Mga Batayang Estadistika
LEI | 549300E32YFDO6TZ8R31 |
CIK | 5513 |
SEC Filings
SEC Filings (Chronological Order)
July 30, 2025 |
Exhibit 10.1 Execution Version THIRD AMENDED AND RESTATED CREDIT AGREEMENT among UNUM GROUP, UNUM LIFE INSURANCE COMPANY OF AMERICA, PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY, and COLONIAL LIFE & ACCIDENT INSURANCE COMPANY as Borrowers, THE LENDERS NAMED HEREIN, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, L/C Agent, a Fronting Bank and Swingline Lender BANK OF AMERICA, N.A |
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July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group (E |
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July 30, 2025 |
Exhibit 2.1 Execution Version CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT THE INFORMATION HAS BEEN REDACTED. COINSURANCE AGREEMENT Among Unum Life Insurance Company of America (referred to as the Ceding Company) and Fortitude Reinsurance Company Ltd. (r |
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July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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July 29, 2025 |
Unum Group Statistical Supplement Second Quarter 2025 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Investments 14 Appendix to Statistical Supplement 15 See "Appendix to Statistical Supplement" on page 15 for a summary of significant items and page 15. |
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July 29, 2025 |
Unum Group Reports Second Quarter 2025 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Dottie McCallen [email protected] INVESTORS Matt Royal [email protected] Unum Group Reports Second Quarter 2025 Results •Net income of $335.6 million ($1.92 per diluted common share) for the second quarter of 2025; after-tax adjusted operating income was $361.1 million ($2.07 per dilute |
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July 2, 2025 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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May 23, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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May 22, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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May 22, 2025 |
Unum Group’s Board of Directors Votes to Increase Common Stock Dividend Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Dottie McCallen [email protected] INVESTORS Matt Royal [email protected] Unum Group’s Board of Directors Votes to Increase Common Stock Dividend CHATTANOOGA, Tenn., May 22, 2025 – Unum Group (NYSE: UNM) announced today that its board of directors has authorized an increase of appro |
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April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group ( |
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April 30, 2025 |
Exhibit 2.1 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT THE INFORMATION HAS BEEN REDACTED. MASTER TRANSACTION AGREEMENT by and among UNUM LIFE INSURANCE COMPANY OF AMERICA and FORTITUDE REINSURANCE COMPANY LTD., Dated as of February 26 |
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April 29, 2025 |
Unum Group Reports First Quarter 2025 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Dottie McCallen [email protected] INVESTORS Matt Royal [email protected] Unum Group Reports First Quarter 2025 Results •Net income of $189.1 million ($1.06 per diluted common share) for the first quarter of 2025; after-tax adjusted operating income was $365.5 million ($2.04 per diluted |
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April 29, 2025 |
Unum Group Statistical Supplement First Quarter 2025 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Investments 14 Appendix to Statistical Supplement 15 See "Appendix to Statistical Supplement" on page 15 for a summary of significant items and page 15. |
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April 29, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) |
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April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) D |
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April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) X |
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February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 |
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February 27, 2025 |
Subsidiaries of the Registrant. EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Name State or Jurisdiction of Incorporation Claims Services International Limited England and Wales Colonial Life & Accident Insurance Company South Carolina Duncanson & Holt Europe Ltd. |
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February 27, 2025 |
Form of Restricted Stock Unit Agreement with Exhibit 10.44 RESTRICTED STOCK UNIT AGREEMENT (Unum Group 2022 Stock Incentive Plan – Sub-plan for U.K. and Republic of Ireland) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein |
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February 27, 2025 |
Form of Restricted Stock Unit Agreement with Exhibit 10.43 RESTRICTED STOCK UNIT AGREEMENT (Unum Group 2022 Stock Incentive Plan) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefr |
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February 27, 2025 |
Exhibit 10.46 CASH INCENTIVE UNIT AGREEMENT (Unum Group 2022 Stock Incentive Plan – Sub-plan for U.K. and Republic of Ireland) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein an |
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February 27, 2025 |
Exhibit 10.24 AMENDED AND RESTATED AIRCRAFT TIME-SHARING AGREEMENT THIS AMENDED AND RESTATED AIRCRAFT TIME-SHARING AGREEMENT (this “Agreement”) is entered into as of March 8, 2018 between Unum Group, a Delaware corporation (the “Operator”), and Richard P. McKenney, a resident of the State of Tennessee (the “User”). This Agreement amends and restates that certain Aircraft Time-Sharing Agreement eff |
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February 27, 2025 |
Exhibit 4.13 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of this Annual Report on Form 10-K of which this exhibit is a part, we have two classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) our common stock, par value $0.10 per share, an |
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February 27, 2025 |
Exhibit 10.45 CASH INCENTIVE UNIT AGREEMENT (Unum Group 2022 Stock Incentive Plan) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefrom |
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February 27, 2025 |
Unum Group Announces $3.4 Billion Long-term Care Reinsurance Transaction with Fortitude Re Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Emily Downing-Baer [email protected] INVESTORS Matt Royal [email protected] Unum Group Announces $3.4 Billion Long-term Care Reinsurance Transaction with Fortitude Re •Reinsuring $3.4 billion of statutory long-term care (LTC) reserves, representing 19% of total LTC statutory reserve |
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February 27, 2025 |
Exhibit 19 Unum Group Insider Trading Policy Scope All employees, officers and directors of Unum and its subsidiaries, including Colonial Life and Unum’s international subsidiaries, must comply with this policy. |
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February 27, 2025 |
Long-Term Care Transaction & Restructuring February 27, 2025 SAFE HARBOR STATEMENT 2 Certain information in this presentation constitutes "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. |
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February 27, 2025 |
EXHIBIT 24 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each of the undersigned, as a director of Unum Group, a Delaware corporation (the “Company”), hereby appoints Lisa G. |
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February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Numbe |
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February 18, 2025 |
Unum Group’s board of directors authorizes $1 billion share repurchase program Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Emily Downing-Baer [email protected] INVESTORS Matt Royal [email protected] Unum Group’s board of directors authorizes $1 billion share repurchase program CHATTANOOGA, Tenn., Feb. 18, 2025 – Unum Group (NYSE: UNM) announced today that its board of directors has approved a share repu |
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February 18, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2025 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Numbe |
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February 4, 2025 |
2024 Results & 2025 Outlook February 5, 2025 SAFE HARBOR STATEMENT 2 Certain information in this presentation constitutes "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. |
