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| LEI | 549300FJ4FMGJ2C34Y48 |
| CIK | 1000209 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Medallion Financial Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 7, 2025 |
As filed with the Securities and Exchange Commission on August 7, 2025 As filed with the Securities and Exchange Commission on August 7, 2025 Registration No. |
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| August 7, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Medallion Financial Corp. |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION F |
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| July 30, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2025 SECOND QUARTER RESULTS Reports 56% Increase in Net Income as Compared to the Prior Year Quarter Announces Third Quarter 2025 Dividend of $0.12 Per Share NEW YORK, NY – July 30, 2025 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in var |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2025 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2025 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Number |
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| May 29, 2025 |
Medallion bank Announces redemption OF its series f preferred stocK Exhibit 99.1 FOR IMMEDIATE RELEASE: Medallion bank Announces redemption OF its series f preferred stocK New York, NY – May 29, 2025 – Medallion Bank (Nasdaq: MBKNP; MBNKO), an FDIC-insured bank providing consumer loans for the purchase of recreational vehicles, boats, and home improvements, along with loan origination services to fintech strategic partners, announced today that on July 1, 2025 (th |
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| May 29, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2025 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Number |
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| May 16, 2025 |
Medallion bank Announces PRICING OF series g preferred stock offering Exhibit 99.1 FOR IMMEDIATE RELEASE: Medallion bank Announces PRICING OF series g preferred stock offering New York, NY – May 16, 2025 – Medallion Bank (Nasdaq: MBKNP), an FDIC-insured bank providing consumer loans for the purchase of recreational vehicles, boats, and home improvements, along with loan origination services to fintech strategic partners, announced today that it has priced a public o |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2025 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Number |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Number |
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| May 14, 2025 |
MEDALLION BANK ANNOUNCES LAUNCH OF SERIES G PREFERRED STOCK OFFERING Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION BANK ANNOUNCES LAUNCH OF SERIES G PREFERRED STOCK OFFERING New York, NY – May 14, 2025 – Medallion Bank (Nasdaq: MBKNP), an FDIC-insured bank providing consumer loans for the purchase of recreational vehicles, boats, and home improvements, along with loan origination services to fintech strategic partners, announced today that it has launched a public |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION |
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| April 30, 2025 |
MEDALLION FINANCIAL CORP. REPORTS 2025 FIRST QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2025 FIRST QUARTER RESULTS NEW YORK, NY – April 30, 2025 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, announced to |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numb |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 13, 2025 |
List of Subsidiaries of Medallion Financial Corp. Filed herewith. EXHIBIT 21.1 LIST OF SUBSIDIARIES OF MEDALLION FINANCIAL CORP. Name Jurisdiction of Incorporation or Formation Medallion Funding LLC New York Medallion Capital, Inc. Minnesota Freshstart Venture Capital Corp. New York Medallion Bank Utah |
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| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION FINAN |
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| March 13, 2025 |
Medallion Financial Corp. Code of Ethical Conduct and Insider Trading Policy. Filed herewith. Medallion Financial Corp. Code of Ethical Conduct and Insider Trading Policy (as amended on October 25, 2024) I. Code of Conduct and Ethics 1. PURPOSE It is vital to the financial success of Medallion Financial Corp. and its wholly-owned subsidiaries (together, the “Company”) that we conduct our business with honesty and integrity and in compliance with all applicable legal and regulatory requirem |
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| March 4, 2025 |
MEDALLION FINANCIAL CORP. REPORTS 2024 FOURTH QUARTER AND FULL-YEAR RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2024 FOURTH QUARTER AND FULL-YEAR RESULTS NEW YORK, NY – March 4, 2025 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners |
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| March 4, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2025 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| January 30, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2025 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Nu |
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| January 30, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION BANK REPORTS 2024 FOURTH QUARTER AND FULL-YEAR RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND SALT LAKE CITY, UT – January 30, 2025 – Medallion Bank (Nasdaq: MBNKP, the “Bank”), an FDIC-insured bank specializing in consumer loans for the purchase of recreational vehicles, boats, and home improvements, as well as loan products and services offer |
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| January 3, 2025 |
Exhibit 1 Transactions The following table sets forth all transactions by the Reporting Persons with respect to shares of Common Stock effected during the past 60 days, inclusive of any transactions effected through 4:00 p. |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALL |
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| November 4, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File |
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| November 4, 2024 |
Exhibit 10.3 Amendment No. 2 to Cooperation Agreement This AMENDMENT NO. 2 TO COOPERATION AGREEMENT (this “Amendment”) is made and entered into as of November 1, 2024, by and among Medallion Financial Corp., a Delaware corporation (the “Company”), on the one hand, and KORR Value L.P., a Delaware limited partnership (“KORR Value”), KORR Acquisitions Group, Inc., a New York corporation, Kenneth Orr, |
