Mga Batayang Estadistika
CIK | 1114925 |
SEC Filings
SEC Filings (Chronological Order)
August 29, 2025 |
Exhibit 10.13 NOTICE OF GRANT OF PERFORMANCE STOCK UNIT AWARD (FINANCIAL PERFORMANCE) 2020 PERFORMANCE INCENTIVE PLAN Name of Grantee: [] Total Target Number of Stock Units Subject to this Grant1: Date of Grant: , 2025 This Notice evidences that you have been granted an award of performance stock units (the “Stock Units”) of Lantronix, Inc. (the “Company”) as to the “total target” number of Stock |
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August 29, 2025 |
NOTICE OF GRANT OF PERFORMANCE STOCK UNIT AWARD (RELATIVE TSR) 2020 PERFORMANCE INCENTIVE PLAN Exhibit 10.14 NOTICE OF GRANT OF PERFORMANCE STOCK UNIT AWARD (RELATIVE TSR) 2020 PERFORMANCE INCENTIVE PLAN Name of Grantee: [] Total Target Number of Stock Units Subject to this Grant1: [] Date of Grant: , 2025 This Notice evidences that you have been granted an award of performance stock units (the “Stock Units”) of Lantronix, Inc. (the “Company”) as to the “total target” number of Stock Units |
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August 29, 2025 |
NOTICE OF GRANT OF RESTRICTED STOCK UNIT AWARD 2020 PERFORMANCE INCENTIVE PLAN Exhibit 10.12 NOTICE OF GRANT OF RESTRICTED STOCK UNIT AWARD 2020 PERFORMANCE INCENTIVE PLAN Name of Grantee: [] Total Number of Stock Units Subject to this Grant1: [] Date of Grant: [], 2025 This Notice evidences that you have been granted an award of restricted stock units (the “Stock Units”) of Lantronix, Inc. (the “Company”) as to the number of Stock Units set forth above. The Stock Units will |
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August 29, 2025 |
Exhibit 19.1 LANTRONIX, INC. INSIDER TRADING POLICY and Guidelines with Respect to Certain Transactions in Securities Amended and Restated effective as of August 29, 2023 TABLE OF CONTENTS Page INTRODUCTION 1 Legal prohibitions on insider trading 1 Detection and prosecution of insider trading 1 Penalties for violation of insider trading laws and this Policy 1 Insider Trading Compliance Officer 2 R |
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August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-16027 LANTRO |
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August 29, 2025 |
Exhibit 21.1 Subsidiaries of Registrant Subsidiary Jurisdiction of Formation Lantronix Holding Company Delaware, U.S.A. Lantronix India Private Limited India Lantronix Hong Kong Limited Hong Kong Lantronix Japan K.K. Japan Lantronix UK Ltd. United Kingdom Subsidiaries of Lantronix Holding Company Subsidiary Jurisdiction of Formation Lantronix Canada, ULC Canada Lantronix IoT GmbH Germany |
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August 29, 2025 |
Exhibit 97.1 Policy Regarding the Recoupment of Certain Compensation Payments Adopted by the Board of Directors on August 29, 2023 In the event Lantronix, Inc. (the “Company”) is required to prepare an accounting restatement due to the material noncompliance of the Company with any financial reporting requirement under the securities laws (including any required accounting restatement to correct a |
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August 27, 2025 |
Exhibit 99.2 FYQ4’25 COMBINED Script Intro: Brent Stringham Good afternoon, and thank you for joining our fiscal fourth quarter and full year 2025 earnings call. Joining me today is our President and Chief Executive Officer Saleel Awsare. A “live” and archived webcast of today’s call will be available on the Company’s website. In addition, you can find the call-in details for the phone replay in t |
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August 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2025 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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August 27, 2025 |
Lantronix Reports Fiscal Fourth Quarter and Full Year 2025 Financial Results Exhibit 99.1 Lantronix Reports Fiscal Fourth Quarter and Full Year 2025 Financial Results • Fourth Quarter 2025 Net Revenue of $28.8 Million • Fourth Quarter 2025 GAAP EPS of ($0.07) • Fourth Quarter 2025 Non-GAAP EPS of $0.01 IRVINE, Calif., Aug. 27, 2025 – Lantronix Inc. (NASDAQ: LTRX), a global leader in compute and connectivity IoT solutions enabling Edge AI Intelligence, today reported result |
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August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2025 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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August 21, 2025 |
FOURTH amended and restated LOAN AND SECURITY AGREEMENT Exhibit 10.1 FOURTH amended and restated LOAN AND SECURITY AGREEMENT THIS FOURTH AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) is dated as of the Effective Date between (a) SILICON VALLEY BANK, A DIVISION OF FIRST-CITIZENS BANK & TRUST COMPANY (“Bank”), (b) LANTRONIX, INC., a Delaware corporation (“Lantronix”), (c) LANTRONIX HOLDING COMPANY, a Delaware corporation (“Holding”) |
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July 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2025 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2025 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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June 30, 2025 |
Exhibit 99.1 Lantronix Enters Into Cooperation Agreement With Investor Group Led by Chain of Lakes Investment Fund, LLC IRVINE, Calif., June 30, 2025 — Lantronix Inc. (NASDAQ: LTRX) (the “Company”), a global leader in compute and connectivity IoT solutions enabling Edge AI intelligence. today announced that it has entered into a cooperation agreement with Lantronix stockholders Chain of Lakes Inve |
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June 30, 2025 |
Exhibit 10.1 COOPERATION AGREEMENT This COOPERATION AGREEMENT (this “Agreement”) is made and entered into as of June 24, 2025, by and among Lantronix, Inc., a Delaware corporation (the “Company”) with its principal executive offices at 48 Discovery, Suite 250 Irvine, CA 92618, Chain of Lakes Investment Fund, LLC (“Chain of Lakes”), a Delaware limited liability company, with its principal place of |
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May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report LANTRONIX, INC. |
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May 23, 2025 |
Lantronix, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 Exhibit 1.01 Lantronix, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 This Conflict Minerals Report (the “Report”) of Lantronix, Inc. (the “Company,” “Lantronix,” “we,” “our,” or “us”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2024 to December 31, 2024. The Rule re |
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May 12, 2025 |
Lantronix Appoints Sailesh Chittipeddi to Its Board of Directors Exhibit 99.1 Lantronix Appoints Sailesh Chittipeddi to Its Board of Directors IRVINE, Calif., May 12, 2025 – Lantronix Inc. (NASDAQ: LTRX), a global leader of compute and connectivity for IoT solutions enabling Edge AI Intelligence, today announced that Sailesh Chittipeddi, Ph.D., has joined the Lantronix Board of Directors as an independent director, effective May 6, 2025. Following the appointme |
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May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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May 9, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-16027 |
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May 8, 2025 |
Exhibit 99.2 FYQ3’25 COMBINED Script Intro: Brent Stringham Good afternoon and thank you for joining our quarterly earnings call. Joining me today is our President and Chief Executive Officer Saleel Awsare. A “live” and archived webcast of today’s call will be available on the company’s website. In addition, you can find the call-in details for the phone replay in today’s earnings release. During |
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May 8, 2025 |
Lantronix Reports Results for Third Quarter of Fiscal 2025 Exhibit 99.1 Lantronix Reports Results for Third Quarter of Fiscal 2025 · Third Quarter Net Revenue of $28.5 Million · Third Quarter GAAP EPS of ($0.10) · Third Quarter Non-GAAP EPS of $0.03 IRVINE, Calif., May 8, 2025 – Lantronix Inc. (NASDAQ: LTRX), a global leader of compute and connectivity for the Internet of Things (IoT) solutions enabling Artificial Intelligence (AI) Edge Intelligence, toda |
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May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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April 3, 2025 |
Amendment to Offer Letter, dated as of April 1, 2025, between Kurt Hoff and Lantronix, Inc. Exhibit 10.1 April 1, 2025 Kurt Hoff c/o Lantronix, Inc. 48 Discovery, Suite 250 Irvine, CA 92618 Dear Kurt: We want to thank you for your dedicated service to Lantronix, Inc (“Lantronix” or “Company”) and to confirm the terms of your promotion as set forth in this letter. Your position and title with the Company will be Chief Revenue Officer effective April 1, 2025, subject to the terms and condi |
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April 3, 2025 |
Amendment to Offer Letter, dated as of April 1, 2025, between Mathi Gurusamy and Lantronix, Inc. Exhibit 10.2 April 1, 2025 Mathi Gurusamy c/o Lantronix, Inc. 48 Discovery, Suite 250 Irvine, CA 92618 Dear Mathi: We want to thank you for your dedicated service to Lantronix, Inc (“Lantronix” or “Company”) and to confirm the terms of your promotion as set forth in this letter. Your position and title with the Company will be Chief Product and Strategy Officer effective April 1, 2025, subject to |
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April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2025 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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March 26, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K x ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 A. Full title of the Plan and the addres |