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February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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February 4, 2025 |
Unum Group Statistical Supplement Fourth Quarter 2024 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Investments 14 Appendix to Statistical Supplement 15 See "Appendix to Statistical Supplement" on page 15 for a summary of significant items and page 15. |
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February 4, 2025 |
Unum Group Reports Fourth Quarter 2024 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Emily Downing [email protected] INVESTORS Matt Royal [email protected] Unum Group Reports Fourth Quarter 2024 Results •Net income of $348.7 million ($1.92 per diluted common share) for the fourth quarter of 2024; after-tax adjusted operating income was $368.9 million ($2.03 per diluted c |
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October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Gro |
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October 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2024 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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October 29, 2024 |
Unum Group Reports Third Quarter 2024 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Emily Downing [email protected] INVESTORS Matt Royal [email protected] Unum Group Reports Third Quarter 2024 Results •Net income of $645.7 million ($3.46 per diluted common share) for the third quarter of 2024; after-tax adjusted operating income was $398.0 million ($2.13 per diluted com |
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October 29, 2024 |
Unum Group Statistical Supplement Third Quarter 2024 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment 9 Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Investments 14 Appendix to Statistical Supplement 15 See "Appendix to Statistical Supplement" on page 15 for a summary of significant items and page 15. |
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July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group (E |
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July 31, 2024 |
Restated Certificate of Incorporation Exhibit 31.1 RESTATED CERTIFICATE OF INCORPORATION OF UNUM GROUP The present name of the corporation is Unum Group. The corporation was incorporated under the name “Provident Companies, Inc.” by the filing of its original certificate of incorporation with the Secretary of State of the State of Delaware on March 22, 1995. This Restated Certificate of Incorporation of the corporation only restates a |
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July 30, 2024 |
Unum Group Statistical Supplement Second Quarter 2024 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment 9 Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Investments 14 Appendix to Statistical Supplement 15 See "Appendix to Statistical Supplement" on page 15 for a summary of significant items and page 15. |
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July 30, 2024 |
Unum Group Reports Second Quarter 2024 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Dottie McCallen [email protected] INVESTORS Matt Royal [email protected] Unum Group Reports Second Quarter 2024 Results •Net income of $389.5 million ($2.05 per diluted common share) for the second quarter of 2024; after-tax adjusted operating income was $411.4 million ($2.16 per dilute |
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July 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2024 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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July 30, 2024 |
Unum Group’s board of directors authorizes $1 billion share repurchase program Exhibit 99.3 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Dottie McCallen [email protected] INVESTORS Matt Royal [email protected] Unum Group’s board of directors authorizes $1 billion share repurchase program CHATTANOOGA, Tenn., July 30, 2024 – Unum Group (NYSE: UNM) announced today that its board of directors has approved a share repurchase |
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June 10, 2024 |
Exhibit 1.1 UNUM GROUP 6.000% SENIOR NOTES DUE 2054 UNDERWRITING AGREEMENT June 5, 2024 June 5, 2024 To the Managers named in Schedule I hereto for the Underwriters named in Schedule II hereto Ladies and Gentlemen: Unum Group, a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you are acting as m |
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June 10, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2024 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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June 10, 2024 |
(incorporated by reference to Exhibit 4.1 of Unum Group's Form 8-K filed on June 1 Exhibit 4.1 THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF THE DEPOSITORY OR A NOMINEE OF THE DEPOSITORY, WHICH MAY BE TREATED BY THE COMPANY, THE TRUSTEE AND ANY AGENT THEREOF AS OWNER AND HOLDER OF THIS NOTE FOR ALL PURPOSES, INCLUDING THE PAYMENT OF PRINCIPAL AND INTEREST. UNLESS AND UNTIL THIS GLOBAL SECURITY IS EXCHA |
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June 10, 2024 |
Unum Group Completes Senior Note Offering Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Jones Lacey [email protected] INVESTORS Matt Royal [email protected] Unum Group Completes Senior Note Offering CHATTANOOGA, Tenn. (June 10, 2024) – Unum Group (NYSE:UNM) announced today that it has completed an offering of $400 million aggregate principal amount of senior notes due in 2 |
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June 7, 2024 |
Unum Group $400,000,000 6.000% Senior Notes due 2054 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-271511 Prospectus Supplement (to Prospectus dated April 28, 2023) Unum Group $400,000,000 6.000% Senior Notes due 2054 We are offering through this prospectus supplement $400,000,000 aggregate principal amount of our 6.000% senior notes due 2054, which we refer to in this prospectus supplement as the “senior notes.” The se |
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June 7, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form 424(b)(2) (Form Type) UNUM GROUP (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 6. |
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June 5, 2024 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-271511 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETION. |
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June 5, 2024 |
Filed Pursuant to Rule 433 Registration No. 333-271511 Issuer Free Writing Prospectus dated June 5, 2024 relating to Preliminary Prospectus Supplement dated June 5, 2024 to Prospectus dated April 28, 2023 Unum Group Final Term Sheet Relating to $400,000,000 Aggregate Principal Amount of 6.000% Senior Notes due 2054 This term sheet relates to the senior notes referenced above (the “notes”) and shou |
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May 24, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2024 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group ( |
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May 1, 2024 |
Form of Restricted Stock Unit Agreement with U.K. Executive - Exhibit 10.1 RESTRICTED STOCK UNIT AGREEMENT (Unum Group 2022 Stock Incentive Plan – Sub-plan for U.K. and Republic of Ireland) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein a |
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April 30, 2024 |
Unum Group Statistical Supplement First Quarter 2024 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Investments 14 Appendix to Statistical Supplement 15 See "Appendix to Statistical Supplement" on page 15 for a summary of significant items and page 15. |
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April 30, 2024 |
Unum Group's Board of Directors Votes to Increase Common Stock Dividend Exhibit 99.3 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Jones Lacey [email protected] INVESTORS Matt Royal [email protected] Unum Group's Board of Directors Votes to Increase Common Stock Dividend CHATTANOOGA, Tenn. (April 30, 2024) - Unum Group (NYSE: UNM) announced today its board of directors has authorized an increase of 15 percent |
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April 30, 2024 |
Unum Group Reports First Quarter 2024 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Jones Lacey [email protected] INVESTORS Matt Royal [email protected] Unum Group Reports First Quarter 2024 Results •Net income of $395.2 million ($2.04 per diluted common share) for the first quarter of 2024; after-tax adjusted operating income was $409.9 million ($2.12 per dilute |
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April 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) |
