OCGN Insider Trading - Ocugen, Inc.

Jumlah Saham Beredar	312,304,736 shares
Saham Orang Dalam	24,434,736 shares
Kepemilikan oleh Orang Dalam	7.82 %
Orang Dalam Sejati	46

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

1146 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

1147 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Ocugen, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
Srinivas Akkaraju 10% Owner - [10%]	2,077,040	2,077,040
Rasappa Arumugham	144,766
Joshua J Baltzell	25,000
Kelly Beck	31,916
Kirsten Castillo Director - [D]	75,000	75,000
Jessica Crespo CAO/SVP, Finance - [O]	161,478	161,478
Prabhavathi Fernandes Director - [D]	10,000	10,000
David N Gill Director - [D]	14,000	14,000
Adam Gridley President and CEO, Director - [D] [O]	7,000	7,000
James Healy 10% Owner - [10%]	2,077,040	2,077,040
Donald Haut	105,000
Hood David C.	0
Corp Intrexon 10% Owner - [10%]	1,692,366	1,692,366
John Johnson	25,000
Daniel Jorgensen	109,913

Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
Randal J Kirk 10% Owner - [10%]	1,692,366	1,692,366
Lynne E Kelley	200,000
Stephen Richard Kennedy	0
Uday Kompella Director - [D]	154,416	154,416
Garheng Kong	25,000
Ramesh Kumar Director - [D]	0	0
Frank Leo Director - [D]	206,244	206,244
Michael Lewis Director - [D]	5,258,859	5,258,859
Jonathan I Lieber Chief Financial Officer - [O]	5,000	5,000
Gloria Matthews	70,000
Kevin McArdle	30,000
Anand Mehra 10% Owner - [10%]	2,077,040	2,077,040
Shankar Musunuri Chief Executive Officer, Director - [D] [O]	2,978,022	2,978,022
Michael Powell 10% Owner - [10%]	2,077,040	2,077,040
Manish Potti Director - [D]	45,000	45,000

Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
Huma Qamar Chief Medical Officer - [O]	3,286	3,286
Kevin Rakin Director - [D]	257,846	257,846
Ramesh Ramachandran Chief Accounting Officer - [O]	3,600	3,600
Split Rock Partners Ii Management, Llc 10% Owner - [10%]	2,775,538	2,775,538
Split Rock Partners Ii, Lp 10% Owner - [10%]	2,775,538	2,775,538
Sofinnova Management VIII, L.L.C. 10% Owner - [10%]	2,077,040	2,077,040
Sofinnova Venture Partners VIII, L.P. 10% Owner - [10%]	2,077,040	2,077,040
Sanjay Subramanian Chief Financial Officer - [O]	161,125	161,125
Vijay Tammara Senior Vice President - [O]	0	0
Suha Taspolatoglu Director - [D]	1,485,810	1,485,810
Arun Upadhyay See Remarks - [O]	306,197	306,197
Quan Anh Vu CFO/CBO - [O]	331,868	331,868
Marna C Whittington Director - [D]	1,000	1,000
Washer Susan B.	0
Estates Ltd Wilmslow 10% Owner - [10%]	5,258,859	5,258,859
Junge Zhang Director - [D]	1,165,182	1,165,182

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di OCGN / Ocugen, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2024-11-26	Fernandes Prabhavathi	10,000	0.9095	10,000	0.9095	9,095	198	1.2000	2,905	31.94
2024-11-22	Castillo Kirsten	25,000	0.9139	25,000	0.9139	22,848
2023-06-14	Zhang Junge	200,278	0.4993	200,278	0.4993	99,999
2020-05-28	Castillo Kirsten	75,000	0.3133	75,000	0.3133	23,498
2019-12-12	Musunuri Shankar	143,000	0.3500	143,000	0.3500	50,050
2019-12-11	Musunuri Shankar	263,000	0.4100	263,000	0.4100	107,830
2019-12-04	Zhang Junge	220,000	0.4400	220,000	0.4400	96,800
2019-11-25	Zhang Junge	115,000	0.2700	115,000	0.2700	31,050
2019-11-22	Subramanian Sanjay	5,000	0.2800	5,000	0.2800	1,400

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di OCGN / Ocugen, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2022-08-11	Castillo Kirsten	42,000	2.9100	42,000	2.9100	122,220	287	0.4495	-103,341	-84.55
2021-06-15	Potti Manish	68,185	8.8600	68,185	8.8600	604,119
2021-05-25	Fernandes Prabhavathi	19,500	8.2100	19,500	8.2100	160,095
2021-05-25	Fernandes Prabhavathi	14,000	8.1900	14,000	8.1900	114,660
2019-01-15	KIRK RANDAL J	345,897	0.1500	345,897	0.1500	51,885
2019-01-14	KIRK RANDAL J	400,507	0.1600	400,507	0.1600	64,081
2019-01-11	KIRK RANDAL J	251,800	0.1700	251,800	0.1700	42,806
2014-12-08	RAKIN KEVIN	17	11.0000	17	11.0000	187
2014-12-08	Sofinnova Venture Partners VIII, L.P.	1,002	11.0000	1,002	11.0000	11,022

