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| CIK | 1816007 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Lufax Holding Ltd - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 4, 2025 |
EX-99.3 Exhibit 99.3 Lufax Holding Ltd 陆金所控股有限公司 (Incorporated in the Cayman Islands with limited liability) (Stock Code: 6623) (NYSE Stock Ticker: LU) FORM OF PROXY FOR USE AT THE EXTRAORDINARY GENERAL MEETING TO BE HELD ON TUESDAY, SEPTEMBER 30, 2025 I/We(Note 1) of(Note 1) being the registered holder(s) of(Note 2) shares of US$0.00001 each in the capital of Lufax Holding Ltd (the “Company”) he |
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| September 4, 2025 |
THIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION EX-99.2 Table of Contents Exhibit 99.2 THIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION If you are in any doubt about this circular or as to the action to be taken, you should consult your stockbroker or other licensed securities dealer, bank manager, solicitor, professional accountant or other professional adviser. If you have sold or transferred all your shares in Lufax Holding L |
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| September 4, 2025 |
Lufax Announces Extraordinary General Meeting on September 30, 2025 EX-99.1 Exhibit 99.1 Lufax Announces Extraordinary General Meeting on September 30, 2025 SHANGHAI, September 4, 2025 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that it will hold an extraordinary general meeting of the Company’s shareholders (the “EGM”) at 2:00 P.M. H |
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| September 4, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of Chin |
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| September 3, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of Chin |
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| September 3, 2025 |
EX-99.1 Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 August 2025 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 03 September 2025 I. Movements in Authorised / Registered Share Capit |
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| August 14, 2025 |
EX-99.3 Exhibit 99.3 Lufax Holding Ltd 陆金所控股有限公司 (A company incorporated in the Cayman Islands with limited liability) (Stock code: 6623) (NYSE Stock Ticker: LU) LIST OF DIRECTORS AND THEIR ROLES AND FUNCTIONS The members of the board (“Board”) of directors (“Directors”) of Lufax Holding Ltd are set out below. Executive Directors Mr. Yong Suk CHO (趙容奭) (Chief Executive Officer) Mr. Tongzhuan XI (席 |
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| August 14, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China ( |
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| August 14, 2025 |
Lufax Announces Changes in Board and Committee Composition EX-99.1 Exhibit 99.1 Lufax Announces Changes in Board and Committee Composition SHANGHAI, August 14, 2025 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that on August 14, 2025, Mr. Weidong Li has tendered his resignation as an independent non-executive Director, a membe |
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| August 14, 2025 |
EX-99.2 Exhibit 99.2 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this a |
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| August 6, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China ( |
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| August 6, 2025 |
EX-99.1 Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 July 2025 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 06 August 2025 I. Movements in Authorised / Registered Share Capital 1. |
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| July 21, 2025 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Hold |
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| July 21, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Ad |
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| July 18, 2025 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| July 17, 2025 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. (Incorporated in t |
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| July 17, 2025 |
Exhibit 99.2 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. (Incorporated in t |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| July 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| July 7, 2025 |
EX-99.1 Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 30 June 2025 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 07 July 2025 I. Movements in Authorised / Registered Share Capital 1. C |
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| June 25, 2025 |
Exhibit 99.2 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| June 25, 2025 |
Lufax Announces Results of Extraordinary General Meeting Exhibit 99.1 Lufax Announces Results of Extraordinary General Meeting SHANGHAI, Jun 25, 2025 /PRNewswire/ — Lufax Holding Ltd (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced the results of its extraordinary general meeting of shareholders held in Shanghai on Jun 25, 2025. At the meeting, the following ordinary resolutions submitte |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| June 5, 2025 |
Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 May 2025 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 05 June 2025 I. Movements in Authorised / Registered Share Capital 1. Class of s |
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| May 29, 2025 |
Exhibit 99.3 Lufax Holding Ltd 陆 金 所 控 股 有 限 公 司 (Incorporated in the Cayman Islands with limited liability) (Stock Code: 6623) (NYSE Stock Ticker: LU) FORM OF PROXY FOR USE AT THE EXTRAORDINARY GENERAL MEETING TO BE HELD ON WEDNESDAY, JUNE 25, 2025 I/We(Note 1) of(Note 1) being the |
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| May 29, 2025 |
Lufax Announces Extraordinary General Meeting on June 25, 2025 Exhibit 99.1 Lufax Announces Extraordinary General Meeting on June 25, 2025 SHANGHAI, May 29, 2025 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that it will hold an extraordinary general meeting of the Company’s shareholders (the “EGM”) at 10:00 Hong Kong time on June |
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| May 29, 2025 |
THIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION Table of Contents Exhibit 99.2 THIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION If you are in any doubt about this circular or as to the action to be taken, you should consult your stockbroker or other licensed securities dealer, bank manager, solicitor, professional accountant or other professional adviser. If you have sold or transferred all your shares in Lufax Holding Ltd, you |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of p |
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| May 13, 2025 |