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| October 29, 2024 |
MEDALLION FINANCIAL CORP. REPORTS 2024 THIRD QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2024 THIRD QUARTER RESULTS NEW YORK, NY – October 29, 2024 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, as well as offers loan products and services through fintech strategic partners, announ |
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| October 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Nu |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numb |
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| August 12, 2024 |
Exhibit 3.1 THIRD AMENDED AND RESTATED BY-LAWS of MEDALLION FINANCIAL CORP. (a Delaware corporation) Effective August 8, 2024 TABLE OF CONTENTS Page ARTICLE I. OFFICES 1 SECTION 1. Registered Office 1 SECTION 2. Other Offices 1 ARTICLE II. MEETINGS OF STOCKHOLDERS 1 SECTION 1. Place of Meeting 1 SECTION 2. Annual Meetings 1 SECTION 3. Special Meetings 1 SECTION 4. Notice 1 SECTION 5. Quorum |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION F |
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| July 30, 2024 |
MEDALLION FINANCIAL CORP. REPORTS 2024 SECOND QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2024 SECOND QUARTER RESULTS NEW YORK, NY – July 30, 2024 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, announced to |
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| July 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| June 25, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. ANNOUNCES COMPLETION OF AMENDED AND RESTATED PRIVATE PLACEMENT OF $17.5 MILLION OF SENIOR NOTES Includes $5.0 Million of Incremental Notes, Extends Maturity, and Lowers Interest Rate NEW YORK, NY – June 25, 2024 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and serv |
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| June 25, 2024 |
Exhibit 4.1 Medallion Financial Corp. $17,500,000 8.875% Senior Notes due 2039 Note Purchase Agreement Dated June 25, 2024 Table of Contents Section Heading Page Section 1 Authorization of Notes. 1 Section 2 Sale and Purchase of Notes. 1 Section 3 Closing. 2 Section 4 Conditions to Closing. 2 Section 4.1 Representations and Warranties 3 Section 4.2 Performance; No Default 3 Section 4.3 Compliance |
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| June 14, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| June 11, 2024 |
www.restoretheshine.com Page | 1 ZimCal Asset Management LLC BIMIZCI Fund LLC & Warnke Investments LLC 4737 County Road 101, #264 Minnetonka MN 55345 www.restoretheshine.com June 10 th , 2024 Dear Fellow Stockholders of Medallion Financial Corp., This year, Stephen Hodges, ZimCal Asset Management and its affiliates (together “ZimCal” or “We’ or “Our”) have nominated two new Directors of the Board |
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| June 11, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| June 11, 2024 |
Exhibit 99.1 Medallion Financial Corp. Announces Preliminary Results of 2024 Annual Meeting of Shareholders Results Indicate that Shareholders have Decisively Elected Medallion’s Director Nominees and Supported the Company’s Approach to Executive Compensation – Both by an Extremely Wide Margin Over 80% of Votes Cast in Favor of Board’s Nominees NEW YORK, NY - June 11, 2024 - Medallion Financial Co |
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| June 11, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 11, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 10, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| June 10, 2024 | ||
| June 4, 2024 |
1 Stephen Hodges From: Stephen Hodges Sent: Friday, May 31, 2024 9:58 AM To: Subject: RE: Outreach-Medallion Financial Corp. |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Number |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant under §240. |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 4, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant under §240. |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 3, 2024 |
3 May, 2024 Investor nominates 2 candidates to Medallion Financial board Author Theme An investor is nominating two directors for election to New York-based Medallion Financial Corp. |
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| June 3, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant under §240. |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 30, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 30, 2024 |
1 1. ZIMCAL YAHOO FINANCE POSTS 2 3 |
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| May 29, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 29, 2024 | ||
| May 29, 2024 | ||
| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 29, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant under §240. |
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| May 28, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 2. |
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| May 28, 2024 |
See attached PDF for original stockholder letter www.restoretheshine.com Page | 1 ZimCal Asset Management LLC BIMIZCI Fund LLC & Warnke Investments LLC 4737 County Road 101, #264 Minnetonka MN 55345 www.restoretheshine.com May 28 th , 2024 Dear Fellow Stockholders of Medallion Financial Corp., We are at a critical point and you have to make a very important decision. Medallion is trying to manipulate and distract you by claiming ZimCal is not lo |
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| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 28, 2024 |
1 1. HOME PAGE |
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| May 28, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 24, 2024 |
1 Stephen Hodges From: Stephen Hodges Sent: Monday, December 4, 2023 12:54 PM To: Ken Cooper Subject: RE: Session with MFIN dŚĂŶŬƐĨŽƌƐĞƫŶŐƚŚŝƐƵƉ͕<ĞŶĂŶĚĨŽƌLJŽƵƌůĞǀĞůͲŚĞĂĚĞĚŶĞƐƐ͘/ ĨĞĞůďĞƩĞƌďƵƚƚŚĞƌĞĂƌĞƐƟůůůŝŶŐĞƌŝŶŐ;ŵĂƚĞƌŝĂůͿ ĐŽŶĐĞƌŶƐ͘,Ğ͛ƐďĞŝŶŐƚŽŽĚŝƐŵŝƐƐŝǀĞŽĨƚŚĞ^ ƐƵŝƚ͘/ƚ͛ ƐŶŽƚŽŶůLJĂďŽƵƚǁŚĞƚŚĞƌŚĞĚŝĚĂŶLJƚŚŝŶŐŝůůĞŐĂůďƵƚƌĂƚŚĞƌŝƚ͛ ƐƚŚĞ ĞƚŚŝĐĂůƋƵĞƐƟŽŶƐĂƌŽƵŶĚǁŚĂƚ |
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| May 24, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 2. |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 24, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 24, 2024 |