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas Tanggal	Perdagangan Tanggal	Formulir	Orang Dalam	Ticker	Judul Keamanan	Kode	Langsung	Latihan Harga	Satuan Harga	Unit Diubah	Nilai Diubah (1 ribu)	Sisa Pilihan	Sisa Saham
2025-01-06	2025-01-03	4	Upadhyay Arun	OCGN	Common Stock	F - Taxes	D		0.8945	-41,633	-37		306,197
2025-01-06	2025-01-03	4	Musunuri Shankar	OCGN	Common Stock	F - Taxes	D		0.8945	-177,146	-158		1,832,723
2024-12-02	2024-11-26	4	Fernandes Prabhavathi	OCGN	Common Stock	P - Purchase	D		0.9095	10,000	9		10,000
2024-11-26	2024-11-22	4	Castillo Kirsten	OCGN	Common Stock	P - Purchase	D		0.9139	25,000	23		75,000
2024-11-15		3	Ramachandran Ramesh	OCGN	Common Stock		D						1,800
2024-09-26	2024-09-16	4	Upadhyay Arun	OCGN	Common Stock	F - Taxes	D		1.1700	-842	-1		347,830
2024-07-02	2024-06-17	4	Upadhyay Arun	OCGN	Common Stock	F - Taxes	D		1.4200	-917	-1		348,672
2024-03-20		3	Qamar Huma	OCGN	Common Stock		D						1,643
2024-01-05	2024-01-03	4	Upadhyay Arun	OCGN	Common Stock	F - Taxes	D		0.6530	-41,633	-27		349,589
2024-01-05	2024-01-03	4	Musunuri Shankar	OCGN	Common Stock	F - Taxes	D		0.6530	-180,204	-118		2,009,869
2023-09-19	2023-09-16	4	Upadhyay Arun	OCGN	Common Stock	F - Taxes	D		0.4100	-842	-0		391,222
2023-06-20	2023-06-16	4	Upadhyay Arun	OCGN	Common Stock	F - Taxes	D		0.5100	-917	-0		392,064
2023-06-16	2023-06-14	4	Zhang Junge By: Gupiao Trust	OCGN	Common Stock	P - Purchase	I		0.4993	200,278	100		1,077,182
2023-03-10		3	Vu Quan Anh	OCGN	Common Stock		D						165,934
2023-02-17	2023-01-03	4	Upadhyay Arun	OCGN	Common Stock	F - Taxes	D		1.2500	-7,102	-9		392,981
2023-02-17	2023-02-16	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		1.0800	-100,000	-108		2,190,073
2023-02-17	2023-02-16	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.3300	100,000	33		2,290,073
2023-02-17	2023-01-03	4	Musunuri Shankar	OCGN	Common Stock	F - Taxes	D		1.2500	-37,877	-47		2,190,073
2023-02-17	2023-01-03	4	Crespo Jessica	OCGN	Common Stock	F - Taxes	D		1.2500	-1,913	-2		161,478
2023-01-19	2023-01-17	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		1.2800	-100,000	-128		2,227,950
2023-01-19	2023-01-17	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.5100	100,000	51		2,327,950
2023-01-05	2023-01-03	4	Musunuri Shankar	OCGN	Common Stock	A - Award	D			1,475,410			2,227,950
2023-01-05	2023-01-03	4	Crespo Jessica	OCGN	Common Stock	A - Award	D			122,951			163,391
2023-01-05	2023-01-03	4	Upadhyay Arun	OCGN	Common Stock	A - Award	D			315,924			400,083
2023-01-05		3	Upadhyay Arun	OCGN	Common Stock		D						84,159
2022-12-20	2022-12-16	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		1.4300	-95,809	-137		752,540
2022-12-20	2022-12-16	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.5100	95,809	49		848,349
2022-10-14	2022-10-14	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		1.6600	-100,000	-166		752,540
2022-10-14	2022-10-14	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.5100	100,000	51		852,540
2022-10-07	2022-10-06	4	Kumar Ramesh	OCGN	Common Stock	S - Sale	D		1.8300	-4,500	-8		0
2022-10-07	2022-10-06	4	Kumar Ramesh	OCGN	Common Stock	M - Exercise	D		0.5100	4,500	2		4,500
2022-08-12	2022-08-11	4	Castillo Kirsten	OCGN	Common Stock	S - Sale	D		2.9100	-42,000	-122		50,000
2022-08-12	2022-08-11	4	Castillo Kirsten	OCGN	Common Stock	M - Exercise	D		0.2800	42,000	12		92,000
2022-07-20	2022-07-18	4	Kumar Ramesh	OCGN	Common Stock	S - Sale	D		2.5700	-7,500	-19		0
2022-07-20	2022-07-18	4	Kumar Ramesh	OCGN	Common Stock	M - Exercise	D		0.5100	7,500	4		7,500
2022-07-15	2022-07-14	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		2.7200	-150,000	-408		752,540
2022-07-15	2022-07-14	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.3300	150,000	50		902,540
2022-05-13	2022-05-13	4	Musunuri Shankar	OCGN	Option (Right to Buy)	M - Exercise	D	0.33		-125,000		779,764
2022-05-13	2022-05-13	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		1.9200	-125,000	-240		752,540
2022-05-13	2022-05-13	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.3300	125,000	41		877,540
2022-04-20	2022-04-18	4	Kumar Ramesh	OCGN	Option (Right to Buy)	M - Exercise	D	0.51		7,500		16,500
2022-04-20	2022-04-18	4	Kumar Ramesh	OCGN	Common Stock	S - Sale	D		2.8300	-7,500	-21		0
2022-04-20	2022-04-18	4	Kumar Ramesh	OCGN	Common Stock	M - Exercise	D		0.5100	7,500	4		7,500
2022-03-23	2022-03-21	4	WHITTINGTON MARNA C	OCGN	Option (Right to Buy)	A - Award	D	3.72		106,383		106,383
2022-03-23		3	WHITTINGTON MARNA C By: Marna C. Whittington Revocable Trust	OCGN	Common Stock		I						1,000
2022-03-22	2022-03-18	4	Crespo Jessica	OCGN	Option (Right to Buy)	A - Award	D	3.72		84,192		84,192
2022-03-22	2022-03-18	4	Crespo Jessica	OCGN	Common Stock	A - Award	D			22,940			40,440
2022-03-22		3	Crespo Jessica	OCGN	Common Stock		D						17,500
2022-03-18	2022-03-16	4	Musunuri Shankar	OCGN	Option (Right to Buy)	M - Exercise	D	0.33		-81,823		904,764
2022-03-18	2022-03-16	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		2.6500	-81,823	-217		752,540
2022-03-18	2022-03-16	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.3300	81,823	27		834,363
2022-03-04	2022-03-03	4	Zhang Junge	OCGN	Option (Right to Buy)	M - Exercise	D	1.83		49,000		77,000
2022-03-04	2022-03-03	4	Zhang Junge	OCGN	Option (Right to Buy)	M - Exercise	D	0.51		39,000		15,000
2022-03-04	2022-03-03	4	Zhang Junge	OCGN	Common Stock	M - Exercise	D		1.8300	49,000	90		88,000
2022-03-04	2022-03-03	4	Zhang Junge	OCGN	Common Stock	M - Exercise	D		0.5100	39,000	20		39,000
2022-02-16	2022-02-14	4	Musunuri Shankar	OCGN	Option (Right to Buy)	M - Exercise	D	0.33		-90,000		986,587
2022-02-16	2022-02-14	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		3.7400	-90,000	-337		752,540
2022-02-16	2022-02-14	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.3300	90,000	30		842,540
2022-01-20	2022-01-18	4	Kumar Ramesh	OCGN	Option (Right to Buy)	M - Exercise	D	0.51		7,500		24,000
2022-01-20	2022-01-18	4	Kumar Ramesh	OCGN	Common Stock	S - Sale	D		4.0700	-7,500	-31		0
2022-01-20	2022-01-18	4	Kumar Ramesh	OCGN	Common Stock	M - Exercise	D		0.5100	7,500	4		7,500
2022-01-05	2022-01-03	4	Subramanian Sanjay	OCGN	Stock Option (Right to Buy)	A - Award	D	4.72		454,007		454,007
2022-01-05	2022-01-03	4	Subramanian Sanjay	OCGN	Common Stock	A - Award	D			125,534			161,125
2022-01-05	2022-01-03	4	Musunuri Shankar	OCGN	Option (Right to Buy)	A - Award	D	4.72		1,253,299		1,253,299
2022-01-05	2022-01-03	4	Musunuri Shankar	OCGN	Common Stock	A - Award	D			346,540			752,540
2021-12-17	2021-12-16	4	Subramanian Sanjay	OCGN	Option(Right toBuy)	A - Award	D	5.64		35,560		71,120
2021-12-17	2021-12-16	4	Kumar Ramesh	OCGN	Option (Right to Buy)	A - Award	D	5.02		16,335		16,335
2021-12-17	2021-12-16	4	Musunuri Shankar	OCGN	Option (Right to Buy)	A - Award	D	5.64		197,000		394,000
2021-12-17	2021-12-16	4	Musunuri Shankar By: KVM Holdings, LLC	OCGN	Common Stock	S - Sale	I		5.2200	-115,000	-600		1,145,299
2021-12-17	2021-12-16	4	Potti Manish	OCGN	Option (Right to Buy)	M - Exercise	D	1.83		31,500		87,500
2021-12-17	2021-12-16	4	Potti Manish	OCGN	Option (Right to Buy)	M - Exercise	D	0.51		13,500		19,500
2021-12-17	2021-12-16	4	Potti Manish	OCGN	Option (Right to Buy)	A - Award	D	5.02		16,335		16,335