Lufax Receives NYSE Notice Regarding Late Filing of Annual Report on Form 20-F Exhibit 99.1 Lufax Receives NYSE Notice Regarding Late Filing of Annual Report on Form 20-F SHANGHAI, May 13, 2025 — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that it received a notice from the New York Stock Exchange (the “NYSE”) that, as the Company has not timely filed its annu |
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| May 13, 2025 |
NT 20-F/A SEC FILE NUMBER: 001-39654 CUSIP NUMBER: 54975P201 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Add |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of p |
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| May 9, 2025 |
NT 20-F SEC FILE NUMBER: 001-39654 CUSIP NUMBER: 54975P201 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 9, 2025 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Hold |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of p |
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| May 8, 2025 |
EX-99.1 Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 30 April 2025 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 08 May 2025 I. Movements in Authorised / Registered Share Capital 1. Class o |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| April 3, 2025 |
Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 March 2025 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 03 April 2025 I. Movements in Authorised / Registered Share Capital 1. Class of shar |
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| March 28, 2025 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| March 7, 2025 |
Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 28 February 2025 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 07 March 2025 I. Movements in Authorised / Registered Share Capital 1. Class of s |
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| March 3, 2025 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| February 6, 2025 |
EX-99.1 Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 January 2025 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 06 February 2025 I. Movements in Authorised / Registered Share Capit |
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| February 6, 2025 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| January 28, 2025 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| January 27, 2025 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Hold |
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| January 8, 2025 |
Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 December 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 08 January 2025 I. Movements in Authorised / Registered Share Capital 1. Cl |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| January 7, 2025 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| January 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| December 9, 2024 |
[The remainder of this page is intentionally left blank.] EX-99.6 2 d804758dex996.htm EX-99.6 Exhibit 99.6 THIS AGREEMENT (this “Agreement”) is made on December 5, 2024 BY AND BETWEEN: (1) LANBANG INVESTMENT COMPANY LIMITED, a limited liability company incorporated under the laws of the British Virgin Islands (“Lanbang” or “Shareholder”); (2) AN KE TECHNOLOGY COMPANY LIMITED (安科技術有限公司), a limited liability company incorporated under the laws of Hong Kong |
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| December 9, 2024 |
SC 13D/A 1 d804758dsc13da.htm SCHEDULE 13D AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 2) Lufax Holding Ltd (Name of Issuer) Ordinary Shares, $0.00001 par value per share (Title of Class of Securities) G5700Y209 (CUSIP Number) American Depositary Shares (ADSs) each representing two Or |
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| December 6, 2024 |
EX-99.1 2 d685997dex991.htm EX-99.1 Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 30 November 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 06 December 2024 I. Movements in Author |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| December 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| December 5, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| November 22, 2024 |
Exhibit 99.3 Lufax Holding Ltd 陆金所控股有限公司 (A company incorporated in the Cayman Islands with limited liability) (Stock code: 6623) (NYSE Stock Ticker: LU) LIST OF DIRECTORS AND THEIR ROLES AND FUNCTIONS The members of the board (“Board”) of directors (“Directors”) of Lufax Holding Ltd are set out below. Executive Directors Mr. Yong Suk CHO (趙容奭) (Chairman and Chief Executive Officer) Mr. Alston Pei |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| November 22, 2024 |
Changes in Board and Committee Composition Exhibit 99.1 Changes in Board and Committee Composition SHANGHAI, Nov. 22, 2024 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that (i) Mr. Gregory Dean Gibb has retired from his roles as an executive director and the co-chief executive officer of the Company to dedicate |
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| November 22, 2024 |
Exhibit 99.2 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcem |
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| November 6, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| November 6, 2024 |
EX-99.1 Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 October 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 06 November 2024 I. Movements in Authorised / Registered Share Capit |
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| October 28, 2024 |
Exhibit (a)(5)(C) Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this joint announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this joint announcement. |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Amendment No. 2 TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 LUFAX HOLDING LTD (Name of Subject Company (Issuer)) Ping An Insurance (Group) Company of China, Ltd. An Ke Technology Company Limited China Ping An Insurance Overseas (Holdings) Limited (Names of Person |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. 2) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Lufax Holding Ltd (Name of Subject Company) Lufax Holding Ltd (Names of Persons Filing Statement) Ordinary shares, par value US$0.00001 per share (Title of Class of Securities) G57 |
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| October 28, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this joint announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this joint announcement. This j |
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| October 21, 2024 |
EX-99.2 Exhibit 99.2 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Hold |
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| October 21, 2024 |