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February 14, 2025 |
Lantronix, Inc. 48 Discovery, Suite 250 Irvine, California 92618 Lantronix, Inc. 48 Discovery, Suite 250 Irvine, California 92618 February 14, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attn: Uwem Bassey Re: Lantronix, Inc. Registration Statement on Form S-3 Filed February 7, 2025 File No. 333- 284749 Request for Acceleration Dear Mr. Bassey, Pursuant to Rule 461 pr |
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February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2025 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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February 7, 2025 |
EXHIBIT 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Lantronix, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Common Stock, par value of |
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February 7, 2025 |
As filed with the Securities and Exchange Commission on February 7, 2025 As filed with the Securities and Exchange Commission on February 7, 2025 Registration No. |
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February 7, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 |
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February 7, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Lantronix, Inc. (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggre |
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February 7, 2025 |
As filed with the Securities and Exchange Commission on February 7, 2025 As filed with the Securities and Exchange Commission on February 7, 2025 Registration No. |
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February 6, 2025 |
FYQ2’25 Combined CEO & CFO Script Exhibit 99.2 FYQ2’25 Combined CEO & CFO Script Intro: Brent Stringham Good afternoon and thank you for joining our quarterly earnings call. Joining me on the call today is our President and Chief Executive Officer Saleel Awsare. A “live” and archived webcast of today’s call will be available on the company’s website. In addition, you can find the call-in details for the phone replay in today’s ear |
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February 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2025 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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February 6, 2025 |
Lantronix Reports Results for Second Quarter of Fiscal 2025 Exhibit 99.1 Lantronix Reports Results for Second Quarter of Fiscal 2025 · Second Quarter Net Revenue of $31.2 Million · Second Quarter GAAP EPS of ($0.06) · Second Quarter Non-GAAP EPS of $0.04 IRVINE, Calif., Feb. 6, 2025 – Lantronix Inc. (NASDAQ: LTRX), a global leader of compute and connectivity for the Internet of Things (IoT) solutions enabling Artificial Intelligence (AI) Edge Intelligence, |
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February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2025 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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February 5, 2025 |
Exhibit 99.1 Lantronix Announces Departure of Board Member Philip Brace, Who Is Joining Skyworks Solutions Inc. as CEO IRVINE, Calif., Feb. 5, 2025 — Lantronix Inc. (the “Company”) (NASDAQ: LTRX), a global leader of compute and connectivity for IoT solutions enabling AI Edge Intelligence, today announced that Philip Brace will be departing the Lantronix Board of Directors as of Feb. 5, 2025. He is |
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January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2025 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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January 10, 2025 |
Lantronix Names Brent Stringham as CFO Exhibit 99.1 Lantronix Names Brent Stringham as CFO IRVINE, Calif., Jan. 10, 2025 — Lantronix Inc. (NASDAQ: LTRX) (the “Company”), a global leader in IoT compute and connectivity IoT solutions, today announced the appointment of Brent Stringham as its chief financial officer (CFO). Stringham has been an experienced financial leader with Lantronix since 2012 and previously served as the Company’s i |
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January 10, 2025 |
Exhibit 10.1 January 6, 2025 Brent Stringham c/o Lantronix, Inc. 48 Discovery, Suite 250 Irvine, CA 92618 Dear Brent: We want to thank you for your dedicated service to Lantronix, Inc (“Lantronix” or “Company”) since 2012 and to confirm the terms of your promotion as set forth in this letter. Your position and title with the Company will be Chief Financial Officer effective January 6, 2025, subjec |
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November 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-1602 |
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November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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November 7, 2024 |
Exhibit 99.3 Lantronix Accelerates IoT Leadership With Strategic Acquisition of DZS’s NetComm Enterprise IoT Portfolio · Expands Lantronix’s IoT Wireless Connect Portfolio With Cutting-Edge 5G Technology · Strengthens Competitive Offering, Adds New Blue-Chip Customers IRVINE, Calif., Nov. 7, 2024 – Lantronix Inc. (NASDAQ: LTRX), a global leader in IoT compute and connectivity IoT solutions, today |
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November 7, 2024 |
Exhibit 99.2 Intro: Brent Stringham Good afternoon and thank you for joining our quarterly earnings call. Joining me on the call today is our President and Chief Executive Officer, Saleel Awsare. A “live” and archived webcast of today’s call will be available on the company’s website. In addition, you can find the call-in details for the phone replay in today’s earnings release. During this call, |
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November 7, 2024 |
Lantronix Reports Results for First Quarter of Fiscal 2025 Exhibit 99.1 Lantronix Reports Results for First Quarter of Fiscal 2025 · First Quarter Net Revenue of $34.4 Million, up 4 Percent Year-Over-Year · First Quarter GAAP EPS of ($0.07) vs. ($0.05) in the Prior Year · First Quarter Non-GAAP EPS of $0.06 vs. $0.07 in the Prior Year IRVINE, Calif., November 7, 2024 – Lantronix Inc. (NASDAQ: LTRX), a global provider of secure turnkey solutions for the In |
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November 6, 2024 |
Lantronix, Inc. 2020 Performance Incentive Plan, as amended and restated Exhibit 10.1 LANTRONIX, INC. 2020 PERFORMANCE INCENTIVE PLAN (As Amended and Restated August 27, 2024) 1. PURPOSE OF PLAN The purpose of this Lantronix, Inc. 2020 Performance Incentive Plan (this “Plan”) of Lantronix, Inc., a Delaware corporation (the “Corporation”), is to promote the success of the Corporation by providing an additional means through the grant of awards to attract, motivate, reta |
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November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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September 30, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, |
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September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2024 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Numbe |
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September 16, 2024 |
Letter Agreement dated September 14, 2024 between Lantronix, Inc. and Brent Stringham Exhibit 10.1 September 14, 2024 Brent Stringham c/o Lantronix, Inc. 48 Discovery, Suite 250 Irvine, CA 92618 Dear Brent: We want to thank you for your dedicated service to Lantronix, Inc (“Lantronix” or “Company”) since 2012 and to confirm the terms of your promotion as set forth in this letter. Your position and title with the Company will be Chief Accounting Officer effective September 15, 2024 |
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September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2024 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Numbe |
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September 16, 2024 |
Exhibit 99.1 Lantronix Announces CFO Departure and Transition Plan Experienced Leadership Team to Oversee Transition Irvine, Calif., Sept. 16, 2024 — Lantronix Inc. (NASDAQ: LTRX), a global leader in compute and connectivity IoT solutions, today announced the resignation of Chief Financial Officer (CFO) Jeremy Whitaker, who has accepted the CFO role at a private company. Whitaker departed on Septe |
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September 9, 2024 |
Exhibit 10.36 NOTICE OF GRANT OF PERFORMANCE STOCK UNIT AWARD (FINANCIAL PERFORMANCE) 2020 PERFORMANCE INCENTIVE PLAN Name of Grantee: [] Total Target Number of Stock Units Subject to this Grant1: Date of Grant: This Notice evidences that you have been granted an award of performance stock units (the “Stock Units”) of Lantronix, Inc. (the “Company”) as to the “total target” number of Stock Units s |
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September 9, 2024 |
Exhibit 10.37 NOTICE OF GRANT OF PERFORMANCE STOCK UNIT AWARD (RELATIVE TSR) 2020 PERFORMANCE INCENTIVE PLAN Name of Grantee: [] Total Number of Stock Units Subject to this Grant1: [] Date of Grant: [], 2024 This Notice evidences that you have been granted an award of performance stock units (the “Stock Units”) of Lantronix, Inc. (the “Company”) as to the “total target” number of Stock Units set f |
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September 9, 2024 |
Subsidiaries of Lantronix, Inc. Exhibit 21.1 Subsidiaries of Registrant Subsidiary Jurisdiction of Formation Lantronix Holding Company Delaware, U.S.A. Lantronix India Private Limited India Lantronix Hong Kong Limited Hong Kong Lantronix Japan K.K. Japan Lantronix UK Ltd. United Kingdom Subsidiaries of Lantronix Holding Company Subsidiary Jurisdiction of Formation Lantronix Canada, ULC Canada Lantronix IoT GmbH Germany |
