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| LEI | 5493000C2SGNC7ZN3242 |
| CIK | 50725 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Griffon Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 6, 2025 |
Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, August 6, 2025 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2025 third quarter ended June 30, 2025. |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact |
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| June 3, 2025 |
Conflict Minerals Report of Griffon Corporation Exhibit 1.01 Griffon Corporation 2024 Conflict Minerals Report Introduction This report for the year ended December 31, 2024 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT GRIFFON CORPORATION (Exact name of the registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 712 Fifth Avenue, 18th Floor, New York, New York 10019 (Addre |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exac |
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| May 8, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| May 8, 2025 |
Griffon Corporation Announces Second Quarter Results Griffon Corporation Announces Second Quarter Results NEW YORK, NEW YORK, May 8, 2025 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2025 second quarter ended March 31, 2025. |
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| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2025 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| March 13, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GRIFFON CORPORATION (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) GRIFFON CORPORATION, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify: 1. That the |
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| March 13, 2025 |
Amendment No. 3 to Amended and Restated By-laws of Griffon Corporation. Exhibit 3.2 AMENDMENT NO. 3 TO AMENDED AND RESTATED BY-LAWS OF GRIFFON CORPORATION GRIFFON CORPORATION, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “corporation”), does hereby certify: 1. That the Board of Directors of the corporation duly adopted resolutions proposing to amend the amended and restated by-l |
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| February 5, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 5, 2025 |
Griffon Corporation Announces First Quarter Results Griffon Corporation Announces First Quarter Results NEW YORK, NEW YORK, February 5, 2025 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2025 first quarter ended December 31, 2024. |
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| February 5, 2025 |
Exhibit 19.1 GRIFFON CORPORATION POLICY ON INSIDER TRADING In the course of conducting the business of Griffon Corporation (the "Company"), we may come into possession of material information about the Company or other entities that is not available to the investing public ("material non-public information"). You must maintain the confidentiality of material non-public information and may not use |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (E |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 13, 2024 |
Subsidiaries of the Registrant Exhibit 21 Name of Subsidiary Jurisdiction of Incorporation Clopay Ames Inc. Delaware Clopay Ames LLC Delaware Clopay Ames Holding Corp. Delaware Clopay Corporation Delaware CornellCookson, LLC Delaware Cornell Real Estate Holdings, LLC Arizona Cornell Storefront Systems, Inc. Delaware CC Installation Company, Inc. Delaware The Ames Companies, Inc. Delaware 1346039 Alberta ULC Canada Garant GP Can |
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| November 13, 2024 |
Exhibit 10.10 712 Fifth Avenue New York, New York 10019 (212) 957-5025 Robert F. Mehmel President and Chief Operating Officer November 13, 2024 Mr. Brian G. Harris 1400 Morgan Stanley Ave. Unit 262 Winter Park, FL 32789 Dear Brian: As discussed with you, effective immediately, your new title is “Executive Vice President and Chief Financial Officer” of Griffon Corporation. You will continue report |
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| November 13, 2024 |
Griffon Corporation Announces Annual and Fourth Quarter Results Griffon Corporation Announces Annual and Fourth Quarter Results NEW YORK, NEW YORK, November 13, 2024 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal year and fourth quarter ended September 30, 2024. |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-06620 GRIFFON CORPORATION (Exact name of registrant as specified in its chart |
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| November 13, 2024 |
Exhibit 19.1 GRIFFON CORPORATION POLICY ON INSIDER TRADING In the course of conducting the business of Griffon Corporation (the "Company"), we may come into possession of material information about the Company or other entities that is not available to the investing public ("material non-public information"). You must maintain the confidentiality of material non-public information and may not use |
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| November 13, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2024 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact |
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| August 7, 2024 |
Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, August 7, 2024 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2024 third quarter ended June 30, 2024. |
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| August 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor |
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| June 26, 2024 |
Exhibit 10.1 Execution Version SECOND AMENDMENT TO FIFTH AMENDED AND RESTATED CREDIT AGREEMENT SECOND AMENDMENT TO FIFTH AMENDED AND RESTATED CREDIT AGREEMENT, dated as of June 26, 2024 (this “Agreement”), is entered into by and among Griffon Corporation, a Delaware corporation (the “Borrower”), each Subsidiary Guarantor listed on the signature pages hereto (the “Guarantors”), Bank of America, N.A |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2024 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| June 26, 2024 |
Griffon Corporation Successfully Completes Term Loan B Repricing Exhibit 99.1 Griffon Corporation Successfully Completes Term Loan B Repricing NEW YORK-(BUSINESS WIRE) – June 26, 2024- Griffon Corporation (“Griffon” or the “Company”) (NYSE: GFF) announced today that it has completed a favorable repricing of the outstanding balance of $459 million of its Secured Term Loan B facility (“Term Loan B”), which matures in January 2029. The spread above the Secured Ove |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT GRIFFON CORPORATION (Exact name of the registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 712 Fifth Avenue, 18th Floor, New York, New York 10019 (Addre |
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| May 31, 2024 |
Conflict Minerals Report of Griffon Corporation Exhibit 1.01 Griffon Corporation 2023 Conflict Minerals Report Introduction This report for the year ended December 31, 2023 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exac |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporati |
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| May 8, 2024 |
loyment Agreement made as of May 8, 2024 by and between Griffon Co Exhibit 10.4 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), is made and entered into as of May 8, 2024 (the “Effective Date”), by and between Griffon Corporation, a Delaware corporation, with its principal office located at 712 Fifth Avenue, New York, NY 10019 (together with its successors and assigns permitted under this Agreement, “Gr |
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| May 8, 2024 |