Lufax Reports Third Quarter 2024 Financial Results EX-99.1 Exhibit 99.1 Lufax Reports Third Quarter 2024 Financial Results SHANGHAI, October 21, 2024 — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced its unaudited financial results for the third quarter ended September 30, 2024. Third Quarter 2024 Financial Highlights • Total income was |
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| October 21, 2024 |
FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Amendment No. 1 TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 LUFAX HOLDING LTD (Name of Subject Company (Issuer)) Ping An Insurance (Group) Company of China, Ltd. An Ke Technology Company Limited China Ping An Insurance Overseas (Holdings) Limited (Names of Person |
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| October 16, 2024 |
Exhibit (a)(1)(A) Amended and Restated Offer to Purchase for Cash All Ordinary Shares of Holders in the United States and All American Depositary Shares, Each Representing Two Ordinary Shares, to Holders Wherever Located of Lufax Holding Ltd for US$1. |
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| October 16, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this joint announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this joint announcement. This j |
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| October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) (Amendment No. 1) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Lufax Holding Ltd (Name of Subject Company) Lufax Holding Ltd (Names of Persons Filing Statement) Ordinary shares, par value US$0.00001 per share (Title of Class of Securities) G57 |
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| October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| October 8, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| October 8, 2024 |
Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 30 September 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 07 October 2024 I. Movements in Authorised / Registered Share Capital 1. |
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| October 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| October 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| September 27, 2024 |
HOW TO COMPLETE THIS YELLOW FORM OF ACCEPTANCE OF THE LUFAX PSU ARRANGEMENT Exhibit 99.5 response Unless the document context dated otherwise September requires, 27, terms 2024 used (the “in Composite this YELLOW Document Form ”) of jointly Acceptance issued by of Ping the Lufax An Insurance PSU Arrangement (Group) Company shall bear of China, the same Ltd. meanings , An Ke Technology as those defined Company in the Limited accompanying and China composite Ping An Insuran |
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| September 27, 2024 |
HOW TO COMPLETE THIS PINK FORM OF ACCEPTANCE OF THE LUFAX OPTION OFFER Exhibit 99.4 Unless the context otherwise requires, terms used in this PINK Form of Acceptance of the Lufax Option Offer shall bear the same meanings as those defined in the accompanying composite offer and response document dated September 27, 2024 (the “Composite Document”) jointly issued by Ping An Insurance (Group) Company of China, Ltd., An Ke Technology Company Limited and China Ping An Insu |
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| September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Addres |
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| September 27, 2024 |
Exhibit 99.1 THIS COMPOSITE DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION If you are in any doubt as to any aspect of the Lufax Offers, this Composite Document and/or the accompanying Forms of Acceptance or as to the action to be taken, you should consult a licensed securities dealer or registered institution in securities, a bank manager, solicitor, professional accountant or other |
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| September 27, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this joint announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this joint announcement. This j |
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| September 27, 2024 |
6-K 1 d824984d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai Peop |
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| September 27, 2024 |
Exhibit (a)(5)(A) This announcement is neither an offer to purchase nor a solicitation of an offer to sell securities. |
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| September 27, 2024 |
Exhibit (a)(1)(A) Offer to Purchase for Cash All Ordinary Shares of Holders in the United States and All American Depositary Shares, Each Representing Two Ordinary Shares, to Holders Wherever Located of Lufax Holding Ltd for US$1. |
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| September 27, 2024 |
Exhibit (a)(1)(B) THIS DOCUMENT AND THE US OFFER DOCUMENT ARE IMPORTANT AND REQUIRE YOUR IMMEDIATE ATTENTION. |
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| September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 LUFAX HOLDING LTD (Name of Subject Company (Issuer)) Ping An Insurance (Group) Company of China, Ltd. An Ke Technology Company Limited China Ping An Insurance Overseas (Holdings) Limited (Names of Persons Filing Stateme |
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| September 27, 2024 |
Exhibit (a)(1)(E) THIS DOCUMENT AND THE US OFFER DOCUMENT ARE IMPORTANT AND REQUIRE YOUR IMMEDIATE ATTENTION. |
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| September 27, 2024 |
Unless the context otherwise “ requires, terms used ” in this WHITE Form of Acceptance of the Lufax Exhibit (a)(1)(F) Unless the context otherwise “ requires, terms used ” in this WHITE Form of Acceptance of the Lufax non-US Offer shall bear the same meanings as those defined in the accompanying composite offer and response document dated September “ Group 27, 2024 ” (the Composite Document “ ) ”jointly issued by Ping An Insurance (Group) Company of China, Ltd. |
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| September 27, 2024 |
Exhibit (a)(1)(D) Offer to Purchase for Cash All Ordinary Shares of Holders in the United States and All American Depositary Shares, Each Representing Two Ordinary Shares, to Holders Wherever Located of Lufax Holding Ltd for US$1. |
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| September 27, 2024 |
Exhibit (a)(1)(C) Offer to Purchase for Cash All Ordinary Shares of Holders in the United States and All American Depositary Shares, Each Representing Two Ordinary Shares, to Holders Wherever Located of Lufax Holding Ltd for US$1. |
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| September 27, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Lufax Holding Ltd (Name of Subject Company) Lufax Holding Ltd (Names of Persons Filing Statement) Ordinary shares, par value US$0.00001 per share (Title of Class of Securities) G57 |
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| September 27, 2024 |