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September 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-16027 LANTRO |
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September 9, 2024 |
Exhibit 10.42 FOURTH AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This FOURTH AMENDMENT to Third Amended and Restated Loan and Security Agreement (this “Amendment”) is entered into as of September 3, 2024, by and among (a) SILICON VALLEY BANK, A DIVISION OF FIRST-CITIZENS BANK & TRUST COMPANY (“Bank”), (b) LANTRONIX, INC., a Delaware corporation (“Lantronix”), (c) LANTRONIX |
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September 9, 2024 |
Offer Letter dated February 23, 2024 between Lantronix, Inc. and Kurt Hoff Exhibit 10.33 February 23, 2024 Kurt Hoff 2492 Willow Drive Medina, MN 55340 Dear Mr. Hoff: This letter (“Agreement”) will confirm our understanding and agreement regarding your employment with Lantronix, Inc. (“Lantronix” or the “Company”), commencing March 4, 2024 (the “Commencement Date”). POSITION EXCLUSIVITY The Company agrees to employ you as its Vice President of Worldwide Sales, reporting |
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September 9, 2024 |
Exhibit 10.35 NOTICE OF GRANT OF RESTRICTED STOCK UNIT AWARD 2020 PERFORMANCE INCENTIVE PLAN Name of Grantee: [] Total Number of Stock Units Subject to this Grant1: [] Date of Grant: [], 2024 This Notice evidences that you have been granted an award of restricted stock units (the “Stock Units”) of Lantronix, Inc. (the “Company”) as to the number of Stock Units set forth above. The Stock Units will |
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September 9, 2024 |
Offer Letter dated April 2, 2024 between Lantronix, Inc. and Mathi Gurusamy Exhibit 10.34 April 2, 2024 Mathi Gurusamy 33790 Paseo Eternidad San Juan Capistrano, CA 92675 Dear Mr. Gurusamy: This letter (“Agreement”) will confirm our understanding and agreement regarding your employment with Lantronix, Inc. (“Lantronix” or the “Company”), commencing May 13, 2024 (the “Commencement Date”). POSITION EXCLUSIVITY The Company agrees to employ you as its Chief Strategy Officer, |
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September 5, 2024 |
Lantronix Reports Record Revenue for Fourth Quarter and Full Fiscal 2024 Exhibit 99.1 Lantronix Reports Record Revenue for Fourth Quarter and Full Fiscal 2024 · Fourth Quarter Net Revenue of $49.1 Million, up 19 Percent Sequentially and up 41 Percent Year-Over-Year · Fourth Quarter GAAP EPS of $0.01 vs. ($0.05) in the Prior Year, a $0.06 improvement · Fourth Quarter Non-GAAP EPS of $0.15 vs. $0.06 in the Prior Year, up 150% · Annual Net Revenue of $160.3, up 22% from t |
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September 5, 2024 |
Lantronix, Inc. Fourth Quarter Fiscal 2024 Earnings Call Prepared Remarks Exhibit 99.2 Lantronix, Inc. Fourth Quarter Fiscal 2024 Earnings Call Prepared Remarks Introduction: Jeremy Whitaker Good afternoon everyone and thank you for joining our quarterly earnings call. Joining me on the call today is our President and Chief Executive Officer, Saleel Awsare. A “live” and archived webcast of today’s call will be available on the company’s website. In addition, you can fin |
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September 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2024 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number |
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August 12, 2024 |
Press Release of the Company dated August 12, 2024. Exhibit 99.1 Lantronix Enters Into Cooperation Agreement With 180 Degree Capital Corp. IRVINE, Calif., Aug. 12, 2024 — Lantronix Inc. (NASDAQ: LTRX) (the “Company”), a global leader in compute and connectivity IoT solutions, today announced that it has entered into a cooperation agreement with Lantronix stockholder 180 Degree Capital Corp. (“180 Degree Capital”). Under the terms of the agreement, |
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August 12, 2024 |
Cooperation Agreement, dated August 9, 2024, between Lantronix, Inc. and 180 Degree Capital Corp Exhibit 10.1 COOPERATION AGREEMENT This COOPERATION AGREEMENT (this “Agreement”) is made and entered into as of August 9, 2024, by and among Lantronix, Inc., a Delaware corporation (the “Company”), and 180 Degree Capital Corp., a New York corporation (“180 Degree Capital”). The Company and 180 Degree Capital are each herein referred to as a “Party” and collectively, the “Parties.” WHEREAS, as of t |
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August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2024 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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August 12, 2024 |
Cooperation Agreement, dated August 9, 2024, between the Company and 180 Degree Capital Corp. Exhibit 10.1 COOPERATION AGREEMENT This COOPERATION AGREEMENT (this “Agreement”) is made and entered into as of August 9, 2024, by and among Lantronix, Inc., a Delaware corporation (the “Company”), and 180 Degree Capital Corp., a New York corporation (“180 Degree Capital”). The Company and 180 Degree Capital are each herein referred to as a “Party” and collectively, the “Parties.” WHEREAS, as of t |
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August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2024 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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August 12, 2024 |
Lantronix Enters Into Cooperation Agreement With 180 Degree Capital Corp. Exhibit 99.1 Lantronix Enters Into Cooperation Agreement With 180 Degree Capital Corp. IRVINE, Calif., Aug. 12, 2024 — Lantronix Inc. (NASDAQ: LTRX) (the “Company”), a global leader in compute and connectivity IoT solutions, today announced that it has entered into a cooperation agreement with Lantronix stockholder 180 Degree Capital Corp. (“180 Degree Capital”). Under the terms of the agreement, |
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August 1, 2024 |
LTRX / Lantronix, Inc. / Chain of Lakes Investment Fund, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) LANTRONIX, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 516548203 (CUSIP Number) Chain of Lakes Investment Fund, LLC 2600 Eagan Woods Dr., Suite 350 Eagan, Minnesota 55121 Attention: Timothy O’Connell Telephone: (702) 807-7858 (Name, |
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June 5, 2024 |
EXHIBIT 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Lantronix, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Common Stock, par value of |
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June 5, 2024 |
Form of Inducement Performance Stock Unit Agreement (Financial Measure) EXHIBIT 4.3 NOTICE OF GRANT OF PERFORMANCE STOCK UNIT AWARD (INDUCEMENT GRANT—FINANCIAL PERFORMANCE) Name of Grantee: Total Target Number of Stock Units Subject to this Grant1: Target Number of [Non-GAAP EPS] Stock Units Subject to this Grant1: Target Number of [Revenue] Stock Units Subject to this Grant1: Date of Grant: This Notice evidences that you have been granted an award of restricted stock |
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June 5, 2024 |
Form of Inducement Restricted Stock Unit Agreement EXHIBIT 4.1 NOTICE OF GRANT OF RESTRICTED STOCK UNIT AWARD (INDUCEMENT GRANT) Name of Grantee: Total Number of Stock Units Subject to this Grant1: Date of Grant: This Notice evidences that you have been granted an award of restricted stock units (the “Stock Units”) of Lantronix, Inc. (the “Company”) as to the number of units set forth above. [The Award will become vested as to one-third of the tot |
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June 5, 2024 |
Form of Inducement Performance Stock Unit Agreement (Relative TSR) EXHIBIT 4.2 NOTICE OF GRANT OF PERFORMANCE STOCK UNIT AWARD (INDUCEMENT GRANT—RELATIVE TSR) Name of Grantee: Total Number of Stock Units Subject to this Grant1: Date of Grant: This Notice evidences that you have been granted an award of restricted stock units (the “Stock Units”) of Lantronix, Inc. (the “Company”) as to the “total target” number set forth above. Between zero percent (0%) and two hu |
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June 5, 2024 |
As filed with the Securities and Exchange Commission on June 5, 2024 As filed with the Securities and Exchange Commission on June 5, 2024 Registration No. |
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May 24, 2024 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Lantronix, Inc. Conflict Minerals Report For the Year Ended December 31, 2023 This Conflict Minerals Report (the “Report”) of Lantronix, Inc. (the “Company,” “Lantronix,” “we,” “our,” or “us”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2023 to December 31, 2023. The Rule re |
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May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report LANTRONIX, INC. |
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May 10, 2024 |
Change in Control Agreement between Lantronix, Inc. and Jeremy Whitaker, dated May 10, 2024. Exhibit 10.1 LANTRONIX FORM OF CHANGE IN CONTROL LETTER AGREEMENT Jeremy Whitaker Chief Financial Officer Re: Change In Control Agreement Dear Jeremy: In connection with your employment at Lantronix, Inc (the “Lantronix” or “Company”) the undersigned parties hereby agree on the following provisions relating to a Change in Control of the Company. CHANGE IN CONTROL If your employment with the Compan |
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May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2024 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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May 2, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 LA |
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April 29, 2024 |
