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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Kayne Anderson Energy Infrastructure Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2025 Kayne Anderson Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-21593 56-2474626 (State or other jurisdiction of inco |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| November 14, 2024 |
SC 13G/A 1 formsc13ga.htm United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Kayne Anderson Energy Infrastructure Fund, Inc. (Name of Issuer) Mandator |
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| November 14, 2024 |
EX-99 3 ex99.htm Exhibit 99 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13G. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information con |
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| November 14, 2024 |
EX-24 2 ex24.htm Exhibit 24 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Joseph Virgilio with full power of substitution and resubstitution, to act as the undersigned’s true and lawful attorney-in-fact to: Prepare, execute and submit to the U.S. Securities and Exchange Commission (“SEC”), for and on behalf of the undersigned, any and all reports (including any amendments there |
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| November 13, 2024 |
SC 13G/A 1 kyna1.htm PRINCIPAL LIFE INSURANCE CO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kayne Anderson Energy Infrastructure Fund (Name of Issuer) Series R - Mandatory Redeemable Preferred Series S - Mandatory Redeemable Preferred Series T - Mandatory Redeemable Preferred Series W - Mandatory |
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| November 8, 2024 |
SC 13G/A 1 sayw2411080313ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Kayne Anderson Energy Infrastructure Fund, Inc. (Name of Issuer) Series R Mandatory Redeemable Preferred Shares Series S Mandatory Redeemable Preferred Shares Series T Mandatory Redeemable Preferred Shares Series W Mandato |
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| May 10, 2024 |
Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, California 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| February 9, 2024 |
SC 13G/A 1 sayw2402090113ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kayne Anderson Energy Infrastructure Fund, Inc. (Name of Issuer) Series R Mandatory Redeemable Preferred Shares Series S Mandatory Redeemable Preferred Shares Series T Mandatory Redeemable Preferred Shares Series V Mandato |
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| December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| October 20, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| October 12, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| October 2, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| October 2, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| September 29, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 4) KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. (Name of Issuer) Kayne Anderson Energy Infrastructure Fun |
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| September 29, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. |
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| September 21, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| September 20, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 3) KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. (Name of Issuer) Kayne Anderson Energy Infrastructure Fun |
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| September 20, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. |
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| September 20, 2023 |
As filed with the Securities and Exchange Commission on September 20, 2023 As filed with the Securities and Exchange Commission on September 20, 2023 Securities Act File No. |
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| September 20, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Kayne Anderson Energy Infrastructure Fund, Inc. of our reports dated January 26, 2023, and January 28, 2022, relating to the financial statements and financial highlights, which appear in Kayne Anderson NextGen Energy & Infrastruct |
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| September 6, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. |
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| September 6, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 2) KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. (Name of Issuer) Kayne Anderson Energy Infrastructure Fun |
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| September 6, 2023 |
As filed with the Securities and Exchange Commission on September 6, 2023 As filed with the Securities and Exchange Commission on September 6, 2023 Securities Act File No. |
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| September 6, 2023 |
Kayne Anderson NextGen Energy & Infrastructure, Inc. Exhibit 12 September 6, 2023 Kayne Anderson NextGen Energy & Infrastructure, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 Kayne Anderson Energy Infrastructure Fund, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 Re: Merger of Kayne Anderson NextGen Energy & Infrastructure, Inc. with and into Kayne Anderson Energy Infrastructure Fund, Inc. Ladies and Gentlemen: We have acted as coun |
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| September 6, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Kayne Anderson Energy Infrastructure Fund, Inc. of our reports dated January 26, 2023, and January 28, 2022, relating to the financial statements and financial highlights, which appear in Kayne Anderson NextGen Energy & Infrastruct |
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| August 21, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| August 21, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2023 Kayne Anderson Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-21593 56-2474626 (State or other jurisdiction of in |
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| August 9, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| August 8, 2023 |
Kayne Anderson NextGen Energy & Infrastructure, Inc. Exhibit 12 August 8, 2023 Kayne Anderson NextGen Energy & Infrastructure, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 Kayne Anderson Energy Infrastructure Fund, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 Re: Merger of Kayne Anderson NextGen Energy & Infrastructure, Inc. with and into Kayne Anderson Energy Infrastructure Fund, Inc. Ladies and Gentlemen: We have acted as counsel |
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| August 8, 2023 |
As filed with the Securities and Exchange Commission on August 8, 2023 As filed with the Securities and Exchange Commission on August 8, 2023 Securities Act File No. |
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| August 8, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 1) KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. (Name of Issuer) Kayne Anderson Energy Infrastructure Fun |
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| August 8, 2023 |
Exhibit 17 KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. PROXY SOLICITED BY THE BOARD OF DIRECTORS FOR THE SPECIAL MEETING OF STOCKHOLDERS — , 2023 The undersigned stockholder of Kayne Anderson Energy Infrastructure Fund, Inc . (“KYN”), a Maryland corporation, hereby appoints Terry A . Hart and A . Colby Parker, or either of them, as proxies for the undersigned, with full power of substitution i |
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| August 8, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. |
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| August 8, 2023 |
Exhibit 11 August 8, 2023 Kayne Anderson Energy Infrastructure Fund, Inc. 811 Main Street, 14th Floor Houston, TX 77002 Re: Kayne Anderson Energy Infrastructure Fund, Inc. Registration Statement on Form N-14 (File No. 333-270879) Ladies and Gentlemen: We have served as Maryland counsel to Kayne Anderson Energy Infrastructure Fund, Inc., a Maryland corporation registered under the Investment Compan |
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| August 8, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Kayne Anderson Energy Infrastructure Fund, Inc. of our reports dated January 26, 2023, and January 28, 2022, relating to the financial statements and financial highlights, which appear in Kayne Anderson NextGen Energy & Infrastruct |
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| June 30, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| June 30, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Kayne Anderson Energy Infrastructure Fund (Name of Issuer) Series R - Mandatory Redeemable Preferred Series S - Mandatory Redeemable Preferred Series T - Mandatory Redeemable Preferred (Title of Class of Securities) 4866068*0 (Series R), 4866062@4 (Series S), 486606*32 (Se |
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| June 15, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| June 15, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2023 Kayne Anderson Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-21593 56-2474626 (State or other jurisdiction of inco |