Exhibit 99.3 THIS DOCUMENT AND THE US OFFER DOCUMENT ARE IMPORTANT AND REQUIRE YOUR IMMEDIATE ATTENTION. IF YOU ARE IN ANY DOUBT ABOUT THE ACTION YOU SHOULD TAKE, YOU SHOULD IMMEDIATELY SEEK YOUR OWN PERSONAL FINANCIAL ADVICE FROM YOUR STOCKBROKER, ATTORNEY, ACCOUNTANT OR OTHER INDEPENDENT FINANCIAL ADVISER. CERTAIN TERMS USED HEREIN AND NOT OTHERWISE DEFINED HEREIN SHALL HAVE THE RESPECTIVE MEANI |
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| September 27, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Schedule TO-T (Form Type) LUFAX HOLDING LTD (Name of Subject Company (Issuer)) Ping An Insurance (Group) Company of China, Ltd. |
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| September 27, 2024 |
HOW TO COMPLETE THIS WHITE FORM OF ACCEPTANCE OF THE LUFAX NON-US OFFER Exhibit 99.2 Unless the context otherwise “ requires, terms used ” in this WHITE Form of Acceptance of the Lufax non-US Offer shall bear the same meanings as those defined in the accompanying composite offer and response document dated September “ Group 27, 2024 ” (the Composite Document “ ) ”jointly issued by Ping An Insurance (Group) Company of China, Ltd., An Ke Technology Company Limited and C |
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| September 25, 2024 |
EX-99.1 Exhibit 99.1 LU FAX 2024 INTERIM REPORT Contents Corporate Information 2 Management Discussion and Analysis 4 Corporate Governance and Other Information 11 Report on Review of Condensed Consolidated Interim Financial Information 19 Interim Consolidated Statement of Comprehensive Income 20 Interim Consolidated Statement of Financial Position 22 Interim Consolidated Statement of Changes In E |
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| September 25, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of Chin |
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| September 5, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of Chin |
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| September 5, 2024 |
EX-99.1 Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 August 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 05 September 2024 I. Movements in Authorised / Registered Share Capit |
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| September 4, 2024 |
Schedule 13D Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 1) Lufax Holding Ltd (Name of Issuer) Ordinary Shares, $0.00001 par value per share (Title of Class of Securities) G5700Y209 (CUSIP Number) American Depositary Shares (ADSs) each representing two Ordinary Shares, par value US$0. |
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| September 4, 2024 |
EX-99.1 2 d879732dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the ordinary shares (including the ordinary shares underlying the ADSs) of Lufax Holding Ltd shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D. Each of the u |
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| August 30, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this joint announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this joint announcement. This j |
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| August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address o |
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| August 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address o |
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| August 27, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this joint announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this joint announcement. This j |
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| August 22, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. (Incorporated in t |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address o |
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| August 22, 2024 |
Lufax Reports Second Quarter 2024 Financial Results Exhibit 99.1 Lufax Reports Second Quarter 2024 Financial Results SHANGHAI, Aug. 21, 2024 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced its unaudited financial results for the second quarter ended June 30, 2024. Second Quarter 2024 & First Half 2024 Financial Highlights |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address o |
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| August 13, 2024 |
EX-99.4 4 d725166dex994.htm EX-99.4 Exhibit 99.4 DATED 27 November 2015 1. LANBANG INVESTMENT COMPANY LIMITED 2. AN KE TECHNOLOGY COMPANY LIMITED 3. TUN KUNG COMPANY LIMITED OPTION AGREEMENT THIS OPTION AGREEMENT is made on 27 November 2015 BETWEEN: (1) LANBANG INVESTMENT COMPANY LIMITED, a limited liability company incorporated under the laws of the British Virgin Islands (registration no: 184781 |
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| August 13, 2024 |
EX-99.1 2 d725166dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the ordinary shares (including the ordinary shares underlying the ADSs) of Lufax Holding Ltd shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D. Each of the u |
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| August 13, 2024 |
AMENDED AND RESTATED OPTION AGREEMENT EX-99.3 3 d725166dex993.htm EX-99.3 Exhibit 99.3 DATED 27 November 2015 (1) SHI JINGKUI (2) YANG XUELIAN (3) AN KE TECHNOLOGY COMPANY LIMITED (4) LANBANG INVESTMENT COMPANY LIMITED AMENDED AND RESTATED OPTION AGREEMENT THIS AMENDED AND RESTATED OPTION AGREEMENT is made on 27 November 2015 BETWEEN: (1) SHI JINGKUI an individual Chinese national (ID card number: *****) whose residential address is * |
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| August 13, 2024 |
EX-99.5 Exhibit 99.5 DATED 28th November 2014 (1) SHI JINGKUI (2) YANG XUELIAN (3) SHENZHEN PING AN FINANCIAL TECHNOLOGY CONSULTING COMPANY LIMITED (4) SHANGHAI LANBANG INVESTMENT COMPANY LIMITED OPTION AGREEMENT THIS OPTION AGREEMENT is made on 28th November 2014 BETWEEN: (1) SHI JINGKUI an individual Chinese national (ID card number: *****) whose residential address is ***** (“Individual A”); (2 |
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| August 13, 2024 |
SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* Lufax Holding Ltd (Name of Issuer) Ordinary Shares, $0.00001 par value per share (Title of Class of Securities) G5700Y209 (CUSIP Number) American Depositary Shares (ADSs) each representing two Ordinary Shares, par value US$0.00001 per share (Title of Class of Secur |
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| August 9, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. (Incorporated in t |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address o |
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| August 7, 2024 |
Number of issued shares (excluding treasury shares) Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 July 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 07 August 2024 I. Movements in Authorised / Registered Share Capital 1. Class |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address o |