Setting the Record Straight: ZimCal’s Response to MFIN’s Investor Presentation (NASDAQ:MFIN) May 24, 2024 https://www. |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant under §240. |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant under §240. |
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| May 22, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 22, 2024 | ||
| May 21, 2024 |
Successful Business Transformation Driven by the Right Strategy and the Right Board May 2024Important Information 2 Forward-Looking Statements Please note that this presentation contains forward-looking statements that involve risks and uncertainties relating to business performance, cash flow, net interest income and expenses, other expenses, earnings, growth, and growth strategy of Medallion Financial Corp. |
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| May 21, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 21, 2024 |
Proxy Contest for Board Change at Medallion Financial Corp. (NASDAQ:MFIN) May 20, 2024 https://www.restoretheshine.com/2 Important Information Stephen Hodges and his affiliates, ZimCal Asset Management, LLC, BIMIZCI Fund, LLC and Warnke Investments LLC (collectively, “ZimCal”), have nominated individuals to Medallion Financial Corp.’s board of directors and are soliciting votes for the election of |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant under §240. |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 21, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant under §240. |
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| May 16, 2024 |
Michael E. Swartz 212.756.2471 [email protected] May 15, 2024 VIA EMAIL Kai H.E. Liekefett, Esq. Sidley Austin LLP 787 7th Avenue New York, NY 10019 Re: Medallion Financial Corporation’s May 13, 2024 Form DEFA14A Dear Mr. Liekefett: We write on behalf of Stephen Hodges and ZimCal Asset Management, LLC, BIMIZCI Fund LLC, and Warnke Investments LLC (collectively, “ZimCal”) regarding Medallion F |
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| May 16, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 13, 2024 |
THE “FIVE STEPS TO IMPROVEMENT” FOR MEDALLION FINANCIAL CORP. Whitepaper updated: 05/03/2024 5 Steps to Improvement – www.restoretheshine.com Page | 2 This analysis reflects what ZimCal Asset Management LLC and its affiliates (collec vely “ZimCal”) believe is the best path forward to crea ng long-term value for Medallion Financial Corp. (“MFIN” or the “Company”). This is a working paper, and we will |
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| May 13, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant under §240. |
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| May 13, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 13, 2024 |
d, ͞&/s ^d W^dK/DWZKs D Ed͟&KZD >>/KE&/EE/>KZW͘ tŚŝƚĞƉĂƉĞƌƵƉĚĂƚĞĚ͗ϬϱͬϬϯͬϮϬϮϰ 5 Steps to Improvement – www. |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION |
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| May 2, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 2, 2024 |
Press Release [FOR IMMEDIATE RELEASE]: ZimCal Asset Management, LLC comments on Medallion Financial Corp. |
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| April 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numb |
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| April 30, 2024 |
MEDALLION FINANCIAL CORP. REPORTS 2024 FIRST QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2024 FIRST QUARTER RESULTS NEW YORK, NY – April 30, 2024 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, announced to |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 26, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| April 26, 2024 |
www.restoretheshine.com Page | 1 ZimCal Asset Management LLC BIMIZCI Fund LLC & Warnke Investments LLC 4737 County Road 101, #264 Minnetonka MN 55345 www.restoretheshine.com April 26, 2024 Dear Fellow Stockholders of Medallion Financial Corporation, This year you have the power to effect change at Medallion Financial Corp. (also the “Company” or “MFIN”). We are asking you to vote for two new Direc |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 24, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| April 24, 2024 |
1 1. HOME PAGE23456 2. MATERIALS PAGE7 3. FAQ PAGE891011 |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 11, 2024 |
Exhibit 2 Disclaimer This Website and the information contained herein (collectively, the “Website”) are being made available to all shareholders of Medallion Financial Corp. |
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| April 11, 2024 |
Exhibit 3 BIMIZCI Fund, LLC C/O Cogency Global Inc. 850 New Burton Road, Suite 201 Dover DE 19904 October 11, 2023 Andrew Murstein President & COO Medallion Financial Corp. 437 Madison Ave, 38th Floor New York City, NY 10022 Dear Mr. Murstein, I begin this letter by asking the Board of Directors of Medallion Financial Corp. (the “Board”) and senior leadership to objectively consider the issues I w |
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| April 11, 2024 | ||
| April 11, 2024 |
Please refer to the accompanying PDF document - Please refer to the accompanying PDF document - Exhibit 1. |
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| April 10, 2024 |
Letter from Mazars USA LLP to the Securities and Exchange Commission dated April 10, 2024 Exhibit 16.1 April 10, 2024 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by Medallion Financial Corp. (the “registrant”) under Item 4.01 of its Form 8-K dated April 10, 2024 and are in agreement with the statements therein concerning Mazars USA LLP. We have no basis to agree or disagree with other statements of |
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| April 10, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 7, 2024 |
List of Subsidiaries of Medallion Financial Corp. Filed herewith. EXHIBIT 21.1 LIST OF SUBSIDIARIES OF MEDALLION FINANCIAL CORP. Name Jurisdiction of Incorporation or Formation Medallion Funding LLC New York Medallion Capital, Inc. Minnesota Freshstart Venture Capital Corp. New York Medallion Bank Utah |
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| March 7, 2024 |
EXHIBIT 97.1 MEDALLION FINANCIAL CORP. AMENDED AND RESTATED COMPENSATION RECOUPMENT POLICY 1. Purpose. The purpose of this Policy is to describe the circumstances in which Executives will be required to repay or return Erroneously Awarded Compensation to members of the Company Group. This Policy has been adopted by the Company as required by Listing Rule 5608 of The Nasdaq Stock Market, and amends |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION FINAN |