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| May 2, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| May 2, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| April 28, 2023 |
EX-FILING FEES 2 ea153561ex107.htm FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Share Proposed Maximum Ag |
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| April 28, 2023 |
Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Kayne Anderson Energy Infrastructure Fund, Inc. of our reports dated January 26, 2023, and January 28, 2022, relating to the financial statements and financial highlights, which appear in Kayne Anderson NextGen Energy & Infrastruct |
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| April 28, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. ) KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. (Name of Issuer) Kayne Anderson Energy Infrastructure Fund |
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| April 28, 2023 |
Amended and Restated Support and Non-Election Agreement dated as of April 24, 2023 — filed herewith. Exhibit 13.5 Execution Version AMENDED AND RESTATED SUPPORT AND NON-ELECTION AGREEMENT This AMENDED AND RESTATED SUPPORT AND NON-ELECTION AGREEMENT (this “Agreement”) is entered into as of April 24, 2023 by and among Kayne Anderson Energy Infrastructure Fund, Inc., a Maryland corporation (“KYN”), Kayne Anderson NextGen Energy & Infrastructure, Inc., a Maryland corporation (“KMF”), and the undersig |
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| April 28, 2023 |
As filed with the Securities and Exchange Commission on April 28, 2023 Securities Act File No. |
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| April 28, 2023 |
NPORT-EX 2 ea153663nportex.htm KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. SCHEDULE OF INVESTMENTS FEBRUARY 28, 2023 (amounts in 000’s, except number of option contracts) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 138.5% Equity Investments(1) — 138.0% Midstream Energy Company(2) — 116.4% Aris Water Solutions, Inc. 478 $ 6,773 Cheniere Energy, Inc. 756 119,012 Che |
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| April 24, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| April 24, 2023 |
425 1 ea153544425.htm 425 Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. Commission File No. 811-21593 Kayne Anderson NextGen Energy & Infrastructure, Inc. Commission File No. 811-22467 Kayne Anderson Closed - |
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| April 24, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| April 24, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| April 6, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| April 6, 2023 |
425 1 ea152775425.htm 425 Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. Commission File No. 811-21593 Kayne Anderson NextGen Energy & Infrastructure, Inc. Commission File No. 811-22467 April 6, 2023 Dear Fell |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 Kayne Anderson Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-21593 56-2474626 (State or other jurisdiction of inc |
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| March 28, 2023 |
KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I Exhibit 99.1 KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at s |
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| March 27, 2023 |
Exhibit 1.4 Kayne Anderson Energy Infrastructure Fund, Inc. Articles Supplementary Series T Mandatory Redeemable Preferred Shares Kayne Anderson Energy Infrastructure Fund, Inc. (the “Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article V of the charter of the Company (which, as restated, amende |
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| March 27, 2023 |
Calculation of filing fee tables — filed herewith. Exhibit 18 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. |
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| March 27, 2023 |
Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Kayne Anderson Energy Infrastructure Fund, Inc. of our report dated January 26, 2023, relating to the financial statements and financial highlights, which appears in Kayne Anderson NextGen Energy & Infrastructure, Inc. and Kayne An |
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| March 27, 2023 |
Exhibit 13.14 CLOSED-END FUND SERVICES AGREEMENT THIS AGREEMENT is made as of this 1st day of February, 2022, by and between THE KAYNE ANDERSON CLOSED-END FUNDS, as listed on Schedule A (each a "Fund" and collectively the “Funds”), and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 |
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| March 27, 2023 |
Exhibit 5.5 Form of Certificate Representing Series T MRP Shares SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS AND OTHER INFORMATION Number Series T MRP-«Number» «Shares» Series T Mandatory Redeemable Preferred Shares $.001 par value per share PPN 486606 *32 KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. a Maryland Corporation [] Series T Mandatory Redeemable Preferred Shares THIS CER |
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| March 27, 2023 |
Exhibit 13.11 Execution Version Kayne Anderson Energy Infrastructure Fund, Inc. Series T Mandatory Redeemable Preferred Shares Securities Purchase Agreement Dated as of May 18, 2022 Table of Contents Section Heading Page Section 1. Authorization of MRP Shares 1 Section 1.1. Authorization of Mandatory Redeemable Preferred Shares 1 Section 2. Purchase and Sale of MRP Shares 2 Section 3. Closing 2 Se |
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| March 27, 2023 |
Exhibit 6.6 KA Fund Advisors, LLC 811 Main Street, 14th Floor Houston, Texas 77002 (713) 493-2020 Effective [], 2023 Kayne Anderson Energy Infrastructure Fund, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 Re: Waiver of Certain Fees under that Certain Amended and Restated Investment Management Agreement dated as of December 12, 2006 Ladies and Gentlemen: This letter agreement (this “Agreem |
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| March 27, 2023 |
As filed with the Securities and Exchange Commission on March 27, 2023 As filed with the Securities and Exchange Commission on March 27, 2023 Securities Act File No. |
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| March 27, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| March 27, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| March 27, 2023 |
Exhibit 13.12 EXECUTION KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. (Formerly known as Kayne Anderson MLP/Midstream Investment Company) (which in turn was formerly known as Kayne Anderson MLP Investment Company) SIXTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of February 24, 2023 By and Among JPMORGAN CHASE BANK, N.A., as Administrative Agent and THE SEVERAL BANKS FROM TIME TO TIME PARTIE |
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| March 27, 2023 |
Powers of Attorney — filed herewith. Exhibit 16 POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS The undersigned directors of KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. |
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| March 27, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| March 27, 2023 |
Exhibit 13.9 Execution Version Kayne Anderson Energy Infrastructure Fund, Inc. $45,000,000 4.57% Series RR Senior Unsecured Notes due May 18, 2032 $45,000,000 4.67% Series SS Senior Unsecured Notes due August 2, 2034 Note Purchase Agreement Dated as of May 18, 2022 Table of Contents Section Heading Page Section 1. Authorization of Notes 1 Section 1.1. Description of the Notes 1 Section 1.2. Intere |
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| March 27, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| February 16, 2023 |
SC 13G/A 1 d201291dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Kayne Anderson Energy Infrastructure Fund, Inc. (Name of Issuer) Mandatory Redeemable Preferred Stock (Title of Class of Securities) 4866062@4, 4866066*2, 4866068*0 (CUSIP Number) December 31, 2022 (Date of Event Wh |
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| October 28, 2022 |
NPORT-EX 2 s143413kyn-nportex.htm KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. SCHEDULE OF INVESTMENTS AUGUST 31, 2022 (amounts in 000’s, except number of option contracts) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 142.6% Equity Investments(1) — 142.0% Midstream Energy Company(2) — 117.1% Aris Water Solutions, Inc. 478 $ 8,131 Cheniere Energy, Inc.(3) 784 125,597 |
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| September 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Kayne Anderson Energy Infrastructure Fund, Inc. (Name of Issuer) Series R Mandatory Redeemable Preferred Shares Series S Mandatory Redeemable Preferred Shares Series T Mandatory Redeemable Preferred Shares (Title of Class of Securities) 486606 8*0 (Series |
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| June 8, 2022 |
