| Jumlah Saham Beredar | 82,019,024 shares |
| Saham Orang Dalam | 52,780,093 shares |
| Kepemilikan oleh Orang Dalam | 64.35 % |
| Orang Dalam Sejati | 37 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
0 ( )
5234 out of 11305Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
0.000 %( )
5206 out of 11224Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan Cadiz Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| John A Bohn Director - [D] | 2,807 | 2,807 | |
| Keith Brackpool Director - [D] | 1,933,701 | 1,933,701 | |
| Jeffrey J Brown Director - [D] | 8,868 | 8,868 | |
| Anthony L Coelho - | 4,000 | 4,000 | |
|
Richard F Conway
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
| Stephen E Courter Director - [D] | 75,489 | 75,489 | |
|
Mark Donegan
10% Owner -
|
386,651 | 386,651 | |
| Dreyfus Maria S. Director - [D] | 174,804 | 174,804 | |
| Maria Echaveste Director - [D] | 39,627 | 39,627 | |
| Geoffrey T Grant Director - [D] | 551,382 | 551,382 | |
| Murray H Hutchison Director - [D] | 64,988 | 64,988 | |
|
Heerema International Group Services SA
10% Owner -
|
25,695,300 | 25,695,300 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Winston H Hickox Director - [D] | 263,830 | 263,830 | |
|
Ing Capital Llc
10% Owner -
|
1,330,731 | 1,330,731 | |
|
Groep Nv Ing
10% Owner -
|
1,330,731 | 1,330,731 | |
| Susan P Kennedy CEO, Director - [D] [O] | 966,921 | 966,921 | |
|
Steven Lampe
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
|
Lampe, Conway & Co. Llc
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
| Lc Capital Master Fund Ltd - | 3,263,926 | 3,263,926 | |
|
Lc Capital Partners Lp
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
|
LC Capital Advisors LLC
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
|
LC Capital Offshore Fund Ltd
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
| Barbara A Lloyd Director - [D] | 19,472 | 19,472 | |
| Kenneth T Lombard Director - [D] | 24,887 | 24,887 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Dwight W Makins - | 13,425 | 13,425 | |
| Richard Nevins Director - [D] | 24,947 | 24,947 | |
|
Asset Management LLP Odey
10% Owner -
|
5,847,368 | 5,847,368 | |
| Raymond J Pacini Director - [D] | 28,590 | 28,590 | |
| Richard Garcia Polanco Director - [D] | 22,052 | 22,052 | |
| Bryant R Riley Director - [D] | 928 | 928 | |
|
Dominic Redfern
10% Owner -
|
386,651 | 386,651 | |
| Cathryn Rivera Chief Operating Officer - [O] | 137,500 | 137,500 | |
| Timothy J Shaheen CFO, Director - [D] [O] | 114,887 | 114,887 | |
| Stanley E Speer CFO - [O] | 117,185 | 117,185 | |
| Scott S Slater Chief Executive Officer, Director - [D] [O] | 123,881 | 123,881 | |
|
Water Asset Management LLC
10% Owner -
|
2,458,219 | 2,458,219 | |
| de Macias Carolyn D Webb Director - [D] | 33,815 | 33,815 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di CDZI / Cadiz Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di CDZI / Cadiz Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-07-01 | 2025-07-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 3.0200 | 1,552 | 5 | 19,472 | ||||
| 2025-07-01 | 2025-06-30 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 17,920 | ||||
| 2025-07-01 | 2025-07-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.0200 | 6,209 | 19 | 174,804 | ||||
| 2025-07-01 | 2025-06-30 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 168,595 | ||||
| 2025-06-30 | 2025-06-30 | 4 | Polanco Richard Garcia | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 22,052 | ||||
| 2025-06-30 | 2025-06-30 | 4 | Lombard Kenneth T | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 24,887 | ||||
| 2025-06-30 | 2025-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 193,071 | ||||
| 2025-06-30 | 2025-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 75,489 | ||||
| 2025-06-30 | 2025-06-30 | 4 | Echaveste Maria | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 39,627 | ||||
| 2025-04-03 | 2025-04-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 2.9150 | 6,562 | 19 | 160,383 | ||||
| 2025-04-03 | 2025-04-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 2.9150 | 1,608 | 5 | 9,708 | ||||
| 2025-02-26 | 2025-02-24 | 4 | SPEER STANLEY E | CDZI | Common Stock | D | 37,477 | 117,185 | ||||||
| 2025-01-06 | 2025-01-02 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 5.2300 | 3,585 | 19 | 153,821 | ||||
| 2025-01-06 | 2025-01-02 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 5.2300 | 896 | 5 | 8,100 | ||||
| 2024-11-06 | 2024-11-05 | 4 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 3.3400 | 2,070,000 | 6,914 | 22,783,965 | ||||
| 2024-10-11 | 2024-09-16 | 4 | Rivera Cathryn | CDZI | Common Stock | D | 137,500 | 137,500 | ||||||
| 2024-10-11 | 3 | Rivera Cathryn | CDZI | Common Stock | D | 0 | ||||||||
| 2024-10-03 | 2024-10-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 2.9500 | 1,589 | 5 | 7,204 | ||||
| 2024-10-02 | 2024-10-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 2.9500 | 6,356 | 19 | 150,236 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 3.0680 | 1,528 | 5 | 5,615 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 3.0584 | 4,087 | 12 | 4,087 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.0680 | 6,112 | 19 | 143,880 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 137,768 | ||||
| 2024-07-03 | 2024-07-01 | 4 | COURTER STEPHEN E | cdzi | Common Stock | D | 3.0584 | 8,174 | 25 | 67,277 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Polanco Richard Garcia | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 13,840 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Lombard Kenneth T | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 16,675 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 33,815 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 184,859 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Echaveste Maria | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 31,415 | ||||
| 2024-06-26 | 2024-06-24 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 2.8500 | 6,579 | 19 | 129,594 | ||||
| 2024-04-19 | 2024-04-18 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 2.2500 | 25,000 | 56 | 966,921 | ||||
| 2024-04-18 | 2024-04-16 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 700,000 | 941,921 | ||||||
| 2024-04-15 | 2024-04-11 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 150,000 | 241,921 | ||||||
| 2024-03-27 | 2024-03-15 | 4 | SPEER STANLEY E | CDZI | Common Stock | D | 20,124 | 79,708 | ||||||
| 2024-03-11 | 3 | Lloyd Barbara A | CDZI | Common Stock | D | 0 | ||||||||
| 2024-01-04 | 2024-01-02 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 2.9250 | 6,410 | 19 | 123,015 | ||||
| 2024-01-04 | 2024-01-04 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 2.8096 | 6,762 | 19 | 91,921 | ||||