Griffon Corporation Director Compensation Program (adopted as of March Exhibit 10.2 Griffon Corporation Director Compensation Program (adopted as of March 20, 2024) Each member of the Board of Directors (the “Board”) of Griffon Corporation (the “Company”) who is not an employee of the Company (each a “Non-employee Director”) shall receive compensation for such person’s services as a member of the Board as outlined in this Director Compensation Program. Cash Compensat |
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| May 8, 2024 |
Griffon Corporation Announces Second Quarter Results Griffon Corporation Announces Second Quarter Results NEW YORK, NEW YORK, May 8, 2024 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2024 second quarter ended March 31, 2024. |
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| May 8, 2024 |
made as of May 8, 2024 by and between Griffon Corporation and Seth L. Kaplan. Exhibit 10.6 AMENDED AND RESTATED SEVERANCE AGREEMENT THIS AMENDED AND RESTATED SEVERANCE AGREEMENT (this “Agreement”), made and entered into as of May 8, 2024 (the “Effective Date”), by and between Griffon Corporation, a Delaware corporation, with its principal executive office located at 712 Fifth Avenue, 18th Floor, New York, New York, 10019 (hereinafter, together with its subsidiaries, collect |
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| May 8, 2024 |
Agreement made as of May 8, 2024 by and between Griffon Corporation and Brian G. Harris. Exhibit 10.5 AMENDED AND RESTATED SEVERANCE AGREEMENT THIS AMENDED AND RESTATED SEVERANCE AGREEMENT (this “Agreement”), made and entered into as of May 8, 2024 (the “Effective Date”), by and between Griffon Corporation, a Delaware corporation, with its principal executive office located at 712 Fifth Avenue, 18th Floor, New York, New York, 10019 (hereinafter, together with its subsidiaries, collect |
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| May 8, 2024 |
Exhibit 10.3 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), is made and entered into as of May 8, 2024 (the “Effective Date”), by and between Griffon Corporation, a Delaware corporation, with its principal office located at 712 Fifth Avenue, New York, NY 10019 (together with its successors and assigns permitted under this Agreement, “Gr |
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| May 8, 2024 |
Exhibit 10.8 AMENDMENT NO. 2 TO THE GRIFFON CORPORATION AMENDED AND RESTATED 2016 EQUITY INCENTIVE PLAN WITNESSETH: WHEREAS, Griffon Corporation (the “Company”) adopted the Griffon Corporation Amended and Restated 2016 Equity Incentive Plan (the “Original A&R Plan”) to attract, motivate and retain selected employees, consultants and non-employee directors for the Company and its subsidiaries, to p |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor |
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| March 20, 2024 |
As filed with the Securities and Exchange Commission on March 20, 2024 As filed with the Securities and Exchange Commission on March 20, 2024 Registration No. |
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| March 20, 2024 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Griffon Corporation (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Plan Security Type Security Class Title Fee Calculation Rule Amount to be Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Griffon Corporation Am |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Griffon Corporation (Name of Issuer) Common Stock, $0.25 par value (Title of Class of Securities) 398433102 (CUSIP Number) VOSS CAPITAL, LLC 3773 Richm |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 20, 2024 |
Griffon Corporation Announces Repurchase of 1.5 Million Shares from Voss Capital Exhibit 99.1 Griffon Corporation Announces Repurchase of 1.5 Million Shares from Voss Capital NEW YORK, NEW YORK, February 20, 2024 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) announced today that it has entered into an agreement (the “Stock Purchase Agreement”) to repurchase 1.5 million shares of the Company’s common stock beneficially owned by Voss Capital (“Voss”) at a purchas |
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| February 20, 2024 |
Stock Purchase and Cooperation Agreement, dated February 20, 2024. Exhibit 10.1 Execution Version STOCK PURCHASE AND COOPERATION AGREEMENT THIS STOCK PURCHASE AND COOPERATION AGREEMENT (this “Agreement”) is entered into as of February 20, 2024, by and among Griffon Corporation, a Delaware corporation (the “Company”), Travis W. Cocke (“Cocke”), Voss Value Master Fund, L.P., Voss Value-Oriented Special Situations Fund, L.P. and each of the four separately managed a |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| February 13, 2024 |
GFF / Griffon Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01053-griffoncorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Griffon Corp Title of Class of Securities: Common Stock CUSIP Number: 398433102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule |
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| February 9, 2024 |
GFF / Griffon Corporation / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17 )* Griffon Corp (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (E |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorp |
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| February 7, 2024 |
Griffon Corporation Announces First Quarter Results Griffon Corporation Announces First Quarter Results NEW YORK, NEW YORK, February 7, 2024 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2024 first quarter ended December 31, 2023. |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| November 16, 2023 |
Subsidiaries of the Registrant Exhibit 21 Name of Subsidiary Jurisdiction of Incorporation Clopay Ames Inc. Delaware Clopay Ames LLC Delaware Clopay Ames Holding Corp. Delaware Clopay Corporation Delaware CornellCookson, LLC Delaware Cornell Real Estate Holdings, LLC Arizona Cornell Storefront Systems, Inc. Delaware CC Installation Company, Inc. Delaware The Ames Companies, Inc. Delaware 1346039 Alberta ULC Canada Garant GP Can |
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| November 16, 2023 |
Griffon Corporation Clawback Policy Exhibit 97 GRIFFON CORPORATION CLAWBACK POLICY The Board of Directors (the “Board”) of Griffon Corporation (the “Company”) has adopted this Clawback Policy (this “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below). |
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| November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-06620 GRIFFON CORPORATION (Exact name of registrant as specified in its chart |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor |
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| November 15, 2023 |
Griffon Corporation Announces Annual and Fourth Quarter Results Griffon Corporation Announces Annual and Fourth Quarter Results NEW YORK, NEW YORK, November 15, 2023 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal year and fourth quarter ended September 30, 2023. |
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| September 7, 2023 |
GFF / Griffon Corp. / Voss Value Fund, LP - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Griffon Corporation (Name of Issuer) Common Stock, $0.25 par value (Title of Class of Securities) 398433102 (CUSIP Number) VOSS CAPITAL, LLC 3773 Richm |
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| September 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor |
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| September 5, 2023 |
10.1 Stock Purchase Agreement, dated September 5, 2023 Exhibit 10.1 Execution Copy STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is entered into as of September 5, 2023, by and between Griffon Corporation, a Delaware corporation (the “Company”), and each of two separately managed accounts of which Voss Capital, LLC is the investment manager, the names of which are set forth on Schedule I hereto (collectively, the “Selling S |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact |
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| August 3, 2023 |
EXHIBIT 10.1 Execution Version FIRST AMENDMENT TO FIFTH AMENDED AND RESTATED CREDIT AGREEMENT FIRST AMENDMENT TO FIFTH AMENDED AND RESTATED CREDIT AGREEMENT, dated as of August 1, 2023 (this “Agreement”), to that certain Fifth Amended and Restated Credit Agreement, dated as of January 24, 2022 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time prior t |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor |
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| August 2, 2023 |
Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, August 2, 2023 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2023 third quarter ended June 30, 2023. |
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| May 31, 2023 |
Exhibit 1.01: 2022 Conflict Minerals Report of Griffon Corporation EX-1.01 2 exhibit101cmr1.htm EX-1.01 Exhibit 1.01 Griffon Corporation 2022 Conflict Minerals Report Introduction This report for the year ended December 31, 2022 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Re |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Griffon Corporation (Exact name of the registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 712 Fifth Avenue, 18th Floor, New York, New York 10019 (Addre |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exac |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporati |
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| May 3, 2023 |
Griffon Corporation Announces Second Quarter Results Griffon Corporation Announces Second Quarter Results NEW YORK, NEW YORK, May 3, 2023 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2023 second quarter ended March 31, 2023. |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor |
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| February 10, 2023 |
GFF / Griffon Corporation / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16 )* Griffon Corp (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 9, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Griffon Corp. Title of Class of Securities: Common Stock CUSIP Number: 398433102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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| February 8, 2023 |
GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 gff30.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 30) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Perso |
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| January 31, 2023 |
Griffon Corporation Announces First Quarter Results Griffon Corporation Announces First Quarter Results NEW YORK, NEW YORK, January 31, 2023 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal 2023 first quarter ended December 31, 2022. |
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| January 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorp |
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| January 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (E |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission |
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| January 10, 2023 |
EX-99.2 2 ex992to13da210925008011023.htm JOINT FILING AGREEMENT Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $ |
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| January 10, 2023 |
SC 13D/A 1 sc13da21092500801102023.htm AMENDMENT NO. 2 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Griffon Corporation (Name of Issuer) Common Stock, $0.25 par value (Title of |
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| January 10, 2023 |
GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 gff29.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 29) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Perso |
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| January 9, 2023 |
Griffon Corporation Announces Entry Into Cooperation Agreement with Voss Capital Exhibit 99.1 Griffon Corporation Announces Entry Into Cooperation Agreement with Voss Capital NEW YORK, NEW YORK, Jan. 9, 2023 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) announced today that it has entered into a cooperation agreement (the “Cooperation Agreement”) with Voss Capital (“Voss”), which owns approximately 6.0% of the Company’s outstanding common stock, including the a |
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| January 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2023 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 9, 2023 |
Exhibit 10.1 EXECUTION VERSION COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”), dated as of January 8, 2023, is by and among Voss Value Master Fund, L.P., a Cayman Islands limited partnership, Voss Value-Oriented Special Situations Fund, L.P., a Delaware limited partnership, Voss Advisors GP, LLC, a Texas limited liability company and Voss Capital, LLC, a Texas limited liabilit |
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| December 30, 2022 |
EX-99.2 3 ex992to13da110925008122922.htm FORM OF POWER OF ATTORNEY Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Travis W. Cocke the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities of Gr |
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| December 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 1)1 Griffon Corporation (Name of Issuer) Common Stock, $0.25 par value (Title of Class of Securities) 398433102 (CUSIP Number) VOSS CAPITAL, LLC 3773 Richm |
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| December 30, 2022 |
EX-99.1 2 ex991to13da110925008122922.htm GROUP AGREEMENT Exhibit 99.1 GROUP AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Griffon Corporation, a Delaware corporation (the “Company”); WHEREAS, Voss Value Master Fund, L.P., a Cayman Islands limited partnership, (“Voss Value Master Fund”), Voss Value-Oriented Special Situation Fund, L.P., a Delaware limited |
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| December 21, 2022 |
GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 28) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei |
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| November 18, 2022 |
, 2022 by and between Griffon Corporation and Seth L. Kaplan Exhibit 10.13 AMENDMENT NO. 2 TO SEVERANCE AGREEMENT AMENDMENT NO. 2 TO THE SEVERANCE AGREEMENT (this ?Amendment?) made as of November 14, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter the ?Corporation?) and Seth L. Kaplan (hereinafter the ?Executive?). WITNESSETH: WHEREAS, the Corporation and the Executive entered into that certain Severance Agreement, dated as of A |
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| November 18, 2022 |
, 2022 by and between Griffon Corporation and Robert F. Mehmel Exhibit 10.15 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT AMENDMENT NO. 1 TO THE EMPLOYMENT AGREEMENT (this ?Amendment?) made as of November 14, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter ?Griffon?) and Robert F. Mehmel (hereinafter ?Mehmel?). WITNESSETH: WHEREAS, Griffon and Mehmel entered into that certain Employment Agreement, dated as of December 7, 2012 (hereinaf |
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| November 18, 2022 |
Exhibit 10.9 AMENDMENT NO. 4 TO EMPLOYMENT AGREEMENT AMENDMENT NO. 4 TO THE EMPLOYMENT AGREEMENT (this ?Amendment?) made as of November 14, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter ?Griffon?) and Ronald J. Kramer (hereinafter ?Kramer?). WITNESSETH: WHEREAS, Griffon and the Executive entered into that certain Employment Agreement, dated as of March 16, 2008, as p |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-06620 GRIFFON CORPORATION (Exact name of registrant as specified in its chart |