KYN / Kayne Anderson MLP Investment Co. / THRIVENT FINANCIAL FOR LUTHERANS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 2, 2022 |
KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. SCHEDULE OF INVESTMENTS FEBRUARY 28, 2022 (amounts in 000’s) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 140.7% Equity Investments(1) — 140.7% Midstream Energy Company(2) — 117.5% Aris Water Solutions, Inc. 667 $ 9,745 Cheniere Energy, Inc. 667 88,671 Cheniere Energy Partners, L.P. 195 10,503 DCP Midstream, LP 323 10,685 |
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| April 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
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| April 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| February 23, 2022 |
Exhibit 14.2 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Registration Statement (Form N-14) (Post-effective Amendment No. 1 to No. 333-260457) of Kayne Anderson Energy Infrastructure Fund, Inc. of our report dated January 28, 2022 on the financial statements and financial highlights of Fiduciary/Claymore Energy Infrastructure Fund i |
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| February 23, 2022 |
Filing fee table—filed herewith. Exhibit 18 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. |
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| February 23, 2022 |
Opinion of Venable LLP—filed herewith. Exhibit 11 [LETTERHEAD OF VENABLE LLP] February 23, 2022 Kayne Anderson Energy Infrastructure Fund, Inc. |
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| February 23, 2022 |
As filed with the Securities and Exchange Commission on February 23, 2022 As filed with the Securities and Exchange Commission on February 23, 2022 Securities Act File No. |
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| February 23, 2022 |
Consent of PricewaterhouseCoopers LLP, the Registrant’s Independent Auditors — filed herewith. Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in Post-effective Amendment No. 1 to the Registration Statement on Form N-14 of Kayne Anderson Energy Infrastructure Fund, Inc. of our report dated January 28, 2022, relating to the financial statements and financial highlights, which appears in Kayne Anderson Energy Infrastruc |
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| February 15, 2022 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)1 Kayne Anderson Energy Infrastructure Fund, Inc. (Name of Issuer) Mandatory Redeemable Preferred Stock (Title of Class of Securities) 4866062@4, 4866066*2, 4866068*0 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this St |
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| January 24, 2022 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| January 24, 2022 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| January 11, 2022 |
IMPORTANT NOTICE ABOUT YOUR FUND Filed by Kayne Anderson Energy Infrastructure Fund, Inc. Pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. Commission File No. 811-21593 Fiduciary/Claymore Energy Infrastructure Fund Commission File No. 811-21652 Fiduciar |
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| December 22, 2021 |
Tax Opinions of Paul Hastings LLP—filed herewith. Exhibit 12 December 22, 2021 56869.00173 Fiduciary/Claymore Energy Infrastructure Fund 227 West Monroe Street, 7th Floor Chicago, Illinois 60606 Kayne Anderson Energy Infrastructure Fund, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 Re: Merger of Fiduciary/Claymore Energy Infrastructure Fund with and into Kayne Anderson Energy Infrastructure Fund, Inc. Ladies and Gentlemen: We have acted |
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| December 22, 2021 |
Exhibit 14.2 Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions ?Financial Highlights ? FMO/Target? and ?Financial Statements? and to the incorporation by reference in this Registration Statement (Form N-14) (Pre-effective Amendment No. 1 to File No. 333-260457) of Kayne Anderson Energy Infrastructure Fund, Inc. of our report dated |
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| December 22, 2021 |
As filed with the Securities and Exchange Commission on December 22, 2021 Securities Act File No. |
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| December 22, 2021 |
Forms of proxy—filed herewith. Exhibit 17 YOUR VOTE IS IMPORTANT NO MATTER HOW MANY SHARES YOU OWN. PLEASE CAST YOUR PROXY VOTE TODAY! SAMPLE Fiduciary/Claymore Energy Infrastructure Fund (?FMO?) PROXY FOR A SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON FEBRUARY 4, 2022 The undersigned, revoking all Proxies heretofore given, hereby appoints Amy Lee, Mark Mathiasen and Michael Megaris as Proxy of the undersigned, with full power |
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| December 22, 2021 |
Opinion of Venable LLP—filed herewith. Exhibit 11 [LETTERHEAD OF VENABLE LLP] December 22, 2021 Kayne Anderson Energy Infrastructure Fund, Inc. |
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| December 22, 2021 |
Consent of PricewaterhouseCoopers LLP, the Registrant’s Independent Auditors — filed herewith. Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Kayne Anderson Energy Infrastructure Fund, Inc. of our report dated January 28, 2021, relating to the financial statements and financial highlights, which appears in Kayne Anderson Energy Infrastructure Fund, Inc.?s Annual Report o |
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| December 22, 2021 |
(713) 860-7352 [email protected] December 22, 2021 VIA EDGAR CORRESPONDENCE FILING Ms. Ashley Vroman-Lee Mr. Jason Fox Division of Investment Management, Disclosure Review Office United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-8626 Re: Kayne Anderson Energy Infrastructure Fund, Inc. Registration Statement on Form N-14 (File No. 333-260457) Dear |
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| October 29, 2021 |
KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. SCHEDULE OF INVESTMENTS AUGUST 31, 2021 (amounts in 000’s, except number of option contracts) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 136.1% Equity Investments(1) — 136.1% Midstream Energy Company(2) — 112.0% Cheniere Energy, Inc.(3)(4) 543 $ 47,491 Cheniere Energy Partners, L.P. 195 7,943 DCP Midstream, LP 375 9,773 |
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| October 25, 2021 |
Exhibit 13.14 Execution Version Kayne Anderson Energy Infrastructure Fund, Inc. Series O Mandatory Redeemable Preferred Shares Series P Mandatory Redeemable Preferred Shares Series Q Mandatory Redeemable Preferred Shares Series R Mandatory Redeemable Preferred Shares Series S Mandatory Redeemable Preferred Shares Securities Exchange Agreement Dated November 5, 2020 Table of Contents Section Headin |
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| October 25, 2021 |
Exhibit 13.6 Execution Version Kayne anderson energy infrastructure fund, inc. Amendment no. 1 to note purchase agreement As of November 5, 2020 To the Noteholders (as defined below): Ladies and Gentlemen: Kayne Anderson Energy Infrastructure Fund, Inc. (hereinafter, together with its successors and assigns, the ?Company?) agrees with you as follows: 1. PRELIMINARY STATEMENTS. 1.1. Note Issuances, |
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| October 25, 2021 |
Powers of Attorney — previously filed. Exhibit 16 POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS The undersigned directors of KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. |
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| October 25, 2021 |
Exhibit 1.2 KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. ARTICLES SUPPLEMENTARY SERIES O MANDATORY REDEEMABLE PREFERRED SHARES SERIES P MANDATORY REDEEMABLE PREFERRED SHARES SERIES Q MANDATORY REDEEMABLE PREFERRED SHARES SERIES R MANDATORY REDEEMABLE PREFERRED SHARES SERIES S MANDATORY REDEEMABLE PREFERRED SHARES Kayne Anderson Energy Infrastructure Fund, Inc. (the ?Company?), a Maryland corpor |
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| October 25, 2021 |
Exhibit 5.4 Form of Certificate Representing Series S MRP Shares SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS AND OTHER INFORMATION Number Series S MRP-?Number? ?Shares? Series S Mandatory Redeemable Preferred Shares $.001 par value per share PPN 486606 2@4 KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. a Maryland Corporation 1,990,998 Series S Mandatory Redeemable Preferred Shares T |
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| October 25, 2021 |
Exhibit 13.13 Executed Version KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. LOAN AGREEMENT dated as of August 6, 2021 SUMITOMO MITSUI BANKING CORPORATION Table of Contents Page SECTION 1. DEFINITIONS 1 1.1 Defined Terms 1 1.2 Other Definitional Provisions 15 1.3 Interest Rates; LIBOR Notification 16 SECTION 2. AMOUNT AND TERMS OF TERM LOANS 16 2.1 Term Loan 16 2.2 Reserved 17 2.3 Reserved 17 2. |
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| October 25, 2021 |
As filed with the Securities and Exchange Commission on October 22, 2021 As filed with the Securities and Exchange Commission on October 22, 2021 Securities Act File No. |