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| July 30, 2024 |
Exhibit 99.2 FF305 Next Day Disclosure Return (Equity issuer—changes in issued shares or treasury shares, share buybacks and/or on-market sales of treasury shares) Instrument: Equity issuer Status: New Submission Name of Issuer: Lufax Holding Ltd Date Submitted: 30 July 2024 Section I must be completed by a listed issuer where there has been a change in its issued shares or treasury shares which i |
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| July 30, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Ad |
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| July 30, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. This announcement |
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| July 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| July 24, 2024 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this joint announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this joint announcement |
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| July 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| July 12, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. This announcement |
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| July 5, 2024 |
Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 30 June 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 05 July 2024 I. Movements in Authorised / Registered Share Capital 1. Class of shares |
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| July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| July 3, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this joint announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this joint announcement. This j |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| July 3, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this joint announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this joint announcement. This j |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO-C Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Lufax Holding Ltd (Name of Subject Company (Issuer)) An Ke Technology Company Limited China Ping An Insurance Overseas (Holdings) Limited (Names of Filing Persons (Offerors)) Ordinary Shares, par value US$0.0000 |
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| June 12, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Ad |
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| June 12, 2024 |
EX-99.2 Exhibit 99.2 THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION d HONG KONG EXCHANGES AND CLEARING LIMITED AND THE STOCK EXCHANGE OF HONG KONG LIMITED TAKE NO RESPONSIBILITY FOR THE CONTENTS OF THIS ELECTION FORM, MAKE NO REPRESENTATION AS TO ITS ACCURACY OR COMPLETENESS AND EXPRESSLY DISCLAIM ANY LIABILITY WHATSOEVER FOR ANY LOSS HOWSOEVER ARISING FROM OR IN RELIANCE UPON TH |
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| June 12, 2024 |
THIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION EX-99.1 Exhibit 99.1 THIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION If you are in any doubt about this circular or as to the action to be taken, you should consult your stockbroker or other licensed securities dealer, bank manager, solicitor, professional accountant or other professional adviser. If you have sold or transferred all your shares in Lufax Holding Ltd, you should at |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| June 7, 2024 |
Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 May 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 06 June 2024 I. Movements in Authorised / Registered Share Capital 1. Class of shares |
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| May 30, 2024 |
EX-99.2 Exhibit 99.2 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Hold |
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| May 30, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Add |
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| May 30, 2024 |
Lufax Announces Results of Annual General Meeting EX-99.1 Exhibit 99.1 Lufax Announces Results of Annual General Meeting SHANGHAI, May 30, 2024 /PRNewswire/ — Lufax Holding Ltd (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced the results of its annual general meeting of shareholders held in Shanghai on May 30, 2024. At the meeting, the shareholders of Lufax approved, ratified and/ |
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| May 8, 2024 |
Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 30 April 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 08 May 2024 I. Movements in Authorised / Registered Share Capital 1. Class of share |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of p |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| April 23, 2024 |
Exhibit 15.2 April 23, 2024 To: Lufax Holding Ltd Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China Dear Sir/Madam, We hereby consent to the references to our firm’s name under the headings “Item 3. Key Information—Permissions Required from the PRC Authorities for Our Operations,” “Item 3. Key Information—Enforceability of Civil Liabilities,” “Item |
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| April 23, 2024 |
Exhibit 99.3 Lufax Holding Ltd 陸 金 所 控 股 有 限 公 司 (Incorporated in the Cayman Islands with limited liability) (Stock Code: 6623) (NYSE Stock Ticker: LU) FORM OF PROXY FOR USE AT THE ANNUAL GENERAL MEETING TO BE HELD ON THURSDAY, MAY 30, 2024 I/We(Note 1) of(Note 1) being the registered holder(s) of( |
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| April 23, 2024 |
EX-13.1 Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Lufax Holding Ltd (the “Company”) on Form 20-F for the fiscal year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Yong Suk Cho, Chief Executive Officer of the Compa |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| April 23, 2024 |
HKEX NYSE Stock Stock Ticker: Code: 6623 LU 2023 Environmental, Social and Governance report Exhibit 99.3 HKEX NYSE Stock Stock Ticker: Code: 6623 LU 2023 Environmental, Social and Governance report About This Report 1 Introduction to Lufax Holding 2 Message from Chairman 3 2023 Performance Highlights 4 Sustainable Development Strategy 6 Appendix I 63 Appendix II 64 Appendix III 68 About This Report 1 More Warming Finance More Reliable Finance Introduction to Lufax Holding 2 Message from |
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| April 23, 2024 |
EX-13.2 Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Lufax Holding Ltd (the “Company”) on Form 20-F for the fiscal year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, David Siu Kam Choy, Chief Financial Officer of the |