2021-12-17	2021-12-16	4	Potti Manish	OCGN	Common Stock	M - Exercise	D		1.8300	31,500	58		45,000
2021-12-17	2021-12-16	4	Potti Manish	OCGN	Common Stock	M - Exercise	D		0.5100	13,500	7		13,500
2021-12-17	2021-11-16	4	Zhang Junge By: Gupiao Trust	OCGN	Warrants (Right to Buy)	X - Other	I	7.56		-1,653		0
2021-12-17	2021-11-16	4	Zhang Junge By: Gupiao Trust	OCGN	Warrants (Right to Buy)	X - Other	I	2.77		-143,820		0
2021-12-17	2021-11-16	4	Zhang Junge By: Gupiao Trust	OCGN	Common Stock	X - Other	I		7.5600	1,653	12		876,904
2021-12-17	2021-11-16	4	Zhang Junge By: Gupiao Trust	OCGN	Common Stock	X - Other	I		2.7700	143,820	398		875,251
2021-12-17	2021-12-16	4	Kompella Uday	OCGN	Option (Right to Buy)	A - Award	D	5.02		16,335		16,335
2021-12-17	2021-12-16	4	Zhang Junge	OCGN	Option (Right to Buy)	A - Award	D	5.02		16,335		16,335
2021-12-17	2021-12-16	4	Fernandes Prabhavathi	OCGN	Option (Right to Buy)	A - Award	D	5.02		16,335		16,335
2021-12-17	2021-12-16	4	Castillo Kirsten	OCGN	Option (Right to Buy)	A - Award	D	5.02		16,335		16,335
2021-11-18	2021-11-16	4	Musunuri Shankar	OCGN	Option (Right to Buy)	A - Award	D	5.64		197,000		197,000
2021-11-18	2021-11-16	4	Musunuri Shankar By: KVM Holdings, LLC	OCGN	Common Stock	S - Sale	I		8.0400	-115,000	-925		1,260,299
2021-11-18	2021-11-16	4	Subramanian Sanjay	OCGN	Option (Right to Buy)	A - Award	D	5.64		35,560		35,560
2021-11-05	2021-11-03	4	Zhang Junge By: Gupiao Trust	OCGN	Common Stock	S - Sale	I		17.3200	-150,300	-2,603		731,431
2021-11-03	2021-11-02	4	Kompella Uday By: Kompella LLC	OCGN	Common Stock	S - Sale	I		16.0100	-25,000	-400		154,416
2021-11-03	2021-11-01	4	Kompella Uday By: Kompella LLC	OCGN	Common Stock	S - Sale	I		14.0500	-25,000	-351		179,416
2021-11-03	2021-11-01	4	Musunuri Shankar	OCGN	Option (Right to Buy)	M - Exercise	D	0.51		-115,367		622,352
2021-11-03	2021-11-01	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		14.1500	-115,367	-1,632		406,000
2021-11-03	2021-11-01	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.5100	115,367	59		521,367
2021-11-03	2021-11-02	4	Potti Manish Held by Scotland Parkway LLC	OCGN	Common Stock	S - Sale	I		15.0700	-63,429	-956		27,695
2021-11-03	2021-11-02	4	Castillo Kirsten	OCGN	Common Stock	S - Sale	D		15.0000	-15,000	-225		50,000
2021-11-03	2021-11-02	4	Zhang Junge By: Gupiao Trust	OCGN	Common Stock	S - Sale	I		15.7500	-149,700	-2,358		881,731
2021-10-27	2021-10-26	4	Subramanian Sanjay	OCGN	Common Stock	S - Sale	D		11.0700	-10,000	-111		35,591
2021-10-27	2021-10-26	4	Kompella Uday By: Kompella LLC	OCGN	Common Stock	S - Sale	I		12.0500	-25,000	-301		204,416
2021-10-27	2021-10-25	4	Kompella Uday By: Kompella LLC	OCGN	Common Stock	S - Sale	I		9.0800	-46,371	-421		229,416
2021-10-22	2021-10-21	4	Kompella Uday By: Kompella LLC	OCGN	Common Stock	S - Sale	I		9.0100	-1,898	-17		275,787
2021-10-20	2021-10-20	4	Kompella Uday By: Kompella LLC	OCGN	Common Stock	S - Sale	I		9.0200	-1,731	-16		277,685
2021-10-20	2021-10-18	4	Kompella Uday By: Kompella LLC	OCGN	Common Stock	S - Sale	I		8.4100	-200,000	-1,682		279,416
2021-10-20	2021-10-18	4	Kumar Ramesh	OCGN	Option (Right to Buy)	M - Exercise	D	0.51		-7,500		31,500
2021-10-20	2021-10-18	4	Kumar Ramesh	OCGN	Common Stock	S - Sale	D		8.1300	-7,500	-61		0
2021-10-20	2021-10-18	4	Kumar Ramesh	OCGN	Common Stock	M - Exercise	D		0.5100	7,500	4		7,500
2021-10-15	2021-10-15	4	Musunuri Shankar	OCGN	Option (Right to Buy)	M - Exercise	D	0.33		-125,000		1,076,587
2021-10-15	2021-10-15	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		9.8000	-125,000	-1,225		406,000
2021-10-15	2021-10-15	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.3300	125,000	41		531,000
2021-10-15	2021-10-15	4	Subramanian Sanjay	OCGN	Option (Right to Buy)	M - Exercise	D	2.19		-7,990		7,990
2021-10-15	2021-10-15	4	Subramanian Sanjay	OCGN	Common Stock	S - Sale	D		9.9600	-7,990	-80		45,591
2021-10-15	2021-10-15	4	Subramanian Sanjay	OCGN	Common Stock	M - Exercise	D		2.1900	7,990	17		53,581
2021-09-17	2021-09-15	4	Musunuri Shankar	OCGN	Option (Right to Buy)	M - Exercise	D	0.33		-125,000		1,201,587
2021-09-17	2021-09-15	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		7.5200	-125,000	-940		406,000
2021-09-17	2021-09-15	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.3300	125,000	41		531,000
2021-08-18	2021-08-16	4	Subramanian Sanjay	OCGN	Option (Right to Buy)	M - Exercise	D	0.34		-30,000		246,170
2021-08-18	2021-08-16	4	Subramanian Sanjay	OCGN	Common Stock	S - Sale	D		7.2200	-30,000	-217		45,591
2021-08-18	2021-08-16	4	Subramanian Sanjay	OCGN	Common Stock	M - Exercise	D		0.3400	30,000	10		75,591
2021-07-30	2021-07-30	4	Kompella Uday	OCGN	Option (right to buy)	M - Exercise	D	1.83		-10,000		106,000
2021-07-30	2021-07-30	4	Kompella Uday	OCGN	Common Stock	S - Sale	D		6.8072	-10,000	-68		550,674
2021-07-30	2021-07-30	4	Kompella Uday	OCGN	Common Stock	M - Exercise	D		1.8300	10,000	18		560,674
2021-07-21	2021-07-19	4	Kumar Ramesh	OCGN	Option (Right to Buy)	M - Exercise	D	0.51		-7,500		39,000
2021-07-21	2021-07-19	4	Kumar Ramesh	OCGN	Common Stock	S - Sale	D		6.4000	-7,500	-48		0
2021-07-21	2021-07-19	4	Kumar Ramesh	OCGN	Common Stock	M - Exercise	D		0.5100	7,500	4		7,500
2021-07-16	2021-07-15	4	Subramanian Sanjay	OCGN	Options (Right to Buy)	M - Exercise	D	0.34		-31,086		276,170
2021-07-16	2021-07-15	4	Subramanian Sanjay	OCGN	Common Stock	S - Sale	D		6.7000	-31,086	-208		45,591
2021-07-16	2021-07-15	4	Subramanian Sanjay	OCGN	Common Stock	M - Exercise	D		0.3400	31,086	11		76,677
2021-06-25	2021-06-25	4	Kompella Uday	OCGN	Option (right to buy)	M - Exercise	D	1.83		-10,000		116,000
2021-06-25	2021-06-25	4	Kompella Uday	OCGN	Common Stock	S - Sale	D		8.1345	-10,000	-81		550,674
2021-06-25	2021-06-25	4	Kompella Uday	OCGN	Common Stock	M - Exercise	D		1.8300	10,000	18		560,674
2021-06-17	2021-06-15	4	Subramanian Sanjay	OCGN	Option (Right to Buy)	M - Exercise	D	0.34		-31,000		307,256
2021-06-17	2021-06-15	4	Subramanian Sanjay	OCGN	Common Stock	S - Sale	D		7.0000	-31,000	-217		45,591
2021-06-17	2021-06-15	4	Subramanian Sanjay	OCGN	Common Stock	M - Exercise	D		0.3400	31,000	11		76,591
2021-06-17	2021-06-15	4	Potti Manish Held by Scotland Parkway LLC	OCGN	Warrant (Right to Buy)	X - Other	I	6.30		-95,880		0
2021-06-17	2021-06-15	4	Potti Manish Held by Scotland Parkway LLC	OCGN	Common Stock	S - Sale	I		8.8600	-68,185	-604		91,124
2021-06-17	2021-06-15	4	Potti Manish Held by Scotland Parkway LLC	OCGN	Common Stock	X - Other	I		6.3000	95,880	604		159,309
2021-06-09	2021-06-08	4	Musunuri Shankar	OCGN	Option (Right to Buy)	M - Exercise	D	0.33		-22,800		1,326,587
2021-06-09	2021-06-08	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		10.9800	-22,800	-250		406,000
2021-06-09	2021-06-08	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.3300	22,800	8		428,800
2021-06-09	2021-06-07	4	Musunuri Shankar	OCGN	Option (Right to Buy)	M - Exercise	D	0.33		-7,758		1,349,387
2021-06-09	2021-06-07	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		10.9400	-7,758	-85		406,000
2021-06-09	2021-06-07	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.3300	7,758	3		413,758
2021-06-09	2021-06-07	4	Castillo Kirsten	OCGN	Common Stock	S - Sale	D		10.0000	-10,000	-100		65,000