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| October 25, 2021 |
Exhibit 13.10 Execution Version Kayne Anderson Energy Infrastructure Fund, Inc. Amendment No. 1 to Note Purchase Agreement As of November 5, 2020 To the Noteholders (as defined below): Ladies and Gentlemen: Kayne Anderson Energy Infrastructure Fund, Inc. (hereinafter, together with its successors and assigns, the ?Company?) agrees with you as follows: 1. PRELIMINARY STATEMENTS. 1.1. Note Issuances |
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| October 25, 2021 |
Exhibit 14.2 Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions ?Financial Highlights? and ?Financial Statements? and to the incorporation by reference in this Registration Statement (Form N-14) of Kayne Anderson Energy Infrastructure Fund, Inc. of our report dated February 23, 2021 on the financial statements and financial highligh |
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| October 25, 2021 |
Exhibit 6.6 KA Fund Advisors, LLC 811 Main Street, 14th Floor Houston, Texas 77002 (713) 493-2020 Effective August 6, 2021 Kayne Anderson Energy Infrastructure Fund, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 Re: Waiver of Certain Fees under that Certain Amended and Restated Investment Management Agreement dated as of December 12, 2006 Ladies and Gentlemen: This letter agreement (this ? |
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| October 25, 2021 |
Exhibit 5.2 Form of Certificate Representing Series P MRP Shares SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS AND OTHER INFORMATION Number Series P MRP-?Number? ?Shares? Series P Mandatory Redeemable Preferred Shares $.001 par value per share PPN 486606 6*2 KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. a Maryland Corporation 402,678 Series P Mandatory Redeemable Preferred Shares THI |
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| October 25, 2021 |
Exhibit 13.11 Execution Version KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. $50,000,000 Floating Rate Series PP Senior Unsecured Notes due June 19, 2026 $20,000,000 1.81% Series QQ Senior Unsecured Notes due June 19, 2025 NOTE PURCHASE AGREEMENT Dated as of May 11, 2021 Table of Contents Section Heading Page Section 1. Authorization of Notes 1 Section 1.1. Description of the Notes 1 Section 1. |
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| October 25, 2021 |
Exhibit 13.8 Execution Version Kayne anderson energy infrastructure fund, inc. Amendment no. 1 to note purchase agreement As of November 5, 2020 To the Noteholders (as defined below): Ladies and Gentlemen: Kayne Anderson Energy Infrastructure Fund, Inc. (hereinafter, together with its successors and assigns, the ?Company?) agrees with you as follows: 1. PRELIMINARY STATEMENTS. 1.1. Note Issuances, |
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| October 25, 2021 |
Exhibit 5.3 Form of Certificate Representing Series R MRP Shares SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS AND OTHER INFORMATION Number Series R MRP-?Number? ?Shares? Series R Mandatory Redeemable Preferred Shares $.001 par value per share PPN 486606 8*0 KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. a Maryland Corporation 1,673,119 Series R Mandatory Redeemable Preferred Shares T |
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| October 25, 2021 |
Exhibit 13.12 EXECUTION KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. (Formerly known as Kayne Anderson MLP/Midstream Investment Company) (which in turn was formerly known as Kayne Anderson MLP Investment Company) FOURTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of February 8, 2021 By and Among JPMORGAN CHASE BANK, N.A., as Administrative Agent and THE SEVERAL BANKS FROM TIME TO TIME PARTIE |
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| October 25, 2021 |
Exhibit 13.4 Execution Version Kayne Anderson Energy Infrastructure Fund, Inc. Amendment No. 1 to Note Purchase Agreement As of November 5, 2020 To the Noteholders (as defined below): Ladies and Gentlemen: Kayne Anderson Energy Infrastructure Fund, Inc. (hereinafter, together with its successors and assigns, the ?Company?) agrees with you as follows: 1. PRELIMINARY STATEMENTS. 1.1. Note Issuances, |
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| October 25, 2021 |
Consent of PricewaterhouseCoopers LLP, the Registrant’s Independent Auditors — filed herewith. Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Kayne Anderson Energy Infrastructure Fund, Inc. of our report dated January 28, 2021, relating to the financial statements and financial highlights, which appears in Kayne Anderson Energy Infrastructure Fund, Inc.?s Annual Report o |
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| September 30, 2021 |
Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, California 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| June 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2021 Kayne Anderson Energy Infrastructure Fund, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 811-21593 56-2474626 (State or Other Jurisdiction of Incorpor |
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| April 29, 2021 |
KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. SCHEDULE OF INVESTMENTS FEBRUARY 28, 2021 (amounts in 000’s, except number of option contracts) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 133.0% Equity Investments(1) — 133.0% Midstream Energy Company(2) — 109.4% BP Midstream Partners LP 1,867 $ 21,306 Cheniere Energy, Inc.(3) 249 16,800 Cheniere Energy Partners, L.P. |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| February 16, 2021 |
By signing below, Prudential Financial, Inc. certifies that, to the best of its 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 12, 2021 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* KAYNE ANDERSON MANDATORY REEDEMABLE PREFERRED STOCK (Name of Issuer) Mandatory Redeemable Preferred Stock (Title of Class of Securities) 4866062@4 4866068*2 4866068*0 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this St |
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| December 14, 2020 |
EX-99.2 Kayne Anderson Closed-End Funds Announce the Board’s Approval of Amended and Restated Bylaws Houston, TX – December 11, 2020 – KA Fund Advisors, LLC (“Kayne Anderson”), which serves as the adviser to Kayne Anderson Energy Infrastructure Fund, Inc. (NYSE: KYN) and Kayne Anderson NextGen Energy & Infrastructure, Inc. (NYSE: KMF) (each a “Company”) announced today that each Company has adopte |
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| December 14, 2020 |
KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I EX-99.1 KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such p |
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| December 14, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2020 Kayne Anderson Energy Infrastructure Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-21593 56-2474626 (State or other jurisdiction |
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| November 9, 2020 |
KYN / Kayne Anderson MLP Investment Co. / THRIVENT FINANCIAL FOR LUTHERANS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 2, 2020 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| October 30, 2020 |
HTML KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC. SCHEDULE OF INVESTMENTS AUGUST 31, 2020 (amounts in 000’s) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 141.1% Equity Investments(1) — 139.7% United States — 129.1% Midstream Energy Company(2) — 118.7% Antero Midstream Corporation 1,937 $ 13,115 BP Midstream Partners LP 2,705 31,889 Cheniere Energy, Inc.(3) 41 2,118 |
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| October 22, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 14, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 13, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 26, 2020 |
CORRESP (713) 860-7352 [email protected] August 26, 2020 VIA EDGAR [CORRESPONDENCE FILING] Mr. Edward P. Bartz Senior Counsel Division of Investment Management, Disclosure Review Office United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-8626 Re: Kayne Anderson MLP/Midstream Investment Company Preliminary Proxy Statement on Schedule 14A (File No. 81 |
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| August 26, 2020 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 14, 2020 |
PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 29, 2020 |
HTML KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SCHEDULE OF INVESTMENTS FEBRUARY 29, 2020 (amounts in 000’s, except number of option contracts) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 151.7% Equity Investments(1) — 149.1% United States — 106.0% Midstream Company(2) — 58.2% Cheniere Energy, Inc.(3) 139 $ 7,129 EnLink Midstream Partners, LP, — Series C Preferred Uni |
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| April 21, 2020 |