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April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) X |
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April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) D |
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April 11, 2024 |
Notice of Annual Meeting of Shareholders THURSDAY, MAY 23, 2024 2024 PROXY STATEMENTTable of Con en NOT CE OF 2024 ANNUAL MEET NG REPORT OF THE AUD T COMM TTEE . |
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March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: X Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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February 20, 2024 |
Unum Group Rule 10D-1 Compensation Recovery (Clawback) Policy, effective November 30, 2023 Exhibit 97 UNUM GROUP RULE 10D-1 COMPENSATION RECOVERY (CLAWBACK) POLICY (Effective November 30, 2023) Recoupment of Incentive-Based Compensation It is the policy of Unum Group, a Delaware corporation (the “Company”) that, in the event the Company is required to prepare an accounting restatement of the Company’s financial statements due to material non-compliance with any financial reporting requi |
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February 20, 2024 |
Exhibit 10.21 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT, dated as of November 30, 2023 (this “First Amendment”), is made among Unum Group, a Delaware corporation (the “Company”), Unum Life Insurance Company of America, a Maine corporation, Provident Life and Accident Insurance Company, a Tennessee corporatio |
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February 20, 2024 |
EXHIBIT 24 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each of the undersigned, as a director of Unum Group, a Delaware corporation (the “Company”), hereby appoints Lisa G. |
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February 20, 2024 |
Subsidiaries of the Registrant. EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Name State or Jurisdiction of Incorporation Claims Services International Limited England and Wales Colonial Life & Accident Insurance Company South Carolina Duncanson & Holt Europe Ltd. |
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February 20, 2024 |
Form of Restricted Stock Unit Agreement with U.S. Executive - No Retirement Vesting Exhibit 10.45 RESTRICTED STOCK UNIT AGREEMENT (Unum Group 2022 Stock Incentive Plan) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefr |
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February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 |
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February 20, 2024 |
Exhibit 4.12 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of this Annual Report on Form 10-K of which this exhibit is a part, we have two classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) our common stock, par value $0.10 per share, an |
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February 13, 2024 |
UNM / Unum Group / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02170-unumgroup.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 17)* Name of issuer: Unum Group Title of Class of Securities: Common Stock CUSIP Number: 91529Y106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pur |
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January 30, 2024 |
2023 Results & 2024 Outlook January 31, 2024 1 SAFE HARBOR STATEMENT 2 Certain information in this presentation constitutes "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. |
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January 30, 2024 |
Unum Group Statistical Supplement Fourth Quarter 2023 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Investments 14 Appendix to Statistical Supplement 15 See "Appendix to Statistical Supplement" on page 15 for a summary of significant items and page 15. |
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January 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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January 30, 2024 |
Unum Group Reports Fourth Quarter 2023 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Jones [email protected] INVESTORS Matt Royal [email protected] Unum Group Reports Fourth Quarter 2023 Results •Net income of $330.6 million ($1.69 per diluted common share) for the fourth quarter of 2023; after-tax adjusted operating income was $350.5 million ($1.79 per diluted co |
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January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2024 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) |
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November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Gro |
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October 31, 2023 |
Unum Group’s board of directors authorizes $500 million share repurchase program Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Matt Royal [email protected] Unum Group’s board of directors authorizes $500 million share repurchase program CHATTANOOGA, Tenn., Oct. 31, 2023 – Unum Group (NYSE:UNM) announced today that its board of directors has approved a share repurchase program |
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October 31, 2023 |
Unum Group Statistical Supplement Third Quarter 2023 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Investments 14 Appendix to Statistical Supplement 15 See "Appendix to Statistical Supplement" on page 15 for a summary of significant items and page 15. |
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October 31, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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October 31, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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October 31, 2023 |
Unum Group Reports Third Quarter 2023 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Matt Royal [email protected] Unum Group Reports Third Quarter 2023 Results •Net income of $202.0 million ($1.02 per diluted common share) for the third quarter of 2023; after-tax adjusted operating income was $381.7 million ($1.94 per diluted common share). |
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August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group (E |
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August 1, 2023 |
Unum Group Statistical Supplement Second Quarter 2023 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Investments 14 Appendix to Statistical Supplement 15 See "Appendix to Statistical Supplement" on page 15 for a summary of significant items and page 15. |
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August 1, 2023 |
Unum Group Reports Second Quarter 2023 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Matt Royal [email protected] Unum Group Reports Second Quarter 2023 Results •Net income of $392.9 million ($1.98 per diluted common share) for the second quarter of 2023; after-tax adjusted operating income was $408.8 million ($2.06 per diluted common share |
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August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) |
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July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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July 20, 2023 |
Unum Group Elects Mojgan Lefebvre to Board of Directors Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Matt Royal [email protected] Unum Group Elects Mojgan Lefebvre to Board of Directors CHATTANOOGA, Tenn. (July 20, 2023) – Mojgan Lefebvre, executive vice president and chief technology and operations officer at The Travelers Companies, Inc., has been e |
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May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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May 25, 2023 |
Unum Group's Board of Directors Votes to Increase Common Stock Dividend Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Matt Royal [email protected] Unum Group's Board of Directors Votes to Increase Common Stock Dividend CHATTANOOGA, Tenn. (May 25, 2023) – Unum Group (NYSE:UNM) announced today its board of directors has authorized an increase of more than 10 percent in |
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May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group ( |
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May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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May 2, 2023 |
Unum Group Statistical Supplement First Quarter 2023 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Investments 14 Appendix to Statistical Supplement 15 See "Appendix to Statistical Supplement" on page 15 for a summary of significant items and page 15. |
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May 2, 2023 |