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| November 18, 2022 |
Subsidiaries of the Registrant Exhibit 21 Name of Subsidiary Jurisdiction of Incorporation Clopay Ames Inc. Delaware Clopay Ames LLC Delaware Clopay Ames Holding Corp. Delaware Clopay Corporation Delaware CornellCookson, LLC Delaware Cornell Real Estate Holdings, LLC Arizona Cornell Storefront Systems, Inc. Delaware CC Installation Company, Inc. Delaware The Ames Companies, Inc. Delaware 1346039 Alberta ULC Canada Garant GP Can |
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| November 18, 2022 |
, 2022 by and between Griffon Corporation and Brian G. Harris Exhibit 10.19 AMENDMENT NO. 2 TO SEVERANCE AGREEMENT AMENDMENT NO. 2 TO THE SEVERANCE AGREEMENT (this ?Amendment?) made as of November 14, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter the ?Corporation?) and Brian G. Harris (hereinafter the ?Executive?). WITNESSETH: WHEREAS, the Corporation and the Executive entered into that certain Severance Agreement, dated as of |
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| November 17, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor |
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| November 17, 2022 |
Griffon Corporation Announces Annual and Fourth Quarter Results Griffon Corporation Announces Annual and Fourth Quarter Results NEW YORK, NEW YORK, November 17, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the fiscal year and fourth quarter ended September 30, 2022. |
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| November 15, 2022 |
GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 27) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei |
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| October 6, 2022 |
3.1 Amendment No. 2 to Amended and Restated Exhibit 3.1 AMENDMENT NO. 2 TO AMENDED AND RESTATED BY-LAWS of GRIFFON CORPORATION GRIFFON CORPORATION, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?corporation?), does hereby certify: 1. That the board of directors of the corporation duly adopted resolutions proposing to amend the Amended and Restated By-l |
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| October 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpo |
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| October 6, 2022 |
Griffon Confirms Strategic Alternatives Process is Ongoing Exhibit 99.1 Griffon Confirms Strategic Alternatives Process is Ongoing NEW YORK, NEW YORK, October 6, 2022 ? In response to shareholder inquiries, Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today said that its strategic alternatives process is active and ongoing. The Committee on Strategic Considerations, a committee comprised of independent directors who serve on Griffon?s Board |
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| August 26, 2022 |
GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 26) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei |
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| August 15, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.25 per share, of Griffon Corporation. This Joint Filing Agreem |
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| August 15, 2022 |
GFF / Griffon Corporation / Voss Capital, LLC - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact |
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| August 3, 2022 |
Exhibit 2.3 June 11, 2022 TTM Technologies, Inc. 520 Maryville Centre Drive, Suite 400 St. Louis, MO 63141 Attention: Daniel J. Weber (email: [email protected]) Re: Share Purchase Agreement / Waiver Dear Mr. Weber: Reference is made to the Share Purchase Agreement (as amended, supplemented or otherwise modified from time to time, the ?Agreement?) dated as of April 18, 2022 by and among TTM Technol |
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| August 3, 2022 |
Exhibit 2.2 FIRST AMENDMENT to SHARE PURCHASE AGREEMENT This First Amendment to Share Purchase Agreement (this ?Amendment?) amends that certain Share Purchase Agreement dated as of April 18, 2022, by and among TTM Technologies, Inc., a corporation organized under the Laws of Delaware (?Buyer?), Griffon Corporation, a corporation organized under the Laws of Delaware (?Griffon?), and Exphonics, Inc. |
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| July 28, 2022 |
Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, July 28, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the fiscal third quarter ended June 30, 2022. |
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| July 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpora |
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| June 29, 2022 |
Griffon Corporation Completes Sale of Telephonics Corporation to TTM Technologies Exhibit 99.1 Griffon Corporation Completes Sale of Telephonics Corporation to TTM Technologies NEW YORK, NEW YORK, June 27, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) completed the sale of Telephonics Corporation (?Telephonics?) to TTM Technologies, Inc. (?TTM?) (NASDAQ:TTMI) for $330 million in cash, subject to certain post-closing adjustments. ?We are pleased to announce |
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| June 29, 2022 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2022 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorporat |
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| June 29, 2022 |
Griffon Corporation Declares $2.00 per Share Special Dividend and Announces Debt Repayment Exhibit 99.2 Griffon Corporation Declares $2.00 per Share Special Dividend and Announces Debt Repayment NEW YORK, NEW YORK, June 27, 2022 ? The Board of Directors of Griffon Corporation (NYSE:GFF) (the ?Company? or ?Griffon?) has declared a special cash dividend of $2.00 per share payable on July 20, 2022 to shareholders of record as of the close of business on July 8, 2022. The special dividend, |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Griffon Corporation (Exact name of the registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 712 Fifth Avenue, 18th Floor, New York, New York 10019 (Addre |
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| May 31, 2022 |
Exhibit 1.01: 2021 Conflict Minerals Report of Griffon Corporation Exhibit 1.01 Griffon Corporation 2021 Conflict Minerals Report Introduction This report for the year ended December 31, 2021 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the |
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| May 27, 2022 |
GFF / Griffon Corporation / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 25) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exac |
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| April 29, 2022 |
Griffon Corporation Director Compensation Program, Amended and Restated as of March 3, 2022 Exhibit 10.2 Griffon Corporation Director Compensation Program (adopted as of March 3, 2022) Each member of the Board of Directors (the ?Board?) of Griffon Corporation (the ?Company?) who is not an employee of the Company (each a ?Non-employee Director?) shall receive compensation for such person?s services as a member of the Board as outlined in this Director Compensation Program. Cash Compensati |
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| April 29, 2022 |
Exhibit 10.6 AMENDMENT NO. 1 TO SEVERANCE AGREEMENT AMENDMENT NO. 1 TO THE SEVERANCE AGREEMENT (this ?Amendment?) made as of April 28, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter ?Griffon?) and Seth L. Kaplan (hereinafter, the ?Executive?). WITNESSETH: WHEREAS, Griffon and the Executive entered into that certain Severance Agreement, dated as of April 27, 2010 (here |
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| April 29, 2022 |