2021-06-01	2021-05-28	4	Kompella Uday	OCGN	Option (right to buy)	M - Exercise	D	1.88		-7,191		0
2021-06-01	2021-05-28	4	Kompella Uday	OCGN	Common Stock	S - Sale	D		8.8190	-7,191	-63		550,674
2021-06-01	2021-05-28	4	Kompella Uday	OCGN	Common Stock	M - Exercise	D		1.8800	7,191	14		557,865
2021-05-27	2021-05-25	4	Fernandes Prabhavathi	OCGN	Option (Right to Buy)	M - Exercise	D	1.83		-14,000		112,000
2021-05-27	2021-05-25	4	Fernandes Prabhavathi	OCGN	Option (Right to Buy)	M - Exercise	D	0.28		-19,500		34,500
2021-05-27	2021-05-25	4	Fernandes Prabhavathi	OCGN	Commom Stock	S - Sale	D		8.1900	-14,000	-115		0
2021-05-27	2021-05-25	4	Fernandes Prabhavathi	OCGN	Common Stock	M - Exercise	D		1.8300	14,000	26		14,000
2021-05-27	2021-05-25	4	Fernandes Prabhavathi	OCGN	Common Stock	S - Sale	D		8.2100	-19,500	-160		0
2021-05-27	2021-05-25	4	Fernandes Prabhavathi	OCGN	Common Stock	M - Exercise	D		0.2800	19,500	5		19,500
2021-05-14	2021-05-14	4	Subramanian Sanjay	OCGN	Option (Right to Buy)	M - Exercise	D	0.34		-31,000		338,256
2021-05-14	2021-05-14	4	Subramanian Sanjay	OCGN	Common Stock	S - Sale	D		8.1830	-31,000	-254		45,591
2021-05-14	2021-05-14	4	Subramanian Sanjay	OCGN	Common Stock	M - Exercise	D		0.3400	31,000	11		76,591
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Options (Right to Buy)	M - Exercise	D	0.56		-2,311		42,578
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Options (Right to Buy)	M - Exercise	D	0.51		-6,500		58,261
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Options (Right to Buy)	M - Exercise	D	2.94		-2,000		2,191
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Options (Right to Buy)	M - Exercise	D	0.46		-4,900		0
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Common Stock	S - Sale	D		13.8100	-2,311	-32		0
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Common Stock	M - Exercise	D		0.5650	2,311	1		2,311
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Common Stock	S - Sale	D		13.5000	-6,500	-88		0
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Common Stock	M - Exercise	D		0.5100	6,500	3		6,500
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Common Stock	S - Sale	D		13.8100	-2,000	-28		0
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Common Stock	M - Exercise	D		2.9400	2,000	6		2,000
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Common Stock	S - Sale	D		13.8100	-4,900	-68		0
2021-05-05	2021-05-04	4	Tammara Vijay	OCGN	Common Stock	M - Exercise	D		0.4600	4,900	2		4,900
2021-05-05	2021-05-03	4	Potti Manish Held by Scotland Parkway LLC	OCGN	Common Stock	S - Sale	I		15.0200	-60,000	-901		63,429
2021-05-05	2021-05-03	4	Potti Manish	OCGN	Common Stock	S - Sale	D		15.0100	-28,000	-420		0
2021-05-03	2021-04-29	4	Subramanian Sanjay	OCGN	Option (Right to Buy)	M - Exercise	D	2.19		-7,990		15,980
2021-05-03	2021-04-29	4	Subramanian Sanjay	OCGN	Common Stock	S - Sale	D		10.9800	-7,990	-88		45,591
2021-05-03	2021-04-29	4	Subramanian Sanjay	OCGN	Common Stock	M - Exercise	D		2.1900	7,990	17		53,581
2021-05-03	2021-05-03	4	Kompella Uday	OCGN	Common Stock	S - Sale	D		16.0200	-25,000	-400		550,674
2021-05-03	2021-05-03	4	Kompella Uday	OCGN	Common Stock	S - Sale	D		14.0000	-25,000	-350		575,674
2021-05-03	2021-04-30	4	Kompella Uday	OCGN	Option (right to buy)	M - Exercise	D	0.51		-20,000		34,000
2021-05-03	2021-04-30	4	Kompella Uday	OCGN	Common Stock	S - Sale	D		11.5600	-20,000	-231		600,674
2021-05-03	2021-04-30	4	Kompella Uday	OCGN	Common Stock	M - Exercise	D		0.5100	20,000	10		620,674
2021-05-03	2021-05-03	4	Musunuri Shankar	OCGN	Options (Right to Buy)	M - Exercise	D	0.51		-195,809		737,719
2021-05-03	2021-05-03	4	Musunuri Shankar	OCGN	Common Stock	S - Sale	D		14.2400	-195,809	-2,788		406,000
2021-05-03	2021-05-03	4	Musunuri Shankar	OCGN	Common Stock	M - Exercise	D		0.5100	195,809	100		601,809
2021-05-03	2021-05-03	4	Tammara Vijay	OCGN	Options (Right to Buy)	M - Exercise	D	0.46		-4,317		4,900
2021-05-03	2021-05-03	4	Tammara Vijay	OCGN	Common Stock	S - Sale	D		16.0000	-4,317	-69		0
2021-05-03	2021-05-03	4	Tammara Vijay	OCGN	Common Stock	M - Exercise	D		0.4600	4,317	2		4,317
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Options (Right to Buy)	M - Exercise	D	0.57		-5,111		44,889
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Options (Right to Buy)	M - Exercise	D	0.51		-12,880		64,761
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Options (Right to Buy)	M - Exercise	D	2.94		-3,000		4,191
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Options (Right to Buy)	M - Exercise	D	0.46		-9,000		9,217
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Common Stock	S - Sale	D		10.9600	-5,111	-56		0
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Common Stock	M - Exercise	D		0.5700	5,111	3		5,111
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Common Stock	S - Sale	D		10.9600	-12,880	-141		0
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Common Stock	M - Exercise	D		0.5100	12,880	7		12,880
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Common Stock	S - Sale	D		10.9900	-3,000	-33		0
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Common Stock	M - Exercise	D		2.9400	3,000	9		3,000
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Common Stock	S - Sale	D		10.9700	-9,000	-99		0
2021-05-03	2021-04-29	4	Tammara Vijay	OCGN	Comm Stock	M - Exercise	D		0.4600	9,000	4		9,000
2021-04-28	2021-04-26	4	Kompella Uday	OCGN	Common Stock	S - Sale	D		11.7000	-350,000	-4,095		600,674
2021-04-21	2021-04-19	4	Kumar Ramesh	OCGN	Option (Right to Buy)	M - Exercise	D	0.51		-7,500		46,500
2021-04-21	2021-04-19	4	Kumar Ramesh	OCGN	Common Stock	S - Sale	D		5.3300	-7,500	-40		0
2021-04-21	2021-04-19	4	Kumar Ramesh	OCGN	Common Stock	M - Exercise	D		0.5100	7,500	4		7,500
2021-03-08	2021-03-05	4	Potti Manish	OCGN	Oprion (Right to Buy)	M - Exercise	D	1.83		-7,000		119,000
2021-03-08	2021-03-05	4	Potti Manish	OCGN	Option (Right to Buy)	M - Exercise	D	0.51		-21,000		33,000
2021-03-08	2021-03-05	4	Potti Manish	OCGN	Common Stock	M - Exercise	D		1.8300	7,000	13		28,000
2021-03-08	2021-03-05	4	Potti Manish	OCGN	Common Stock	M - Exercise	D		0.5100	21,000	11		21,000
2021-02-01	2021-01-29	4	Subramanian Sanjay	OCGN	Option (Right to Buy)	M - Exercise	D	0.51		-35,591		71,183
2021-02-01	2021-01-29	4	Subramanian Sanjay	OCGN	Common Stock	M - Exercise	D		0.5100	35,591	18		45,591
2021-01-04	2021-01-01	4	Tammara Vijay	OCGN	Option (Right to Buy)	A - Award	D	1.83		220,500		220,500
2021-01-04	2021-01-01	4	Kompella Uday	OCGN	Option (Right to Buy)	A - Award	D	1.83		126,000		126,000
2021-01-04	2021-01-01	4	Taspolatoglu Suha	OCGN	Option (Right to Buy)	A - Award	D	1.83		126,000		126,000
2021-01-04	2021-01-01	4	Musunuri Shankar	OCGN	Option (Right to Buy)	A - Award	D	1.83		1,757,000		1,757,000
2021-01-04	2021-01-01	4	Subramanian Sanjay	OCGN	Option (Right to Buy)	A - Award	D	1.83		800,000		800,000
2021-01-04	2021-01-01	4	Kumar Ramesh	OCGN	Option (Right to Buy)	A - Award	D	1.83		126,000		126,000
2021-01-04	2021-01-01	4	Fernandes Prabhavathi	OCGN	Option (Right to Buy)	A - Award	D	1.83		126,000		126,000
2021-01-04	2021-01-01	4	Potti Manish	OCGN	Option (Right to Buy)	A - Award	D	1.83		126,000		126,000
2021-01-04	2021-01-01	4	Castillo Kirsten	OCGN	Option (Right to Buy)	A - Award	D	1.83		126,000		126,000