Unum Group Reports First Quarter 2023 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Matt Royal [email protected] Unum Group Reports First Quarter 2023 Results •Net income of $358.3 million ($1.80 per diluted common share) for the first quarter of 2023; after-tax adjusted operating income was $372.6 million ($1.87 per diluted common share). |
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April 28, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) UNUM GROUP (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities(1) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (2) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Fees to be paid Debt Senior Debt Securities Rule 456(b) and Rule 457(r)(3) (2) (2) (2) (3) (3) Debt Subordinated Debt Securities Rule 456(b) and Rule 457(r)(3) (2) (2) (2) (3) (3) Equity Preferred stock, par value $0. |
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April 28, 2023 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director of Unum Group, a Delaware corporation (the “Company”), hereby constitutes and appoints Lisa G. Iglesias, J. Paul Jullienne, Matthew E. Bell and Christopher C. Dana, and each of them, as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstit |
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April 28, 2023 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of registrant as specified in its charter) |
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April 28, 2023 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of registrant as specified in its charter) |
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April 28, 2023 |
As filed with the Securities and Exchange Commission on April 28, 2023 As filed with the Securities and Exchange Commission on April 28, 2023 Registration Statement No. |
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April 28, 2023 |
Specimen certificate representing Common Stock. unm-s3ex46 THIS CERTIFIES THAT is the owner of CUSIP DATED COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST COMPANY, N. |
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April 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) D |
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April 13, 2023 |
Notice of Annual Meeting of Shareholders THURSDAY, MAY 25, 2023 2023 Proxy StatementTable of Contents NOTICE OF 2023 ANNUAL MEETING REPORT OF THE AUDIT COMMITTEE . |
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April 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) X |
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April 10, 2023 |
UNM / Unum Group / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 16)* Name of issuer: Unum Group Title of Class of Securities: Common Stock CUSIP Number: 91529Y106 Date of Event Which Requires Filing of this Statement: March 31, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1 |
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March 9, 2023 |
Unum Group Supplemental Exhibit for ASU 2018-12 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Unaudited Page Financial Highlights 1 Capital Metrics 2 Consolidated Statements of Income 3 Consolidated Balance Sheets 4 Financial Results and Selected Statistics by Segment Unum US 5 Unum International 6 Colonial Life 7 Closed Block 8 Appendix to Supplemental Exhibit 9 See "Appendix to Supplemental Exhibit" on page 9 for a summary of significant items and page 9. |
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March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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March 7, 2023 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF UNUM GROUP (hereinafter called the “Corporation”) ARTICLE I OFFICES Section 1. Registered Office. The registered office of the Corporation shall be as set forth in the Certificate of Incorporation. Section 2. Other Offices. The Corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors ma |
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March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Numbe |
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February 24, 2023 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director of Unum Group, a Delaware corporation (the “Company”), hereby constitutes and appoints Lisa G. Iglesias, J. Paul Jullienne, Matthew E. Bell and Christopher C. Dana, and each of them, as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstit |
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February 24, 2023 |
As filed with the Securities and Exchange Commission on February 24, 2023 As filed with the Securities and Exchange Commission on February 24, 2023 Registration Statement No. |
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February 24, 2023 |
Exhibit 107.1 Calculation of Filing Fee Tables FORM S-8 (Form Type) UNUM GROUP (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule (2) Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, par value $0.10 |
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February 24, 2023 |
Unum Group Approved Profit Shar Exhibit 99.1 UNUM GROUP UNUM IRELAND LIMITED COMPUTERSHARE TRUSTEES (IRELAND) LIMITED THE UNUM GROUP APPROVED PROFIT SHARE SCHEME (IRELAND) Adopted by the Human Capital Committee of the Board of Directors of Unum Group on 15 November 2022 WILLIAM FRY CONTENTS 1. ESTABLISHMENT 5 2. INTERPRETATION AND CONSTRUCTION 5 3. COMPANY'S COVENANTS 5 4. TRUSTEE'S COVENANTS AND OBLIGATIONS 5 5. TRUSTS OF SALAR |
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February 23, 2023 |
Subsidiaries of the Registrant. EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Name State or Jurisdiction of Incorporation AlwaysCare Benefits, Inc. |
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February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group (Exact |
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February 23, 2023 |
Exhibit 10.46 RESTRICTED STOCK UNIT AGREEMENT (Unum Group 2022 Stock Incentive Plan – Sub-plan for U.K. and Republic of Ireland) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein |
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February 23, 2023 |
Exhibit 10.45 RESTRICTED STOCK UNIT AGREEMENT (Unum Group 2022 Stock Incentive Plan) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefr |
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February 23, 2023 |
Exhibit 4.12 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of this Annual Report on Form 10-K of which this exhibit is a part, we have two classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) our common stock, par value $0.10 per share, an |
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February 23, 2023 |
Form of Cash Incentive Unit Agreement (for employee in the U.K.) for awards in 2023. * Exhibit 10.48 CASH INCENTIVE UNIT AGREEMENT (Unum Group 2022 Stock Incentive Plan - Sub-plan for U.K. and Republic of Ireland) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein an |
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February 23, 2023 |
Exhibit 10.31 ANNUAL INCENTIVE PLAN (as amended and restated effective as of January 1, 2023) ARTICLE 1 Background and Purpose 1.1.Background. Unum Group previously adopted this Annual Incentive Plan, an annual incentive bonus plan for its officers and employees, effective as of January 1, 2022 (the “Prior Plan”). Effective as of January 1, 2023, the Prior Plan is hereby amended and restated as se |
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February 23, 2023 |
Exhibit 10.47 CASH INCENTIVE UNIT AGREEMENT (Unum Group 2022 Stock Incentive Plan) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefrom |
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February 23, 2023 |
EXHIBIT 24 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each of the undersigned, as a director of Unum Group, a Delaware corporation (the “Company”), hereby appoints Lisa G. |
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February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Numbe |
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February 22, 2023 |
unm20230222exhibit991 2023 Outlook Meeting February 23, 2023 2 SAFE HARBOR STATEMENT Certain information in this news release constitutes "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. |
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February 9, 2023 |
UNM / Unum Group / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 15)* Name of issuer: Unum Group Title of Class of Securities: Common Stock CUSIP Number: 91529Y106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13 |
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January 31, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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January 31, 2023 |