| 2023-10-03 | 2023-10-02 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.2250 | 5,814 | 19 | 116,605 | ||||
| 2023-09-27 | 2023-09-25 | 4 | Hickox Winston H | CDZI | Common Stock | D | 3.3000 | 3,030 | 10 | 176,685 | ||||
| 2023-09-21 | 2023-09-21 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 3.1700 | 15,822 | 50 | 85,159 | ||||
| 2023-07-17 | 2023-07-13 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.5000 | 100,000 | 350 | 110,791 | ||||
| 2023-07-17 | 2023-07-13 | 4 | Slater Scott S | CDZI | Common Stock | D | 3.5000 | 14,000 | 49 | 123,881 | ||||
| 2023-07-17 | 2023-07-13 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 3.5000 | 14,000 | 49 | 69,337 | ||||
| 2023-07-14 | 2023-06-13 | 4 | Odey Asset Management LLP See Footnotes | CDZI | Common Stock | I | 3.9500 | -1,063,820 | -4,202 | 0 | ||||
| 2023-07-14 | 2023-06-13 | 4 | Odey Asset Management LLP See Footnotes | CDZI | Common Stock | I | 3.9500 | -338,623 | -1,338 | 0 | ||||
| 2023-07-14 | 2023-06-13 | 4 | Odey Asset Management LLP See Footnotes | CDZI | Common Stock | I | 3.9500 | -340,883 | -1,346 | 0 | ||||
| 2023-07-14 | 2023-06-12 | 4 | Odey Asset Management LLP See Footnotes | CDZI | Common Stock | I | 4.3670 | -3,773 | -16 | 1,063,820 | ||||
| 2023-07-14 | 2023-06-12 | 4 | Odey Asset Management LLP See Footnotes | CDZI | Common Stock | I | 4.3670 | -1,201 | -5 | 338,623 | ||||
| 2023-07-13 | 2023-07-11 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 4.0100 | 4,676 | 19 | 10,791 | ||||
| 2023-07-13 | 2023-07-11 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.9900 | 4,699 | 19 | 6,115 | ||||
| 2023-07-06 | 2023-07-06 | 4 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 4.0000 | 200,000 | 800 | 20,713,965 | ||||
| 2023-07-06 | 2023-07-03 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 59,103 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 4.4124 | 1,416 | 6 | 1,416 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Polanco Richard Garcia | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 5,666 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 25,641 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Echaveste Maria | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 23,241 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Hickox Winston H | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 173,655 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Lombard Kenneth T | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 8,501 | ||||
| 2023-06-26 | 2022-12-14 | 4/A | Kennedy Susan P | CDZI | Common Stock | D | 2.5000 | 20,000 | 50 | 95,950 | ||||
| 2023-06-20 | 2023-06-20 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 4.1295 | 2,417 | 10 | 75,337 | ||||
| 2023-06-20 | 2023-06-15 | 4 | Kennedy Susan P | CDZI | Common Stock | D | -20,000 | 55,337 | ||||||
| 2023-05-26 | 2023-05-26 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 5.0600 | 1,970 | 10 | 68,432 | ||||
| 2023-04-06 | 2023-04-04 | 4 | Kennedy Susan P | CDZI | Common Stock | D | -25,000 | 66,462 | ||||||
| 2023-04-05 | 2023-04-03 | 4 | Hickox Winston H | CDZI | Common Stock | D | 3.9900 | 4,699 | 19 | 167,989 | ||||
| 2023-04-05 | 2023-04-03 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 3.9900 | 4,699 | 19 | 1,933,701 | ||||
| 2023-04-05 | 2023-04-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 3.9900 | 4,699 | 19 | 520,882 | ||||
| 2023-03-03 | 2023-03-01 | 4 | Slater Scott S | CDZI | Common Stock | D | 40,247 | 109,881 | ||||||
| 2023-03-02 | 2023-03-01 | 4 | SPEER STANLEY E | CDZI | Common Stock | D | 20,124 | 59,584 | ||||||
| 2023-02-06 | 3 | Odey Robin Crispin William See Footnotes | CDZI | Common Stock | I | 340,883 | ||||||||
| 2023-02-06 | 3 | Odey Robin Crispin William See Footnotes | CDZI | Common Stock | I | 1,067,593 | ||||||||
| 2023-02-06 | 3 | Odey Robin Crispin William See Footnotes | CDZI | Common Stock | I | 339,824 | ||||||||
| 2023-02-06 | 3 | Odey Robin Crispin William See Footnotes | CDZI | Common Stock | I | 3,682,219 | ||||||||
| 2023-02-06 | 3 | Odey Robin Crispin William See Footnotes | CDZI | Common Stock | I | 2,165,149 | ||||||||
| 2023-02-02 | 2023-02-02 | 4 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 3.8400 | 3,675,000 | 14,112 | 20,513,965 | ||||
| 2023-01-04 | 2023-01-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2.5350 | 7,396 | 19 | 516,183 | ||||
| 2023-01-04 | 2023-01-03 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 2.5350 | 7,396 | 19 | 1,929,002 | ||||
| 2023-01-04 | 2023-01-03 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2.5350 | 7,396 | 19 | 163,290 | ||||
| 2022-12-30 | 2022-12-29 | 4 | Echaveste Maria | CDZI | Common Stock | D | 2.6490 | 2,000 | 5 | 17,575 | ||||
| 2022-12-19 | 2022-12-16 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 2.6100 | 264 | 1 | 70,759 | ||||
| 2022-12-19 | 2022-12-15 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 2.5700 | 7,905 | 20 | 70,495 | ||||
| 2022-12-16 | 2022-12-16 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2.5700 | 2,000 | 5 | 53,437 | ||||
| 2022-12-14 | 2022-12-14 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 2.5000 | 15,512 | 39 | 91,462 | ||||
| 2022-12-13 | 2022-12-13 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 2.2600 | 4,400 | 10 | 19,975 | ||||
| 2022-12-13 | 2022-12-13 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 2.2200 | 75,000 | 167 | 75,950 | ||||
| 2022-11-10 | 2022-11-09 | 4 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 2.0000 | 1,783,334 | 3,567 | 16,838,965 | ||||
| 2022-10-05 | 2022-10-03 | 4 | Hickox Winston H | CDZI | Common Stock | D | 1.8600 | 10,081 | 19 | 155,894 | ||||
| 2022-10-05 | 2022-10-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 1.8600 | 10,081 | 19 | 508,787 | ||||
| 2022-10-05 | 2022-10-03 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 1.8600 | 10,081 | 19 | 1,921,606 | ||||
| 2022-07-14 | 2022-07-12 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2.2050 | 11,339 | 25 | 498,706 | ||||
| 2022-07-14 | 2022-07-12 | 4 | Lombard Kenneth T | CDZI | Common Stock | D | 2.2050 | 2,835 | 6 | 2,835 | ||||
| 2022-07-14 | 2022-07-12 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 2.2050 | 11,339 | 25 | 15,575 | ||||
| 2022-07-14 | 2022-07-12 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2.2050 | 11,339 | 25 | 51,437 | ||||
| 2022-07-14 | 2022-07-12 | 4 | Echaveste Maria | CDZI | Common Stock | D | 2.2050 | 11,339 | 25 | 15,575 | ||||
| 2022-07-14 | 2022-07-12 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2.2050 | 11,339 | 25 | 145,813 | ||||
| 2022-07-14 | 2022-07-12 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 2.2050 | 5,670 | 13 | 1,911,525 | ||||
| 2022-07-06 | 2022-07-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2.4150 | 7,764 | 19 | 134,474 | ||||