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| March 7, 2024 |
EXHIBIT 10.35 ELEVENTH AMENDMENT TO AGREEMENT OF LEASE Investment Property Group, LLC / Medallion Bank THIS AMENDMENT (this “Amendment”) is entered into as of the 22nd day of February, 2024, between INVESTMENT PROPERTY GROUP, LLC, a Utah limited liability company (“Landlord”), and MEDALLION BANK, a Utah industrial bank (“Tenant”). (Landlord and Tenant are referred to in this Amendment collectively |
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| February 29, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File N |
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| February 29, 2024 |
COMMITMENT LETTER February 28, 2024 License No. 05/05-5134 Mr. Steve Lewis Medallion Capital, Inc. 21940 Minnetonka Blvd Excelsior, MN 55331 Dear Mr. Lewis, The Small Business Administration ("SBA") is hereby committing to reserve Leverage (as defined in 13 CFR 107.50) in the form of Debentures in an amount equal to $18,500,000 to be issued by Medallion Capital, Inc. (the "Company") on or prior to |
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| February 21, 2024 |
MFIN / Medallion Financial Corp. / MURSTEIN ALVIN - SC 13D/A Activist Investment SC 13D/A 1 d779285dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 20* MEDALLION FINANCIAL CORP. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Cl |
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| February 20, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File N |
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| February 20, 2024 |
MEDALLION FINANCIAL CORP. REPORTS 2023 FOURTH QUARTER AND FULL-YEAR RESULTS FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2023 FOURTH QUARTER AND FULL-YEAR RESULTS NEW YORK, NY – February 20, 2024 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, announc |
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| February 5, 2024 |
MFIN / Medallion Financial Corp. / MURSTEIN ANDREW - SC 13G/A Passive Investment SC 13G/A 1 d674949dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 Amendment No. 22* MEDALLION FINANCIAL CORP. (Name of Issuer) Common Stock, $0.01 Par Value (T |
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| January 30, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Nu |
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| January 30, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION BANK REPORTS 2023 FOURTH QUARTER AND FULL-YEAR RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND SALT LAKE CITY, UT – January 30, 2024 – Medallion Bank (Nasdaq: MBNKP, the “Bank”), an FDIC-insured bank providing consumer loans for the purchase of recreational vehicles, boats, and home improvements, along with loan origination services to fintech s |
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| December 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File N |
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| December 28, 2023 |
Form of Note Purchase Agreement, including the form of Note attached thereto. Exhibit 4.1 Execution Copy MEDALLION FINANCIAL CORP. $12,500,000 9.00% Senior Notes due 2033 NOTE PURCHASE AGREEMENT Dated December 21, 2023 TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1 AUTHORIZATION OF NOTES 1 SECTION 2 SALE AND PURCHASE OF NOTES 1 SECTION 3 CLOSING 2 SECTION 4 CONDITIONS TO CLOSING 2 Section 4.1 Representations and Warranties 2 Section 4.2 Performance; No Default 2 Section 4 |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALL |
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| October 30, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2023 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Nu |
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| October 30, 2023 |
MEDALLION FINANCIAL CORP. REPORTS 2023 THIRD QUARTER RESULTS FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2023 THIRD QUARTER RESULTS NEW YORK, NY – October 30, 2023 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, announced today its res |
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| October 2, 2023 |
MEDALLION FINANCIAL CORP. ANNOUNCES COMPLETION OF PRIVATE PLACEMENT OF $39.0 MILLION OF SENIOR NOTES Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. ANNOUNCES COMPLETION OF PRIVATE PLACEMENT OF $39.0 MILLION OF SENIOR NOTES NEW YORK, NY – October 2, 2023 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to |
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| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2023 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File |
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| October 2, 2023 |
Exhibit 4.1 Execution Version MEDALLION FINANCIAL CORP. $39,000,000 9.25% Senior Notes due 2028 NOTE PURCHASE AGREEMENT Dated September 29, 2023 TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1 AUTHORIZATION OF NOTES 1 SECTION 2 SALE AND PURCHASE OF NOTES 1 SECTION 3 CLOSING 2 SECTION 4 CONDITIONS TO CLOSING 2 Section 4.1 Representations and Warranties 3 Section 4.2 Performance; No Default 3 Secti |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION F |
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| July 24, 2023 |
MEDALLION FINANCIAL CORP. REPORTS 2023 SECOND QUARTER RESULTS EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2023 SECOND QUARTER RESULTS NEW YORK, NY – July 24, 2023 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, anno |
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| July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2023 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| July 11, 2023 |
EX-10.1 Exhibit 10.1 U.S. SMALL BUSINESS ADMINISTRATION Office of Investment & Innovation 409 Third Street, S.W. – Suite 6300 Washington, DC 20416 SENT VIA EMAIL COMMITMENT LETTER July 6, 2023 License No. 05/05-5134 Mr. Steve Lewis Medallion Capital, Inc. 21940 Minnetonka Blvd Excelsior, MN 55331 The Small Business Administration (“SBA”) is hereby committing to reserve Leverage (as defined in 13 C |
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| June 28, 2023 |
Medallion Financial Corp. 437 Madison Avenue 38th Floor New York, New York 10022 (212) 328-2100 Medallion Financial Corp. 437 Madison Avenue 38th Floor New York, New York 10022 (212) 328-2100 June 28, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, NE Washington, D.C. 20549 Attention: John Stickel Re: Medallion Financial Corp. Registration Statement on Form S-3 Filed on June 21, 2023 Commission File No. 333-272806 Dear Mr. Sti |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| June 21, 2023 |