KYN / Kayne Anderson MLP Investment Co. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant Filed by a Party other than the Registrant ⬜ Check the appropriate box: ⬜Preliminary Proxy Statement ⬜Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ⬜Definitiv |
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| March 30, 2020 |
KYN / Kayne Anderson MLP Investment Co. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 25, 2020 |
KYN / Kayne Anderson MLP Investment Co. DEF 14A - - FORM DEF 14A Form DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| February 14, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 25, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 13, 2020 |
KYN / Kayne Anderson MLP Investment Co. / SUN LIFE FINANCIAL INC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 9 )* KAYNE ANDERSON MLP/MIDSTREAM INVESTMENT COMPANY (Name of Issuer) Series C Mandatory Redeemable Preferred Stock (Title of Class of Securities) 4866064#0 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| February 11, 2020 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kayne Anderson MLP/Midstream Investment Company (Name of Issuer) Preferred Stock (Title of Class of Securities) 486606601 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| January 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* KAYNE ANDERSON MLP/MIDSTREAM INVESTMENT COMPANY (Name of Issuer) SERIES H MANDATORY REDEEMABLE PREFERRED SHARES SERIES I MANDATORY REDEEMABLE PREFERRED SHARES SERIES M MANDATORY REDEEMABLE PREFERRED SHARES (Title of Class of Securities) 4866065#9 4866066 |
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| January 2, 2020 |
SC 13G 1 c94822sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* KAYNE ANDERSON MLP/MIDSTREAM INVESTMENT COMPANY (Name of Issuer) SERIES H MANDATORY REDEEMABLE PREFERRED SHARES SERIES I MANDATORY REDEEMABLE PREFERRED SHARES (Title of Class of Securities) 4866065#9 4866066#8 (CUSIP Number) Decem |
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| October 30, 2019 |
KYN / Kayne Anderson MLP Investment Co. NPORT-EX - - FOR VALIDATION PURPOSES ONLY - [803575.TX] KAYNE ANDERSON MLP/MIDSTREAM INVESTMENT COMPANY SCHEDULE OF INVESTMENTS AUGUST 31, 2019 (amounts in 000’s) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 169.2% Equity Investments(1) — 169.2% United States — 162.6% Midstream MLP(2) — 118.9% BP Midstream Partners LP 5,953 $ 88,464 Buckeye Partners, L.P.(3). 1,170 47,985 Cheniere |
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| May 23, 2019 |
KYN / Kayne Anderson MLP Investment Co. DEF 14A - - FORM DEF 14A Form DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| April 25, 2019 |
KYN / Kayne Anderson MLP Investment Co. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21593 Kayne Anderson MLP/Midstream Investment Company (Exact name of registrant as specified in charter) 811 Main Street, 14th Floor Houston, Texas 77002 (Address of principal executive offices) (Zip code) David Shladovsky, Esq. |
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| April 25, 2019 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 d730196dex99cert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson MLP/Midstream Investment Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 3, 2019 |
KYN / Kayne Anderson MLP Investment Co. APP WD APP WD Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 1(415) 856-7007 davidhearth@paulhastings. |
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| February 15, 2019 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Kayne Anderson MLP/Midstream Investment Company (Name of Issuer) Preferred Stock (Title of Class of Securities) 486606601 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| February 13, 2019 |
KYN / Kayne Anderson MLP Investment Co. / SUN LIFE FINANCIAL INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 8 )* KAYNE ANDERSON MLP INVESTMENT COMPANY (Name of Issuer) Series C Mandatory Redeemable Preferred Stock (Title of Class of Securities) 4866064#0 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 6, 2019 |
KYN / Kayne Anderson MLP Investment Co. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 30, 2018 |
KYN / Kayne Anderson MLP Investment Co. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21593 Kayne Anderson MLP/Midstream Investment Company (Exact name of registrant as specified in charter) 811 Main Street, 14th Floor Houston, Texas 77002 (Address of principal executive offices) (Zip code) David Shladovsky, Esq. |
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| October 30, 2018 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 d633449dex99cert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson MLP/Midstream Investment Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| June 1, 2018 |
KYN / Kayne Anderson MLP Investment Co. 425 (Prospectus) 425 Filed by Kayne Anderson MLP Investment Company pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson MLP Investment Company Commission File No. |
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| May 25, 2018 |
EX-99.6.5 Exhibit 6.5 KA FUND ADVISORS, LLC 811 Main Street, 14th Floor Houston, Texas 77002 (713) 493-2020 , 2018 Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, Texas 77002 Re: Waiver of Certain Fees under that Certain Amended and Restated Investment Management Agreement dated as of December 12, 2006 Ladies and Gentlemen: This letter agreement (this “Agreement”), to be |
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| May 25, 2018 |
[LETTERHEAD OF VENABLE LLP] May 25, 2018 EX-99.11 Exhibit 11 [LETTERHEAD OF VENABLE LLP] May 25, 2018 Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, TX 77002 Re: Kayne Anderson MLP Investment Company: Registration Statement on Form N-14 (File No.: 333-223795) Ladies and Gentlemen: We have served as Maryland counsel to Kayne Anderson MLP Investment Company, a Maryland corporation registered under the Investment |
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| May 25, 2018 |
EX-99.13.18 Exhibit 13.18 EXECUTION KAYNE ANDERSON MLP INVESTMENT COMPANY SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of February 15, 2018 By and Among JPMORGAN CHASE BANK, N.A., as Administrative Agent and THE SEVERAL BANKS FROM TIME TO TIME PARTIES HERETO Amending and Restating the Credit Agreement Originally Dated as of Dated as of March 5, 2013 and first Amended and Restated as of Fe |
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| May 25, 2018 |
EX-99.12 Exhibit 12 May 25, 2018 56869.00133 Kayne Anderson Energy Development Company 811 Main Street, 14th Floor Houston, Texas 77002 Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, Texas 77002 Re: Reorganization of Kayne Anderson Energy Development Company into Kayne Anderson MLP Investment Company Ladies and Gentlemen: We have acted as counsel to Kayne Anderson MLP I |
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| May 25, 2018 |
EX-99.17 Exhibit 17 PROXY TABULATOR P.O. BOX 9112 FARMINGDALE, NY 11735 To vote by Internet 1) Read the Joint Proxy Statement/Prospectus and have the proxy card below at hand. 2) Go to website www.proxyvote.com 3) Follow the instructions provided on the website. To vote by Telephone 1) Read the Joint Proxy Statement/Prospectus and have the proxy card below at hand. 2) Call 1-800-690-6903 3) |
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| May 25, 2018 |
KYN / Kayne Anderson MLP Investment Co. N-14 8C/A N-14 8C/A Table of Contents As filed with the Securities and Exchange Commission on May 25, 2018 Securities Act File No. |
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| May 25, 2018 |
[Total Assets at Market Value (MV) – Current Liabilities] EX-99.5.2 Exhibit 5.2 Closed-End Funds and Market Value Structures Rating Criteria Master Criteria This criteria report replaces Rating Closed-End Funds and Market Value Structures, dated September 2016. Related Criteria Click here to receive Fitchs forthcoming research on closed-end funds. Structured Finance and Covered Bonds Counterparty Rating Criteria (May 2017) Structured Finance and Cover |
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| May 25, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.2 Exhibit 14.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson Energy Development Company, which appears in such Registration Statement. We also consent to the referenc |
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| May 25, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.1 Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson MLP Investment Company, which appears in such Registration Statement. We also consent to the references t |
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| May 25, 2018 |
POWER OF ATTORNEY SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS EX-99.16 Exhibit 16 POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS The undersigned directors of KAYNE ANDERSON MLP INVESTMENT COMPANY (the “Company”) hereby appoint each of KEVIN S. MCCARTHY, DAVID J. SHLADOVSKY and DAVID A. HEARTH (with full power to act alone), their attorney-in-fact and agent, in all capacities, to execute (i) the Company’s Registration Statement o |
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| May 25, 2018 |