Lantronix Reports Record Revenue for Third Quarter of Fiscal 2024 Exhibit 99.1 Lantronix Reports Record Revenue for Third Quarter of Fiscal 2024 · Third Quarter Net Revenue of $41.2 Million, up 11 Percent Sequentially and up 25 Percent Year-Over-Year · Third Quarter GAAP EPS of ($0.01) vs. ($0.08) in the Prior Year · Third Quarter Non-GAAP EPS of $0.11 vs. $0.06 in the Prior Year IRVINE, Calif., April 29, 2024 — Lantronix Inc. (NASDAQ: LTRX), a global provider o |
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April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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April 29, 2024 |
Lantronix, Inc. Third Quarter Fiscal 2024 Earnings Call Prepared Remarks Exhibit 99.2 Lantronix, Inc. Third Quarter Fiscal 2024 Earnings Call Prepared Remarks Introduction: Jeremy Whitaker Good afternoon everyone and thank you for joining our quarterly earnings call. Joining me on the call today is our President and Chief Executive Officer, Saleel Awsare. A live and archived webcast of today’s call will be available on the company’s website. In addition, you can find t |
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March 29, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K x ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 A. Full title of the Plan and the addres |
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February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2024 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number |
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February 13, 2024 |
LTRX / Lantronix, Inc. / Orange River Management L.P. Passive Investment SC 13G/A 1 d1082854813g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Lantronix, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 516548203 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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February 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 |
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February 8, 2024 |
Lantronix, Inc. – Second Quarter Fiscal 2024 Earnings Call Prepared Remarks Exhibit 99.2 Lantronix, Inc. – Second Quarter Fiscal 2024 Earnings Call Prepared Remarks Rob: Introduction & Safe Harbor Good afternoon everyone and thank you for joining the second quarter fiscal 2024 conference call. Joining us on the call today are Saleel Awsare, Chief Executive Officer, and Jeremy Whitaker, Chief Financial Officer. A “live” and archived webcast of today’s call will be availabl |
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February 8, 2024 |
Lantronix Reports Record Revenue for Second Quarter of Fiscal 2024 Exhibit 99.1 Lantronix Reports Record Revenue for Second Quarter of Fiscal 2024 · Second Quarter Net Revenue of $37 Million, up 12 Percent Sequentially and up 18 Percent Year-Over-Year · Second Quarter GAAP EPS of ($0.07) vs. ($0.07) in the Prior Year · Second Quarter Non-GAAP EPS of $0.08 vs. $0.04 in the Prior Year IRVINE, Calif., Feb. 8, 2024 – Lantronix Inc. (NASDAQ: LTRX), a global provider o |
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February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2024 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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January 25, 2024 |
Lantronix Appoints Christa Steele to Its Board of Directors Exhibit 99.1 Lantronix Appoints Christa Steele to Its Board of Directors IRVINE, Calif., Jan. 25, 2024 — Lantronix Inc. (NASDAQ: LTRX) (the “Company”), a global provider of secure turnkey solutions for the Industrial Internet of Things (IoT) and the Intelligent IT market, today announced that Christa Steele is joining the Company’s Board of Directors as an independent director, effective Jan. 24, |
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January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2024 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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November 21, 2023 |
Lantronix Appoints Saleel Awsare to Its Board of Directors Exhibit 99.1 Lantronix Appoints Saleel Awsare to Its Board of Directors IRVINE, Calif., Nov. 21, 2023 – Lantronix Inc. (the “Company”) (NASDAQ: LTRX), a global provider of secure turnkey solutions for the Industrial Internet of Things (IoT) and the Intelligent IT market, today announced that Lantronix president and CEO Saleel Awsare has joined the Company’s Board of Directors, effective Nov. 20, 2 |
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November 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number |
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November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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November 8, 2023 |
Lantronix Reports Results for First Quarter of Fiscal 2024 Exhibit 99.1 Lantronix Reports Results for First Quarter of Fiscal 2024 · First Quarter Net Revenue of $33 Million, Down 5 Percent Sequentially and up 4 Percent Year-Over-Year · First Quarter GAAP EPS of ($0.05) vs. ($0.05) in the Prior Year · First Quarter Non-GAAP EPS of $0.07 vs. $0.07 in the Prior Year IRVINE, Calif., Nov. 8, 2023 – Lantronix Inc. (NASDAQ: LTRX), a global provider of secure tu |
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November 8, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-1602 |
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November 7, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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November 6, 2023 |
Exhibit 99.1 Lantronix Appoints Saleel Awsare as President and CEO Synaptics Senior Vice President and General Manager to Join Lantronix Effective November 20, 2023 IRVINE, Calif., Nov. 6, 2023 — Lantronix Inc. (NASDAQ: LTRX), a global provider of secure turnkey solutions for the Industrial Internet of Things (IoT) and the Intelligent IT market, today announced that Saleel Awsare will be joining L |
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November 6, 2023 |
Exhibit 99.1 Lantronix Appoints Saleel Awsare as President and CEO Synaptics Senior Vice President and General Manager to Join Lantronix Effective November 20, 2023 IRVINE, Calif., Nov. 6, 2023 — Lantronix Inc. (NASDAQ: LTRX), a global provider of secure turnkey solutions for the Industrial Internet of Things (IoT) and the Intelligent IT market, today announced that Saleel Awsare will be joining L |
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November 6, 2023 |
Employment Agreement dated October 31, 2023 between Lantronix, Inc. and Saleel Awsare Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into this 31st day of October 2023 (the “Signing Date”), by and between Lantronix, Inc., a Delaware corporation (the “Company”), and Saleel Awsare (the “Executive”). RECITALS THE PARTIES ENTER THIS AGREEMENT based on the following facts, understandings and intentions: A. The Company desires to employ |
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November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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November 6, 2023 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into this 31st day of October 2023 (the “Signing Date”), by and between Lantronix, Inc., a Delaware corporation (the “Company”), and Saleel Awsare (the “Executive”). RECITALS THE PARTIES ENTER THIS AGREEMENT based on the following facts, understandings and intentions: A. The Company desires to employ |
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October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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October 2, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, |
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September 28, 2023 |
LTRX / Lantronix Inc / Orange River Management L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-16027 LANTRO |
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September 12, 2023 |
EXHIBIT 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Lantronix, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Common Stock, par value of |
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September 12, 2023 |
Exhibit 10.24 December 12, 2022 Eric Bass 8724 Jim Davis Place Austin, Texas 78736 Dear Eric: This letter (“Agreement”) will confirm our understanding and agreement regarding your employment with Lantronix, Inc. (“Lantronix” or the “Company”), commencing January 30, 2023 (the “Commencement Date”). POSITION EXCLUSIVITY The Company agrees to employ you as its Vice President of Engineering, reporting |
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September 12, 2023 |
Subsidiaries of Lantronix, Inc. Exhibit 21.1 Subsidiaries of Registrant Subsidiary Jurisdiction of Formation Lantronix Europe GmbH Germany Lantronix India Private Limited India Lantronix Holding Company Delaware, USA Lantronix Hong Kong Limited Hong Kong Lantronix Japan K.K. Japan Lantronix UK Ltd. United Kingdom Subsidiaries of Lantronix Holding Company Subsidiary Jurisdiction of Formation Intrinsyc Technologies Corporation Can |
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September 12, 2023 |
As filed with the Securities and Exchange Commission on September 12, 2023 As filed with the Securities and Exchange Commission on September 12, 2023 Registration No. |
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September 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number |
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September 7, 2023 |
Lantronix Reports Results for Fourth Quarter of Fiscal 2023 Exhibit 99.1 Lantronix Reports Results for Fourth Quarter of Fiscal 2023 · Fourth Quarter Net Revenue of $34.9 Million, up 6 Percent Sequentially and down 3 Percent Year-over-Year · Fourth Quarter GAAP EPS of ($0.05) vs. $0.07 in the Prior Year · Fourth Quarter Non-GAAP EPS of $0.06 vs. $0.08 in the Prior Year IRVINE, Calif., Sept. 7, 2023 – Lantronix Inc. (NASDAQ: LTRX), a global provider of secu |