2021-01-04	2021-01-01	4	Zhang Junge	OCGN	Option (Right to Buy)	A - Award	D	1.83		126,000		126,000
2020-08-17	2020-08-14	4	Tammara Vijay	OCGN	Options (Right to Buy)	A - Award	D	0.56		50,000		50,000
2020-05-29	2020-05-28	4	Castillo Kirsten	OCGN	Common Stock	P - Purchase	D		0.3133	75,000	23		75,000
2020-05-07	2020-05-05	4	Tammara Vijay	OCGN	Options (Right to Buy)	A - Award	D	0.34		20,573		20,573
2020-05-07	2020-05-05	4	Beck Kelly	OCGN	Options (Right to Buy)	A - Award	D	0.34		31,916		31,916
2020-05-07	2020-05-05	4	JORGENSEN DANIEL	OCGN	Options (Right to Buy)	A - Award	D	0.34		109,913		109,913
2020-05-07	2020-05-05	4	Arumugham Rasappa	OCGN	Options (Right to Buy)	A - Award	D	0.34		144,766		144,766
2020-05-07	2020-05-05	4	Subramanian Sanjay	OCGN	Options (Right to Buy)	A - Award	D	0.34		369,256		369,256
2020-05-07	2020-05-07	4	Musunuri Shankar	OCGN	Options (Right to Buy)	A - Award	D	0.33		1,357,145		1,357,145
2020-04-08	2020-04-05	4	Castillo Kirsten	OCGN	Option (Right to Buy)	A - Award	D	0.28		54,000		54,000
2020-04-08	2020-04-05	4	Fernandes Prabhavathi	OCGN	Option (Right to Buy)	A - Award	D	0.28		54,000		54,000
2020-01-03	2020-01-02	4	Beck Kelly	OCGN	Options (Right to Buy)	A - Award	D	0.51		86,596		86,596
2020-01-03	2020-01-02	4	Potti Manish	OCGN	Options (Right to Buy)	A - Award	D	0.51		54,000		54,000
2020-01-03	2020-01-02	4	Leo Frank	OCGN	Options (Right to Buy)	A - Award	D	0.51		54,000		54,000
2020-01-03	2020-01-02	4	Zhang Junge	OCGN	Options (Right to Buy)	A - Award	D	0.51		54,000		54,000
2020-01-03	2020-01-02	4	Taspolatoglu Suha	OCGN	Options (Right to Buy)	A - Award	D	0.51		54,000		54,000
2020-01-03	2020-01-02	4	Subramanian Sanjay	OCGN	Options (Right to Buy)	A - Award	D	0.51		106,774		106,774
2020-01-03	2020-01-02	4	Tammara Vijay	OCGN	Options (Right to Buy)	A - Award	D	0.51		77,641		77,641
2020-01-03	2020-01-02	4	Arumugham Rasappa	OCGN	Options (Right to Buy)	A - Award	D	0.51		111,372		111,372
2020-01-03	2020-01-02	4	JORGENSEN DANIEL	OCGN	Options (Right to Buy)	A - Award	D	0.51		101,470		101,470
2020-01-03	2020-01-02	4	Musunuri Shankar	OCGN	Options (Right to Buy)	A - Award	D	0.51		933,528		933,528
2020-01-03	2020-01-02	4	Kumar Ramesh	OCGN	Options (Right to Buy)	A - Award	D	0.51		54,000		54,000
2020-01-03	2020-01-02	4	Kompella Uday	OCGN	Options (Right to Buy)	A - Award	D	0.51		54,000		54,000
2019-12-20		3	Potti Manish By Scotland Parkway LLC	OCGN	Common Stock		I						246,858
2019-12-20		3	Potti Manish By Scotland Parkway LLC	OCGN	Common Stock		I						246,858
2019-12-20		3	Potti Manish By Scotland Parkway LLC	OCGN	Common Stock		I						246,858
2019-12-16		3	Kompella Uday	OCGN	Common Stock		D						2,380,764
2019-12-16		3	Kompella Uday By Kompella LLC	OCGN	Common Stock		I						1,909,506
2019-12-16		3	Kompella Uday	OCGN	Common Stock		D						2,380,764
2019-12-16		3	Kompella Uday By Kompella LLC	OCGN	Common Stock		I						1,909,506
2019-12-16		3	Kompella Uday By Kompella LLC	OCGN	Common Stock		I						1,909,506
2019-12-16		3	Kompella Uday	OCGN	Common Stock		D						2,380,764
2019-12-16		3	Taspolatoglu Suha By Abdi Ibrahim Uluslararasi Ilac Yatirimlari Sanayi ve Ticaret A.S	OCGN	Common Stock		I						1,485,810
2019-12-16		3	Taspolatoglu Suha By Abdi Ibrahim Uluslararasi Ilac Yatirimlari Sanayi ve Ticaret A.S	OCGN	Common Stock		I						1,485,810
2019-12-16		3	Taspolatoglu Suha By Abdi Ibrahim Uluslararasi Ilac Yatirimlari Sanayi ve Ticaret A.S	OCGN	Common Stock		I						1,485,810
2019-12-16		3	Leo Frank	OCGN	Common Stock		D						206,244
2019-12-16		3	Leo Frank	OCGN	Common Stock		D						206,244
2019-12-16		3	Leo Frank	OCGN	Common Stock		D						206,244
2019-12-13	2019-12-12	4	Musunuri Shankar	OCGN	Common Stock	P - Purchase	D		0.3500	143,000	50		406,000
2019-12-13	2019-12-11	4	Musunuri Shankar	OCGN	Common Stock	P - Purchase	D		0.4100	263,000	108		263,000
2019-12-13		3	Musunuri Shankar By KVM Holdings, LLC	OCGN	Common Stock		I						2,750,598
2019-12-13		3	Musunuri Shankar By KVM Holdings, LLC	OCGN	Common Stock		I						2,750,598
2019-12-13		3	Musunuri Shankar By KVM Holdings, LLC	OCGN	Common Stock		I						2,750,598
2019-12-05	2019-12-04	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		0.4400	220,000	97		818,578
2019-12-04	2019-11-18	4/A	Zhang Junge	OCGN	Common Stock	P - Purchase	D		0.4100	98,500	40		133,578
2019-12-02	2019-11-27	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		0.3700	270,000	100		600,078
2019-11-26	2019-11-22	4	Subramanian Sanjay	OCGN	Common Stock	P - Purchase	D		0.2800	5,000	1		10,000
2019-11-26	2019-11-25	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		0.2700	115,000	31		330,078
2019-11-26	2019-11-22	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		0.2800	80,000	22		215,078
2019-11-20	2019-11-18	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		0.4100	100,000	41		135,078
2019-10-15	2019-10-11	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		1.4800	4,000	6		35,078
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		2.9500	2,000	6		31,078
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		3.3000	3,000	10		29,078
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		3.3500	5,000	17		26,078
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		3.8000	2,000	8		21,078
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		3.1000	1,163	4		19,078
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		3.3500	2,000	7		17,915
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		3.1000	10,000	31		15,915
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		2.6200	200	1		5,915
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		2.4900	200	0		5,715
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		2.5000	660	2		5,515
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		2.4800	3,000	7		4,855
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		2.4500	100	0		1,855
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		2.4700	1,358	3		1,755
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		2.4600	200	0		397
2019-10-04	2019-09-30	4	Zhang Junge	OCGN	Common Stock	P - Purchase	D		2.4500	197	0		197
2019-10-04	2019-10-02	4	Subramanian Sanjay	OCGN	Common Stock	P - Purchase	D		1.8800	5,000	9		5,000
2019-10-04	2019-10-01	4	Subramanian Sanjay	OCGN	Stock Options	A - Award	D	2.19		23,970		23,970
2019-10-04		3	Zhang Junge By Trust	OCGN	Common Stock		I						425,726
2019-10-04		3	Zhang Junge By Trust	OCGN	Common Stock		I						425,726
2019-10-04		3	Zhang Junge By Trust	OCGN	Common Stock		I						425,726
2019-02-11	2019-02-08	4	RAKIN KEVIN	HSGX	Common Stock Warrant (Right to Buy)	M - Exercise	I	0.01		-111,111		0
2019-02-11	2019-02-08	4	RAKIN KEVIN	HSGX	Common Stock Warrant (Right to Buy)	M - Exercise	I	0.01		-33,333		0
2019-02-11	2019-02-08	4	RAKIN KEVIN	HSGX	Common Stock Warrant (Right to Buy)	M - Exercise	I	0.01		-33,333		0
2019-02-11	2019-02-08	4	RAKIN KEVIN	HSGX	Common Stock Warrant (Right to Buy)	M - Exercise	D	0.01		-173,076		0
2019-02-11	2019-02-08	4	RAKIN KEVIN	HSGX	Common Stock	M - Exercise	I			111,111			257,846
2019-02-11	2019-02-08	4	RAKIN KEVIN	HSGX	Common Stock	M - Exercise	I			33,333			66,666
2019-02-11	2019-02-08	4	RAKIN KEVIN	HSGX	Common Stock	M - Exercise	I			33,333			66,666