KYN / Kayne Anderson MLP Investment Co. CORRESP CORRESP (713) 860-7352 [email protected] May 25, 2018 VIA EDGAR [CORRESPONDENCE FILING] Mr. Edward P. Bartz Senior Counsel Division of Investment Management, Disclosure Review Office United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-8626 Re: Kayne Anderson MLP Investment Company Registration Statement on Form N-14 (File No. 333-223795) Dear Mr. Ba |
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| May 9, 2018 |
EX-99.17 Exhibit 17 Common 486606106 KAYNE ANDERSON MLP INVESTMENT COMPANY PROXY SOLICITED BY THE BOARD OF DIRECTORS FOR THE 2018 ANNUAL MEETING OF STOCKHOLDERS — , 2018 The undersigned stockholder of Kayne Anderson MLP Investment Company (“KYN”), a Maryland corporation, hereby appoints David J. Shladovsky and Jody C. Meraz, or either of them, as proxies for the undersigned, with full power of sub |
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| May 9, 2018 |
KA FUND ADVISORS, LLC 811 Main Street, 14th Floor Houston, Texas 77002 (713) 493-2020 , 2018 EX-99.6.5 Exhibit 6.5 KA FUND ADVISORS, LLC 811 Main Street, 14th Floor Houston, Texas 77002 (713) 493-2020 , 2018 Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, Texas 77002 Re: Waiver of Certain Fees under that Certain Amended and Restated Investment Management Agreement dated as of December 12, 2006 Ladies and Gentlemen: This letter agreement (this “Agreement”), to be |
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| May 9, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.2 Exhibit 14.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson Energy Development Company, which appears in such Registration Statement. We also consent to the referenc |
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| May 9, 2018 |
KYN / Kayne Anderson MLP Investment Co. N-14 8C/A N-14 8C/A Table of Contents As filed with the Securities and Exchange Commission on May 8, 2018 Securities Act File No. |
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| May 9, 2018 |
[LETTERHEAD OF VENABLE LLP] , 2018 EX-99.11 Exhibit 11 [LETTERHEAD OF VENABLE LLP] DRAFT , 2018 Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, TX 77002 Re: Kayne Anderson MLP Investment Company: Registration Statement on Form N-14 (File No.: 333-223795) Ladies and Gentlemen: We have served as Maryland counsel to Kayne Anderson MLP Investment Company, a Maryland corporation registered under the Investment |
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| May 9, 2018 |
EX-99.12 Exhibit 12 [•], 2018 56869.00133 Kayne Anderson Energy Development Company 811 Main Street, 14th Floor Houston, Texas 77002 Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, Texas 77002 Re: Reorganization of Kayne Anderson Energy Development Company into Kayne Anderson MLP Investment Company Ladies and Gentlemen: We have acted as counsel to Kayne Anderson MLP Inve |
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| May 9, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.1 Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson MLP Investment Company, which appears in such Registration Statement. We also consent to the references t |
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| May 8, 2018 |
KYN / Kayne Anderson MLP Investment Co. CORRESP CORRESP (713) 860-7352 [email protected] May 8, 2018 VIA EDGAR [CORRESPONDENCE FILING] Mr. Edward P. Bartz Senior Counsel Division of Investment Management, Disclosure Review Office United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-8626 Re: Kayne Anderson MLP Investment Company Registration Statement on Form N-14 (File Nos. 333-223795) Dear Mr. Ba |
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| April 26, 2018 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 d555294dex99cert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson MLP Investment Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| April 26, 2018 |
KYN / Kayne Anderson MLP Investment Co. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21593 Kayne Anderson MLP Investment Company (Exact name of registrant as specified in charter) 811 Main Street, 14th Floor Houston, Texas 77002 (Address of principal executive offices) (Zip code) David Shladovsky, Esq. |
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| March 20, 2018 |
EX-99.13.18 Exhibit 13.18 EXECUTION KAYNE ANDERSON MLP INVESTMENT COMPANY SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of February 15, 2018 By and Among JPMORGAN CHASE BANK, N.A., as Administrative Agent and THE SEVERAL BANKS FROM TIME TO TIME PARTIES HERETO Amending and Restating the Credit Agreement Originally Dated as of Dated as of March 5, 2013 and first Amended and Restated as of Fe |
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| March 20, 2018 |
[Total Assets at Market Value (MV) – Current Liabilities] EX-99.5.2 Exhibit 5.2 Closed-End Funds and Market Value Structures Rating Criteria Master Criteria This criteria report replaces “Rating Closed-End Funds and Market Value Structures,” dated September 2016. Related Criteria Click here to receive Fitch’s forthcoming research on closed-end funds. Structured Finance and Covered Bonds Counterparty Rating Criteria (May 2017) Structured Finance and Cover |
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| March 20, 2018 |
KYN / Kayne Anderson MLP Investment Co. N-14 8C N-14 8C Table of Contents As filed with the Securities and Exchange Commission on March 20, 2018 Securities Act File No. |
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| March 20, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.2 Exhibit 14.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson Energy Development Company, which appears in such Registration Statement. We also consent to the referenc |
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| March 20, 2018 |
POWER OF ATTORNEY SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS EX-99.16 Exhibit 16 POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS The undersigned directors of KAYNE ANDERSON MLP INVESTMENT COMPANY (the “Company”) hereby appoint each of KEVIN S. MCCARTHY, DAVID J. SHLADOVSKY and DAVID A. HEARTH (with full power to act alone), their attorney-in-fact and agent, in all capacities, to execute (i) the Company’s Registration Statement o |
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| March 20, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.1 Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson MLP Investment Company, which appears in such Registration Statement. We also consent to the references t |
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| March 20, 2018 |
KYN / Kayne Anderson MLP Investment Co. CORRESP CORRESP [PH Letterhead] (713) 860-7352 [email protected] March 20, 2018 VIA EDGAR [CORRESPONDENCE FILING] Division of Investment Management, Disclosure Review Office United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-8626 Re: Kayne Anderson MLP Investment Company Registration Statement on Form N-14 (File No. 333-223795) Ladies and Gentlemen: This l |
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| February 15, 2018 |
KYN / Kayne Anderson MLP Investment Co. 425 (Prospectus) 425 Filed by Kayne Anderson MLP Investment Company pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson MLP Investment Company Commission File No. |
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| February 15, 2018 |
KYN / Kayne Anderson MLP Investment Co. 425 (Prospectus) 425 Filed by Kayne Anderson MLP Investment Company pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson MLP Investment Company Commission File No. |
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| February 14, 2018 |
KYN / Kayne Anderson MLP Investment Co. / SUN LIFE FINANCIAL INC - SCHEDULE 13GA Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 7 )* KAYNE ANDERSON MLP INVESTMENT COMPANY (Name of Issuer) Series C Mandatory Redeemable Preferred Stock (Title of Class of Securities) 4866064#0 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 13, 2018 |
KYN / Kayne Anderson MLP Investment Co. / BANK OF AMERICA CORP /DE/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 05)* Kayne Anderson MLP Investment Co (Name of Issuer) Common Stock (Title of Class of Securities) 486606106 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| January 29, 2018 |
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Attachment to N-SAR Sub-Item 77Q2 SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Section 30(h) of the 1940 Act and Section 16(a) of the 1934 Act require the Registrant?s directors and executive officers, investment adviser, affiliated persons of the investment adviser and persons who own more than 10% of a registered class of the Registrant?s equity securities to file Section 16(a) forms with the SEC and NYSE reporting their affiliation with the Registrant, their ownership and changes in their ownership of the Registrant?s shares. |