EX-4.4 Exhibit 4.4 MEDALLION FINANCIAL CORP. Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION Trustee Indenture Dated as of Providing for the Issuance of Debt Securities MEDALLION FINANCIAL CORP. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of Trust Indenture Act Section Indenture Section § 310(a)(1) 607 (a)(2) 607 (b) 609 § 312(c) 701 § 314(a) 704 (a)(4) 100 |
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| June 21, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) MEDALLION FINANCIAL CORP. |
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| June 21, 2023 |
EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington, DE 19890-0001 (Address of pr |
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| June 21, 2023 |
Power of Attorney (incorporated by reference to the signature pages of this Registration Statement) S-3 Table of Contents As filed with the Securities and Exchange Commission on June 21, 2023 Registration No. |
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| May 9, 2023 |
Execution Copy Exhibit 10.1 AMENDMENT No. 3 to First Amended and Restated EMPLOYMENT AGREEMENT Reference is hereby made to the First Amended and Restated Employment Agreement, dated May 29, 1998, by and between Medallion Financial Corp. (the “Company”) and Andrew Murstein (“you”), as amended by Amendment No. 1 thereto dated April 27, 2017 and Amendment No. 2 thereto dated December 22, 2017 (the “E |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION |
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| May 1, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 1, 2023 |
Definitive Proxy Statement on Schedule 14A, filed with the SEC on May 1, 2023, DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2023 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numb |
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| May 1, 2023 |
MEDALLION FINANCIAL CORP. REPORTS 2023 FIRST QUARTER RESULTS EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE MEDALLION FINANCIAL CORP. REPORTS 2023 FIRST QUARTER RESULTS NEW YORK, NY – May 1, 2023 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, announce |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numb |
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| April 28, 2023 |
MEDALLION BANK REPORTS 2023 FIRST QUARTER RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION BANK REPORTS 2023 FIRST QUARTER RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND SALT LAKE CITY, UT – April 28, 2023 – Medallion Bank (Nasdaq: MBNKP, the “Bank”), an FDIC-insured bank providing consumer loans for the purchase of recreational vehicles, boats, and home improvements, along with loan origination services to fintech strategic |
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| March 10, 2023 |
Exhibit 10.34 TENTH AMENDMENT TO AGREEMENT OF LEASE Investment Property Group, LLC / Medallion Bank THIS AMENDMENT (this “Amendment”) is entered into as of the 5th day of April, 2022, between INVESTMENT PROPERTY GROUP, LLC, a Utah limited liability company (“Landlord”), and MEDALLION BANK, a Utah industrial bank (“Tenant”). (Landlord and Tenant are referred to in this Amendment collectively as the |
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| March 10, 2023 |
Exhibit 4.1 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of March 9, 2023, Medallion Financial Corp. (the “Company” or “we”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, par value $0.01 per share (“Common Stock”). Description of |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION FINAN |
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| March 10, 2023 |
Exhibit 10.9 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), is dated as of August 10, 2021 and effective as of June 1, 2021 (the “Effective Date”), between David Justin Haley (the “Employee”) and Medallion Financial Corp., a Delaware corporation (“Medallion”) and Medallion Bank, a Utah corporation (the “Bank” and together with Medallion |
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| March 10, 2023 |
List of Subsidiaries of Medallion Financial Corp. Filed herewith. EXHIBIT 21.1 LIST OF SUBSIDIARIES OF MEDALLION FINANCIAL CORP. Name Jurisdiction of Incorporation or Formation Medallion Funding LLC New York Medallion Capital, Inc. Minnesota Freshstart Venture Capital Corp. New York Medallion Bank Utah |
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| February 22, 2023 |
MEDALLION FINANCIAL CORP. REPORTS 2022 FOURTH QUARTER AND FULL-YEAR RESULTS EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE MEDALLION FINANCIAL CORP. REPORTS 2022 FOURTH QUARTER AND FULL-YEAR RESULTS NEW YORK, NY – February 22, 2023 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a specialty finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strateg |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2023 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File N |
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| February 21, 2023 |
MFIN / Medallion Financial Corp. / MURSTEIN ALVIN - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 19* MEDALLION FINANCIAL CORP. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 583928106 ( |
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| February 7, 2023 |
MFIN / Medallion Financial Corp / MURSTEIN ANDREW - SC 13G/A Passive Investment SC 13G/A 1 d443547dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 Amendment No. 21* MEDALLION FINANCIAL CORP. (Name of Issuer) Common Stock, $0.01 Par Value (T |
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| January 30, 2023 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION BANK REPORTS 2022 FOURTH QUARTER AND FULL-YEAR RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND SALT LAKE CITY, UT – January 30, 2023 – Medallion Bank (Nasdaq: MBNKP, the “Bank”), an FDIC-insured bank providing consumer loans for the purchase of recreational vehicles, boats, and home improvements, along with loan origination services to f |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2023 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Nu |
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| January 27, 2023 |
VIA EDGAR January 27, 2023 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| January 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File N |
