTION AGREEMENT Funko, Inc., a Delaware corporation (the ?Company?), pursuant to its 2019 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) an option to purchase the number of Shares set forth below (the ?Option?). The Option is subject to the terms and

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact na

Form of Director Option Award Agreement under the Funko, Inc. 2019 Incentive Award Plan.

FUNKO, INC. 2019 INCENTIVE AWARD PLAN STOCK OPTION GRANT NOTICE AND STOCK OPTION AGREEMENT Funko, Inc., a Delaware corporation (the ?Company?), pursuant to its 2019 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) an option to purchase the number of Shares set forth below (the ?Option?). The Option is subject to the terms and

Form of Restricted Stock Unit Award Agreement under the Funko, Inc. 2019 Incentive Award Plan.

FUNKO, INC. 2019 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE Funko, Inc., a Delaware corporation (the ?Company?), pursuant to its 2019 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) the number of Restricted Stock Units set forth below (the ?RSUs?). The RSUs are subject to the terms and conditions set forth in th

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 4, 2021 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2021 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

Funko Reports First Quarter 2021 Sales of $189 Million, Up 38%; Raises Full Year Outlook Record First Quarter Sales Driven by Strong Consumer Demand in the U.S. and Europe

EX-99.1 2 ex-9915621.htm EX-99.1 Funko Reports First Quarter 2021 Sales of $189 Million, Up 38%; Raises Full Year Outlook Record First Quarter Sales Driven by Strong Consumer Demand in the U.S. and Europe EVERETT, Wash. May 6, 2021- Funko, Inc. ("Funko,” or the “Company”) (Nasdaq: FNKO), a leading pop culture consumer products company, today reported its consolidated financial results for the firs

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact n

First Quarter 2021 Earnings May 6, 2021 HOLLYWOOD UPDATE 2 Cautionary Notes This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of hist

EX-99.2 3 q12021earningsppt.htm EX-99.2 First Quarter 2021 Earnings May 6, 2021 HOLLYWOOD UPDATE 2 Cautionary Notes This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts contained in this presentation, including statements regarding our future results of operations a

- DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 11, 2021 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

Funko Reports Fourth Quarter 2020 Sales of $227 Million, Up 6%; Provides 2021 Outlook for 25% to 30% Sales Growth Q4 2020 U.S. Sales Increased 18% to $171 Million, Representing Largest Domestic Quarter Ever

Funko Reports Fourth Quarter 2020 Sales of $227 Million, Up 6%; Provides 2021 Outlook for 25% to 30% Sales Growth Q4 2020 U.

Fourth Quarter 2020 Earnings March 11, 2021 HOLLYWOOD UPDATE 2 Cautionary Notes This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of

EX-99.2 3 q42020earningspresentati.htm EX-99.2 Fourth Quarter 2020 Earnings March 11, 2021 HOLLYWOOD UPDATE 2 Cautionary Notes This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts contained in this presentation, including statements regarding our future results of o

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Funko, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE

Amendment No. 3 to Schedule 13G United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Funko, Inc. (Name of Issuer) Class A Common Stock (Title of Class o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 3) Under the Securities Exchange Act of 1934 Funko, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securit

SC 13G/A 1 d117315dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 3) Under the Securities Exchange Act of 1934 Funko, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check t

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* FUNKO, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value, $0.0001 per share (Title of Class of Secur

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Funko, Inc. (Name of Issuer) Class A Common Stock, par value, $0.0001 per share (Title of Class of Securities) 361008105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

November 5, 2020 Third Quarter 2020 Earnings 2 CautionaryHOLLYWOOD Notes UPDATE This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of

q32020earningspresentati November 5, 2020 Third Quarter 2020 Earnings 2 CautionaryHOLLYWOOD Notes UPDATE This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 5, 2020 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number

Funko Reports Third Quarter 2020 Financial Results Strong Gross Margin and Cost Controls Drive Increased Profitability

EX-99.1 2 ex-99111520.htm EX-99.1 Funko Reports Third Quarter 2020 Financial Results Strong Gross Margin and Cost Controls Drive Increased Profitability EVERETT, Wash. November 5, 2020- Funko, Inc. ("Funko,” or the “Company”) (Nasdaq: FNKO), a leading pop culture consumer products company, today reported its consolidated financial results for the third quarter ended September 30, 2020. Third Quart

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exa

August 6, 2020 Second Quarter 2020 Earnings 2 CautionaryHOLLYWOOD Notes UPDATE This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of h

EX-99.2 3 q22020earningspresentati.htm EX-99.2 August 6, 2020 Second Quarter 2020 Earnings 2 CautionaryHOLLYWOOD Notes UPDATE This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts contained in this presentation, including statements regarding our future results of op

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 6, 2020 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Funko Reports Second Quarter 2020 Financial Results Successfully Launched New Products Across Multiple Categories

EX-99.1 2 ex-9918620.htm EX-99.1 Funko Reports Second Quarter 2020 Financial Results Successfully Launched New Products Across Multiple Categories EVERETT, Wash. August 6, 2020- Funko, Inc. ("Funko,” or the “Company”) (Nasdaq: FNKO), a leading pop culture consumer products company, today reported its consolidated financial results for the second quarter ended June 30, 2020. Second Quarter 2020 Fin

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact na

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 3, 2020 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 27, 2020 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

Amendment No. 3, dated as of May 5, 2020, among Funko Acquisition Holdings, L.L.C., Funko Holdings LLC, Funko, LLC, Loungefly, LLC, Funko Games, LLC and each lender from time to time party thereto.

EX-10.1 Exhibit 10.1 EXECUTION COPY THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of May 5, 2020, is entered into by and among Funko Acquisition Holdings, L.L.C., a Delaware limited liability company (the “Ultimate Parent”), Funko Holdings LLC, a Delaware limited liability company (“Parent” or “Funko Holdings”), Funko, LLC, a Washington l

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 5, 2020 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38274 FUNKO, INC. (Exact n

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2020 Date of Report (Date of earliest event reported) FUNKO, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38274 35-2593276 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

First Quarter 2020 Earnings May 7, 2020 Cautionary Notes This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts contai

EX-99.2 3 firstquarter2020earnings.htm EX-99.2 First Quarter 2020 Earnings May 7, 2020 Cautionary Notes This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts contained in this presentation, including statements regarding our future results of operations and financial

Funko Reports First Quarter 2020 Financial Results Announces Successful Amendment to Existing Credit Facilities Expects COVID-19 Impacts to Intensify in Q2 2020

EX-99.1 2 ex-9915720.htm EX-99.1 Exhibit 99.1 Funko Reports First Quarter 2020 Financial Results Announces Successful Amendment to Existing Credit Facilities Expects COVID-19 Impacts to Intensify in Q2 2020 EVERETT, Wash. May 7, 2020- Funko, Inc. ("Funko,” or the “Company”) (Nasdaq: FNKO), a leading pop culture consumer products company, today reported its consolidated financial results for the fi