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| January 29, 2018 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Kayne Anderson MLP Investment Company In planning and performing our audit of the financial statements of Kayne Anderson MLP Investment Company ("the Company") as of and for the year ended November 30, 2017, in accordance with the standards of the Public Company Accounting Oversight Board (United |
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| October 30, 2017 |
Kayne Anderson Mlp Investment Co - N-Q N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21593 Kayne Anderson MLP Investment Company (Exact name of registrant as specified in charter) 811 Main Street, 14th Floor Houston, Texas 77002 (Address of principal executive offices) (Zip code) David Shladovsky, Esq. |
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| October 30, 2017 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson MLP Investment Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| July 28, 2017 |
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Attachment to N-SAR Sub-Item 77Q2 (KYE) SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Section 30(h) of the 1940 Act and Section 16(a) of the 1934 Act require the Registrant?s directors and executive officers, investment adviser, affiliated persons of the investment adviser and persons who own more than 10% of a registered class of the Registrant?s equity securities to file Section 16(a) forms with the SEC and NYSE reporting their affiliation with the Registrant, their ownership and changes in their ownership of the Registrant?s shares. |
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| July 12, 2017 |
Kayne Anderson MLP Investment POS EX POS EX As filed with the Securities and Exchange Commission on July 12, 2017 1933 Act File No. |
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| July 12, 2017 |
Controlled Equity Offering Sales Agreement among the Registrant, KA Fund Advisor Exhibit (h)(5) KAYNE ANDERSON MLP INVESTMENT COMPANY UP TO AN AGGREGATE PRINCIPAL SALE PRICE OF $50,000,000 OF COMMON STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT July 12, 2017 CANTOR FITZGERALD & CO. |
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| July 12, 2017 |
[LETTERHEAD OF VENABLE LLP] July 12, 2017 Opinion and Consent of Venable LLP with respect to specific issuances of Common Exhibit (l)(6) [LETTERHEAD OF VENABLE LLP] July 12, 2017 Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, Texas 77002 Re: Registration Statement on Form N-2: 1933 Act File No. |
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| June 14, 2017 |
Kayne Anderson MLP Investment AMENDMENT WITHDRAWAL Amendment Withdrawal Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, Texas 77002 (877) 657-3863 June 14, 2017 VIA EDGAR [CORRESPONDENCE FILING] Mr. |
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| June 12, 2017 |
Kayne Anderson MLP Investment ESP SEC Acceleration Request Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, Texas 77002 (877) 657-3863 June 12, 2017 VIA EDGAR [CORRESPONDENCE FILING] Mr. |
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| June 7, 2017 |
Kayne Anderson MLP Investment ESP SEC Response Letter (713) 860-7352 [email protected] June 7, 2017 VIA EDGAR [CORRESPONDENCE FILING] Mr. Edward P. Bartz Senior Counsel Division of Investment Management, Disclosure Review Office United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-8626 Re: Kayne Anderson MLP Investment Company Registration Statement on Form N-2 (File Nos. 333-217551 |
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| May 23, 2017 |
Kayne Anderson MLP Investment FORM DEF 14A Form DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2017 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson MLP Investment Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| April 28, 2017 |
Kayne Anderson Mlp Investment Co - N-Q N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21593 Kayne Anderson MLP Investment Company (Exact name of registrant as specified in charter) 811 Main Street, 14th Floor Houston, Texas 77002 (Address of principal executive offices) (Zip code) David Shladovsky, Esq. |
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| April 28, 2017 |
Kayne Anderson MLP Investment ESP SEC Transmittal Letter [PH Letterhead] (713) 860-7352 [email protected] April 28, 2017 VIA EDGAR [CORRESPONDENCE FILING] Mr. Edward P. Bartz Senior Counsel Division of Investment Management, Disclosure Review Office United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-8626 Re: Kayne Anderson MLP Investment Company Registration Statement on Form N-2 ( |
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| April 28, 2017 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| April 28, 2017 |
EX-99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. American International Group, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: AIG Asset Management (U.S.), LLC* Investment Adviser pursuant to Rule 13d-1(b)(ii)(E) Category Symbol: IA American General Li |
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| February 14, 2017 |
KYN / Kayne Anderson MLP Investment Co. / SUN LIFE FINANCIAL INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 6 )* KAYNE ANDERSON MLP INVESTMENT COMPANY (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 4866062#2 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 14, 2017 |
KYN / Kayne Anderson MLP Investment Co. / BANK OF AMERICA CORP /DE/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Kayne Anderson MLP Investment Co (Name of Issuer) Common Stock (Title of Class of Securities) 486606106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 14, 2017 |
KYN / Kayne Anderson MLP Investment Co. / SUN LIFE FINANCIAL INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 6 )* KAYNE ANDERSON MLP INVESTMENT COMPANY (Name of Issuer) Series C Mandatory Redeemable Preferred Stock (Title of Class of Securities) 4866064#0 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Kayne Anderson MLP Investment Company (Name of Issuer) Series E Mandatory Redeemable Preferred Shares (Title of Class of Securities) 486606502 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| January 27, 2017 |
EX-99.77.Q.1.A 4 fp0023337ex9977q1a.htm ARTICLES SUPPLEMENTARY Kayne Anderson MLP Investment Company Articles Supplementary Series J Mandatory Redeemable Preferred Shares Kayne Anderson MLP Investment Company (the “Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: First: Under a power contained in Article V of the charter of the Comp |
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| January 27, 2017 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Kayne Anderson MLP Investment Company In planning and performing our audit of the financial statements of Kayne Anderson MLP Investment Company ("the Company") as of and for the year ended November 30, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United |
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| January 27, 2017 |
Attachment to N-SAR Sub-Item 77I (KYN) EX-99.77.I 3 fp0023337ex9977i.htm TERMS OF NEW OR AMENDED SECURITIES Attachment to N-SAR Sub-Item 77I (KYN) On or about November 9, 2016, the Registrant completed the issuance and sale of $50 million aggregate liquidation preference of Series J Mandatory Redeemable Preferred Shares with a term redemption date of November 9, 2021, liquidation preference $25.00 per share and a dividend rate equal to |
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| December 15, 2016 |
KYN / Kayne Anderson MLP Investment Co. / Voya Financial, Inc. - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 KAYNE ANDERSON MLP INVESTMENT CO. (Name of Issuer) Mandatory Redeemable Preferred Shares (Title of Class of Securities) 4866065#9 4866066#8 4866067#7 (CUSIP Number) November 9, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| December 15, 2016 |
Exhibit A Exhibit A This Schedule 13G is filed by Voya Financial, Inc. pursuant to Rule 13d-1(b)(1)(ii)(G) as the ultimate parent corporation of the following entities, each of which is a direct or indirect wholly owned subsidiary of Voya Financial, Inc. Voya Retirement Insurance and Annuity Company State of Incorporation: Connecticut Address: One Orange Way, Windsor, CT 06095 Item 3 Classificatio |
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| October 28, 2016 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 d274462dex99cert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson MLP Investment Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| October 28, 2016 |
Kayne Anderson MLP Investment N-Q (Quarterly Schedule of Portfolio Holdings) N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21593 Kayne Anderson MLP Investment Company (Exact name of registrant as specified in charter) 811 Main Street, 14th Floor Houston, Texas 77002 (Address of principal executive offices) (Zip code) David Shladovsky, Esq. |
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| October 3, 2016 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 14, 2016, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 5, 2016 |