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| November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File N |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALL |
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| November 3, 2022 |
Medallion Financial Corp. Performance Stock Unit Notice (2018 EQUITY INCENTIVE PLAN) Medallion Financial Corp. (the ?Company?), pursuant to its 2018 Equity Incentive Plan (as amended from time to time, the ?Plan?), hereby grants to Participant an Award of Performance Stock Units for the target number of shares of the Company?s Stock set forth below (the ?Award?). The Award is subject to all of the |
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| October 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Nu |
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| October 27, 2022 |
MEDALLION FINANCIAL CORP. REPORTS 2022 THIRD QUARTER RESULTS EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2022 THIRD QUARTER RESULTS NEW YORK, NY – October 27, 2022 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion” or the “Company”), a finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, announced to |
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| August 12, 2022 |
MFIN / Medallion Financial Corp / Orr Ken - AMENDMENT NO. 5 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 5)1 Medallion Financial Corp. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 583928106 (CUSIP Number) Kenneth Orr |
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| August 11, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 10, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or jurisdiction of incorporation) 001-37747 (Commission File Number) |
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| August 11, 2022 |
Exhibit 10.2 Amendment to Cooperation Agreement This AMENDMENT TO COOPERATION AGREEMENT (this ?Amendment?) is made and entered into as of August 10, 2022, by and among Medallion Financial Corp., a Delaware corporation (the ?Company?), on the one hand, and KORR Value L.P., a Delaware limited partnership (?KORR Value?), KORR Acquisitions Group, Inc., a New York corporation, Kenneth Orr, David Orr an |
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| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION F |
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| July 27, 2022 |
MEDALLION FINANCIAL CORP. REPORTS 2022 SECOND QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2022 SECOND QUARTER RESULTS NEW YORK, NY ? July 27, 2022 ? Medallion Financial Corp. (NASDAQ: MFIN, ?Medallion? or the ?Company?), a finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, announced today its re |
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| July 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| July 13, 2022 |
As filed with the Securities and Exchange Commission on July 13, 2022 As filed with the Securities and Exchange Commission on July 13, 2022 Registration No. |
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| July 13, 2022 |
EX-FILING FEES 4 d219757dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Medallion Financial Corp. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be registered(1) Proposed maximum offering price per share(2) Proposed maximum aggregate offer |
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| June 15, 2022 |
Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?), is dated as of June 13, 2022 and effective as of January 1, 2022 (the ?Effective Date?), between Anthony N. Cutrone (the ?Employee?) and Medallion Financial Corp., a Delaware corporation (the ?Company?). WHEREAS, the Company has employed Employee pursuant to an employment agree |
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| June 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| June 7, 2022 |
Exhibit 10.1 MEDALLION FINANCIAL CORP. ANNUAL SHORT TERM INCENTIVE PLAN 1. Purpose. The purposes of the Plan are to enable the Company and its subsidiaries to attract, retain, motivate and reward the best qualified executive officers and key employees by providing them with the opportunity to earn competitive compensation directly linked to the Company?s performance. 2. Definitions. Unless the con |
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| June 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 1, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or jurisdiction of incorporation) 001-37747 (Commission File Number) 04-3 |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION |
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| May 3, 2022 |
MFIN / Medallion Financial Corp / Orr Ken - AMENDMENT NO. 4 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 4)1 Medallion Financial Corp. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 583928106 (CUSIP Number) Kenneth Orr |
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| May 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Number) |
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| May 2, 2022 |
Exhibit 3.1 SECOND AMENDED AND RESTATED BY-LAWS of MEDALLION FINANCIAL CORP. (a Delaware corporation) As Amended and Restated on May 1, 2022 MEDALLION FINANCIAL CORP. (a Delaware corporation) AMENDED AND RESTATED BY-LAWS TABLE OF CONTENTS Page ARTICLE I. OFFICES 1 SECTION 1. Registered Office 1 SECTION 2. Other Offices 1 ARTICLE II. MEETINGS OF STOCKHOLDERS 1 SECTION 1. Place of Meeting 1 SECTION |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or jurisdiction of incorporation) 001-37747 (Commission File Number) 04-32 |
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| May 2, 2022 |
Exhibit 10.1 EXECUTION VERSION COOPERATION AGREEMENT This COOPERATION AGREEMENT (this ?Agreement?) is made and entered into as of May 1, 2022, by and among Medallion Financial Corp., a Delaware corporation (the ?Company?), on the one hand, and KORR Value L.P., a Delaware limited partnership (?KORR Value?), KORR Acquisitions Group, Inc., a New York corporation, Kenneth Orr, David Orr, and Jonathan |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or jurisdiction of incorporation) 001-37747 (Commission File Number) 04-32 |
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| May 2, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 2, 2022 |