| 2022-07-06 | 2022-07-01 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 2.4150 | 7,764 | 19 | 1,905,855 | ||||
| 2022-07-06 | 2022-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2.4150 | 7,764 | 19 | 487,367 | ||||
| 2022-04-12 | 2022-04-12 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 1.9487 | 100,000 | 195 | 1,898,091 | ||||
| 2022-04-12 | 2022-04-11 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 1.9957 | 100,000 | 200 | 1,798,091 | ||||
| 2022-04-05 | 2022-04-04 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2.2200 | 5,385 | 12 | 126,710 | ||||
| 2022-04-05 | 2022-04-01 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 2.1200 | 27,590 | 58 | 62,590 | ||||
| 2022-04-05 | 2022-04-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2.1200 | 44,410 | 94 | 121,325 | ||||
| 2022-04-05 | 2022-04-04 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2.2300 | 9,600 | 21 | 40,098 | ||||
| 2022-04-05 | 2022-04-01 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2.1300 | 600 | 1 | 30,698 | ||||
| 2022-04-05 | 2022-04-01 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 2.0750 | 9,036 | 19 | 1,698,091 | ||||
| 2022-04-05 | 2022-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2.0750 | 9,036 | 19 | 479,603 | ||||
| 2022-03-22 | 2022-03-20 | 4 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 1.7500 | 2,857,142 | 5,000 | 15,055,630 | ||||
| 2022-03-22 | 2022-03-20 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 1.7500 | 1,142,857 | 2,000 | 1,689,055 | ||||
| 2022-03-22 | 2022-03-20 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 1.7500 | 285,714 | 500 | 470,567 | ||||
| 2022-02-08 | 2022-02-04 | 4 | Kennedy Susan P | CDZI | Performance Rights | D | 450,000 | 450,000 | ||||||
| 2022-02-08 | 2022-02-04 | 4 | BRACKPOOL KEITH | CDZI | Restricted Stock Units | D | -170,000 | 0 | ||||||
| 2022-02-08 | 2022-02-04 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 170,000 | 546,198 | ||||||
| 2022-01-05 | 2022-01-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 4.0350 | 4,647 | 19 | 184,853 | ||||
| 2021-12-17 | 2021-12-16 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 4.2487 | 25,000 | 106 | 180,206 | ||||
| 2021-12-16 | 2021-12-15 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 3.7800 | 30,000 | 113 | 376,198 | ||||
| 2021-12-14 | 2021-12-13 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 3.6000 | 25,000 | 90 | 346,198 | ||||
| 2021-12-13 | 2021-12-10 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 3.9800 | 50,000 | 199 | 321,198 | ||||
| 2021-12-08 | 3 | Heerema International Group Services SA HHC Fund 2012 | CDZI | Common Stock | I | 2,911,335 | ||||||||
| 2021-12-08 | 3 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 12,198,488 | ||||||||
| 2021-12-08 | 2021-12-08 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 4.4300 | 11,089 | 49 | 155,206 | ||||
| 2021-12-08 | 2021-12-07 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 4.0100 | 13,911 | 56 | 144,117 | ||||
| 2021-12-08 | 2021-12-07 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 4.1000 | 29,900 | 123 | 271,198 | ||||
| 2021-12-08 | 2021-12-06 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 3.9800 | 20,100 | 80 | 241,298 | ||||
| 2021-10-25 | 2021-06-30 | 4/A | Hickox Winston H | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 76,915 | ||||
| 2021-10-04 | 2021-10-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.9550 | 2,696 | 19 | 130,206 | ||||
| 2021-09-10 | 2021-09-08 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.8723 | 25,000 | 272 | 127,510 | ||||
| 2021-08-17 | 2021-08-13 | 4 | SPEER STANLEY E | CDZI | Restricted Stock Units | D | -42,500 | 85,000 | ||||||
| 2021-08-17 | 2021-08-13 | 4 | SPEER STANLEY E | CDZI | Common Stock | D | 20,124 | 39,460 | ||||||
| 2021-08-17 | 2021-08-13 | 4 | Slater Scott S | CDZI | Restricted Stock Units | D | -85,000 | 170,000 | ||||||
| 2021-08-17 | 2021-08-13 | 4 | Slater Scott S | CDZI | Common Stock | D | 40,247 | 69,634 | ||||||
| 2021-08-17 | 2021-08-13 | 4 | BRACKPOOL KEITH | CDZI | Restricted Stock Units | D | -85,000 | 170,000 | ||||||
| 2021-08-17 | 2021-08-13 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 55,802 | 221,198 | ||||||
| 2021-07-01 | 2021-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 14.0450 | 1,335 | 19 | 102,510 | ||||
| 2021-07-01 | 2021-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 101,175 | ||||
| 2021-07-01 | 2021-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 30,098 | ||||
| 2021-07-01 | 2021-06-30 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 13.1623 | 950 | 13 | 950 | ||||
| 2021-07-01 | 2021-06-30 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 4,236 | ||||
| 2021-07-01 | 2021-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 96,915 | ||||
| 2021-07-01 | 2021-06-30 | 4 | Echaveste Maria | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 4,236 | ||||
| 2021-04-28 | 2021-04-26 | 4 | Slater Scott S | CDZI | Restricted Stock Units | D | 255,000 | 255,000 | ||||||
| 2021-04-28 | 2021-04-26 | 4 | SPEER STANLEY E | CDZI | Restricted Stock Units | D | 127,500 | 127,500 | ||||||
| 2021-04-28 | 2021-04-26 | 4 | BRACKPOOL KEITH | CDZI | Restricted Stock Units | D | 255,000 | 255,000 | ||||||
| 2021-04-05 | 2021-04-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 9.6350 | 1,297 | 12 | 24,947 | ||||
| 2021-04-05 | 2021-04-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 9.6350 | 1,297 | 12 | 64,988 | ||||
| 2021-04-05 | 2021-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 9.6350 | 1,297 | 12 | 99,276 | ||||
| 2021-01-05 | 2021-01-04 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.5200 | 1,188 | 12 | 97,979 | ||||
| 2021-01-05 | 2021-01-04 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 10.5200 | 1,188 | 12 | 63,691 | ||||
| 2021-01-05 | 2021-01-04 | 4 | Nevins Richard | CDZI | Common Stock | D | 10.5200 | 1,188 | 12 | 23,650 | ||||
| 2020-10-02 | 2020-10-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 9.9700 | 1,254 | 13 | 22,462 | ||||
| 2020-10-02 | 2020-10-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 9.9700 | 1,254 | 13 | 96,791 | ||||
| 2020-10-02 | 2020-10-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 9.9700 | 1,254 | 13 | 62,503 | ||||
| 2020-07-02 | 2020-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 10.2150 | 1,224 | 13 | 61,249 | ||||
| 2020-07-02 | 2020-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 60,025 | ||||
| 2020-07-02 | 2020-07-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 10.2150 | 1,224 | 13 | 21,208 | ||||
| 2020-07-02 | 2020-06-30 | 4 | Nevins Richard | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 19,984 | ||||
| 2020-07-02 | 2020-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.2150 | 1,224 | 13 | 95,537 | ||||