Kayne Anderson MLP Investment POST-EFFECTIVE AMENDMENT NO. 1 POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on August 5, 2016 1933 Act File No. 333211964 1940 Act File No. 811-21593 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 þ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ PRE-EFFECTIVE AMENDMENT NO. þ POST-EFFECTIVE AMENDMENT NO. 1 and/or þ REGISTRATION STATEMENT UNDER T |
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| August 5, 2016 |
Exhibit (h)(5) KAYNE ANDERSON MLP INVESTMENT COMPANY UP TO AN AGGREGATE PRINCIPAL SALE PRICE OF $50,000,000 OF COMMON STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT August 5, 2016 CANTOR FITZGERALD & CO. |
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| August 5, 2016 |
[LETTERHEAD OF VENABLE LLP] August 5, 2016 Opinion and Consent of Venable LLP Exhibit (1)(6) [LETTERHEAD OF VENABLE LLP] August 5, 2016 Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, Texas 77002 Re: Registration Statement on Form N-2: 1933 Act File No. |
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| July 21, 2016 |
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Attachment to N-SAR Sub-Item 77Q2 (KYN) SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Section 30(h) of the 1940 Act and Section 16(a) of the 1934 Act require the Registrant's directors and executive officers, investment adviser, affiliated persons of the investment adviser and persons who own more than 10% of a registered class of the Registrant's equity securities to file Section 16(a) forms with the SEC and NYSE reporting their affiliation with the Registrant, their ownership and changes in their ownership of the Registrant's shares. |
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| July 18, 2016 |
Kayne Anderson MLP Investment ESP SEC Acceleration request Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, Texas 77002 (877) 657-3863 July 18, 2016 VIA EDGAR [CORRESPONDENCE FILING] Mr. |
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| July 18, 2016 |
Kayne Anderson MLP Investment ESP SEC Response Letter Paul Hastings LLP 695 Town Center Drive, 17th Floor Costa Mesa, California 92626-1924 Telephone: (714) 668-6200 Facsimile: (714) 979-1921 Internet: www. |
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| June 14, 2016 |
Kayne Anderson MLP Investment ESP SEC Correspondence Paul Hastings LLP 695 Town Center Drive, 17th Floor Costa Mesa, California 92626-1924 Telephone: (714) 668-6200 Facsimile: (714) 979-1921 Internet: www. |
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| May 16, 2016 |
Kayne Anderson MLP Investment FORM DEF 14A DEF 14A 1 d189385ddef14a.htm FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of th |
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| April 28, 2016 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 d160114dex99cert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson MLP Investment Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| April 28, 2016 |
Kayne Anderson MLP Investment N-Q (Quarterly Schedule of Portfolio Holdings) N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21593 Kayne Anderson MLP Investment Company (Exact name of registrant as specified in charter) 811 Main Street, 14th Floor Houston, Texas 77002 (Address of principal executive offices) (Zip code) David Shladovsky, Esq. |
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| February 16, 2016 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 29, 2016, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 16, 2016 |
Kayne Anderson MLP Investment SCHEDULE 13GA (Passive Acquisition of More Than 5% of Shares) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) KAYNE ANDERSON MLP INVESTMENT COMPANY (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 4866062#2 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 16, 2016 |
KYN / Kayne Anderson MLP Investment Co. / BANK OF AMERICA CORP /DE/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* Kayne Anderson MLP Investment Co (Name of Issuer) Common Stock (Title of Class of Securities) 486606106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Kayne Anderson MLP Investment Company (Name of Issuer) Series E Mandatory Redeemable Preferred Shares (Title of Class of Securities) 486606502 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 16, 2016 |
Kayne Anderson MLP Investment SCHEDULE 13 G/A (Passive Acquisition of More Than 5% of Shares) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) KAYNE ANDERSON MLP INVESTMENT COMPANY (Name of Issuer) Series C Mandatory Redeemable Preferred Stock (Title of Class of Securities) 4866064#0 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 29, 2016 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex77b.htm ACCOUNTANT'S REPORT ON INTERNAL CONTROL Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Kayne Anderson MLP Investment Company In planning and performing our audit of the financial statements of Kayne Anderson MLP Investment Company ("the Company") as of and for the year ended November 30, 2015, in accordance with |
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| October 30, 2015 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson MLP Investment Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| October 30, 2015 |
Kayne Anderson MLP Investment N-Q (Quarterly Schedule of Portfolio Holdings) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21593 Kayne Anderson MLP Investment Company (Exact name of registrant as specified in charter) 811 Main Street, 14th Floor Houston, Texas 77002 (Address of principal executive offices) (Zip code) David Shladovsky, Esq. |
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| September 28, 2015 |
Kayne Anderson MLP Investment DEFA14A FOR KAYNE ANDERSON MLP INVESTMENT CO DEFA14A for KAYNE ANDERSON MLP INVESTMENT CO UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 8, 2015 |
Kayne Anderson MLP Investment ESP SEC Response Letter Paul Hastings LLP 55 Second Street Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| August 26, 2015 |
Kayne Anderson MLP Investment DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 10, 2015 |
Kayne Anderson MLP Investment ESP SEC Letter Paul Hastings LLP 55 Second Street Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| August 10, 2015 |
Kayne Anderson MLP Investment PRELIMINARY PROXY STATEMENT Preliminary Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 6, 2015 |
Kayne Anderson MLP Investment DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2015 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson MLP Investment Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| April 29, 2015 |
Kayne Anderson MLP Investment FORM N-Q (Quarterly Schedule of Portfolio Holdings) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21593 Kayne Anderson MLP Investment Company (Exact name of registrant as specified in charter) 811 Main Street, 14th Floor Houston, Texas 77002 (Address of principal executive offices) (Zip code) David Shladovsky, Esq. |
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| April 1, 2015 |
Kayne Anderson MLP Investment POST EFFECTIVE AMENDMENT NO. 1 Post Effective Amendment No. 1 As filed with the Securities and Exchange Commission on April 1, 2015 1933 Act File No. 333 - 201950;1940 Act File No. 811?21593 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 ? REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? PRE-EFFECTIVE AMENDMENT NO. ? POST-EFFECTIVE AMENDMENT NO. 1 and/or ? REGISTRATION STATEMENT UNDER |
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| April 1, 2015 |
[LETTERHEAD OF VENABLE LLP] April 1, 2015 Opinion and Consent of Venable LLP Exhibit (l)(6) [LETTERHEAD OF VENABLE LLP] April 1, 2015 Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, Texas 77002 Re: Registration Statement on Form N-2: 1933 Act File No. |
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| April 1, 2015 |
Controlled Equity Offering Sales Agreement Exhibit (h)(5) KAYNE ANDERSON MLP INVESTMENT COMPANY UP TO AN AGGREGATE PRINCIPAL SALE PRICE OF $100,000,000 OF COMMON STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT April 1, 2015 CANTOR FITZGERALD & CO. |
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| March 12, 2015 |
Kayne Anderson MLP Investment ESP Acceleration Request Kayne Anderson MLP Investment Company 811 Main Street, 14th Floor Houston, Texas 77002 (877) 657-3863 March 12, 2015 VIA EDGAR [CORRESPONDENCE FILING] Mr. |
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| March 12, 2015 |
Kayne Anderson MLP Investment ESP SEC Response Letter Paul Hastings LLP 695 Town Center Drive, 17th Floor Costa Mesa, California 92626-1924 Telephone: (714) 668-6200 Facsimile: (714) 979-1921 Internet: www. |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Kayne Anderson MLP Investment Company (Name of Issuer) Series E Mandatory Redeemable Preferred Shares (Title of Class of Securities) 486606502 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 17, 2015 |
KYN / Kayne Anderson MLP Investment Co. / BANK OF AMERICA CORP /DE/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* Kayne Anderson MLP Investment Co (Name of Issuer) Common Stock (Title of Class of Securities) 486606106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