Unum Group Statistical Supplement Fourth Quarter 2022 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Reserves 14 Investments 15 Appendix to Statistical Supplement 16 See "Appendix to Statistical Supplement" on page 16 for a summary of significant items and page 16. |
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January 31, 2023 |
Unum Group Reports Fourth Quarter 2022 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Matt Royal 423-294-1037 [email protected] Unum Group Reports Fourth Quarter 2022 Results •Net income of $279.6 million ($1.39 per diluted common share) for the fourth quarter of 2022; after-tax adjusted operating income was $286.7 million ($1.43 per diluted |
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December 1, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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December 1, 2022 |
Unum Group's board of directors authorizes $200 million share repurchase program for 2023 Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Matt Royal 423-294-1037 [email protected] Unum Group's board of directors authorizes $200 million share repurchase program for 2023 CHATTANOOGA, Tenn. (December 1, 2022) ? Unum Group (NYSE:UNM) announced today that its board of directors has approved a |
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November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Gro |
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November 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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November 1, 2022 |
Unum Group Statistical Supplement Third Quarter 2022 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Reserves 14 Investments 15 Appendix to Statistical Supplement 16 See "Appendix to Statistical Supplement" on page 16 for a summary of significant items and page 16. |
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November 1, 2022 |
Unum Group Reports Third Quarter 2022 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Matt Royal 423-294-1037 [email protected] Unum Group Reports Third Quarter 2022 Results ?Net income of $410.7 million ($2.04 per diluted common share) for the third quarter of 2022; after-tax adjusted operating income was $303.7 million ($1.51 per diluted c |
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August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) |
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August 3, 2022 |
Exhibit 10.2 RESTRICTED STOCK UNIT AGREEMENT WITH NON-EMPLOYEE DIRECTOR (Unum Group 2022 Stock Incentive Plan) THIS AGREEMENT (this ?Agreement?), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the ?Company?), and [Participant Name] (the ?Director?). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual ben |
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August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group (E |
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August 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) |
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August 2, 2022 |
Unum Group Statistical Supplement Second Quarter 2022 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Reserves 14 Investments 15 Appendix to Statistical Supplement 16 See "Appendix to Statistical Supplement" on page 16 for a summary of significant items and page 16. |
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August 2, 2022 |
Unum Group Reports Second Quarter 2022 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Tom White 423-294-8996 [email protected] Unum Group Reports Second Quarter 2022 Results •Net income of $370.4 million ($1.83 per diluted common share) for the second quarter of 2022; after-tax adjusted operating income was $386.6 million ($1.91 per diluted |
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June 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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May 26, 2022 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director of Unum Group, a Delaware corporation (the ?Company?), hereby constitutes and appoints Lisa G. Iglesias, J. Paul Jullienne, Matthew E. Bell and Christopher C. Dana, and each of them, as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstit |
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May 26, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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May 26, 2022 |
Unum Group’s Board of Directors Votes to Increase Common Stock Dividend Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Tom White 423-294-8996 [email protected] Unum Group?s Board of Directors Votes to Increase Common Stock Dividend CHATTANOOGA, Tenn. (May 26, 2022) ? Unum Group (NYSE:UNM) announced today its Board of Directors has authorized an increase of 10 percent |
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May 26, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables FORM S-8 (Form Type) UNUM GROUP (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule (2) Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, par value $0.10 |
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May 26, 2022 |
Exhibit 99.1 UNUM GROUP 2022 STOCK INCENTIVE PLAN SECTION 1.Purpose; Definitions The purpose of this Plan is to allow the Company to attract, retain and motivate officers, employees, directors and/or consultants and to provide the Company and its Subsidiaries and Affiliates with a long-term incentive plan providing incentives directly linked to stockholder value. Certain terms used herein have def |
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May 26, 2022 |
As filed with the Securities and Exchange Commission on May 26, 2022 As filed with the Securities and Exchange Commission on May 26, 2022 Registration Statement No. |
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May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group ( |
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May 5, 2022 |
Unum Group Reports First Quarter 2022 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Tom White 423-294-8996 [email protected] Unum Group Reports First Quarter 2022 Results ?Net income of $253.5 million ($1.25 per diluted common share) for the first quarter of 2022; after-tax adjusted operating income was $277.3 million ($1.36 per diluted c |
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May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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May 5, 2022 |
EX-99.2 3 unm03312022exhibit992.htm EX-99.2 Unum Group Statistical Supplement First Quarter 2022 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historic |
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April 21, 2022 |
Exhibit 10.1 EXECUTION VERSION SECOND AMENDED AND RESTATED CREDIT AGREEMENT among UNUM GROUP, UNUM LIFE INSURANCE COMPANY OF AMERICA, PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY, and COLONIAL LIFE & ACCIDENT INSURANCE COMPANY as Borrowers, THE LENDERS NAMED HEREIN, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, L/C Agent, Fronting Bank and Swingline Lender BANK OF AMERICA, N.A. |
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April 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) |
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April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant?X Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Pr |
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April 14, 2022 | ||
April 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant?X Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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March 8, 2022 |
Unum Elects Gale V. King to Board of Directors Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Yolanda Stephen [email protected] INVESTORS Tom White [email protected] Unum Elects Gale V. King to Board of Directors CHATTANOOGA, Tenn. (March 8, 2022) ? Unum (NYSE: UNM) announced today Gale V. King, former executive vice president and chief administrative officer (CAO) at Nationwide Mutua |
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February 25, 2022 |
2022 Outlook Meeting February 25, 2022 2 SAFE HARBOR STATEMENT Certain information in this presentation constitutes ?forward-looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995. |
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February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K (Mark One) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group (Exact |
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February 25, 2022 |
EXHIBIT 24 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each of the undersigned, as a director of Unum Group, a Delaware corporation (the ?Company?), hereby appoints Lisa G. |
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February 25, 2022 |