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August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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August 7, 2023 |
Lantronix Appoints Philip Brace to Its Board of Directors Exhibit 99.1 Lantronix Appoints Philip Brace to Its Board of Directors Irvine, CA – August 7, 2023 – Lantronix, Inc. (the “Company”) (NASDAQ: LTRX), a global provider of secure data access and management solutions for the industrial Internet of Things (IoT), today announced that technology executive Philip Brace is joining the Company’s Board of Directors as an independent director, effective as o |
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July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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July 5, 2023 |
Form of Executive Officer Retention Letter Agreement Exhibit 10.1 July 5, 2023 Via Email [Full Name] Lantronix, Inc. 48 Discovery, Suite 250 Irvine, California 92618 Email: [Email address] Re: Retention Letter Agreement Dear [Select Name Prefix] [Last Name], The Compensation Committee of the Board of Directors of Lantronix, Inc (the “Company”) is very pleased with your continued dedication to the Company, and would like, by this letter, to demonstra |
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July 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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June 6, 2023 |
LTRX / Lantronix Inc / Orange River Management L.P. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Lantronix, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 516548203 (CUSIP Number) Mordechai Pluchenik C/O Orange River Management LP 3 Columbus Circle Suite 1510 New York, New York 10019 212-204-3430 (Name, Address a |
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May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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May 30, 2023 |
Lantronix Announces CEO Transition and Continuity Plan Exhibit 99.1 Lantronix Announces CEO Transition and Continuity Plan IRVINE, Calif., May 30, 2023 – Lantronix Inc. (NASDAQ: LTRX), a global provider of secure turnkey solutions for the Industrial Internet of Things (IoT) and the Intelligent IT market, today announced that Paul Pickle will be resigning from his role as president and chief executive officer and as a director of Lantronix to pursue an |
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May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report LANTRONIX, INC. |
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May 26, 2023 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Lantronix, Inc. Conflict Minerals Report For the Year Ended December 31, 2022 This Conflict Minerals Report (the “Report”) of Lantronix, Inc. (the “Company,” “Lantronix,” “we,” “our,” or “us”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2022 to December 31, 2022. The Rule re |
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May 10, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 LA |
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May 10, 2023 |
Lantronix Reports Results for Third Quarter of Fiscal 2023 Exhibit 99.1 Lantronix Reports Results for Third Quarter of Fiscal 2023 · Third Quarter Net Revenue of $33.0 Million, Up 5 Percent Sequentially and 2 Percent Year over Year · Third Quarter GAAP EPS of ($0.08) vs. ($0.09) in the Prior Year · Third Quarter Non-GAAP EPS of $0.06 vs. $0.08 in the Prior Year IRVINE, Calif., May 10, 2023 – Lantronix Inc. (NASDAQ: LTRX), a global provider of secure turnk |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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April 6, 2023 |
Exhibit 10.1 April 3, 2023 Letter Agreement Reference is made to the Third Amended and Restated Loan and Security Agreement dated as of August 2, 2021 by and among SILICON VALLEY BANK, A DIVISION OF FIRST-CITIZENS BANK & TRUST COMPANY (SUCCESSOR BY PURCHASE TO THE FEDERAL DEPOSIT INSURANCE CORPORATION AS RECEIVER FOR SILICON VALLEY BRIDGE BANK, N.A. (AS SUCCESSOR TO SILICON VALLEY BANK)) (“Bank”) |
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March 31, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K x ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 A. Full title of the Plan and the addres |
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March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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February 28, 2023 |
LTRX / Lantronix Inc / Orange River Management L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 13, 2023 |
LTRX / Lantronix Inc / Portolan Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A 1 tm236395d5sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d –1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d–2. (Amendment No. 1 )* Lantronix, Inc. (Name of Issuer) Common (Title of Class of Securities) 516548203 (CUSIP Number) December 31, 202 |
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February 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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February 9, 2023 |
Lantronix Reports Results for Second Quarter of Fiscal 2023 Exhibit 99.1 Lantronix Reports Results for Second Quarter of Fiscal 2023 · Second Quarter Net Revenue of $31.5 Million, Down 6 Percent Year-Over-Year and 1 Percent Sequentially · Second Quarter GAAP EPS of ($0.07) vs. ($0.08) in the Prior Year · Second Quarter Non-GAAP EPS of $0.04 vs. $0.10 in the Prior Year IRVINE, Calif., Feb. 9, 2023 – Lantronix Inc. (NASDAQ: LTRX), a global provider of secure |
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February 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 |
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January 31, 2023 |
Lantronix Announces Record $40 Million Contract With Gridspertise Exhibit 99.1 Lantronix Announces Record $40 Million Contract With Gridspertise Announces Preliminary Second Quarter Revenue and Updates Fiscal 2023 Revenue Guidance to Reflect Revised Delivery Schedule IRVINE, Calif., Jan. 25, 2023 – Lantronix Inc. (NASDAQ: LTRX), a global provider of secure turnkey solutions for the Industrial Internet of Things (IoT) and the Intelligent IT market, today announce |
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January 31, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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January 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2023 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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December 9, 2022 |
EXHIBIT 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Lantronix, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Common Stock, par value of |
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December 9, 2022 |
As filed with the Securities and Exchange Commission on December 9, 2022 As filed with the Securities and Exchange Commission on December 9, 2022 Registration No. |
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November 9, 2022 |
Lantronix, Inc. 2013 Employee Stock Purchase Plan, as amended and restated Exhibit 10.2 LANTRONIX, INC. 2013 EMPLOYEE STOCK PURCHASE PLAN (As Amended and Restated August 9, 2022) 1. Purpose. The purpose of the Plan is to provide employees of Lantronix, Inc. (the ?Company?) and its Designated Subsidiaries with an opportunity to purchase Common Stock of the Company through accumulated payroll deductions. It is the Company?s intention that this 2013 Employee Stock Purchase |
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November 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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November 9, 2022 |
Lantronix Reports Results for First Quarter Fiscal 2023 Exhibit 99.1 Lantronix Reports Results for First Quarter Fiscal 2023 ? First Quarter Net Revenue of $31.8 Million, up 15 Percent Year-Over-Year ? First Quarter GAAP EPS of ($0.05) vs. ($0.08) in the Prior Year ? First Quarter Non-GAAP EPS of $0.07 vs. $0.08 in the Prior Year ? Raises Full Year Fiscal 2023 Revenue Guidance to a range of $155 Million to $165 Million IRVINE, Calif., November 9, 2022 |
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November 9, 2022 |
Change in Control Agreement between Lantronix, Inc. and Fathi Hakam dated April 25, 2021 Exhibit 10.3 LANTRONIX FORM OF CHANGE IN CONTROL AGREEMENT Fathi Hakam Vice President, Engineering Re: Change In Control Agreement Dear Fathi: In connection with your employment at Lantronix, Inc (the ?Lantronix? or ?Company?) the undersigned parties hereby agree on the following provisions relating to a Change in Control of the Company. CHANGE IN CONTROL: In the event your employment with the Com |
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November 9, 2022 |
Offer Letter dated July 30, 2018 between Lantronix, Inc. and Fathi Hakam Exhibit 10.2 July 30, 2018 (Revises letter dated July 27, 2018) Fathi Hakam 16 Fayette Circle Ladera Ranch, CA 92694 Dear Fathi: This letter ("Agreement") will confirm our understanding and agreement regarding your employment with Lantronix, Inc. ("Lantronix" or the "Company"), commencing August 7, 2018 ("Commencement Date"). POSITION EXCLUSIVITY: The Company hereby agrees to employ you as its Vic |
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November 9, 2022 |
Lantronix, Inc. 2020 Performance Incentive Plan, as amended and restated Exhibit 10.1 LANTRONIX, INC. 2020 PERFORMANCE INCENTIVE PLAN (As Amended and Restated August 9, 2022) 1. PURPOSE OF PLAN The purpose of this Lantronix, Inc. 2020 Performance Incentive Plan (this ?Plan?) of Lantronix, Inc., a Delaware corporation (the ?Corporation?), is to promote the success of the Corporation by providing an additional means through the grant of awards to attract, motivate, retai |
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November 9, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-1602 |