| 2020-07-02 | 2020-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 94,313 | ||||
| 2020-07-02 | 2020-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 75,016 | ||||
| 2020-07-02 | 2020-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 28,199 | ||||
| 2020-07-02 | 2020-06-30 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 2,337 | ||||
| 2020-07-02 | 2020-06-30 | 4 | Echaveste Maria | cdzi | Common Stock | D | 10.6990 | 2,337 | 25 | 2,337 | ||||
| 2020-05-29 | 3 | SPEER STANLEY E | CDZI | Common Stock | D | 38,672 | ||||||||
| 2020-05-29 | 3 | SPEER STANLEY E | CDZI | Common Stock | D | 38,672 | ||||||||
| 2020-05-29 | 3 | SPEER STANLEY E | CDZI | Common Stock | D | 38,672 | ||||||||
| 2020-04-03 | 2020-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 11.5250 | 1,085 | 13 | 91,976 | ||||
| 2020-04-03 | 2020-04-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 11.5250 | 1,085 | 13 | 57,688 | ||||
| 2020-04-03 | 2020-04-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 11.5250 | 1,085 | 13 | 17,647 | ||||
| 2020-03-26 | 2020-03-24 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.0658 | -9,806 | -99 | 90,891 | ||||
| 2020-03-24 | 2020-03-23 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.0092 | -9,076 | -91 | 100,697 | ||||
| 2020-03-24 | 2020-03-20 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.0211 | -6,013 | -60 | 109,773 | ||||
| 2020-03-24 | 2020-03-19 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.0140 | -25,105 | -251 | 115,786 | ||||
| 2020-03-09 | 2020-03-05 | 4 | Slater Scott S | CDZI | Common Stock | D | 9.8100 | 20,387 | 200 | 29,387 | ||||
| 2020-03-09 | 2020-03-05 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 9.8100 | 20,387 | 200 | 165,387 | ||||
| 2020-03-09 | 2020-03-05 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 9.8100 | 20,387 | 200 | 114,887 | ||||
| 2020-03-09 | 2020-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Series 1 Preferred Stock | D | 6.75 | 9,671 | 9,671 | |||||
| 2020-03-09 | 2020-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2020 | D | 6.75 | -26,441,360 | 0 | |||||
| 2020-03-09 | 2020-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2020 | D | 6.75 | -16,904,930 | 26,441,360 | |||||
| 2020-03-09 | 2020-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2020 | D | 6.75 | 16,866,290 | 43,346,290 | |||||
| 2020-03-09 | 2020-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Common Stock | D | 6.7500 | 2,504,434 | 16,905 | 3,263,926 | ||||
| 2020-01-03 | 2020-01-02 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 11.0380 | 1,133 | 13 | 8,868 | ||||
| 2020-01-03 | 2020-01-02 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 11.0380 | 1,133 | 13 | 56,603 | ||||
| 2020-01-03 | 2020-01-02 | 4 | Nevins Richard | CDZI | Common Stock | D | 11.0380 | 1,133 | 13 | 16,562 | ||||
| 2020-01-03 | 2020-01-02 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 11.0380 | 1,133 | 13 | 140,891 | ||||
| 2019-10-03 | 2019-10-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 12.2900 | 1,017 | 12 | 15,429 | ||||
| 2019-10-03 | 2019-10-01 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 12.2900 | 1,017 | 12 | 7,735 | ||||
| 2019-10-03 | 2019-10-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 12.2900 | 1,017 | 12 | 139,758 | ||||
| 2019-10-03 | 2019-10-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 12.2900 | 1,017 | 12 | 55,470 | ||||
| 2019-09-18 | 2019-09-17 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 11.5050 | 1,086 | 12 | 138,741 | ||||
| 2019-09-18 | 2019-09-17 | 4 | Nevins Richard | CDZI | Common Stock | D | 11.5050 | 1,086 | 12 | 14,412 | ||||
| 2019-09-18 | 2019-09-17 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 11.5050 | 1,086 | 12 | 6,718 | ||||
| 2019-09-18 | 2019-09-17 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 11.5050 | 1,086 | 12 | 54,453 | ||||
| 2019-07-22 | 3 | Echaveste Maria | CDZI | Common Stock | D | 0 | ||||||||
| 2019-07-17 | 3 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 0 | ||||||||
| 2019-07-15 | 2019-07-11 | 4 | Water Asset Management LLC | CDZI | Common Stock, par value $0.01 ("Common Stock") | I | 11.0000 | -800,000 | -8,800 | 2,458,219 | ||||
| 2019-07-01 | 2019-06-30 | 4 | Nevins Richard | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 13,326 | ||||
| 2019-07-01 | 2019-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 72,679 | ||||
| 2019-07-01 | 2019-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 53,367 | ||||
| 2019-07-01 | 2019-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 25,862 | ||||
| 2019-07-01 | 2019-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 137,655 | ||||
| 2019-07-01 | 2019-06-30 | 4 | BOHN JOHN A | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 2,807 | ||||
| 2019-07-01 | 2019-06-30 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 5,632 | ||||
| 2019-07-01 | 2019-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 28,590 | ||||
| 2019-05-02 | 2019-04-22 | 4 | Water Asset Management LLC | CDZI | Convertible Promissory Note | I | 6.75 | 1,964,643 | 0 | |||||
| 2019-05-02 | 2019-04-22 | 4 | Water Asset Management LLC | CDZI | Common Stock, par value $0.01 ("Common Stock") | I | 6.7500 | 291,057 | 1,965 | 3,258,219 | ||||
| 2019-04-03 | 2019-04-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 9.5750 | 783 | 7 | 11,412 | ||||
| 2019-04-03 | 2019-04-01 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 9.5750 | 783 | 7 | 3,718 | ||||
| 2019-04-03 | 2019-04-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 9.5750 | 783 | 7 | 51,453 | ||||
| 2019-04-03 | 2019-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 9.5750 | 783 | 7 | 135,741 | ||||
| 2019-02-13 | 2018-10-03 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -25,000 | 145,000 | ||||||
| 2019-01-03 | 2019-01-02 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 10.3000 | 728 | 7 | 2,935 | ||||
| 2019-01-03 | 2019-01-02 | 4 | Nevins Richard | CDZI | Common Stock | D | 10.3000 | 728 | 7 | 10,629 | ||||
| 2019-01-03 | 2019-01-02 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.3000 | 728 | 7 | 134,958 | ||||
| 2019-01-03 | 2019-01-02 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 10.3000 | 728 | 7 | 50,670 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.8400 | -111,000 | -1,092 | 2,967,162 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Water Asset Management LLC | CDZI | Common Stock, par value $0.01 ("Common Stock") | I | 9.8800 | 111,000 | 1,097 | 3,078,162 | ||||
| 2018-10-05 | 2018-10-03 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 11.1000 | 676 | 8 | 49,942 | ||||
| 2018-10-05 | 2018-10-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 11.1000 | 676 | 8 | 134,230 | ||||
| 2018-10-05 | 2018-10-03 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 11.1000 | 676 | 8 | 2,207 | ||||