Exhibit 10.46 CASH INCENTIVE UNIT AGREEMENT (Unum Group Stock Incentive Plan of 2017) THIS AGREEMENT (this ?Agreement?), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the ?Company?), and [Participant Name] (the ?Employee?). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived heref |
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February 25, 2022 |
Exhibit 10.47 CASH INCENTIVE UNIT AGREEMENT (Unum Group Stock Incentive Plan of 2017 - UK and Ireland Sub-plan) THIS AGREEMENT (this ?Agreement?), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the ?Company?), and [Participant Name] (the ?Employee?). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual be |
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February 25, 2022 |
Exhibit 10.44 RESTRICTED STOCK UNIT AGREEMENT (Unum Group Stock Incentive Plan of 2017) THIS AGREEMENT (this ?Agreement?), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the ?Company?), and [Participant Name] (the ?Employee?). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived her |
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February 25, 2022 |
Exhibit 4.13 DESCRIPTION OF REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of this Annual Report on Form 10-K of which this exhibit is a part, we have two classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (1) our common stock, par value $0.10 per share, an |
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February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Numbe |
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February 25, 2022 |
Exhibit 10.45 RESTRICTED STOCK UNIT AGREEMENT (Unum Group Stock Incentive Plan of 2017 ? UK and Ireland Sub-plan) THIS AGREEMENT (this ?Agreement?), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the ?Company?), and [Participant Name] (the ?Employee?). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual |
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February 25, 2022 |
Annual Incentive Plan of Unum Group, effective January 1, 2022. * Exhibit 10.36 ANNUAL INCENTIVE PLAN (Effective January 1, 2022) ARTICLE 1 Background and Purpose 1.1.Background. Unum Group hereby adopts, effective as of January 1, 2022, this Annual Incentive Plan, an annual incentive bonus plan for its officers and employees. 1.2.Purpose. The purpose of the Plan is to motivate the Participants to perform in a way that will enable the Company to reach or exceed |
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February 25, 2022 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF UNUM GROUP (hereinafter called the ?Corporation?) ARTICLE I OFFICES Section 1. Registered Office. The registered office of the Corporation shall be as set forth in the Certificate of Incorporation. Section 2. Other Offices. The Corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors ma |
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February 25, 2022 |
EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Name State or Jurisdiction of Incorporation AlwaysCare Benefits, Inc. |
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February 10, 2022 |
UNM / Unum Group / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 14)* Name of issuer: Unum Group Title of Class of Securities: Common Stock CUSIP Number: 91529Y106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13 |
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February 1, 2022 |
Unum Group Reports Fourth Quarter 2021 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Tom White 423-294-8996 [email protected] Unum Group Reports Fourth Quarter 2021 Results ?Net income of $159.7 million ($0.78 per diluted common share) for the fourth quarter of 2021; after-tax adjusted operating income was $182.0 million ($0.89 per diluted |
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February 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2022 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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February 1, 2022 |
EX-99.2 3 unm12312021exhibit992.htm EX-99.2 Unum Group Statistical Supplement Fourth Quarter 2021 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Histori |
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November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Numbe |
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November 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Gro |
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November 2, 2021 |
EX-99.2 3 unm09302021exhibit992.htm EX-99.2 Unum Group Statistical Supplement Third Quarter 2021 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historic |
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November 2, 2021 |
Unum Group Reports Third Quarter 2021 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Tom White 423-294-8996 [email protected] Unum Group Reports Third Quarter 2021 Results ?Net income of $328.6 million ($1.60 per diluted common share) for the third quarter of 2021; after-tax adjusted operating income was $210.5 million ($1.03 per diluted c |
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November 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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October 25, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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October 25, 2021 |
Unum Group announces $250 million share repurchase authorization Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] (423) 294-1247 INVESTOR RELATIONS Tom White [email protected] (423) 294-8996 Unum Group announces $250 million share repurchase authorization CHATTANOOGA, Tenn. (Oct. 25, 2021) - Unum Group (NYSE:UNM) today announced that its board of directors has authorized t |
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August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group (E |
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August 3, 2021 |
Unum Group Statistical Supplement Second Quarter 2021 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Reserves 14 Investments 15 Appendix to Statistical Supplement 16 See "Appendix to Statistical Supplement" on page 16 for a summary of significant items and page 16. |
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August 3, 2021 |
Unum Group Reports Second Quarter 2021 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Tom White 423-294-8996 [email protected] Unum Group Reports Second Quarter 2021 Results ?Net income of $182.9 million ($0.89 per diluted common share) for the second quarter of 2021; after-tax adjusted operating income was $286.2 million ($1.39 per diluted |
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August 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) |
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June 14, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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June 14, 2021 |
Unum Group Completes Senior Note Offering and Announces Redemption of 4.500% Senior Notes due 2025 Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA INVESTORS Natalie Godwin [email protected] Tom White 423-294-8996 [email protected] Unum Group Completes Senior Note Offering and Announces Redemption of 4.500% Senior Notes due 2025 CHATTANOOGA, Tenn. (June 14, 2021) ? Unum Group (NYSE: UNM) announced today that it has completed an offering of $60 |
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June 14, 2021 |
Exhibit 1.1 UNUM GROUP 4.125% SENIOR NOTES DUE 2051 UNDERWRITING AGREEMENT June 9, 2021 June 9, 2021 To the Managers named in Schedule I hereto for the Underwriters named in Schedule II hereto Ladies and Gentlemen: Unum Group, a Delaware corporation (the ?Company?), proposes to issue and sell to the several underwriters named in Schedule II hereto (the ?Underwriters?), for whom you are acting as m |
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June 14, 2021 |
Exhibit 4.1 THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF THE DEPOSITORY OR A NOMINEE OF THE DEPOSITORY, WHICH MAY BE TREATED BY THE COMPANY, THE TRUSTEE AND ANY AGENT THEREOF AS OWNER AND HOLDER OF THIS NOTE FOR ALL PURPOSES, INCLUDING THE PAYMENT OF PRINCIPAL AND INTEREST. UNLESS AND UNTIL THIS GLOBAL SECURITY IS EXCHA |
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June 11, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-248208 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 4.125% Senior Notes due 2051 $600,000,000 99.014% $594,084,000 $64,814.57 (1) Calculated in accordance with Ru |
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June 9, 2021 |
SUBJECT TO COMPLETION. DATED JUNE 9, 2021. 424B5 1 d928137d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-248208 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is not pe |
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June 9, 2021 |