2019-02-11	2019-02-08	4	RAKIN KEVIN	HSGX	Common Stock	M - Exercise	D			173,076			418,639
2019-02-11	2019-02-08	4	Lewis Michael	HSGX	Common Stock Warrant (Right to Buy)	M - Exercise	I	0.01		1,244,444		0
2019-02-11	2019-02-08	4	Lewis Michael	HSGX	Common Stock Warrant (Right to Buy)	M - Exercise	I	0.01		403,845		0
2019-02-11	2019-02-08	4	Lewis Michael	HSGX	Common Stock	M - Exercise	I			1,244,444			5,258,859
2019-02-11	2019-02-08	4	Lewis Michael	HSGX	Common Stock	M - Exercise	I			403,845			4,014,415
2019-02-11	2019-02-08	4	Wilmslow Estates Ltd	HSGX	Common Stock Warrant (Right to Buy)	M - Exercise	D	0.01		1,244,444		0
2019-02-11	2019-02-08	4	Wilmslow Estates Ltd	HSGX	Common Stock Warrant (Right to Buy)	M - Exercise	D	0.01		403,845		0
2019-02-11	2019-02-08	4	Wilmslow Estates Ltd	HSGX	Common Stock	M - Exercise	D			1,244,444			5,258,859
2019-02-11	2019-02-08	4	Wilmslow Estates Ltd	HSGX	Common Stock	M - Exercise	D			403,845			4,014,415
2019-01-15	2019-01-15	4	KIRK RANDAL J by Intrexon	HSGX	Common Stock	S - Sale	I		0.1500	-345,897	-52		1,692,366
2019-01-15	2019-01-14	4	KIRK RANDAL J by Intrexon	HSGX	Common Stock	S - Sale	I		0.1600	-400,507	-64		2,038,263
2019-01-15	2019-01-11	4	KIRK RANDAL J by Intrexon	HSGX	Common Stock	S - Sale	I		0.1700	-251,800	-43		2,438,770
2018-10-11	2018-10-10	4	Lewis Michael	HSGX	Common Stock Warrant (Right to Buy)	P - Purchase	I	0.70		403,845		403,845
2018-10-11	2018-10-10	4	Lewis Michael	HSGX	Common Stock	P - Purchase	I			538,460			3,610,570
2018-10-11	2018-10-10	4	Wilmslow Estates Ltd	HSGX	Common Stock Warrant (Right to Buy)	P - Purchase	D	0.70		403,845		403,845
2018-10-11	2018-10-10	4	Wilmslow Estates Ltd	HSGX	Common Stock	P - Purchase	D			538,460			3,610,570
2018-10-11	2018-10-10	4	RAKIN KEVIN	HSGX	Common Stock Warrant (Right to Buy)	P - Purchase	D	0.70		173,076		173,076
2018-10-11	2018-10-10	4	RAKIN KEVIN	HSGX	Common Stock	P - Purchase	D			230,768			245,563
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	9.96		-60,000		0
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		300,000		300,000
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	2.63		-300,000		0
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		175,000		175,000
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		175,000		175,000
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	1.58		-175,000		0
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	1.72		-175,000		0
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		104,000		104,000
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	9.96		-104,000		0
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		38,220		38,220
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	8.97		-38,220		0
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		197,435		197,435
2018-10-03	2018-10-01	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	7.99		-197,435		0
2018-10-03	2018-10-01	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	6.37		-30,000		0
2018-10-03	2018-10-01	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		130,000		130,000
2018-10-03	2018-10-01	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	2.63		-130,000		0
2018-10-03	2018-10-01	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		50,000		50,000
2018-10-03	2018-10-01	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	1.72		-50,000		0
2018-10-03	2018-10-01	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		28,000		28,000
2018-10-03	2018-10-01	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	2.56		-28,000		0
2018-10-03	2018-10-01	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		110,000		110,000
2018-10-03	2018-10-01	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	6.37		-110,000		0
2018-10-03	2018-10-01	4	Haut Donald	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		105,000		105,000
2018-10-03	2018-10-01	4	Haut Donald	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	2.63		-105,000		0
2018-10-03	2018-10-01	4	Haut Donald	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		195,000		195,000
2018-10-03	2018-10-01	4	Haut Donald	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	1.67		-195,000		0
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	9.96		-30,000		0
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		115,000		115,000
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	2.63		-115,000		0
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		50,000		50,000
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		50,000		50,000
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	6.11		-50,000		0
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	2.12		-50,000		0
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		75,000		75,000
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	1.72		-75,000		0
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		25,000		25,000
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	2.56		-25,000		0
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		49,100		49,100
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	9.96		-49,100		0
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		27,767		27,767
2018-10-03	2018-10-01	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	7.13		-27,767		0
2018-10-03	2018-10-01	4	Kelley Lynne E	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	0.57		200,000		200,000
2018-10-03	2018-10-01	4	Kelley Lynne E	HSGX	Employee Stock Option (Right to Buy)	D - Sale to Issuer	D	2.21		-200,000		0
2018-08-01	2018-07-31	4	Kelley Lynne E	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	2.21		200,000		200,000
2018-06-19	2018-06-15	4	JOHNSON JOHN	HSGX	Stock Option (Right to Buy)	A - Award	D	2.97		25,000		25,000
2018-06-19	2018-06-15	4	Baltzell Joshua J	HSGX	Stock Option (Right to Buy)	A - Award	D	2.97		25,000		25,000
2018-06-19	2018-06-15	4	Kong Garheng	HSGX	Stock Option (Right to Buy)	A - Award	D	2.97		25,000		25,000
2018-06-19	2018-06-15	4	RAKIN KEVIN	HSGX	Stock Option (Right to Buy)	A - Award	D	2.97		25,000		25,000
2018-06-19	2018-06-15	4	Lewis Michael	HSGX	Stock Option (Right to Buy)	A - Award	D	2.97		25,000		25,000
2018-06-19	2018-06-15	4	GILL DAVID N	HSGX	Stock Option (Right to Buy)	A - Award	D	2.97		25,000		25,000
2018-05-18	2018-05-16	4	Gridley Adam	HSGX	Common Stock	P - Purchase	D		2.1500	2,000	4		7,000
2018-04-18	2018-04-16	4	Washer Susan B.	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	2.84		25,000		25,000
2018-02-21	2018-02-16	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	2.63		300,000		300,000
2018-02-21	2018-02-16	4	Haut Donald	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	2.63		105,000		105,000
2018-02-21	2018-02-16	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	2.63		130,000		130,000
2018-02-21	2018-02-16	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	2.63		115,000		115,000
2017-10-12	2017-10-10	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	2.12		50,000		50,000
2017-08-17	2017-08-16	4	GILL DAVID N	HSGX	Common Stock	P - Purchase	D		1.8130	3,000	5		14,000
2017-06-14	2017-06-13	4	Kong Garheng	HSGX	Stock Option (Right to Buy)	A - Award	D	1.70		25,000		25,000
2017-06-14	2017-06-13	4	GILL DAVID N	HSGX	Stock Option (Right to Buy)	A - Award	D	1.70		25,000		25,000