| 2018-10-05 | 2018-10-03 | 4 | Nevins Richard | CDZI | Common Stock | D | 11.1000 | 676 | 8 | 9,901 | ||||
| 2018-07-02 | 2018-07-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 13.0750 | 574 | 8 | 9,225 | ||||
| 2018-07-02 | 2018-06-30 | 4 | Nevins Richard | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 8,651 | ||||
| 2018-07-02 | 2018-07-01 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 13.0750 | 574 | 8 | 1,531 | ||||
| 2018-07-02 | 2018-06-30 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 12.7100 | 393 | 5 | 957 | ||||
| 2018-07-02 | 2018-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 13.0750 | 574 | 8 | 133,554 | ||||
| 2018-07-02 | 2018-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 132,980 | ||||
| 2018-07-02 | 2018-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 13.0750 | 574 | 8 | 49,266 | ||||
| 2018-07-02 | 2018-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 48,692 | ||||
| 2018-07-02 | 2018-06-30 | 4 | BOHN JOHN A | CDZI | Common Stock | D | 12.7100 | 393 | 5 | 893 | ||||
| 2018-07-02 | 2018-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 26,676 | ||||
| 2018-07-02 | 2018-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 70,765 | ||||
| 2018-07-02 | 2018-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 23,948 | ||||
| 2018-06-15 | 2018-06-13 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 13.3000 | 564 | 8 | 564 | ||||
| 2018-06-13 | 3 | BOHN JOHN A | CDZI | Common Stock | D | 1,000 | ||||||||
| 2018-06-13 | 3 | BOHN JOHN A | CDZI | Common Stock | D | 1,000 | ||||||||
| 2018-06-13 | 3 | BOHN JOHN A | CDZI | Common Stock | D | 1,000 | ||||||||
| 2018-06-04 | 2018-05-25 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.4600 | -531,918 | -6,628 | 2,967,162 | ||||
| 2018-06-04 | 2018-05-25 | 4 | Water Asset Management LLC | CDZI | Common Stock, par value $0.01 ("Common Stock") | I | 12.4700 | 531,918 | 6,633 | 3,499,080 | ||||
| 2018-05-31 | 3 | BROWN JEFFREY J | CDZI | Common Stock | D | 0 | ||||||||
| 2018-04-03 | 2018-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 13.3000 | 564 | 8 | 131,407 | ||||
| 2018-04-03 | 2018-03-19 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | -10,000 | 130,843 | ||||||
| 2018-04-03 | 2018-04-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 13.3000 | 564 | 8 | 7,078 | ||||
| 2018-04-03 | 2018-04-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 13.3000 | 564 | 8 | 47,119 | ||||
| 2018-02-08 | 2017-12-19 | 5 | SHAHEEN TIMOTHY J | cdzi | Common Stock | D | -4,000 | 94,500 | ||||||
| 2018-02-08 | 2017-11-24 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -40,000 | 170,000 | ||||||
| 2018-02-08 | 2017-10-11 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -40,000 | 210,000 | ||||||
| 2018-02-08 | 2017-09-14 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -35,000 | 250,000 | ||||||
| 2018-02-08 | 2017-06-07 | 5 | BRACKPOOL KEITH | CDZI | Restricted Stock Units | D | -100,000 | 0 | ||||||
| 2018-02-08 | 2017-06-07 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | 100,000 | 285,000 | ||||||
| 2018-01-03 | 2018-01-02 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 14.2000 | 528 | 7 | 46,555 | ||||
| 2018-01-03 | 2018-01-02 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 14.2000 | 528 | 7 | 140,843 | ||||
| 2018-01-03 | 2018-01-02 | 4 | Nevins Richard | CDZI | Common Stock | D | 14.2000 | 528 | 7 | 6,514 | ||||
| 2017-10-05 | 2017-10-03 | 4 | Nevins Richard | CDZI | Common Stock | D | 12.7750 | 587 | 7 | 5,986 | ||||
| 2017-10-05 | 2017-10-03 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.5000 | 8,541 | 107 | 2,967,162 | ||||
| 2017-10-05 | 2017-10-03 | 4 | HUTCHISON MURRAY H | cdzi | Common Stock | D | 12.7750 | 587 | 7 | 46,027 | ||||
| 2017-10-05 | 2017-10-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 12.7750 | 587 | 7 | 140,315 | ||||
| 2017-09-25 | 2017-09-21 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 12.3000 | -50,000 | -615 | 98,500 | ||||
| 2017-09-25 | 2017-08-14 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -10,000 | 148,500 | ||||||
| 2017-07-03 | 2017-07-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 13.4250 | 559 | 8 | 5,399 | ||||
| 2017-07-03 | 2017-06-30 | 4 | Nevins Richard | CDZI | Common Stock | D | 1,449 | 4,840 | ||||||
| 2017-07-03 | 2017-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 13.4250 | 559 | 8 | 139,728 | ||||
| 2017-07-03 | 2017-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 1,449 | 139,169 | ||||||
| 2017-07-03 | 2017-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 13.4250 | 559 | 8 | 45,440 | ||||
| 2017-07-03 | 2017-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 1,449 | 44,881 | ||||||
| 2017-07-03 | 2017-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 1,449 | 69,192 | ||||||
| 2017-07-03 | 2017-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 1,449 | 22,375 | ||||||
| 2017-07-03 | 2017-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 1,449 | 25,103 | ||||||
| 2017-06-22 | 2017-06-21 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 13.0000 | -50,000 | -650 | 158,500 | ||||
| 2017-06-22 | 2017-06-07 | 4 | SHAHEEN TIMOTHY J | CDZI | Restricted Stock Units | D | -100,000 | 0 | ||||||
| 2017-06-22 | 2017-06-07 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 100,000 | 208,500 | ||||||
| 2017-06-22 | 2017-05-18 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -5,000 | 108,500 | ||||||
| 2017-04-06 | 2017-04-03 | 4 | Nevins Richard | cdzi | Common Stock | D | 15.4250 | 486 | 7 | 3,391 | ||||
| 2017-04-06 | 2017-04-03 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 15.4250 | 486 | 7 | 43,432 | ||||
| 2017-04-06 | 2017-04-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 15.4250 | 486 | 7 | 137,720 | ||||
| 2017-03-06 | 2017-03-03 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 14.5800 | 961 | 14 | 2,958,621 | ||||
| 2017-01-06 | 2017-01-05 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 12.7000 | -32,000 | -406 | 113,500 | ||||
| 2017-01-06 | 2016-08-10 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -2,000 | 145,500 | ||||||
| 2017-01-06 | 2016-05-10 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -5,000 | 147,500 | ||||||
| 2017-01-06 | 2017-01-05 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 12.7000 | -50,000 | -635 | 185,000 | ||||
| 2017-01-04 | 2017-01-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 12.3000 | 610 | 8 | 137,234 | ||||
| 2017-01-04 | 2017-01-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 12.3000 | 610 | 8 | 42,946 | ||||
| 2017-01-04 | 2017-01-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 12.3000 | 610 | 8 | 67,743 | ||||
| 2017-01-04 | 2017-01-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 12.3000 | 610 | 8 | 2,905 | ||||