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| April 23, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (No. 333-258286 and 333-271220) and the Registration Statement on Form F-3 (No. 333-271209) of Lufax Holding Ltd of our report dated April 23, 2024 relating to the financial statements and the effectiveness of internal control over fin |
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| April 23, 2024 |
EX-12.1 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Yong Suk Cho, certify that: 1. I have reviewed this annual report on Form 20-F of Lufax Holding Ltd (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the st |
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| April 23, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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| April 23, 2024 |
Lufax Announces Annual General Meeting on May 30, 2024 and Filing of Its Annual Report on Form 20-F Exhibit 99.1 Lufax Announces Annual General Meeting on May 30, 2024 and Filing of Its Annual Report on Form 20-F SHANGHAI, April 23, 2024/PRNewswire/ – Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that it will hold an annual general meeting of the Company’s shareholders (the “AGM”) a |
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| April 23, 2024 |
Lufax Reports First Quarter 2024 Financial Results EX-99.1 Exhibit 99.1 Lufax Reports First Quarter 2024 Financial Results SHANGHAI, April 22, 2024 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced its unaudited financial results for the first quarter ended March 31, 2024. First Quarter 2024 Financial Highlights • Total inc |
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| April 23, 2024 |
Exhibit 4.29 Execution Version SHARE PURCHASE AGREEMENT by and among LUFAX HOLDING LTD ONECONNECT FINANCIAL TECHNOLOGY CO., LTD. and PING AN ONECONNECT BANK (HONG KONG) LIMITED (平安壹賬通銀行（香港）有限公司 ) Dated November 13, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Certain Definitions 1 Section 1.2 Interpretation and Rules of Construction 8 ARTICLE II SALE AND PURCHASE 9 Section 2. |
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| April 23, 2024 |
Exhibit 2.4 LUFAX HOLDING LTD AND CITIBANK, N.A., as Depositary, and THE HOLDERS AND BENEFICIAL OWNERS OF AMERICAN DEPOSITARY SHARES OUTSTANDING UNDER THE TERMS OF THE DEPOSIT AGREEMENT, DATED AS OF NOVEMBER 3, 2020 Amendment No. 1 to Deposit Agreement Dated as of December 15, 2023 Table of Contents Page ARTICLE I DEFINITIONS 2 SECTION 1.01 Definitions 2 SECTION 1.02 Effective Date 2 ARTICLE II |
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| April 23, 2024 |
EX-12.2 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, David Siu Kam Choy, certify that: 1. I have reviewed this annual report on Form 20-F of Lufax Holding Ltd (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make |
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| April 23, 2024 |
Exhibit 2.7 Description of rights of each class of securities registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) American Depositary Shares (“ADSs”), each represents two ordinary shares of Lufax Holding Ltd (“we,” “our,” “our company,” or “us”) are listed and traded on the New York Stock Exchange and the shares are registered under Section 12(b) of the Exchange |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| April 23, 2024 |
EX-15.3 Exhibit 15.3 Lufax Holding Ltd 陆金所控股有限公司 Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai 200120 People’s Republic of China April 18, 2024 Dear Sir or Madam Re: Lufax Holding Ltd 陆金所控股有限公司 We have acted as legal advisers as to the laws of the Cayman Islands to Lufax Holding Ltd 陆金所控股有限公司, an exempted company with limited liability incorporated in the Cayman Islands |
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| April 23, 2024 |
Exhibit 1.1 THE COMPANIES ACT EXEMPTED COMPANY LIMITED BY SHARES SIXTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF Lufax Holding Ltd 陆金所控股有限公司 (Adopted by way of a special resolution of the shareholders passed on 12 April 2023 and effective on 14 April 2023) 1. The name of the Company is Lufax Holding Ltd 陆金所控股有限公司. 2. The registered office of the Company shall be at PO Box 309, Ugland House |
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| April 23, 2024 |
THIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION Exhibit 99.2 THIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION If you are in any doubt about this circular or as to the action to be taken, you should consult your stockbroker or other licensed securities dealer, bank manager, solicitor, professional accountant or other professional adviser. If you have sold or transferred all your shares in Lufax Holding Ltd, you should at once han |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| April 23, 2024 |
LUFAX HOLDING LTD CLAWBACK POLICY Exhibit 97.1 LUFAX HOLDING LTD CLAWBACK POLICY The Nomination and Remuneration Committee (the “Committee”) of the Board of Directors (the “Board”) of Lufax Holding Ltd (the “Company”) believes that it is appropriate for the Company to adopt this Clawback Policy (the “Policy”) to be applied to the Executive Officers of the Company and adopts this Policy to be effective as of the Effective Date. 1. |
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| April 23, 2024 |
NOTICE OF ANNUAL GENERAL MEETING Exhibit 99.1 NOTICE OF ANNUAL GENERAL MEETING Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this notice, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this notic |
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| April 23, 2024 |
ANNUAL REPORT 2023 1 Exhibit 99.2Company Information 2 Management Discussion and Analysis 4 Corporate Governance Report 31 Directors’ Report 46 Biographical Details of Directors and Senior Management 88 Independent Auditor’s Report 94 Consolidated Statements of Comprehensive Income 103 Consolidated Statements of Financial Position 105 Consolidated Statements of Changes In Equity 106 Consolidated S |
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| April 10, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| April 10, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (A |
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| April 8, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (A |
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| April 8, 2024 |
Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 March 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 08 April 2024 I. Movements in Authorised / Registered Share Capital 1. Class of shar |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| March 25, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| March 21, 2024 |
EX-99.2 Exhibit 99.2 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Hold |
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| March 21, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (A |
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| March 21, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (A |