Exhibit 99.1 MEDALLION FINANCIAL ANNOUNCES NEW INCREASED BUYBACK AUTHORIZATION AND CHANGES TO BOARD AND CORPORATE GOVERNANCE Authorizes Stock Repurchase Program of $35 Million Appoints Brent O. Hatch as New Independent Director and Lead Independent Director Will Engage Third Party Executive Search Firm to Assist in Search Process for an Additional Independent Director Reaches Cooperation Agreement |
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| May 2, 2022 |
MEDALLION FINANCIAL CORP. REPORTS 2022 FIRST QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2022 FIRST QUARTER RESULTS NEW YORK, NY ? May 2, 2022 ? Medallion Financial Corp. (NASDAQ: MFIN, ?Medallion? or the ?Company?), a finance company that originates and services loans in various consumer and commercial industries, along with offering loan origination services to fintech strategic partners, announced today its 2022 |
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| April 29, 2022 |
MEDALLION BANK REPORTS 2022 FIRST QUARTER RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION BANK REPORTS 2022 FIRST QUARTER RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND SALT LAKE CITY, UT ? April 29, 2022 ? Medallion Bank (Nasdaq: MBNKP, the ?Bank?), an FDIC-insured bank providing consumer loans for the purchase of recreational vehicles, boats, and home improvements, along with offering loan origination services to fintech strategic |
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| April 29, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numb |
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| March 14, 2022 |
Description of Registered Securities of Medallion Financial Corp. Filed herewith. Exhibit 4.1 DESCRIPTION OF REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of March 11, 2022, Medallion Financial Corp. (the ?Company? or ?we?) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our common stock, par value $0.01 per share (?Common Stock?). Description o |
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| March 14, 2022 |
EX-10.48 3 mfin-ex1048.htm EX-10.48 RPAC RACING, LLC SUBSCRIPTION AGREEMENT FOR PREFERRED UNITS OF RPAC RACING, LLC This Subscription Agreement for Preferred Units (the "Agreement"), dated as of December 1, 2021, is by and between WARP SPEED, LLC, a Nevada limited liability company (the "Buyer"), MAURICE J. GALLAGHER, JR., an individual citizen of Nevada and ultimate parent of Buyer ("Gallagher") |
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| March 14, 2022 |
List of Subsidiaries of Medallion Financial Corp. Filed herewith. EXHIBIT 21.1 LIST OF SUBSIDIARIES OF MEDALLION FINANCIAL CORP. Name Jurisdiction of Incorporation or Formation Medallion Funding LLC New York Medallion Capital, Inc. Minnesota Freshstart Venture Capital Corp. New York Medallion Bank Utah |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION FINAN |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| February 23, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2021 FOURTH QUARTER AND RECORD FULL-YEAR RESULTS Company Reinstates Quarterly Dividend at $0.08 Per Share NEW YORK, NY ? February 23, 2022 ? Medallion Financial Corp. (NASDAQ: MFIN, ?Medallion? or the ?Company?), a finance company that originates and services loans in various consumer and commercial industries, announced today i |
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| February 23, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File N |
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| February 9, 2022 |
MFIN / Medallion Financial Corp / MURSTEIN ANDREW - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 Amendment No. 20* MEDALLION FINANCIAL CORP. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 5 |
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| January 28, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION BANK REPORTS 2021 FOURTH QUARTER AND FULL-YEAR RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND SALT LAKE CITY, UT ? January 28, 2022 ? Medallion Bank (Nasdaq: MBNKP, the ?Bank?), an FDIC-insured bank providing consumer loans for the purchase of recreational vehicles, boats, and home improvements, along with loan origination services to fintech p |
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| January 28, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2022 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Nu |
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| January 19, 2022 |
MFIN / Medallion Financial Corp / Orr Ken - THE SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 3)1 Medallion Financial Corp. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 583928106 (CUSIP Number) Kenneth Orr |
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| January 3, 2022 |
KORR VALUE L.P. 1400 Old Country Road Westbury, NY 11590 KORR VALUE L.P. 1400 Old Country Road Westbury, NY 11590 December , 2021 [Nominee] Re: Medallion Financial Corp. Dear [Nominee]: Thank you for agreeing to serve as a nominee for election to the Board of Directors of Medallion Financial Corp. (the “Company”) in connection with the proxy solicitation that KORR Value L.P. and certain of its affiliates (collectively, the “KORR Group”) is considering u |
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| January 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 3, 2022 |
MFIN / Medallion Financial Corp / Orr Ken - THE SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Medallion Financial Corp. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 583928106 (CUSIP Number) Kenneth Orr |
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| January 3, 2022 |
KORR Value, L.P. Announces Nomination of Two Highly Qualified Candidates to Medallion Financial Board Issues Letter to Members of Board Expresses Deep Concerns With SEC Lawsuit Alleging Fraud Perpetrated by Medallion Financial and President Andrew Murstein to Boost Stock Price Calls on Board to Take Immediate Steps to Protect Interests of All Shareholders NEW YORK, Jan. 03, 2022 (GLOBE NEWSWIRE) - |
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| December 29, 2021 |
MEDALLION FINANCIAL CORP. RESPONDS TO SEC ACTION Exhibit 99.1 MEDALLION FINANCIAL CORP. RESPONDS TO SEC ACTION NEW YORK, N.Y. ? December 29, 2021 ? Medallion Financial Corp. (NASDAQ: MFIN, ?Medallion Financial? or the ?Company?), a finance company that originates and services loans in various consumer and commercial industries, issued the following statement today in response to a complaint filed by the U.S. Securities and Exchange Commission (? |
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| December 29, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2021 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File N |