| 2017-01-03 | 2016-12-30 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.3600 | 20,000 | 247 | 2,957,660 | ||||
| 2017-01-03 | 2016-12-29 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.6600 | 15,000 | 190 | 2,937,660 | ||||
| 2016-12-29 | 2016-12-28 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.3200 | 12,200 | 150 | 2,922,660 | ||||
| 2016-12-29 | 2016-12-27 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 11.8600 | 40,000 | 474 | 2,910,460 | ||||
| 2016-12-29 | 2016-12-27 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.0300 | 20,000 | 241 | 2,870,460 | ||||
| 2016-12-23 | 2016-12-22 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 11.5700 | 25,421 | 294 | 2,850,460 | ||||
| 2016-12-23 | 2016-12-21 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 11.4200 | 77,193 | 882 | 2,825,039 | ||||
| 2016-12-21 | 2016-12-20 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 11.0100 | 17,200 | 189 | 2,747,846 | ||||
| 2016-12-21 | 2016-12-19 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 10.9100 | 56,600 | 618 | 2,730,646 | ||||
| 2016-12-21 | 2016-11-30 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 1,495 | 2,674,046 | ||||||
| 2016-12-21 | 2016-11-29 | 4 | Water Asset Management LLC | CDZI | Warrants to purchase Common Stock | I | 0.01 | 11,561 | 11,561 | |||||
| 2016-12-21 | 2016-11-29 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 11,561 | 2,672,551 | ||||||
| 2016-11-18 | 2016-11-17 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 9.2820 | 2,000 | 19 | 35,000 | ||||
| 2016-11-18 | 2016-11-16 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 9.0330 | 3,000 | 27 | 33,000 | ||||
| 2016-11-16 | 2016-11-15 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 8.9480 | 14,500 | 130 | 30,000 | ||||
| 2016-11-16 | 2016-11-14 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 8.7999 | 500 | 4 | 15,500 | ||||
| 2016-11-14 | 2016-11-09 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 8.0800 | 200,000 | 1,616 | 2,660,990 | ||||
| 2016-10-04 | 2016-10-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 7.4575 | 1,006 | 8 | 67,133 | ||||
| 2016-10-04 | 2016-10-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 7.4575 | 1,006 | 8 | 136,624 | ||||
| 2016-10-04 | 2016-10-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 7.4575 | 1,006 | 8 | 42,336 | ||||
| 2016-10-04 | 2016-10-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 7.4575 | 1,006 | 8 | 2,295 | ||||
| 2016-07-05 | 2016-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.8200 | 1,289 | 8 | 135,618 | ||||
| 2016-07-05 | 2016-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.7580 | 3,473 | 20 | 134,329 | ||||
| 2016-07-05 | 2016-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 5.8200 | 1,289 | 8 | 41,330 | ||||
| 2016-07-05 | 2016-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 5.7580 | 3,473 | 20 | 40,041 | ||||
| 2016-07-05 | 2016-07-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 5.8200 | 1,289 | 8 | 66,127 | ||||
| 2016-07-05 | 2016-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 5.7580 | 3,473 | 20 | 64,838 | ||||
| 2016-07-05 | 2016-07-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 5.8200 | 1,289 | 8 | 1,289 | ||||
| 2016-06-30 | 2016-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 3,473 | 20,926 | ||||||
| 2016-06-30 | 2016-06-30 | 4 | Pacini Raymond J | cdzi | Common Stock | D | 3,473 | 23,654 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 3.1100 | 23,430 | 73 | 2,460,990 | ||||
| 2016-04-01 | 2016-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 1,453 | 130,856 | ||||||
| 2016-04-01 | 2016-04-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 1,453 | 61,365 | ||||||
| 2016-04-01 | 2016-04-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 1,453 | 36,568 | ||||||
| 2016-02-12 | 2015-04-08 | 5 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -5,000 | 152,500 | ||||||
| 2016-01-05 | 2016-01-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 1,340 | 129,403 | ||||||
| 2016-01-05 | 2016-01-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 1,340 | 59,912 | ||||||
| 2016-01-05 | 2016-01-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 1,340 | 35,115 | ||||||
| 2015-12-14 | 2015-12-10 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2020 | D | 6.75 | 26,480,000 | 4,761,429 | |||||
| 2015-12-14 | 2015-12-10 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | -26,480,000 | 0 | |||||
| 2015-10-05 | 2015-10-01 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 7.5500 | 7,400 | 56 | 2,437,560 | ||||
| 2015-10-05 | 2015-10-01 | 4 | Grant Geoffrey T | cdzi | Common Stock | D | 1,002 | 128,063 | ||||||
| 2015-10-05 | 2015-10-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 1,002 | 33,775 | ||||||
| 2015-10-01 | 2015-09-29 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 7.3600 | 5,300 | 39 | 2,430,160 | ||||
| 2015-10-01 | 2015-09-29 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 7.4600 | 2,600 | 19 | 2,424,860 | ||||
| 2015-07-15 | 2015-07-15 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.2000 | 5,200 | 48 | 2,422,260 | ||||
| 2015-07-15 | 2015-07-14 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.6100 | 10,000 | 96 | 2,417,060 | ||||
| 2015-07-15 | 2015-07-13 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.3400 | 15,000 | 140 | 2,407,060 | ||||
| 2015-07-13 | 2015-07-10 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.4700 | 15,000 | 142 | 2,392,060 | ||||
| 2015-07-13 | 2015-07-09 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.4100 | 15,000 | 141 | 2,377,060 | ||||
| 2015-07-02 | 2015-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 2,370 | 20,181 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2,370 | 17,453 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2,370 | 58,572 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 850 | 127,061 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2,370 | 126,211 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 850 | 32,773 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 2,370 | 31,923 | ||||||
| 2015-06-15 | 2015-06-11 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 7.7200 | 6,100 | 47 | 2,362,060 | ||||
| 2015-06-15 | 2015-06-11 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 7.7200 | -6,100 | -47 | 2,355,960 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 8.6100 | 11,100 | 96 | 2,362,060 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 8.6100 | -11,100 | -96 | 2,350,960 | ||||
| 2015-04-03 | 2015-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 735 | 123,841 | ||||||
| 2015-04-03 | 2015-04-01 | 4 | HUTCHISON MURRAY H | cdzi | Common Stock | D | 735 | 29,553 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 10.4700 | 3,047 | 32 | 2,362,060 | ||||