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| March 21, 2024 |
Lufax Reports Fourth Quarter and Full Year 2023 Financial Results EX-99.1 Exhibit 99.1 Lufax Reports Fourth Quarter and Full Year 2023 Financial Results SHANGHAI, March 21, 2024/PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced its unaudited financial results for the fourth quarter and full year ended December 31, 2023. Fourth Quarter 2023 |
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| March 21, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| March 21, 2024 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. (Incorpora |
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| March 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| March 11, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (A |
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| March 11, 2024 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| March 5, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (A |
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| March 5, 2024 |
Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 29 February 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 05 March 2024 I. Movements in Authorised / Registered Share Capital 1. Class of s |
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| February 9, 2024 |
US54975P2011 / Lufax Holding Ltd / Tun Kung Co Ltd - SCHEDULE 13G AMENDMENT NO.3 Passive Investment SC 13G/A 1 d742054dsc13ga.htm SCHEDULE 13G AMENDMENT NO.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. 3)* Lufax Holding Ltd (Name of Issuer) Ordinary Shares, par value US$0.00001 per share (Title of Class of Securities) 54975P201** (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| February 5, 2024 |
Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 January 2024 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 05 February 2024 I. Movements in Authorised / Registered Share Capital 1. Class of |
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| February 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address |
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| January 5, 2024 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| January 5, 2024 |
Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 December 2023 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 05 January 2024 I. Movements in Authorised / Registered Share Capital 1. Class of |
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| December 15, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| December 15, 2023 |
EX-99.1 Exhibit 99.1 Lufax Announces Receipt of Notice Regarding NYSE Continued Listing Standards and Effectiveness of its ADS Ratio Change SHANGHAI, Dec. 15, 2023 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that it received a letter from the New York Stock Exchange ( |
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| December 5, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| December 5, 2023 |
Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 30 November 2023 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 05 December 2023 I. Movements in Authorised / Registered Share Capital 1. Class o |
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| November 21, 2023 |
Lufax Holding Ltd Announces Plan to Implement ADS Ratio Change Exhibit 99.1 Lufax Holding Ltd Announces Plan to Implement ADS Ratio Change SHANGHAI, Nov. 20, 2023 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that it plans to change the ratio of its American Depositary Shares (“ADSs”) to its ordinary shares (the “ADS Ratio”), par v |
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| November 21, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| November 20, 2023 |
As filed with the Securities and Exchange Commission on November 20, 2023 Registration No. |
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| November 20, 2023 |
Exhibit (a)(i) LUFAX HOLDING LTD AND CITIBANK, N.A., as Depositary, and THE HOLDERS AND BENEFICIAL OWNERS OF AMERICAN DEPOSITARY SHARES OUTSTANDING UNDER THE TERMS OF THE DEPOSIT AGREEMENT, DATED AS OF NOVEMBER 3, 2020 Amendment No. 1 to Deposit Agreement Dated as of [l], 2023 Table of Contents Page ARTICLE I DEFINITIONS 2 SECTION 1.01 Definitions 2 SECTION 1.02 Effective Date 2 ARTICLE II AMENDME |
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| November 20, 2023 |
Exhibit (b) Lufax Holding Ltd No. 1333 Lujiazui Ring Road 15/F Pudong New District, Shanghai People’s Republic of China As of April 11, 2023 Citibank, N.A. – ADR Department 388 Greenwich Street New York, New York 10013 Re: Proposed Listing of Lufax Holding Ltd Ordinary Shares in Hong Kong Ladies and Gentlemen: Reference is made to the Deposit Agreement, dated as of November 3, 2020, and as may be |
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| November 14, 2023 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. (Incorpora |
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| November 14, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| November 14, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| November 14, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| November 14, 2023 |
Lufax Reports Third Quarter 2023 Financial Results EX-99.1 Exhibit 99.1 Lufax Reports Third Quarter 2023 Financial Results SHANGHAI, November 13, 2023 — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced its unaudited financial results for the third quarter ended September 30, 2023. Third Quarter 2023 Financial Highlights • Total income wa |
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| November 3, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| November 3, 2023 |
EX-99.1 Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 October 2023 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 03 November 2023 I. Movements in Authorised / Registered Share Capital 1. |
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| November 1, 2023 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. (Incorpora |
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| November 1, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| October 10, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China |
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| October 10, 2023 |
EX-99.1 Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 30 September 2023 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 09 October 2023 I. Movements in Authorised / Registered Share Capital ☐ |
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| September 12, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of Chin |
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| September 12, 2023 |