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| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2021 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File N |
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| December 2, 2021 |
Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2021 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Nu |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALL |
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| November 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2021 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Nu |
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| November 1, 2021 |
MEDALLION FINANCIAL CORP. REPORTS 2021 THIRD QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2021 THIRD QUARTER RESULTS NEW YORK, NY ? November 1, 2021 ? Medallion Financial Corp. (NASDAQ: MFIN, ?Medallion? or the ?Company?), a finance company that originates and services loans in various consumer and commercial industries, announced today its 2021 third quarter results. 2021 Third Quarter Highlights ? Net income of $15 |
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| October 28, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Nu |
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| October 28, 2021 |
MEDALLION BANK REPORTS 2021 THIRD QUARTER RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION BANK REPORTS 2021 THIRD QUARTER RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND SALT LAKE CITY, UT ? October 28, 2021 ? Medallion Bank (Nasdaq: MBNKP, the ?Bank?), an FDIC-insured bank providing consumer loans for the purchase of recreational vehicles, boats, and home improvements, along with loan origination services to fintech partners, announ |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION F |
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| August 2, 2021 |
MEDALLION FINANCIAL CORP. REPORTS 2021 SECOND QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2021 SECOND QUARTER RESULTS NEW YORK, NY ? August 2, 2021 ? Medallion Financial Corp. (NASDAQ: MFIN, ?Medallion? or the ?Company?), a finance company that originates and services loans in various consumer and commercial industries, announced today its 2021 second quarter results. 2021 Second Quarter Highlights ? Net income was $ |
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| August 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2021 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numb |
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| July 30, 2021 |
MEDALLION BANK REPORTS 2021 SECOND QUARTER RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION BANK REPORTS 2021 SECOND QUARTER RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND SALT LAKE CITY, UT ? July 30, 2021 ? Medallion Bank (Nasdaq: MBNKP, ?the Bank?), an FDIC-insured bank providing consumer loans for the purchase of recreational vehicles, boats, and home improvements, along with loan origination services to fintech partners, announce |
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| July 30, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2021 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2021 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| July 29, 2021 |
EX-99.1 2 d193153dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. ANNOUNCES THE APPOINTMENT OF LONG-TIME BANKING VET ROBERT M. MEYER TO ITS BOARD OF DIRECTORS NEW YORK, NY – July 29, 2021 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion Financial” or the “Company”), announced today that its Board of Directors has appointed Robert (Bob) M. Meyer as an independen |
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| June 30, 2021 |
MFIN / Medallion Financial Corp / KORR Value L.P. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Medallion Financial Corp. (Name of Issuer) Common Stock, $0.01 par value per share (Title and Class of Securities) 583928106 (CUSIP Number) Kenneth Orr KORR Acquisitions Group, Inc. Suite 305, 1400 Old Country Road Westbury, NY 11590 (855) 567-7858 (Name |
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| June 30, 2021 |
EX-99.1 2 exhibit99-1.htm June 30, 2021 Medallion Financial Corp. 437 Madison Avenue, 38th Floor New York, NY 10022 Attn: Marissa Silverman, General Counsel and Corporate Secretary Dear Ms. Silverman: KORR Acquisitions Group, Inc. and KORR Value L.P., together with David Orr and Jonathan Orr (collectively, “KORR”), are the beneficial owners of 1,287,075 shares of common stock of Medallion Financia |
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| June 21, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2021 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numbe |
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| May 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37747 MEDALLION |
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| May 3, 2021 |
MEDALLION FINANCIAL CORP. REPORTS 2021 FIRST QUARTER RESULTS EX-99.1 2 d84852dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION FINANCIAL CORP. REPORTS 2021 FIRST QUARTER RESULTS NEW YORK, NY – May 3, 2021 – Medallion Financial Corp. (NASDAQ: MFIN, “Medallion Financial” or the “Company”), a finance company that originates and services loans in various consumer and commercial niche industries, announced today its 2021 first quarter results. 202 |
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| May 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2021 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Number) |
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| April 30, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2021 MEDALLION FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37747 (Commission File Numb |
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| April 30, 2021 |
MEDALLION BANK REPORTS 2021 FIRST QUARTER RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND EX-99.1 2 d165747dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE: MEDALLION BANK REPORTS 2021 FIRST QUARTER RESULTS AND DECLARES SERIES F PREFERRED STOCK DIVIDEND SALT LAKE CITY, UT – April 30, 2021 – Medallion Bank (Nasdaq: MBNKP, “the Bank”), an FDIC-insured bank providing consumer loans for the purchase of recreational vehicles, boats, and home improvements, along with loan origination se |
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| April 29, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