| 2015-04-02 | 2015-03-31 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 10.4700 | -3,047 | -32 | 2,359,013 | ||||
| 2015-03-27 | 2015-03-25 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.9800 | -7,000 | -70 | 2,362,060 | ||||
| 2015-03-25 | 2015-03-24 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 10.0100 | -8,000 | -80 | 2,369,060 | ||||
| 2015-03-25 | 2015-03-23 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 10.0500 | -7,000 | -70 | 2,377,060 | ||||
| 2015-03-23 | 2015-03-20 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.7800 | -7,000 | -68 | 2,384,060 | ||||
| 2015-03-23 | 2015-03-19 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.8800 | -7,000 | -69 | 2,391,060 | ||||
| 2015-03-23 | 2015-03-16 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | -21,000 | 3,786,147 | |||||
| 2015-03-23 | 2015-03-12 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | -125,000 | 3,789,149 | |||||
| 2015-03-23 | 2015-03-11 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | -100,000 | 3,807,022 | |||||
| 2015-02-10 | 2014-12-26 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -50,000 | 235,000 | ||||||
| 2015-02-10 | 2009-11-12 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -30,000 | 285,000 | ||||||
| 2015-02-10 | 2009-10-01 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -10,000 | 315,000 | ||||||
| 2015-02-10 | 2009-08-12 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -20,000 | 325,000 | ||||||
| 2015-01-05 | 2015-01-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 684 | 123,106 | ||||||
| 2015-01-05 | 2015-01-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 684 | 28,818 | ||||||
| 2014-11-14 | 3 | Water Asset Management LLC | CDZI | Common Stock | I | 4,796,120 | ||||||||
| 2014-11-14 | 3 | Water Asset Management LLC | CDZI | Common Stock | I | 4,796,120 | ||||||||
| 2014-11-13 | 2014-11-13 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.6026 | 12,800 | 136 | 122,422 | ||||
| 2014-11-12 | 2014-11-12 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.7395 | 5,000 | 54 | 109,622 | ||||
| 2014-11-12 | 2014-11-11 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.4955 | 2,200 | 23 | 104,622 | ||||
| 2014-10-03 | 2014-10-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 743 | 102,422 | ||||||
| 2014-10-03 | 2014-10-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 743 | 28,134 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | BRACKPOOL KEITH | CDZI | Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 100,000 | 347,436 | ||||||
| 2014-07-03 | 2010-01-14 | 4 | BRACKPOOL KEITH | CDZI | Employee Stock Options (right to buy) | D | 11.50 | 200,000 | 300,000 | |||||
| 2014-07-03 | 2005-05-04 | 4 | BRACKPOOL KEITH | CDZI | Employee Stock Options (right to buy) | D | 12.00 | 100,000 | 100,000 | |||||
| 2014-07-02 | 2014-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 881 | 101,679 | ||||||
| 2014-07-02 | 2014-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2,419 | 100,798 | ||||||
| 2014-07-02 | 2014-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 881 | 27,391 | ||||||
| 2014-07-02 | 2014-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 2,419 | 26,510 | ||||||
| 2014-07-02 | 2014-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2,419 | 15,083 | ||||||
| 2014-07-02 | 2014-07-01 | 4 | SHAHEEN TIMOTHY J | CDZI | Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2014-07-02 | 2014-07-01 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 62,500 | 157,500 | ||||||
| 2014-07-02 | 2014-05-14 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -5,000 | 95,000 | ||||||
| 2014-07-02 | 2010-01-14 | 4 | SHAHEEN TIMOTHY J | CDZI | Employee Stock Option (right to buy) | D | 11.50 | 100,000 | 100,000 | |||||
| 2014-07-01 | 2014-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2,419 | 56,202 | ||||||
| 2014-07-01 | 2014-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 2,419 | 17,811 | ||||||
| 2014-05-22 | 2014-05-20 | 4 | Hickox Winston H | CDZI | Common Stock | D | 7.9410 | 320 | 3 | 53,783 | ||||
| 2014-05-19 | 2014-05-16 | 4 | Hickox Winston H | CDZI | Common Stock | D | 7.9267 | 9,003 | 71 | 53,463 | ||||
| 2014-05-16 | 2014-05-15 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 7.9995 | 30,000 | 240 | 98,379 | ||||
| 2014-05-16 | 2014-05-15 | 4 | Hickox Winston H | CDZI | Common Stock | D | 8.0086 | 15,998 | 128 | 44,460 | ||||
| 2014-05-16 | 2014-05-14 | 4 | Hickox Winston H | CDZI | Common Stock | D | 7.9598 | 5,199 | 41 | 28,462 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Grant Geoffrey T By Trust | CDZI | Common Stock | I | 7.9546 | 6,100 | 49 | 347,995 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Grant Geoffrey T By Trust | CDZI | Common Stock | I | 7.9546 | 6,100 | 49 | 6,100 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Grant Geoffrey T By Trust | CDZI | Common Stock | I | 7.9546 | 6,100 | 49 | 6,100 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Grant Geoffrey T By Trust | CDZI | Common Stock | I | 7.9546 | 6,100 | 49 | 74,479 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Grant Geoffrey T By Trust | CDZI | Common STock | I | 7.9546 | 6,100 | 49 | 74,479 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Hickox Winston H | CDZI | Common Stock | D | 7.9517 | 7,400 | 59 | 23,263 | ||||
| 2014-01-31 | 2014-01-22 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | 3,524,455 | ||||||
| 2014-01-31 | 2014-01-21 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | 3,589,920 | ||||||
| 2013-11-22 | 2013-11-20 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.5000 | 200 | 1 | 68,379 | ||||
| 2013-11-20 | 2013-11-19 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.4633 | 1,500 | 8 | 68,179 | ||||
| 2013-11-20 | 2013-11-18 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.5000 | 800 | 4 | 66,679 | ||||
| 2013-11-15 | 2013-11-15 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.5000 | 1,200 | 7 | 65,879 | ||||
| 2013-11-15 | 2013-11-14 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.3929 | 6,997 | 38 | 64,679 | ||||
| 2013-11-15 | 2013-11-13 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.2249 | 9,238 | 48 | 57,682 | ||||
| 2013-07-02 | 2013-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 3,711 | 15,392 | ||||||
| 2013-07-02 | 2013-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 3,711 | 12,664 | ||||||
| 2013-07-02 | 2013-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 3,711 | 15,863 | ||||||
| 2013-07-02 | 2013-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 3,711 | 48,444 | ||||||
| 2013-07-02 | 2013-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 3,711 | 24,091 | ||||||
| 2013-07-02 | 2013-06-30 | 4 | RILEY BRYANT R | CDZI | Common Stock | D | 928 | 928 | ||||||