EX-99.1 Exhibit 99.1 Exhibit 99.1 Lufax Holding Ltd 陆金所控股有限公司 (A company incorporated in the Cayman Islands with limited liability) Stock Code: 6623 NYSE Stock Ticker: LU 2023 INTERIM REPORT CONTENTS 2 Company Information 4 Management Discussion and Analysis 14 Corporate Governance and Other Information 23 Report on Review of Interim Financial Information 25 Interim Condensed Consolidated Statemen |
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| September 5, 2023 |
Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 August 2023 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 04 September 2023 I. Movements in Authorised / Registered Share Capital 1. Cl |
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| September 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Addres |
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| August 22, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China ( |
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| August 22, 2023 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. (Stock Cod |
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| August 22, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China ( |
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| August 22, 2023 |
Lufax Reports Second Quarter 2023 Financial Results EX-99.1 Exhibit 99.1 Lufax Reports Second Quarter 2023 Financial Results SHANGHAI, Aug. 21, 2023 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced its unaudited financial results for the second quarter ended June 30, 2023. Second Quarter 2023 & First Half 2023 Financial Hig |
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| August 18, 2023 |
Lufax Holding Ltd Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai The People’s Republic of China August 18, 2023 VIA EDGAR Ms. Jennifer Gowetski Mr. Austin Pattan Division of Corporation Finance Disclosure Review Program Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Lufax Holding Ltd Form 20-F for Fiscal Year December 31, 2022 File No. 00 |
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| August 9, 2023 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Holding Ltd |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address o |
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| August 8, 2023 |
EX-99.2 Exhibit 99.2 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this a |
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| August 8, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China ( |
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| August 8, 2023 |
EX-99.1 Exhibit 99.1 Changes in Board Composition SHANGHAI, August 8, 2023 — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that Mr. Guangheng Ji has tendered his resignation as a non-executive director and other relevant positions of the Company, due to change of his personal work arr |
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| August 8, 2023 |
EX-99.3 Exhibit 99.3 Lufax Holding Ltd 陸 金 所 控 股 有 限 公 司 (A company incorporated in the Cayman Islands with limited liability) (Stock code: 6623) (NYSE Stock Ticker: LU) LIST OF DIRECTORS AND THEIR ROLES AND FUNCTIONS The members of the board (“Board”) of directors (“Directors”) of Lufax Holding Ltd are set out below. Executive Directors Mr. Yong Suk CHO (趙容奭) (Chairman and Chief Executive Officer |
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| August 2, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China ( |
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| August 2, 2023 |
EX-99.1 Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 July 2023 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 02 August 2023 I. Movements in Authorised / Registered Share Capital 1. |
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| July 6, 2023 |
EX-99.1 Exhibit 99.1 FF301 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 30 June 2023 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 06 July 2023 I. Movements in Authorised / Registered Share Capital 1. T |
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| July 6, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Ad |
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| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of |
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| June 7, 2023 |
Exhibit 99.1 Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities For the month ended: 31 May 2023 Status: New Submission To : Hong Kong Exchanges and Clearing Limited Name of Issuer: Lufax Holding Ltd Date Submitted: 06 June 2023 I. Movements in Authorised / Registered Share Capital 1. Type of shares O |
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| June 2, 2023 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. (Incorpora |
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| June 2, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Ad |
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| May 23, 2023 |
Lufax Reports First Quarter 2023 Financial Results EX-99.1 Exhibit 99.1 Lufax Reports First Quarter 2023 Financial Results SHANGHAI, May 22, 2023 /PRNewswire/ — Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced its unaudited financial results for the first quarter ended March 31, 2023. First Quarter 2023 Financial Highlights • Total incom |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of p |
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| May 12, 2023 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part o |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Address of p |
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| May 9, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (Add |
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| May 9, 2023 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Hold |
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| April 28, 2023 |
EX-99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Lufax Hold |
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| April 28, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number 001-39654 Lufax Holding Ltd (Registrant’s name) Building No. 6 Lane 2777, Jinxiu East Road Pudong New District, Shanghai People’s Republic of China (A |
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| April 14, 2023 |
Lufax Holding Ltd Successfully Listed on the Main Board of The Stock Exchange of Hong Kong EX-99.1 Exhibit 99.1 Lufax Holding Ltd Successfully Listed on the Main Board of The Stock Exchange of Hong Kong SHANGHAI, China, April 14, 2023 – Lufax Holding Ltd (“Lufax” or the “Company”) (NYSE: LU), a leading financial services enabler for small business owners in China, today announced that it has successfully listed, by way of introduction, its ordinary shares (the “Shares”) on the Main Boar |
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| April 14, 2023 |
EX-99.2 Exhibit 99.2 Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”) and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reli |