Exhibit 10.4 AMENDMENT NO. 3 TO EMPLOYMENT AGREEMENT AMENDMENT NO. 3 TO THE EMPLOYMENT AGREEMENT (this ?Amendment?) made as of April 28, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter ?Griffon?) and RONALD J. KRAMER (hereinafter ?Kramer?). WITNESSETH: WHEREAS, Griffon and Kramer entered into that certain Employment Agreement, dated as of March 16, 2008, which Employme |
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| April 29, 2022 |
Exhibit 10.5 AMENDMENT NO. 1 TO SEVERANCE AGREEMENT AMENDMENT NO. 1 TO THE SEVERANCE AGREEMENT (this ?Amendment?) made as of April 28, 2022 by and between GRIFFON CORPORATION, a Delaware corporation (hereinafter ?Griffon?) and Brian G. Harris (hereinafter, the ?Executive?). WITNESSETH: WHEREAS, Griffon and the Executive entered into that certain Severance Agreement, dated as of July 30, 2015 (here |
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| April 28, 2022 |
Griffon Corporation Announces Second Quarter Results Griffon Corporation Announces Second Quarter Results NEW YORK, NEW YORK, April 28, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the second quarter of fiscal 2022 ended March 31, 2022. |
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| April 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor |
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| April 21, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2022 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorpora |
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| April 21, 2022 |
Exhibit 2.1 SHARE PURCHASE AGREEMENT by and among TTM TECHNOLOGIES, INC., EXPHONICS, INC., and GRIFFON CORPORATION Dated as of April 18, 2022 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; INTERPRETATION 1 Section 1.1. Definitions Generally 1 Section 1.2. Interpretation Generally 1 ARTICLE II PURCHASE 3 Section 2.1. Purchase 3 Section 2.2. Closing 3 Section 2.3. Closing Estimates; Closing Date Purc |
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| April 21, 2022 |
Griffon Corporation to Sell Telephonics Corporation to TTM Technologies for $330 million Exhibit 99.1 Griffon Corporation to Sell Telephonics Corporation to TTM Technologies for $330 million NEW YORK, NEW YORK, April 18, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) has entered into a definitive agreement to sell Telephonics Corporation (?Telephonics?) to TTM Technologies, Inc. (?TTM?) (NASDAQ:TTMI) for $330 million in cash. The transaction is expected to close wi |
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| April 11, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S |
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| April 11, 2022 |
Exhibit 99.1 MIDOCEAN HUNTER HOLDINGS, INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS October 29, 2021 and October 30, 2020 Exhibit 99.1 MIDOCEAN HUNTER HOLDINGS, INC. AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS October 29, 2021 and October 30, 2020 CONTENTS INDEPENDENT AUDITOR?S REPORT ................................................................................................ |
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| April 11, 2022 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS (in thousands, except per share data) Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS (in thousands, except per share data) On January 24, 2022, Griffon Corporation (?Griffon?) completed the acquisition of Hunter Fan Company (?Hunter?), the leading U.S. brand of residential ceiling, commercial, and industrial fans, for a contractual purchase price of $845,000, subject to customary post-closing adjustments. Hun |
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| April 8, 2022 |
GFF / Griffon Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Griffon Corp. Title of Class of Securities: Common Stock CUSIP Number: 398433102 Date of Event Which Requires Filing of this Statement: March 31, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d |
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| March 4, 2022 |
As filed with the Securities and Exchange Commission on March 4, 2022 As filed with the Securities and Exchange Commission on March 4, 2022 Registration No. |
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| March 4, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Griffon Corporation (Exact Name of Registrant as Specified in its Charter) Table 1?Newly Registered Securities Plan Security Type Security Class Title Fee Calculation Rule Amount to be Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Amended and Restated 2 |
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| February 18, 2022 |
Griffon Corporation Announces Preliminary Results of 2022 Annual Meeting Exhibit 99.2 Griffon Corporation Announces Preliminary Results of 2022 Annual Meeting ? Outlook continues to be strong following Griffon?s successful repositioning and acquisition of Hunter Fan Company ? Company remains on target for March 2022 announcement regarding strategic review and sale process of Telephonics business NEW YORK-(BUSINESS WIRE) ? Griffon Corporation (NYSE: GFF) (?Griffon? or ? |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2022 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorp |
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| February 18, 2022 |
Exhibit 3.1 Certificate of Amendment TO AMENDED AND RESTATED Certificate of Incorporation of GRIFFON CORPORATION (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) GRIFFON CORPORATION, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify: 1. That the |
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| February 18, 2022 |
GRIFFON CORPORATION AMENDED AND RESTATED 2016 EQUITY INCENTIVE PLAN Exhibit 99.1 GRIFFON CORPORATION AMENDED AND RESTATED 2016 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the Griffon Corporation Amended and Restated 2016 Equity Incentive Plan (the ?Plan?) is to attract, motivate and retain selected employees, consultants and non-employee directors for the Company and its subsidiaries, to provide such persons with incentives and rewards for superior performanc |
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| February 18, 2022 |
Amendment No. 1 to Amended and Restated By-laws of Griffon Corporation. Exhibit 3.2 AMENDMENT NO. 1 TO AMENDED AND RESTATED BY-LAWS of GRIFFON CORPORATION GRIFFON CORPORATION, a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?corporation?), does hereby certify: 1. That the board of directors of the corporation duly adopted resolutions proposing to amend the Amended and Restated By-l |
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| February 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| February 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2022 |
CUSIP No. 398433102 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Griffon Corp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 398433102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 10, 2022 |
GFF / Griffon Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Griffon Corp. Title of Class of Securities: Common Stock CUSIP Number: 398433102 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2022 |
GFF / Griffon Corporation / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15 )* Griffon Corp (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| February 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| February 1, 2022 |
Griffon Corporation Announces First Quarter Results Griffon Corporation Announces First Quarter Results NEW YORK, NEW YORK, February 1, 2022 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the first quarter of fiscal 2022 ended December 31, 2021. |
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| February 1, 2022 |