| 2013-05-23 | 2013-05-21 | 4 | Hickox Winston H | CDZI | Common Stock | D | 5.9152 | 2,000 | 12 | 12,152 | ||||
| 2013-05-21 | 2013-05-17 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 5.8718 | 6,000 | 35 | 15,000 | ||||
| 2013-05-09 | 2013-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | 3,655,386 | ||||||
| 2013-05-09 | 2013-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Convertible Term Loan Tranche A-2a | D | 35.00 | 0 | ||||||
| 2013-05-09 | 2013-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Convertible Term Loan Tranche C-1 | D | 13.50 | 0 | ||||||
| 2013-05-09 | 2013-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Convertible Term Loan Tranche B-3a | D | 35.00 | 0 | ||||||
| 2013-05-09 | 2013-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Convertible Term Loan Tranche B-1 | D | 13.50 | 0 | ||||||
| 2013-04-29 | 2013-04-25 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 5.5500 | 9,000 | 50 | 9,000 | ||||
| 2013-04-23 | 2013-04-23 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 5.2100 | 300 | 2 | 8,953 | ||||
| 2013-04-23 | 2013-04-22 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 5.2900 | 500 | 3 | 8,653 | ||||
| 2013-04-23 | 2013-04-19 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 5.2800 | 300 | 2 | 8,153 | ||||
| 2013-04-23 | 2013-04-19 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 5.1900 | 200 | 1 | 7,853 | ||||
| 2013-04-03 | 2013-04-02 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7493 | 214 | 1 | 44,733 | ||||
| 2013-04-03 | 2013-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7492 | 4,900 | 33 | 44,519 | ||||
| 2013-03-29 | 2013-03-28 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7382 | 25,623 | 173 | 39,619 | ||||
| 2013-03-29 | 2013-03-27 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7475 | 1,187 | 8 | 13,996 | ||||
| 2013-03-27 | 2013-03-26 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7500 | 200 | 1 | 12,809 | ||||
| 2013-03-27 | 2013-03-25 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7467 | 300 | 2 | 12,609 | ||||
| 2013-03-22 | 2013-03-20 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.6882 | 2,576 | 17 | 12,309 | ||||
| 2012-11-14 | 2012-11-12 | 4 | Donegan Mark By Altima Global Special Opportunities Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.0500 | -360,000 | -2,898 | 386,651 | ||||
| 2012-11-14 | 2012-11-12 | 4 | Redfern Dominic By Altima Global Special Opportunities Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.0500 | -360,000 | -2,898 | 386,651 | ||||
| 2012-11-14 | 2012-10-30 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Common Stock Warrants (right to buy) | I | 10.00 | 20.0000 | 50,000 | 1,000 | 50,000 | |||
| 2012-11-14 | 2012-10-30 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Common Stock Warrants (right to buy) | D | 10.00 | 20.0000 | 50,000 | 1,000 | 50,000 | |||
| 2012-08-14 | 2012-05-09 | 4/A | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.5240 | 26,418 | 225 | 600,000 | ||||
| 2012-08-14 | 2012-05-08 | 4/A | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.4330 | 3,582 | 30 | 573,582 | ||||
| 2012-07-03 | 2012-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2,759 | 10,152 | ||||||
| 2012-07-03 | 2012-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2,759 | 7,653 | ||||||
| 2012-07-02 | 2012-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 2,759 | 20,380 | ||||||
| 2012-07-02 | 2012-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2,759 | 9,733 | ||||||
| 2012-07-02 | 2012-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 2,759 | 11,681 | ||||||
| 2012-05-10 | 2012-05-09 | 4 | Donegan Mark By Altima Glboal Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.5240 | 26,418 | 225 | 600,000 | ||||
| 2012-05-10 | 2012-05-08 | 4 | Donegan Mark By Altima Glboal Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.4330 | 3,582 | 30 | 573,582 | ||||
| 2012-05-10 | 2012-05-09 | 4 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.5240 | 26,418 | 225 | 600,000 | ||||
| 2012-05-10 | 2012-05-08 | 4 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.4330 | 3,582 | 30 | 573,582 | ||||
| 2012-05-08 | 3 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, par value $0.01 per share | I | 500,000 | ||||||||
| 2012-05-08 | 3 | Redfern Dominic By Altima Services UK Limited | CDZI | Common Stock, par value $0.01 per share | I | 201,467 | ||||||||
| 2012-05-08 | 3 | Redfern Dominic By Altima Global Special Opportunities Fund | CDZI | Common Stock, par value $0.01 per share | I | 746,651 | ||||||||
| 2012-05-08 | 2012-05-07 | 4 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.3560 | 5,300 | 44 | 570,000 | ||||
| 2012-05-08 | 2012-05-04 | 4 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.2960 | 4,200 | 35 | 564,700 | ||||
| 2012-05-08 | 3 | Donegan Mark By Altima Services UK Limited | CDZI | Common Stock, par value $0.01 per share | I | 201,467 | ||||||||
| 2012-05-08 | 3 | Donegan Mark By Altima Global Special Opportunities Fund | CDZI | Common Stock, par value $0.01 per share | I | 746,651 | ||||||||
| 2012-05-08 | 3 | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, par value $0.01 per share | I | 500,000 | ||||||||
| 2012-05-08 | 3 | Donegan Mark | CDZI | Common Stock, par value $0.01 per share | D | 24,300 | ||||||||
| 2012-05-08 | 2012-05-07 | 4 | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.3560 | 5,300 | 44 | 570,000 | ||||
| 2012-05-08 | 2012-05-04 | 4 | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.2960 | 4,200 | 35 | 564,700 | ||||
| 2012-05-04 | 2012-05-02 | 4 | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.9600 | 60,500 | 542 | 560,500 | ||||
| 2012-05-04 | 2012-05-02 | 4 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.9600 | 60,500 | 542 | 560,500 | ||||
| 2007-05-08 | 2007-05-07 | 4 | ING GROEP NV I | CDZI | Common Stock | I | 23.0816 | -2,901 | -67 | 1,330,731 | ||||
| 2007-04-17 | 3/A | Grant Geoffrey T | CDIZ | Class A Common Stock ("Common Stock") | I | 1,134,478 | ||||||||
| 2007-01-31 | 3 | Grant Geoffrey T | CDIZ | Class A Common Stock ("Common Stock") | I | 2,268,956 | ||||||||
| 2006-03-21 | 2006-03-20 | 4 | ING GROEP NV I | CDZI | Common Stock | I | 17.6858 | -19,551 | -346 | 1,712,287 | ||||
| 2006-03-21 | 2006-03-17 | 4 | ING GROEP NV I | CDZI | Common Stock | I | 17.5327 | -45,617 | -800 | 1,731,838 | ||||
| 2004-03-26 | 2004-03-25 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 7.5400 | -185 | -1 | 10,109 | ||||
| 2004-02-11 | 2004-02-11 | 4 | MAKINS DWIGHT W | CDZI | Common Stock | D | 2.5000 | 4,000 | 10 | 13,425 | ||||
| 2004-02-06 | 2004-02-05 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 2.5000 | 4,000 | 10 | 5,000 | ||||
| 2004-02-06 | 2004-02-05 | 4 | COELHO ANTHONY L | CDZI | Common Stock | D | 2.5000 | 4,000 | 10 | 4,000 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