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November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2022 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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October 7, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by R |
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September 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2022 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Numbe |
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September 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2022 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number |
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September 12, 2022 |
Lantronix Announces Acquisition of Uplogix Exhibit 99.1 Lantronix Announces Acquisition of Uplogix ? Increases Scale of Out-of-Band Remote Management Solutions Product Offerings ? Solidifies Lantronix Market Position With Complementary High-End Solutions ? Drives Significant Engineering Synergies and Leverages Lantronix Sales Motion and Reach ? Acquisition Expected to be Accretive to Lantronix GAAP Gross Margins ? Lantronix Expects Acquisi |
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September 12, 2022 |
Exhibit 10.1 THIRD AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This THIRD AMENDMENT to Third Amended and Restated Loan and Security Agreement (this ?Amendment?) is entered into as of September 7, 2022, by and among (a) SILICON VALLEY BANK, a California corporation (?Bank?), (b) LANTRONIX, INC., a Delaware corporation (?Lantronix?), (c) LANTRONIX HOLDING COMPANY, a Delaware |
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September 12, 2022 |
Exhibit 2.1 CERTAIN INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH IMMATERIAL AND COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. WHERE APPLICABLE, OMISSIONS HAVE BEEN MARKED ?[***]?. AGREEMENT AND PLAN OF MERGER by and among Lantronix HOLDING COMPANY, Lantronix OBM, Inc., Uplogix, Inc., and SHAREHOLDER REPRESENTATIVE SERVICES LLC AS THE NOTEHOLDERS? REPRESENTATIVE DATED SEPTEMBER |
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August 29, 2022 |
Warrant to Purchase Common Stock issued to Innovation Credit Fund VIII-A, L.P. Exhibit 10.34 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 6.3 AND 6.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBST |
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August 29, 2022 |
Exhibit 10.13 NOTICE OF GRANT OF PERFORMANCE STOCK UNIT AWARD UNDER TERMS AND CONDITIONS OF 2020 PERFORMANCE INCENTIVE PLAN Name of Grantee: [] Total Target Number of Stock Units Subject to this Grant1: [] Target Number of Non-GAAP EPS Stock Units Subject to this Grant1: [] Target Number of Revenue Stock Units Subject to this Grant1: [] Date of Grant: [], 2022 This Notice evidences that you have b |
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August 29, 2022 |
Change in Control Agreement between Lantronix, Inc. and Jeremy Whitaker, dated December 2, 2021 Exhibit 10.19 LANTRONIX FORM OF CHANGE IN CONTROL AGREEMENT Jeremy Whitaker Chief Financial Officer Re: Change In Control Agreement Dear Jeremy: In connection with your employment at Lantronix, Inc (the "Lantronix" or "Company") the undersigned parties hereby agree on the following provisions relating to a Change in Control of the Company. CHANGE IN CONTROL: In the event your employment with the C |
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August 29, 2022 |
Exhibit 10.32 NON-EMPLOYEE DIRECTOR COMPENSATION POLICY This compensation policy has been developed to compensate the non-employee directors of Lantronix, Inc. (the "Company") for their time, commitment and contributions to the Board of Directors of the Company (the "Board"). Directors who are also employees of the Company are not paid any fees or remuneration for their service on the Board or on |
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August 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-16027 LANTRO |
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August 29, 2022 |
Subsidiaries of Lantronix, Inc. Exhibit 21.1 Subsidiaries of Registrant Subsidiary Jurisdiction of Formation Lantronix International AG Switzerland Lantronix Europe GmbH Germany Lantronix India Private Limited India Lantronix Holding Company Delaware, USA Subsidiaries of Lantronix International AG Subsidiary Jurisdiction of Formation Lantronix Netherlands B.V. Netherlands Lantronix Hong Kong Limited Hong Kong Lantronix Japan K.K |
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August 25, 2022 |
Lantronix Reports Record Results for Fourth Quarter and Fiscal 2022 Exhibit 99.1 Lantronix Reports Record Results for Fourth Quarter and Fiscal 2022 ? Fourth Quarter Net Revenue of $35.9 Million, up 74 Percent Year-Over-Year ? Fourth Quarter GAAP EPS of $0.07 vs. ($0.04) in the Prior Year ? Fourth Quarter Non-GAAP EPS of $0.08 vs. $0.06 in the Prior Year ? Initiates Full Year Fiscal 2023 Revenue Guidance to a range of $149 Million to $162 Million IRVINE, Calif., A |
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August 25, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2022 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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August 18, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2022 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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August 18, 2022 |
Lantronix Reschedules Fourth Quarter and Fiscal 2022 Results to August 25, 2022 Exhibit 99.1 Lantronix Reschedules Fourth Quarter and Fiscal 2022 Results to August 25, 2022 IRVINE, Calif., August 18, 2022 ? Lantronix, Inc. (the ?Company?) (NASDAQ: LTRX), a global provider of secure turnkey solutions for the Internet of Things (IoT) and Remote Environment Management (REM) offering Software as a Service (SaaS), connectivity services, engineering services and intelligent hardwar |
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July 28, 2022 |
Exhibit 99.1 Lantronix Announces Preliminary Record Revenue Results for Fourth Quarter 2022, and Participation at the CG 42nd Annual Growth Conference August 11, 2022 IRVINE, Calif., July 28, 2022 ? Lantronix Inc. (the ?Company?) (Nasdaq: LTRX), a global provider of secure turnkey solutions for the Industrial Internet of Things (IoT) and the Intelligent IT market, today announced preliminary reven |
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July 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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May 27, 2022 |
LTRX / Lantronix Inc / Portolan Capital Management, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d ?1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d?2. (Amendment No. )* Lantronix, Inc. (Name of Issuer) Common (Title of Class of Securities) 516548203 (CUSIP Number) May 17, 2022 (Date of Event Which Requires Filing of this S |
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May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report LANTRONIX, INC. |
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May 27, 2022 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Lantronix, Inc. Conflict Minerals Report For the Year Ended December 31, 2021 This Conflict Minerals Report (the ?Report?) of Lantronix, Inc. (the ?Company,? ?Lantronix,? ?we,? ?our,? or ?us?) has been prepared pursuant to Rule 13p-1 and Form SD (the ?Rule?) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2021 to December 31, 2021. The Rule re |
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May 5, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 LA |
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May 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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May 4, 2022 |
Lantronix Reports Results for Third Quarter of Fiscal 2022 Exhibit 99.1 Lantronix Reports Results for Third Quarter of Fiscal 2022 ? Third Quarter Net Revenue of $32.3 Million, up 89 Percent Year-Over-Year ? Third Quarter GAAP EPS of ($0.09) vs. ($0.04) in the Prior Year ? Third Quarter Non-GAAP EPS of $0.08 vs. $0.05 in the Prior Year ? Raises Full Year Fiscal 2022 Revenue Guidance to a range of $125 Million to $129 Million IRVINE, Calif., May. 4, 2022 ? |
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March 31, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K x ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 A. Full title of the Plan and the addres |
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February 16, 2022 |
Exhibit 10.1 SECOND AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This SECOND AMENDMENT to Third Amended and Restated Loan and Security Agreement (this ?Amendment?) is entered into as of February 15, 2022, by and among (a) SILICON VALLEY BANK, a California corporation (?Bank?), (b) LANTRONIX, INC., a Delaware corporation (?Lantronix?), (c) LANTRONIX HOLDING COMPANY, a Delawar |
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February 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2022 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number |
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February 11, 2022 |
Exhibit 10.3 FIRST AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT to Third Amended and Restated Loan and Security Agreement (this ?Amendment?) is entered into as of October 21, 2021, by and among (a) SILICON VALLEY BANK, a California corporation (?Bank?), (b) LANTRONIX, INC., a Delaware corporation (?Lantronix?), (c) LANTRONIX HOLDING COMPANY, a Delaware c |
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February 11, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 |
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February 10, 2022 |
Lantronix Reports Record Results for Second Quarter of Fiscal 2022 Exhibit 99.1 Lantronix Reports Record Results for Second Quarter of Fiscal 2022 ? Record Second-Quarter Net Revenue of $33.7 Million, up 103 Percent Year-Over-Year, 22 Percent Sequentially ? Second-Quarter GAAP EPS of ($0.08) vs. ($0.05) in the Prior Year ? Second-Quarter Non-GAAP EPS of $0.10 vs. $0.03 in the Prior Year ? Cash Balance Growth to $36.4 Million IRVINE, Calif., Feb. 10, 2022 ? Lantro |