Filed Pursuant to Rule 433 Registration No. 333-248208 Issuer Free Writing Prospectus dated June 9, 2021 relating to Preliminary Prospectus Supplement dated June 9, 2021 to Prospectus dated August 20, 2020 Unum Group Final Term Sheet Relating to $600,000,000 Aggregate Principal Amount of 4.125% Senior Notes due 2051 This term sheet relates to the senior notes referenced above (the ?notes?) and sho |
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June 2, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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May 27, 2021 |
Unum Group’s Board of Directors Votes to Increase Common Stock Dividend by 5.3% Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com news FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Tom White 423-294-8996 [email protected] Unum Group?s Board of Directors Votes to Increase Common Stock Dividend by 5.3% CHATTANOOGA, Tenn. (May 27, 2021) ? Unum Group (NYSE:UNM) announced today its Board of Directors has authorized an increase of 5.3 |
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May 27, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group ( |
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May 5, 2021 |
Unum Group Reports First Quarter 2021 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Tom White 423-294-8996 [email protected] Unum Group Reports First Quarter 2021 Results ?Net income of $153.0 million ($0.75 per diluted common share) for the first quarter of 2021; after-tax adjusted operating income was $212.0 million ($1.04 per diluted c |
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May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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May 5, 2021 |
Unum Group Statistical Supplement First Quarter 2021 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Reserves 14 Investments 15 Appendix to Statistical Supplement 16 See "Appendix to Statistical Supplement" on page 16 for a summary of significant items and page 16. |
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April 15, 2021 |
begin 644 nc10020901x1def14a.pdf M)5!$1BTQ+C0-)>+CS],-"CDT," P(&]B:@T\/"],:6YE87)I>F5D(#$O3" Q M,S W,#4R+T\@.30R+T4@,C,W-3,O3B Q,C@O5" Q,C@X,3,Q+T@@6R X-S8@ M,S(V.%T^/@UE;F1O8FH-(" @(" @(" @#0IXVQ;U1FML]])$U:QWDX3MK:OHX=.W[$=EI:AYMR<^.60I,V M:>LD)H:^C6D9!-;2KL!PBH2\4:9J/%9M:(HZZ(886I%@0I/8PEX"-C2ZH0DD M0$R=Q!X:?VP(I E5^\YW[O6]UXD0XN]=5:E]SO?X?;O<8YMCN-<\.\53N X M\A'7QIE/&ZQ)'.&D$N?A.*?D[L1E!^>&OV> |
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April 15, 2021 |
DEF 14A 1 nc10020901x1def14a.htm DEF14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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April 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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April 5, 2021 |
Exhibit 2.1 Execution Version AMENDED AND RESTATED REINSURANCE AGREEMENT by and between PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY and COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY Dated as of March 31, 2021 *Certain identified information has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the registrant if publically disclosed. TABL |
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April 5, 2021 |
Exhibit 2.2 Execution Version AMENDED AND RESTATED REINSURANCE AGREEMENT by and between THE PAUL REVERE LIFE INSURANCE COMPANY and COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY Dated as of March 31, 2021 *Certain identified information has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the registrant if publically disclosed. TABLE OF CO |
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April 5, 2021 |
Exhibit 2.3 Execution Version AMENDED AND RESTATED REINSURANCE AGREEMENT by and between UNUM LIFE INSURANCE COMPANY OF AMERICA and COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY Dated as of March 31, 2021 *Certain identified information has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the registrant if publically disclosed. TABLE OF CO |
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April 5, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) |
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March 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) |
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March 17, 2021 |
Amended and Restated Bylaws of Unum Group, effective March 16, 2021. Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF UNUM GROUP (hereinafter called the ?Corporation?) ARTICLE I OFFICES Section 1. Registered Office. The registered office of the Corporation shall be as set forth in the Certificate of Incorporation. Section 2. Other Offices. The Corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors ma |
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March 2, 2021 |
Form of Cash Incentive Unit Agreement (for employee in the U.S.). Exhibit 10.1 CASH INCENTIVE UNIT AGREEMENT (Unum Group Stock Incentive Plan of 2017) THIS AGREEMENT (this ?Agreement?), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the ?Company?), and [Participant Name] (the ?Employee?). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefr |
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March 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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March 2, 2021 |
Form of Cash Incentive Unit Agreement (for employee in the U.K.). Exhibit 10.2 CASH INCENTIVE UNIT AGREEMENT (Unum Group Stock Incentive Plan of 2017 ? UK and Ireland Sub-plan) THIS AGREEMENT (this ?Agreement?), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the ?Company?), and [Participant Name] (the ?Employee?). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual ben |
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February 17, 2021 |
Annual Incentive Plan of Unum Group, as amended and restated effective January 1, 2020. * Exhibit 10.40 ANNUAL INCENTIVE PLAN (As amended and restated effective January 1, 2020) ARTICLE 1 Background, Purpose and Design 1.1.Background. Unum Group hereby adopts, effective as of January 1, 2020, this Annual Incentive Plan, an annual incentive bonus plan for its officers and employees (the ?Plan?). 1.2.Purpose. The purpose of the Plan is to motivate the Participants to perform in a way tha |
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February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K (Mark One) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Group (Exact |
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February 17, 2021 |
Exhibit 10.44 RESTRICTED STOCK UNIT AGREEMENT (Unum Group Stock Incentive Plan of 2017) THIS AGREEMENT (this ?Agreement?), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the ?Company?), and [Participant Name] (the ?Employee?). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived her |
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February 17, 2021 |
Exhibit 10.9 FOURTH AMENDMENT TO THE UNUM GROUP SUPPLEMENTAL PENSION PLAN January 1, 2010 Amendment and Restatement The Unum Group Supplemental Pension Plan (the ?Plan?) was last amended and restated effective generally January 1, 2010, and subsequently amended. The Plan shall be further amended as set forth herein. 1.The terms used in this Amendment have the meanings set forth in the Plan unless |
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February 17, 2021 |
Exhibit 4.13 DESCRIPTION OF REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of this Annual Report on Form 10-K of which this exhibit is a part, we have two classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (1) our common stock, par value $0.10 per share, an |
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February 17, 2021 |
EXHIBIT 24 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each of the undersigned, as a director of Unum Group, a Delaware corporation (the ?Company?), hereby appoints Lisa G. |
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February 17, 2021 |
EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Name State or Jurisdiction of Incorporation AlwaysCare Benefits, Inc. |
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February 17, 2021 |
Exhibit 10.20 SECOND AMENDMENT TO THE UNUM GROUP NON-QUALIFIED DEFINED CONTRIBUTION RETIREMENT PLAN The Unum Group Non-Qualified Defined Contribution Retirement Plan (the ?Plan?) was established effective January 1, 2014. The Plan has been further amended by a First Amendment, effective January 1, 2019. The Plan is hereby further amended in the following respects: 1. The terms used in this Amendme |
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February 17, 2021 |
Exhibit 10.45 RESTRICTED STOCK UNIT AGREEMENT (Unum Group Stock Incentive Plan of 2017 ? UK and Ireland Sub-plan) THIS AGREEMENT (this ?Agreement?), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the ?Company?), and [Participant Name] (the ?Employee?). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual |
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February 17, 2021 |