2017-06-14	2017-06-13	4	Baltzell Joshua J	HSGX	Stock Option (Right to Buy)	A - Award	D	1.70		25,000		25,000
2017-06-14	2017-06-13	4	JOHNSON JOHN	HSGX	Stock Option (Right to Buy)	A - Award	D	1.70		25,000		25,000
2017-06-14	2017-06-13	4	RAKIN KEVIN	HSGX	Stock Option (Right to Buy)	A - Award	D	1.70		25,000		25,000
2017-06-14	2017-06-13	4	Lewis Michael	HSGX	Stock Option (Right to Buy)	A - Award	D	1.70		25,000		25,000
2017-06-06	2017-06-05	4	Haut Donald	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	1.67		195,000		195,000
2017-05-17	2017-05-16	4	GILL DAVID N	HSGX	Common Stock	P - Purchase	D		1.6800	3,000	5		11,000
2017-02-15	2017-02-14	4	Matthews Gloria	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	1.72		70,000		70,000
2017-02-15	2017-02-14	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	1.72		175,000		175,000
2017-02-15	2017-02-14	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	1.72		75,000		75,000
2017-02-15	2017-02-14	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	1.72		50,000		50,000
2017-01-27	2016-12-13	4	SPLIT ROCK PARTNERS II, LP	HSGX	Series A Convertible Preferred Stock	C - Conversion	D			-2,507		0
2017-01-27	2016-12-13	4	SPLIT ROCK PARTNERS II, LP	HSGX	Common Stock	C - Conversion	D			1,114,043			2,775,538
2016-12-19	2016-12-16	4	RAKIN KEVIN	HSGX	Stock Option (Right to Buy)	A - Award	D	1.58		10,000		10,000
2016-12-19	2016-12-16	4	GILL DAVID N	HSGX	Stock Option (Right to Buy)	A - Award	D	1.58		10,000		10,000
2016-12-19	2016-12-16	4	JOHNSON JOHN	HSGX	Stock Option (Right to Buy)	A - Award	D	1.58		10,000		10,000
2016-12-19	2016-12-16	4	Baltzell Joshua J	HSGX	Stock Option (Right to Buy)	A - Award	D	1.58		10,000		10,000
2016-12-19	2016-12-16	4	Kong Garheng	HSGX	Stock Option (Right to Buy)	A - Award	D	1.58		10,000		10,000
2016-12-19	2016-12-16	4	Gridley Adam	HSGX	Stock Option (Right to Buy)	A - Award	D	1.58		175,000		175,000
2016-12-19	2016-12-16	4	Lewis Michael	HSGX	Stock Option (Right to Buy)	A - Award	D	1.58		10,000		10,000
2016-12-15	2016-12-09	4	GILL DAVID N	HSGX	Common Stock	P - Purchase	D		1.9200	5,000	10		5,000
2016-12-15	2016-12-15	4	GILL DAVID N	HSGX	Common Stock	P - Purchase	D		1.6500	3,000	5		8,000
2016-12-06	2016-12-02	4	Lewis Michael	HSGX	Series A Convertible Preferred Stock	C - Conversion	I			-2,243		0
2016-12-06	2016-12-02	4	Lewis Michael	HSGX	Common Stock	C - Conversion	I			996,779			3,072,110
2016-12-05	2016-12-02	4	Wilmslow Estates Ltd	HSGX	Series A Convertible Preferred Stock	C - Conversion	D			-2,243		0
2016-12-05	2016-12-02	4	Wilmslow Estates Ltd	HSGX	Common Stock	C - Conversion	D			996,779			3,072,110
2016-12-02	2016-12-02	4	Lieber Jonathan I	HSGX	Common Stock	P - Purchase	D		1.9461	5,000	10		5,000
2016-12-02	2016-11-30	4	RAKIN KEVIN	HSGX	Series A Convertible Preferred Stock	C - Conversion	I			-200		0
2016-12-02	2016-11-30	4	RAKIN KEVIN	HSGX	Series A Convertible Preferred Stock	C - Conversion	I			-60		0
2016-12-02	2016-11-30	4	RAKIN KEVIN	HSGX	Series A Convertible Preferred Stock	C - Conversion	I			-60		0
2016-12-02	2016-11-30	4	RAKIN KEVIN	HSGX	Common Stock	C - Conversion	I			88,998			228,196
2016-12-02	2016-11-30	4	RAKIN KEVIN	HSGX	Common Stock	C - Conversion	I			26,699			139,198
2016-12-02	2016-11-30	4	RAKIN KEVIN	HSGX	Common Stock	C - Conversion	I			26,699			139,198
2016-12-02	2016-12-01	4	Gridley Adam	HSGX	Common Stock	P - Purchase	D		2.0079	5,000	10		5,000
2016-10-03	2016-09-29	4	RAKIN KEVIN	HSGX	Common Stock Warrant (Right to Buy)	A - Award	I	2.25		-111,111		177,777
2016-10-03	2016-09-29	4	RAKIN KEVIN	HSGX	Common Stock Warrant (Right to Buy)	A - Award	I	2.25		-33,333		66,666
2016-10-03	2016-09-29	4	RAKIN KEVIN	HSGX	Common Stock Warrant (Right to Buy)	A - Award	I	2.25		-33,333		66,666
2016-10-03	2016-09-29	4	RAKIN KEVIN	HSGX	Series A Convertible Preferred Stock	A - Award	I		1,000.0000	-200	-200	320
2016-10-03	2016-09-29	4	RAKIN KEVIN	HSGX	Series A Convertible Preferred Stock	A - Award	I		1,000.0000	-60	-60	120
2016-10-03	2016-09-29	4	RAKIN KEVIN	HSGX	Series A Convertible Preferred Stock	A - Award	I		1,000.0000	-60	-60	120
2016-10-03	2016-09-29	4	RAKIN KEVIN	HSGX	Common Stock	A - Award	I		2.2500	22,113	50		85,800
2016-10-03	2016-09-29	4	RAKIN KEVIN	HSGX	Common Stock	A - Award	I		2.2500	6,634	15		63,687
2016-10-03	2016-09-29	4	RAKIN KEVIN	HSGX	Common Stock	A - Award	I		2.2500	6,634	15		63,687
2016-10-03	2016-09-29	4	SPLIT ROCK PARTNERS II, LP	HSGX	Common Stock Warrant (right to buy)	P - Purchase	D	2.25		1,390,844		1,390,844
2016-10-03	2016-09-29	4	SPLIT ROCK PARTNERS II, LP	HSGX	Series A Convertible Preferred Stock	P - Purchase	D		1,000.0000	2,507	2,507	2,507
2016-10-03	2016-09-29	4	SPLIT ROCK PARTNERS II, LP	HSGX	Common Stock	P - Purchase	D		2.2500	276,801	623		1,661,495
2016-10-03	2016-09-29	4	Lewis Michael	HSGX	Common Stock Warrant (Right to Buy)	A - Award	I	2.25		-1,244,444		0
2016-10-03	2016-09-29	4	Lewis Michael	HSGX	Series A Convertible Preferred Stock	A - Award	I		1,000.0000	-2,243	-2,243	0
2016-10-03	2016-09-29	4	Lewis Michael	HSGX	Common Stock	A - Award	I		2.2500	247,665	557		2,075,331
2016-10-03	2016-09-29	4	Wilmslow Estates Ltd	HSGX	Common Stock Warrant (Right to Buy)	A - Award	D	2.25		-1,244,444		0
2016-10-03	2016-09-29	4	Wilmslow Estates Ltd	HSGX	Series A Convertible Preferred Stock	A - Award	D		1,000.0000	-2,243	-2,243	0
2016-10-03	2016-09-29	4	Wilmslow Estates Ltd	HSGX	Common Stock	A - Award	D		2.2500	247,665	557		2,075,331
2016-03-01	2016-02-26	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	2.56		28,000		28,000
2016-03-01	2016-02-26	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	2.56		25,000		25,000
2016-03-01	2016-02-26	4	Matthews Gloria	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	2.56		39,000		39,000
2015-07-31	2015-07-29	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	6.11		50,000		50,000
2015-07-31	2015-07-29	4	Matthews Gloria	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	6.11		30,000		30,000
2015-07-31	2015-07-29	4	Matthews Gloria	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	6.11		120,000		120,000
2015-07-06	2015-07-02	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	6.39		30,000		30,000
2015-07-06	2015-07-02	4	Lieber Jonathan I	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	6.39		110,000		110,000
2015-06-26	2015-06-24	4	RAKIN KEVIN	HSGX	Stock Option (Right to Buy)	A - Award	D	6.86		20,000		20,000
2015-06-26	2015-06-24	4	GILL DAVID N	HSGX	Stock Option (Right to Buy)	A - Award	D	6.86		6,800		6,800
2015-06-26	2015-06-24	4	JOHNSON JOHN	HSGX	Stock Option (Right to Buy)	A - Award	D	6.86		10,475		10,475
2015-06-26	2015-06-24	4	Baltzell Joshua J	HSGX	Stock Option (Right to Buy)	A - Award	D	6.86		20,000		20,000
2015-06-26	2015-06-24	4	Kong Garheng	HSGX	Stock Option (Right to Buy)	A - Award	D	6.86		20,000		20,000
2015-06-26	2015-06-24	4	Lewis Michael	HSGX	Stock Option (Right to Buy)	A - Award	D	6.86		20,000		20,000
2015-06-03	2015-06-01	4	Lewis Michael	HSGX	Common Stock	J - Other	I			-89,441			1,827,666
2015-06-03	2015-06-01	4	Wilmslow Estates Ltd	HSGX	Common Stock	J - Other	D			-89,441			1,827,666
2015-02-27	2015-02-26	4	McArdle Kevin	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	9.96		30,000		30,000