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February 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number |
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January 26, 2022 |
Lease dated January 20, 2022 between Lantronix, Inc. and Jet 55 Property Owner LLC Exhibit 10.1 LEASE between Jet 55 Property Owner LLC, as the Landlord and Lantronix, Inc., as the Tenant Jet 55 12755 Highway 55 Plymouth, Minnesota 55441 Table of Contents Page 1. Premises 1 2. Possession Delivered 2 3. Tenant's Work 2 4. Term 4 5. Rent 5 6. Security Deposit 9 7. Permitted Use 9 8. Rules and Regulations 10 9. Signs 10 10. Utilities 10 11. Landlord's Maintenance, Repairs, and Repl |
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January 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2022 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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November 24, 2021 |
LTRX / Lantronix Inc / TL Investment GmbH - SCHEDULE 13D AMENDMENT Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 8)* Lantronix, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 516548 20 3 (CUSIP Number) TL Investment GmbH Biesinger |
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November 22, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 LANTRONIX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number |
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November 22, 2021 |
Exhibit 1.1 4,700,000 Shares1 Lantronix, Inc. Common Stock, par value $0.0001 per share UNDERWRITING AGREEMENT November 18, 2021 CANACCORD GENUITY LLC As Representative of the several Underwriters named in Schedule I hereto c/o Canaccord Genuity LLC 99 High Street Boston, Massachusetts 02110 Ladies and Gentlemen: Lantronix, Inc., a Delaware corporation (the ?Company?), proposes to sell to the seve |
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November 19, 2021 |
4,700,000 Shares LANTRONIX, INC. Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-259454 Registration No. 333-227127 PROSPECTUS SUPPLEMENT (To Prospectus dated October 19, 2021 and September 12, 2018) 4,700,000 Shares LANTRONIX, INC. Common Stock We are offering 4,700,000 shares of our common stock, par value $0.0001 per share. Our common stock is listed on the Nasdaq Capital Market under the symbol ?LTRX?. |
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November 19, 2021 |
4,700,000 Shares LANTRONIX, INC. Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-259454 Registration No. 333-227127 PROSPECTUS SUPPLEMENT (To Prospectus dated October 19, 2021 and September 12, 2018) 4,700,000 Shares LANTRONIX, INC. Common Stock We are offering 4,700,000 shares of our common stock, par value $0.0001 per share. Our common stock is listed on the Nasdaq Capital Market under the symbol ?LTRX?. |
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November 17, 2021 |
SUBJECT TO COMPLETION, DATED NOVEMBER 17, 2021 424B5 1 lantronix424b5.htm PROSPECTUS SUPPLEMENT Table of Contents The information in this preliminary prospectus supplement is not complete and may be changed. Filed Pursuant to Rule 424(b)(5) Registration No. 333-259454 Registration No. 333-227127 SUBJECT TO COMPLETION, DATED NOVEMBER 17, 2021 PROSPECTUS SUPPLEMENT (To Prospectus dated October 19, 2021 and September 12, 2018) Shares LANTRONIX, I |
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November 17, 2021 |
SUBJECT TO COMPLETION, DATED NOVEMBER 17, 2021 Table of Contents The information in this preliminary prospectus supplement is not complete and may be changed. |
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November 12, 2021 |
Warrant to Purchase Common Stock issued to SVB Innovation Credit Fund VIII, L.P. Exhibit 10.2 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 6.3 AND 6.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTA |
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November 12, 2021 |
2020 Non-Employee Director Compensation Policy Exhibit 10.1 NON-EMPLOYEE DIRECTOR COMPENSATION POLICY This compensation policy has been developed to compensate the non-employee directors of Lantronix, Inc. (the "Company") for their time, commitment and contributions to the Board of Directors of the Company (the "Board"). Directors who are also employees of the Company are not paid any fees or remuneration for their service on the Board or on a |
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November 12, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-1602 |
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November 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number |
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November 10, 2021 |
Lantronix Reports Record Results for First Quarter of Fiscal 2022 Exhibit 99.1 Lantronix Reports Record Results for First Quarter of Fiscal 2022 ? Record First Quarter Net Revenue of $27.7 Million, up 62% Year Over Year, 34% Sequentially ? First Quarter GAAP EPS totaled ($0.08) per Share vs. ($0.01) in the Prior Year. ? First Quarter Non-GAAP EPS totaled $0.08 per Share vs. $0.05 in Prior Year. ? Demand Strengthened, Driving Another Record Backlog Entering Q2 Fi |
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November 10, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2021 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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November 8, 2021 |
Lease dated November 5, 2021 between Lantronix, Inc. and Discovery Business Center LLC Exhibit 10.1 LEASE BETWEEN DISCOVERY BUSINESS CENTER LLC AND LANTRONIX, INC. 1 LEASE THIS LEASE is made as of November 5, 2021, by and between DISCOVERY BUSINESS CENTER LLC, a Delaware limited liability company, hereafter called ?Landlord,? and LANTRONIX, INC., a Delaware corporation, hereafter called ?Tenant.? ARTICLE 1. BASIC LEASE PROVISIONS Each reference in this Lease to the ?Basic Lease Prov |
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October 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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October 28, 2021 |
Exhibit 99.1 Lantronix Announces Preliminary Record Revenue Results for First Quarter of Fiscal 2022 with Final Results to be Reported on November 11, 2021 IRVINE, Calif., October 28, 2021 ? Lantronix, Inc. (the ?Company?) (NASDAQ: LTRX), a global provider of secure turnkey solutions for the Internet of Things (IoT) and Remote Environment Management (REM), offering Software as a Service (SaaS), co |
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October 15, 2021 |
Lantronix, Inc. 7535 Irvine Center Drive, Suite 100 Irvine, California 92618 Lantronix, Inc. 7535 Irvine Center Drive, Suite 100 Irvine, California 92618 October 15, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attn: Priscilla Dao Re: Lantronix, Inc. Registration Statement on Form S-3 Filed September 10, 2021 File No. 333-259454 Request for Acceleration Dear Ms. Dao, Pursuant to |
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October 6, 2021 |
Definitive Proxy Statement on Schedule 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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September 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2021 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Numbe |
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September 15, 2021 |
Lantronix Announces Creation of Advisory Board with Bernhard Bruscha as First Member and Chair Exhibit 99.1 Lantronix Announces Creation of Advisory Board with Bernhard Bruscha as First Member and Chair IRVINE, Calif., Sept. 15, 2021 ? Lantronix, Inc. (NASDAQ: LTRX), a global provider of secure turnkey solutions for the Internet of Things (IoT) and Remote Environment Management (REM), offering Software as a Service (SaaS), connectivity services, engineering services and intelligent hardware |
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September 10, 2021 |
As filed with the Securities and Exchange Commission on September 10, 2021 Table of Contents As filed with the Securities and Exchange Commission on September 10, 2021 Registration No. |
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August 27, 2021 |
Form of Director Stock Option Agreement under the Lantronix, Inc. 2020 Performance Incentive Plan Exhibit 10.7 Notice of Grant of Director Stock Option and Terms and Conditions of Director Stock Option Director: [Name] Option Number: [] [Address] Plan: 2020 Plan [Address] ID: [] Effective [] (the ?Award Date?), you (the ?Director?) have been granted a nonqualified stock option (the ?Option?) to buy [] shares1 of Common Stock of Lantronix, Inc. (the ?Corporation?) at a price of $[] per share1 ( |
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August 27, 2021 |
Form of Incentive Stock Option Agreement under the Lantronix, Inc. 2020 Performance Incentive Plan Exhibit 10.11 Notice of Grant of Incentive Stock Option and Terms and Conditions of Incentive Stock Option Grantee: [Name] Option Number: [] [Address] Plan: 2020 Plan [Address] ID: [] Effective [] (the ?Award Date?), you (the ?Grantee?) have been granted an incentive stock option (the ?Option?) to buy [] shares1 of Common Stock of Lantronix, Inc. (the ?Corporation?) at a price of $[] per share1 (t |
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August 27, 2021 |
Subsidiaries of Lantronix, Inc. Exhibit 21.1 Subsidiaries of Registrant Subsidiary Jurisdiction of Formation Lantronix International AG Switzerland Lantronix Europe GmbH Germany Lantronix India Private Limited India Lantronix Holding Company Delaware, USA Subsidiaries of Lantronix International AG Subsidiary Jurisdiction of Formation Lantronix Netherlands B.V. Netherlands Lantronix Hong Kong Limited Hong Kong Lantronix Japan K.K |
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August 27, 2021 |