Exhibit 10.1 Execution Version FIRST AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT FIRST AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT, dated as of December 9, 2021 (this ?Agreement?), to that certain Fourth Amended and Restated Credit Agreement, dated as of January 30, 2020 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time pr |
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| February 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2022 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorp |
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| February 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (E |
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| January 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2022 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorpo |
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| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 28, 2022 |
Griffon Corporation Completes Acquisition of Hunter Fan Company EX-99.2 3 c102878ex99-2.htm Exhibit 99.2 Griffon Corporation Completes Acquisition of Hunter Fan Company · Addition of Hunter will enhance portfolio of products, accelerate growth and online market presence NEW YORK-(BUSINESS WIRE) – January 24, 2022- Griffon Corporation (“Griffon” or the “Company”) (NYSE: GFF) has successfully completed its previously announced acquisition of Hunter Fan Company ( |
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| January 28, 2022 |
SECOND AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT EX-99.1 2 c102878ex99-1.htm Exhibit 99.1 SECOND AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT SECOND AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT, dated as of January 24, 2022 (this “Agreement”), to that certain Fourth Amended and Restated Credit Agreement, dated as of January 30, 2020 (as amended, restated, amended and restated, supplemented or otherwise modified from tim |
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| January 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 20, 2022 | ||
| January 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 11, 2022 | ||
| January 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 10, 2022 |
Exhibit 99.1 Lender Presentation January 2022 1 Copyright ? 2021 Griffon Corporation. All rights reserved. Disclaimer 2 2 Cautionary Note Regarding Forward - Looking Statements This presentation contains ?forward - looking statements? ? statements that address future, not past events. In this context, forw ard - looking statements often address our expected future business and financial performanc |
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| January 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2022 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorpo |
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| January 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 3, 2022 |
Sincerely, Ronald J. Kramer Chairman and CEO January 3, 2022 Dear Associate and Plan Participant, As an owner of Griffon Corporation via shares held in your Griffon Corporation Employee Stock Ownership Plan (ESOP) account, you are able to participate and share in the future and prosperity of our company. |
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| December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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| December 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| December 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| December 21, 2021 |
Bank of America, N.A. BofA Securities, Inc. One Bryant Park New York, New York 10030 EX-99.1 3 c102681ex99-1.htm Exhibit 99.1 EXECUTION VERSION Bank of America, N.A. BofA Securities, Inc. One Bryant Park New York, New York 10030 December 17, 2021 Griffon Corporation 712 Fifth Avenue, 18th Floor New York, New York 10019 Attention: Mr. Brian G. Harris Senior Vice President and Chief Financial Officer Project Whirlwind Commitment Letter Ladies and Gentlemen: You have advised Bank of |
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| December 21, 2021 |
PRELIMINARY COPY - SUBJECT TO COMPLETION - DATED DECEMBER 21, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 21, 2021 |
Griffon Corporation to Acquire Hunter Fan Company EX-99.2 4 c102681ex99-2.htm Exhibit 99.2 Griffon Corporation to Acquire Hunter Fan Company · Acquisition complements Griffon’s portfolio and diversifies channels to market · Transaction expected to be immediately accretive to cash flow and earnings · Addition of Hunter marks another milestone in Griffon’s portfolio repositioning to further enhance growth and increase value to shareholders NEW YORK |
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| December 21, 2021 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND AMONG MIDOCEAN HUNTER HOLDINGS, INC., THE AMES COMPANIES, INC., AMES HUNTER HOLDINGS CORPORATION, and MIDOCEAN PARTNERS III-D, L.P. (as the Representative) DATED AS OF DECEMBER 17, 2021 TABLE OF CONTENTS Page ARTICLE 1 CERTAIN DEFINITIONS 1 Section 1.1 Certain Definitions 1 Section 1.2 Defined Terms 14 ARTICLE 2 THE MERGER 16 Sectio |
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| December 21, 2021 |
Acquisition of Hunter Fan Company December 20, 2021 Exhibit 99.3 Acquisition of Hunter Fan Company December 20, 2021 Copyright ? 2021 Griffon Corporation. All rights reserved. 1 Transforming the Griffon portfolio ? Leading brand of residential ceiling fans sold in the U.S. ? #1 share of fans sold at U.S. retail locations ? #1 share of fans sold through e-commerce ? Strong strategic alignment with Griffon?s Consumer and Professional Products (CPP) s |
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| December 21, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2021 (December 17, 2021) GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other ju |
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| December 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| December 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-06620 GRIFFON CORPORATION (Exact name of registrant as specified in its chart |
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| November 17, 2021 |
Subsidiaries of the Registrant Exhibit 21 Name of Subsidiary Jurisdiction of Incorporation Clopay Ames Inc. Delaware Clopay Ames LLC Delaware Clopay Ames Holding Corp. Delaware Clopay Corporation Delaware CornellCookson, LLC Delaware Cornell Real Estate Holdings, LLC Arizona Cornell Storefront Systems, Inc. Delaware CC Installation Company, Inc. Delaware The Ames Companies, Inc. Delaware ATT Southern LLC Delaware 1346039 Albert |
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| November 16, 2021 |
Griffon Corporation Announces Annual and Fourth Quarter Results Griffon Corporation Announces Annual and Fourth Quarter Results NEW YORK, NEW YORK, November 16, 2021 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the fiscal year and fourth quarter ended September 30, 2021. |
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| November 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2021 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact |
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| July 29, 2021 |
Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, July 29, 2021 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the third quarter of fiscal 2021 ended June 30, 2021. |
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| July 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2021 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpora |
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| May 28, 2021 |
Exhibit 1.01: 2020 Conflict Minerals Report of Griffon Corporation Exhibit 1.01 Griffon Corporation 2020 Conflict Minerals Report Introduction This report for the year ended December 31, 2020 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Griffon Corporation (Exact name of the registrant as specified in its charter) Delaware 1-06620 11-1893410 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 712 Fifth Avenue, 18th Floor, New York, New York 10019 (Addre |