Exhibit 10.19 FIRST AMENDMENT TO THE UNUM GROUP NON-QUALIFIED DEFINED CONTRIBUTION RETIREMENT PLAN The Unum Group Non-Qualified Defined Contribution Retirement Plan (the ?Plan?) was established effective January 1, 2014. The Plan is hereby amended in the following respects: 1. The terms used in this Amendment shall have the meanings set forth in the Plan unless the context indicates otherwise. 2. |
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February 10, 2021 |
SC 13G/A 1 tv02060-unumgroup.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: Unum Group Title of Class of Securities: Common Stock CUSIP Number: 91529Y106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pur |
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February 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2021 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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February 4, 2021 |
Unum Group Reports Fourth Quarter 2020 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin [email protected] INVESTORS Tom White 423-294-8996 [email protected] Unum Group Reports Fourth Quarter 2020 Results •Net income of $135.4 million ($0.66 per diluted common share) for the fourth quarter of 2020; after-tax adjusted operating income was $235.3 million ($1.15 per diluted |
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February 4, 2021 |
Unum Group Statistical Supplement Fourth Quarter 2020 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Reserves 13 Investments 15 Appendix to Statistical Supplement 16 See "Appendix to Statistical Supplement" on page 16 for a summary of significant items and page 16. |
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December 22, 2020 |
Exhibit 2.3 Execution Version REINSURANCE AGREEMENT by and between UNUM LIFE INSURANCE COMPANY OF AMERICA and COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY Dated as of December 17, 2020 *Certain identified information has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the registrant if publicly disclosed. TABLE OF CONTENTS Page ARTICLE |
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December 22, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2020 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Numbe |
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December 22, 2020 |
Exhibit 2.1 Execution Version REINSURANCE AGREEMENT by and between PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY and COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY Dated as of December 17, 2020 *Certain identified information has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the registrant if publicly disclosed. TABLE OF CONTENTS Page A |
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December 22, 2020 |
Exhibit 2.2 Execution Version REINSURANCE AGREEMENT by and between THE PAUL REVERE LIFE INSURANCE COMPANY and COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY Dated as of December 17, 2020 *Certain identified information has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the registrant if publicly disclosed. TABLE OF CONTENTS Page ARTICLE |
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December 17, 2020 |
EX-99.2 Exhibit 99.2 2021 Outlook Meeting December 17, 2020Exhibit 99.2 2021 Outlook Meeting December 17, 2020 SAFE HARBOR STATEMENT Certain information in this presentation constitutes “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are those not based on historical information, but rather relate to our outlook, f |
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December 17, 2020 |
EX-2.1 Exhibit 2.1 Execution Version MASTER TRANSACTION AGREEMENT by and among PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY THE PAUL REVERE LIFE INSURANCE COMPANY UNUM LIFE INSURANCE COMPANY OF AMERICA and COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY Dated as of December 16, 2020 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01. Definitions 2 ARTICLE II TRANSACTIONS TO BE EFFECTED A |
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December 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 16, 2020 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Numbe |
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December 17, 2020 |
EX-99.1 Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Natalie Godwin 423-294-1247 [email protected] INVESTORS Tom White 423-294-8996 [email protected] Unum Group Announces Reinsurance Transaction with Global Atlantic on $7.1 Billion Closed Individual Disability Block CHATTANOOGA, Tenn. (December 17, 2020) – Unum Group (NYSE: UNM) today announc |
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November 12, 2020 |
Unum Group Announces Leadership Transition for Unum International Business Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts INVESTORS Tom White 423 294 8996 MEDIA Natalie Godwin 423 294 1247 Unum Group Announces Leadership Transition for Unum International Business CHATTANOOGA, Tenn. (Nov. 12, 2020) — Unum (NYSE: UNM) today announced that Mark Till will oversee Unum International’s business as Executive Vice President. Mr. |
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November 12, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Numbe |
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October 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-11294 Unum Gro |
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October 27, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2020 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number |
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October 27, 2020 |
Unum Group Reports Third Quarter 2020 Results Exhibit 99.1 1 Fountain Square Chattanooga, TN 37402 www.unum.com FOR IMMEDIATE RELEASE Contacts MEDIA Kelly Spencer 423-681-2296 [email protected] INVESTORS Tom White 423-294-8996 [email protected] Unum Group Reports Third Quarter 2020 Results •Net income of $231.1 million ($1.13 per diluted common share) for the third quarter of 2020; after-tax adjusted operating income was $245.9 million ($1.21 |
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October 27, 2020 |
Unum Group Statistical Supplement Third Quarter 2020 TABLE OF CONTENTS (in millions of dollars, except share data and where noted) Interim Results are Unaudited Page Financial Highlights 1 Capital Metrics 2 Ratings 3 Consolidated Statements of Income 4 Sales Data by Segment 5 Consolidated Balance Sheets 6 Financial Results by Segment 7 Quarterly Historical Financial Results by Segment 8 Financial Results and Selected Statistics by Segment Unum US 9 Unum International 10 Colonial Life 11 Closed Block 12 Corporate 13 Reserves 14 Investments 15 Appendix to Statistical Supplement 16 See "Appendix to Statistical Supplement" on page 16 for a summary of significant items and page 16. |
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August 26, 2020 |
Exhibit 10.1 SUCCESS INCENTIVE PLAN CASH SUCCESS UNIT AND STOCK SUCCESS UNIT AGREEMENT WITH EMPLOYEE (Unum Group Stock Incentive Plan of 2017) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenant |
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August 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2020 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) |
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August 26, 2020 |
Exhibit 10.2 SUCCESS INCENTIVE PLAN CASH SUCCESS UNIT AND STOCK SUCCESS UNIT AGREEMENT WITH EMPLOYEE (Unum Group Stock Incentive Plan of 2017) THIS AGREEMENT (this “Agreement”), dated as of [Grant Date], is entered into by and between Unum Group, a Delaware corporation (the “Company”), and [Participant Name] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenant |
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August 20, 2020 |
EX-24.1 5 ex-241.htm EXHIBIT 24.1 Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director of Unum Group, a Delaware corporation (the “Company”), hereby constitutes and appoints Lisa G. Iglesias and J. Paul Jullienne, and each of them, as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitutio |
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August 20, 2020 |
Table of Contents As filed with the Securities and Exchange Commission on August 20, 2020 Registration Statement No. |
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August 20, 2020 |
Exhibit 4.4 FIRST SUPPLEMENTAL INDENTURE This FIRST SUPPLEMENTAL INDENTURE, dated as of August 20, 2020 (the “First Supplemental Indenture”), is by and between UNUM GROUP, a Delaware corporation (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association, as Trustee (the “Trustee”), under the Indenture referred to below. RECITALS WHEREAS, the Company has he |
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August 20, 2020 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of registrant as specified in its charter) |