Exhibit 10.9 Notice of Grant of Director Restricted Stock Unit Award and Terms and Conditions of Director Restricted Stock Unit Award Director: [Name] Award Number: [] [Address] Plan: 2020 Plan [Address] ID: [] Effective [] (the ?Award Date?), you (the ?Director?) have been granted an award (the ?Award?) of []1 restricted stock units with respect to the Common Stock of Lantronix, Inc. (the ?Corpor |
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August 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-16027 LANTRO |
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August 27, 2021 |
Exhibit 10.10 Notice of Grant of Nonqualified Stock Option and Terms and Conditions of Nonqualified Stock Option Grantee: [Name] Option Number: [] [Address] Plan: 2020 Plan [Address] ID: [] Effective [] (the ?Award Date?), you (the ?Grantee?) have been granted a nonqualified stock option (the ?Option?) to buy [] shares1 of Common Stock of Lantronix, Inc. (the ?Corporation?) at a price of $[] per s |
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August 27, 2021 |
Exhibit 10.8 Notice of Grant of Restricted Stock Unit Award and Terms and Conditions of Restricted Stock Unit Award Participant: [Name] Award Number: [] [Address] Plan: 2020 Plan [Address] ID: [] Effective [] (the ?Award Date?), you (the ?Participant?) have been granted an award (the ?Award?) of []1 restricted stock units with respect to the Common Stock of Lantronix, Inc. (the ?Corporation?). [Th |
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August 27, 2021 |
Exhibit 10.12 NOTICE OF GRANT OF PERFORMANCE STOCK UNIT AWARD UNDER TERMS AND CONDITIONS OF 2020 PERFORMANCE INCENTIVE PLAN Name of Grantee: Total Target Number of Stock Units Subject to this Grant1: Target Number of [Non-GAAP EPS] Stock Units Subject to this Grant1: Target Number of [Revenue] Stock Units Subject to this Grant1: Date of Grant: This Notice evidences that you have been granted an aw |
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August 26, 2021 |
Lantronix Reports Record Results for Fourth Quarter and Fiscal 2021 Exhibit 99.1 Lantronix Reports Record Results for Fourth Quarter and Fiscal 2021 ? Record Fourth Quarter Net Revenue of $20.6 Million, Up 19% Year Over Year ? Record Fiscal Year 2021 Net Revenue of $71.5 Million, Up 19% Year Over Year ? GAAP Gross Margins of 48.8% Improved 370 Basis Points Sequentially from 45.1% and Improved 1,110 Basis Points From 37.7% in the Year Ago Fourth Quarter, Reflecting |
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August 26, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2021 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) |
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August 11, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information is based upon the historical financial statements of Lantronix, Inc. (?Lantronix?), after giving effect to the acquisition of (i) the Transition Networks and Net2Edge businesses of Communication Systems, Inc. (collectively, the ?Electronics & Software |
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August 11, 2021 |
Exhibit 99.1 Electronics & Software Segment Combined Carve-Out Financial Statements as of and for the Year Ended December 31, 2020 To the Board of Directors of Communications Systems, Inc. and Subsidiaries Report on the Combined Carve-Out Financial Statements We have audited the accompanying combined carve-out financial statements of the Electronics & Software Segment of Communications Systems, In |
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August 11, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2021 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commiss |
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August 11, 2021 |
Exhibit 99.2 ELECTRONICS & SOFTWARE SEGMENT OF COMMUNICATIONS SYSTEMS, INC. UNAUDITED CONDENSED COMBINED CARVE-OUT BALANCE SHEETS March 31 December 31 2021 2020 ASSETS CURRENT ASSETS: Cash and cash equivalents $ 250,589 $ 302,509 Trade accounts receivable, net 5,508,857 5,775,422 Inventories 8,090,248 8,560,616 Other current assets 450,795 439,518 TOTAL CURRENT ASSETS 14,300,489 15,078,065 PROPERT |
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August 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 lantronix8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2021 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporat |
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August 9, 2021 |
Exhibit 99.1 Lantronix Announces Preliminary Revenue Results for Fourth Quarter of Fiscal 2021 with Final Results to be Reported on August 26, 2021 Presenting at the Oppenheimer 24th Annual Technology, Internet & Communications Conference August 10th IRVINE, Calif., Aug. 9, 2021 ? Lantronix Inc. (NASDAQ: LTRX), a global provider of secure turnkey solutions for the Internet of Things (IoT) and Remo |
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August 2, 2021 |
EX-10.2 3 lantronixex1002.htm MEZZANINE LOAN AND SECURITY AGREEMENT Exhibit 10.2 MEZZANINE LOAN AND SECURITY AGREEMENT This MEZZANINE LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of August 2, 2021 (the “Effective Date”), by and among (a) SVB INNOVATION CREDIT FUND VIII, L.P., a Delaware limited partnership (“Lender”), (b) Lantronix, Inc., a Delaware corporation (“Lantronix”), (c) Lantro |
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August 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 2, 2021 Lantronix, Inc. (Exact name of registrant as specified in its charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Numbe |
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August 2, 2021 |
Exhibit 10.1 THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this ?Agreement?) dated as of August 2, 2021 (the ?Effective Date?), by and among (a) SILICON VALLEY BANK, a California corporation (?Bank?), (b) Lantronix, Inc., a Delaware corporation (?Lantronix?), (c) Lantronix Holding Company, a Delaware corporation (?Holding?), (d) |
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August 2, 2021 |
Exhibit 99.1 Lantronix Completes Acquisition of Electronics and Software Reportable Business Segment from Communications Systems, Inc. Irvine, CA ? August 2, 2021 ? Lantronix, Inc. (?Lantronix?) (NASDAQ: LTRX), a global provider of Software as a Service (Saas), connectivity services, engineering services, intelligent hardware and turnkey solutions for the Internet of Things (IoT) and Remote Enviro |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021 As filed with the Securities and Exchange Commission on May 25, 2021 Registration No. |
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May 21, 2021 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Lantronix, Inc. Conflict Minerals Report For the Year Ended December 31, 2020 This Conflict Minerals Report (the ?Report?) of Lantronix, Inc. (the ?Company,? ?Lantronix,? ?we,? ?our,? or ?us?) has been prepared pursuant to Rule 13p-1 and Form SD (the ?Rule?) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2020 to December 31, 2020. The Rule re |
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May 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report LANTRONIX, INC. |
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May 19, 2021 |
As filed with the Securities and Exchange Commission on May 19, 2021 S-8 1 lantronixs8.htm FORM S-8 As filed with the Securities and Exchange Commission on May 19, 2021 Registration No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LANTRONIX, INC. (Exact name of registrant as specified in its charter) Delaware 33-0362767 (State or other jurisdiction of (I.R.S. Employer incorp |
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April 30, 2021 |
Quarterly Report - QUARTERLY REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-16027 LA |
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April 29, 2021 |
Exhibit 2.1 SECURITIES PURCHASE AGREEMENT by and between LANTRONIX, INC., as Purchaser, and COMMUNICATIONS SYSTEMS, INC., as Seller April 28, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Specific Definitions 1 1.2 Other Terms 1 ARTICLE II PURCHASE AND SALE OF SECURITIES 2 2.1 Purchase and Sale 2 2.2 Purchase Price; Estimated Closing Statement; Payment at the Closing 2 2.3 Purchase Price |
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April 29, 2021 |
Exhibit 10.2 April 28, 2021 Jeremy Whitaker, CFO Lantronix, Inc. 7535 Irvine Center Drive, Suite 100 Irvine, CA 92618 Jeremy: You have advised SVB Innovation Credit Fund VIII, L.P., a Delaware limited partnership (?SVB Capital?) that Lantronix, Inc. (?you? OR ?Lantronix?) intends to acquire (i) all of the issued and outstanding shares of Transition Networks, Inc., a Minnesota corporation (?TNI?), |
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April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 Lantronix, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-16027 33-0362767 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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April 29, 2021 |
Lantronix Reports Third Quarter Fiscal 2021 Results Exhibit 99.1 Lantronix Reports Third Quarter Fiscal 2021 Results ? Second Quarter Net Revenue Was $17.1 Million, Up 4% Year Over Year and 3% Sequentially ? GAAP Gross Margins of 45.1% Improved 290 Basis Points Sequentially from 42.2% Reflecting Strengthening Product Mix ? GAAP EPS Improved to ($0.04) per Share vs. ($0.19) in the Prior Year ? Non-GAAP EPS Was $0.05 per share, Up 150% from the Prior |
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April 29, 2021 |
EX-99.2 6 lantronixex9902.htm INVESTOR PRESENTATION Exhibit 99.2 1 www.lantronix.com 2 Lantronix to Acquire Transition Networks, Net2Edge from Communications System, Inc. Bringing scale, efficiencies, and accretion to turnkey IoT solutions providers www.lantronix.com 2 RA4 2 This presentation contains forward - looking statements, including statements concerning our business and product developmen |