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| May 3, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 24) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exac |
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| April 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor |
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| April 29, 2021 |
Griffon Corporation Announces Second Quarter Results EX-99.1 2 gffq22021exhibit991.htm EX-99.1 Griffon Corporation Announces Second Quarter Results NEW YORK, NEW YORK, April 29, 2021 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the second quarter of fiscal 2021 ended March 31, 2021. Consolidated revenue for the second quarter totaled $634.8 million, a 12% increase compared to the prior year quarter revenue |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14 )* Griffon Corp (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Griffon Corp. Title of Class of Securities: Common Stock CUSIP Number: 398433102 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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| January 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (E |
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| January 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2021 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorp |
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| January 28, 2021 |
Griffon Corporation Announces First Quarter Results Griffon Corporation Announces First Quarter Results NEW YORK, NEW YORK, January 28, 2021 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the first quarter of fiscal 2021 ended December 31, 2020. |
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| January 25, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2021 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorpo |
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| January 25, 2021 |
Reconciliation of Free Cash Flow to Net Cash Provided by Operating Activities Exhibit 99.1 Reconciliation of Free Cash Flow to Net Cash Provided by Operating Activities The free cash flow mentioned in our proxy statement and other documents we issue, including the investor presentation posted on our website, is defined as net cash provided by operating activities in the period, minus payments for property, plant and equipment made in the period, plus proceeds from the sale |
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| December 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 13, 2020 |
Subsidiaries of the Registrant Exhibit 21 Name of Subsidiary Jurisdiction of Incorporation Clopay Ames Inc. Delaware Clopay Ames LLC Delaware Clopay Ames Holding Corp. Delaware Clopay Corporation Delaware CornellCookson, LLC Delaware Cornell Real Estate Holdings, LLC Arizona Cornell Storefront Systems, Inc. Delaware CC Installation Company, Inc. Delaware The Ames Companies, Inc. Delaware ATT Southern, Inc. Delaware 1346039 Albe |
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| November 13, 2020 |
Description of Registrant’s Securities. Exhibit 4.6 DESCRIPTION OF OUR SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of November 12, 2020, Griffon Corporation (“we,” “our,” “us,” or the “Issuer”) had the following two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) our common stock, par value $0.25 per share (the “comm |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-06620 GRIFFON CORPORATION (Exact name of registrant as specified in its chart |
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| November 12, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor |
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| November 12, 2020 |
Griffon Corporation Announces Annual and Fourth Quarter Results Griffon Corporation Announces Annual and Fourth Quarter Results NEW YORK, NEW YORK, November 12, 2020 ? Griffon Corporation (?Griffon? or the ?Company?) (NYSE:GFF) today reported results for the fiscal year and fourth quarter ended September 30, 2020. |
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| August 25, 2020 |
GFF / Griffon Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 23) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei |
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| August 25, 2020 |
GFF / Griffon Corp. / KRAMER RONALD J Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Griffon Corporation (Name of Issuer) Common Stock, par value $0.25 per share (Title of Class of Securities) 398433102 (CUSIP Number) Ronald J. Kramer 712 Fifth Avenue, 18th Floor New York, New York 10019 Copy to: Martin Nussbaum Dechert LLP 1095 Avenue o |
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| August 25, 2020 |
EX-2 2 c100381ex2.htm Exhibit 2 LOCK-UP AGREEMENT August 13, 2020 ROBERT W. BAIRD & CO. INCORPORATED As Representative of the several Underwriters listed in Schedule 1 to the Underwriting Agreement referred to below 777 East Wisconsin Avenue Milwaukee, Wisconsin 53202 Re: Griffon Corporation - Public Offering Ladies and Gentlemen: The undersigned understands that you, as Representative of the seve |
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| August 18, 2020 |
Exhibit 1.1 Execution Version GRIFFON CORPORATION 8,000,000 Shares of Common Stock plus an option to purchase from the Company and the Selling Stockholder up to 1,200,000 Shares of Common Stock Underwriting Agreement August 13, 2020 Robert W. Baird & Co. Incorporated As Representative of the several Underwriters listed in Schedule 1 hereto c/o Robert W. Baird & Co. Incorporated 777 East Wisconsin |
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| August 18, 2020 |
Exhibit 99.2 Griffon Corporation Announces Closing of Offering of Common Stock and Full Exercise by Underwriters of Option to Purchase Additional Shares NEW YORK, NEW YORK, August 18, 2020 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) announced today the closing of its previously announced underwritten offering of 8,000,000 shares of common stock at a public offering price of $21.5 |
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| August 18, 2020 |
Griffon Corporation Announces Pricing of Offering of Common Stock Exhibit 99.1 Griffon Corporation Announces Pricing of Offering of Common Stock NEW YORK, NEW YORK, August 13, 2020 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) announced today the pricing of an underwritten offering of 8,000,000 shares of common stock at a public offering price of $21.50 per share. In addition, Griffon and a selling stockholder of Griffon have granted the underwri |
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| August 18, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2020 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorpor |
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| August 17, 2020 |
CALCULATION OF REGISTRATION FEE 3B2 EDGAR HTML - c100289424b5.htm CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Maximum Aggregate Offering Price Per Unit Maximum Aggregate Offering Price Amount of Registration Fee(2) Common Stock, par value $0.25 per share 9,200,000 $21.50 $197,800,000 $25,675 (1) Includes 1,200,000 shares of common stock that may be purchased by th |
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| August 11, 2020 |
Subject to completion, dated August 11, 2020 3B2 EDGAR HTML - c100289preflight.htm This prospectus supplement relates to an effective registration statement under the Securities Act of 1933, but is not complete and may be changed. Neither this prospectus supplement nor the accompanying prospectus is an offer to sell these securities, and we and the selling stockholder are not soliciting an offer to buy these securities, in any jurisdiction w |