2015-02-27	2015-02-26	4	McArdle Kevin	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	9.96		27,000		27,000
2015-02-27	2015-02-26	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	9.96		60,000		60,000
2015-02-27	2015-02-26	4	Gridley Adam	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	9.96		104,000		104,000
2015-02-27	2015-02-26	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	9.96		30,000		30,000
2015-02-27	2015-02-26	4	Kennedy Stephen Richard	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	9.96		49,100		49,100
2015-02-02	2015-02-02	4	GILL DAVID N	HSGX	Employee Stock Option (Right to Buy)	A - Award	D	8.30		13,200		13,200
2014-12-10	2014-12-08	4	Sofinnova Venture Partners VIII, L.P.	HSGX	Common Stock Warrant (Right to Buy)	X - Other	I	0.76		-14,569		0
2014-12-10	2014-12-08	4	Sofinnova Venture Partners VIII, L.P.	HSGX	Series A-1 Preferred Stock	C - Conversion	I			-611,738		0
2014-12-10	2014-12-08	4	Sofinnova Venture Partners VIII, L.P.	HSGX	Series A Preferred Stock	C - Conversion	I			-960,345		0
2014-12-10	2014-12-08	4	Sofinnova Venture Partners VIII, L.P.	HSGX	Common Stock	J - Other	I			-8,808			2,077,040
2014-12-10	2014-12-08	4	Sofinnova Venture Partners VIII, L.P.	HSGX	Common Stock	P - Purchase	I		11.0000	500,198	5,502		2,085,848
2014-12-10	2014-12-08	4	Sofinnova Venture Partners VIII, L.P.	HSGX	Common Stock	S - Sale	I		11.0000	-1,002	-11		1,585,650
2014-12-10	2014-12-08	4	Sofinnova Venture Partners VIII, L.P.	HSGX	Common Stock	X - Other	I		0.7600	14,569	11		1,586,652
2014-12-10	2014-12-08	4	Sofinnova Venture Partners VIII, L.P.	HSGX	Common Stock	C - Conversion	I			611,738			1,572,083
2014-12-10	2014-12-08	4	Sofinnova Venture Partners VIII, L.P.	HSGX	Common Stock	C - Conversion	I			960,345			960,345
2014-12-10		3	INTREXON CORP by Intrexon Corporation	HSGX	Common Stock		I						5,381,140
2014-12-10		3	INTREXON CORP by Intrexon Corporation	HSGX	Common Stock		I						5,381,140
2014-12-10		3	INTREXON CORP by Intrexon Corporation	HSGX	Common Stock		I						5,381,140
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Series A-1 Preferred Stock	C - Conversion	I			-3,914		0
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Series A Preferred Stock	C - Conversion	I			-6,444		0
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Common Stock Warrant (Right to Buy)	X - Other	D	0.76		-242		0
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Series A-1 Preferred Stock	C - Conversion	D			-5,871		0
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Series A Preferred Stock	C - Conversion	D			-9,667		0
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Common Stock	J - Other	I			-58			50,420
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Common Stock	P - Purchase	I		11.0000	4,495	49		50,478
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Common Stock	C - Conversion	I			3,914			45,983
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Common Stock	C - Conversion	I			6,444			42,069
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Common Stock	J - Other	D			-89			35,625
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Common Stock	P - Purchase	D		11.0000	6,742	74		35,714
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Common Stock	S - Sale	D		11.0000	-17	-0		28,972
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Common Stock	X - Other	D		0.7600	242	0		28,989
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Common Stock	C - Conversion	D			5,871			28,747
2014-12-08	2014-12-08	4	RAKIN KEVIN	HSGX	Common Stock	C - Conversion	D			9,667			22,985
2014-12-08	2014-12-08	4	Wilmslow Estates Ltd	HSGX	Common Stock Warrant (Right to Buy)	X - Other	D	0.76		-11,502		0
2014-12-08	2014-12-08	4	Wilmslow Estates Ltd	HSGX	Series A-1 Preferred Stock	C - Conversion	D			-492,618		0
2014-12-08	2014-12-08	4	Wilmslow Estates Ltd	HSGX	Series A Preferred Stock	C - Conversion	D			-747,000		0
2014-12-08	2014-12-08	4	Wilmslow Estates Ltd	HSGX	Common Stock	J - Other	D			-17,383			1,917,107
2014-12-08	2014-12-08	4	Wilmslow Estates Ltd	HSGX	Common Stock	P - Purchase	D		11.0000	394,918	4,344		1,934,490
2014-12-08	2014-12-08	4	Wilmslow Estates Ltd	HSGX	Common Stock	S - Sale	D		11.0000	-792	-9		1,539,572
2014-12-08	2014-12-08	4	Wilmslow Estates Ltd	HSGX	Common Stock	X - Other	D		0.7600	11,502	9		1,540,364
2014-12-08	2014-12-08	4	Wilmslow Estates Ltd	HSGX	Common Stock	C - Conversion	D			492,618			1,528,862
2014-12-08	2014-12-08	4	Wilmslow Estates Ltd	HSGX	Common Stock	C - Conversion	D			747,000			1,036,244
2014-12-08	2014-12-08	4	Lewis Michael	HSGX	Common Stock Warrant (Right to Buy)	X - Other	I	0.76		-11,502		0
2014-12-08	2014-12-08	4	Lewis Michael	HSGX	Series A-1 Preferred Stock	C - Conversion	I			-492,618		0
2014-12-08	2014-12-08	4	Lewis Michael	HSGX	Series A Preferred Stock	C - Conversion	I			-747,000		0
2014-12-08	2014-12-08	4	Lewis Michael	HSGX	Common Stock	J - Other	I			-17,383			1,917,107
2014-12-08	2014-12-08	4	Lewis Michael	HSGX	Common Stock	P - Purchase	I		11.0000	394,918	4,344		1,934,490
2014-12-08	2014-12-08	4	Lewis Michael	HSGX	Common Stock	S - Sale	I		11.0000	-792	-9		1,539,572
2014-12-08	2014-12-08	4	Lewis Michael	HSGX	Common Stock	X - Other	I		0.7600	11,502	9		1,540,364
2014-12-08	2014-12-08	4	Lewis Michael	HSGX	Common Stock	C - Conversion	I			492,618			1,528,862
2014-12-08	2014-12-08	4	Lewis Michael	HSGX	Common Stock	C - Conversion	I			747,000			1,036,244
2014-12-08	2014-12-08	4	SPLIT ROCK PARTNERS II, LP	HSGX	Common Stock Warrant (Right to Buy)	X - Other	D	0.76		-9,713		0
2014-12-08	2014-12-08	4	SPLIT ROCK PARTNERS II, LP	HSGX	Series A-1 Convertible Preferred Stock	C - Conversion	D			-407,825		0
2014-12-08	2014-12-08	4	SPLIT ROCK PARTNERS II, LP	HSGX	Series A Convertible Preferred Stock	C - Conversion	D			-640,230		0
2014-12-08	2014-12-08	4	SPLIT ROCK PARTNERS II, LP	HSGX	Common Stock	J - Other	D			-5,872			1,384,694
2014-12-08	2014-12-08	4	SPLIT ROCK PARTNERS II, LP	HSGX	Common Stock	P - Purchase	D		11.0000	333,466	3,668		1,390,566
2014-12-08	2014-12-08	4	SPLIT ROCK PARTNERS II, LP	HSGX	Common Stock	S - Sale	D		11.0000	-668	-7		1,057,100
2014-12-08	2014-12-08	4	SPLIT ROCK PARTNERS II, LP	HSGX	Common Stock	X - Other	D		0.7600	9,713	7		1,057,768
2014-12-08	2014-12-08	4	SPLIT ROCK PARTNERS II, LP	HSGX	Common Stock	C - Conversion	D			407,825			1,048,055
2014-12-08	2014-12-08	4	SPLIT ROCK PARTNERS II, LP	HSGX	Common Stock	C - Conversion	D			640,230			640,230
2014-12-02		3	Lewis Michael By Wilmslow Estates Limited	HSGX	Common Stock		I						578,488
2014-12-02		3	Lewis Michael By Wilmslow Estates Limited	HSGX	Common Stock		I						578,488
2014-12-02		3	RAKIN KEVIN	HSGX	Common Stock		D						26,418
2014-12-02		3	RAKIN KEVIN	HSGX	Common Stock		D						26,418
2014-12-02		3	Wilmslow Estates Ltd	HSGX	Common Stock		D						578,488
2014-12-02		3	Wilmslow Estates Ltd	HSGX	Common Stock		D						578,488

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

Konversi turunan

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

Pemberian sekuritas oleh atau kepada orang dalam.

Swap ekuitas dan transaksi lindung nilai serupa

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

MX:OCGN
DE:2H51	€ 0.91
BG:2H51

OCGN / Ocugen, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5