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| July 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-06620 GRIFFON CORPORATION (Exact |
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| July 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 GRIFFON CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-06620 11-1893410 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpora |
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| July 30, 2020 |
Griffon Corporation Announces Third Quarter Results Griffon Corporation Announces Third Quarter Results NEW YORK, NEW YORK, July 30, 2020 – Griffon Corporation (“Griffon” or the “Company”) (NYSE:GFF) today reported results for the fiscal third quarter ended June 30, 2020. |
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| July 6, 2020 |
3B2 EDGAR HTML - c95979s4.htm Filed Pursuant to Rule 424(b)(3) Registration No. 333-239373 PROSPECTUS OFFER TO EXCHANGE $150,000,000 5.75% Senior Notes due 2028 and related Guarantees for $150,000,000 5.75% Senior Notes due 2028 and related Guarantees that have been registered under the Securities Act of 1933 Griffon Corporation is offering to exchange, upon the terms and subject to the conditions |
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| July 1, 2020 |
GRIFFON CORPORATION 712 Fifth Avenue, 18th Floor New York, New York 10019 (212) 957-5000 July 1, 2020 VIA EDGAR SUBMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| June 23, 2020 |
Form of Letter of Transmittal.* Exhibit 99.1 GRIFFON CORPORATION LETTER OF TRANSMITTAL OFFER TO EXCHANGE $150,000,000 AGGREGATE PRINCIPAL AMOUNT OF ITS 5.75% SENIOR NOTES DUE 2028 THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON JULY [●], 2020 (THE “EXPIRATION DATE”) UNLESS THE OFFER is EXTENDED. TENDERS MAY BE WITHDRAWN PRIOR TO 5:00 P.M., NEW YORK CITY TIME, ON JULY [●], 2020. The Exchange Agent for the Exch |
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| June 23, 2020 |
GRIFFON CORPORATION 712 Fifth Avenue, 18th Floor New York, New York 10019 Telephone: (212) 957-5000 June 23, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| June 23, 2020 |
Form of Notice of Guaranteed Delivery.* Exhibit 99.2 Griffon Corporation NOTICE OF GUARANTEED DELIVERY OFFER TO EXCHANGE $150,000,000 AGGREGATE PRINCIPAL AMOUNT OF ITS 5.75% SENIOR NOTES DUE 2028 This form, or one substantially equivalent hereto, must be used to accept the Exchange Offer made by Griffon Corporation, a Delaware corporation (the “Company”), The AMES Companies, Inc., a Delaware corporation, ATT Southern LLC, a Delaware lim |
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| June 23, 2020 |
Statement of Eligibility and Qualification of Wells Fargo Bank, National Association.* Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2) WELLS FARGO BANK, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) A National Ba |
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| June 23, 2020 |
3B2 EDGAR HTML - c95979s4.htm As filed with the Securities and Exchange Commission on June 23, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Griffon Corporation (Exact name of registrant as specified in its charter) Commission File Number: 001-06620 Delaware (State or other jurisdict |
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| June 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2020 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorporat |
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| June 22, 2020 |
Griffon Corporation Announces Closing of $150 Million Add-On Offering of Senior Notes Exhibit 99.1 Griffon Corporation Announces Closing of $150 Million Add-On Offering of Senior Notes NEW YORK, NEW YORK – June 22, 2020 – Griffon Corporation (NYSE: GFF) (“Griffon”) today announced the closing of its previously announced add-on offering of $150 million aggregate principal amount of its senior notes due 2028 (the “New Notes”), in an unregistered add-on offering through a private plac |
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| June 22, 2020 |
Exhibit 4.1 REGISTRATION RIGHTS AGREEMENT by and among Griffon Corporation, the Guarantors party hereto and BofA Securities, Inc., as the Representative of the several Initial Purchasers Dated as of June 22, 2020 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 22, 2020, by and among Griffon Corporation, a Delaware corporation |
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| June 9, 2020 |
Griffon Corporation $150,000,000 5.75% Senior Notes due 2028 PURCHASE AGREEMENT Exhibit 99.1 Griffon Corporation $150,000,000 5.75% Senior Notes due 2028 PURCHASE AGREEMENT June 8, 2020 BOFA SECURITIES, INC. As Representative of the several Initial Purchasers One Bryant Park New York, New York 10036 Ladies and Gentlemen: Griffon Corporation, a Delaware corporation (the “Company”), and the Guarantors named on Schedule 2A hereto (the “Guarantors”) hereby confirm their agreement |
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| June 9, 2020 |
Griffon Corporation Announces Pricing of $150 Million Add-On Offering of Senior Notes Exhibit 99.2 Griffon Corporation Announces Pricing of $150 Million Add-On Offering of Senior Notes NEW YORK, NEW YORK – June 8, 2020 – Griffon Corporation (NYSE: GFF) (“Griffon”) today announced the pricing of $150 million aggregate principal amount of its senior notes due 2028 (the “New Notes”), at a price equal to 100.25% of face value, plus accrued interest from February 19, 2020, in an unregis |
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| June 9, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2020 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorporati |
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| June 8, 2020 |
Griffon Corporation Announces $150 Million Add-On Offering of Senior Notes Exhibit 99.1 Griffon Corporation Announces $150 Million Add-On Offering of Senior Notes NEW YORK, NEW YORK – June 8, 2020 – Griffon Corporation (NYSE: GFF) (“Griffon”) today announced that it intends to commence an add-on offering through a private placement, subject to market and other conditions, of $150 million in aggregate principal amount of senior notes due 2028 (the “New Notes”). The New No |
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| June 8, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2020 GRIFFON CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 1-06620 Delaware 11-1893410 (State or other jurisdiction of incorporati |
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| June 8, 2020 |
DISCLOSURE REGARDING FORWARD-LOOKING STATEMENTS Exhibit 99.2 DISCLOSURE REGARDING FORWARD-LOOKING STATEMENTS Except for the historical information contained or incorporated by reference herein, certain matters discussed herein, including (without limitation) statements in our Annual Report on Form 10-K for the year ended September 30, 2019 and our Quarterly Reports on Form 10-Q for the quarters ended December 31, 2019 and March 31, 2020, each o |
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| June 2, 2020 |
GFF / Griffon Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 22) Griffon Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 398433102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Recei |
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| May 29, 2020 |
Exhibit 1.01: 2019 Conflict Minerals Report of Griffon Corporation Exhibit 1.01 Griffon Corporation 2019 Conflict Minerals Report Introduction This report for the year ended December 31, 2019 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) requiring certain SEC registrants to disclose (i) their use of Conflict Minerals (as defined under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the |
