| Jumlah Saham Beredar | 129,178,622 shares |
| Saham Orang Dalam | 13,179,933 shares |
| Kepemilikan oleh Orang Dalam | 10.20 % |
| Orang Dalam Sejati | 55 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
2 ( )
172 out of 11305Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
0.032 %( )
368 out of 11224Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan NeoGenomics, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Maher Albitar Chief Medical Officer - [O] | 60,692 | 60,692 | |
|
Aspen Select Healthcare Lp
10% Owner -
|
286,251 | 286,251 | |
| Greg D Aunan Chief Accounting Officer - [O] | 17,579 | 17,579 | |
| Jennifer Balliet VP and Chief Culture Officer - [O] | 48,615 | 48,615 | |
| Brodie Steven G. VP - Pharma Operations - [O] | 45,953 | 45,953 | |
| Stephanie K Bywater Chief Compliance Officer - [O] | 1,056 | 1,056 | |
| William Bonello Chief Financial Officer - [O] | 191,548 | 191,548 | |
| Douglas Matthew Brown Chief Strategy Officer - [O] | 158,684 | 158,684 | |
| George Cardoza President & COO, Lab Ops - [O] | 244,157 | 244,157 | |
|
Stephen J Clearman
10% Owner -
|
4,848,334 | 4,848,334 | |
| Bruce K Crowther Director - [D] | 65,120 | 65,120 | |
| Michael T Dent Director - [D] | 1,384,150 | 1,384,150 | |
| David Daly Director - [D] | 17,179 | 17,179 | |
| Cynthia J Dieter Chief Accounting Officer - [O] | 29,765 | 29,765 | |
| Elizabeth Floegel Director - [D] | 23,590 | 23,590 | |
| Robert P Gasparini Chief Science Officer - [O] | 8,439 | 8,439 | |
|
GE Medical Systems Information Technologies, Inc.
10% Owner -
|
0 | 0 | |
| Electric Co General - | 0 | 0 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Halley E Gilbert Chief Legal Officer - [O] | 147,396 | 147,396 | |
| Neil Gunn Director - [D] | 28,100 | 28,100 | |
| Hannah Alison L. Director - [D] | 131,023 | 131,023 | |
| Raymond R Hipp Director - [D] | 66,800 | 66,800 | |
| Horel Robert H. Vice President GM PathLogic - [O] | 51,218 | 51,218 | |
| Melody Harris Chf Ops Off, Pres, Informatics - [O] | 109,755 | 109,755 | |
| Steven C Jones Director - [D] | 90,218 | 90,218 | |
| Kevin C Johnson Director - [D] | 37,398 | 37,398 | |
| Stephen M Kanovsky Director - [D] | 52,344 | 52,344 | |
|
Kinderhook, Lp
10% Owner -
|
4,848,334 | 4,848,334 | |
| Michael Aaron Kelly Director - [D] | 49,009 | 49,009 | |
| Shashikant Kulkarni Chief Scientific Officer - [O] | 82,673 | 82,673 | |
| Mark Alan Machulcz | 0 | ||
| Mark Mallon Chief Executive Officer, Director - [D] [O] | 368,051 | 368,051 | |
| Kathryn B McKenzie Chief Sustainability/Risk Ofcr - [O] | 49,361 | 49,361 | |
| Clive Morris President of Inivata - [O] | 41,280 | 41,280 | |
| Kieran Pius Murphy | 0 | ||
| Alicia C Olivo EVP, GC & Business Development - [O] | 47,940 | 47,940 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Peter M Peterson Director - [D] | 34,500 | 34,500 | |
| Denise E Pedulla General Counsel - [O] | 60,643 | 60,643 | |
| David Brian Perez Director - [D] | 43,890 | 43,890 | |
| Steven A Ross CIO - [O] | 4,500 | 4,500 | |
| William J Robison Director - [D] | 183,348 | 183,348 | |
| Shovlin Robert J. President, Clinical Services - [O] | 150,101 | 150,101 | |
| Jeffrey Scott Sherman Chief Financial Officer - [O] | 188,332 | 188,332 | |
| David Sholehvar President, Clinical Services - [O] | 43,216 | 43,216 | |
| Vishal Sikri President Advanced Diagnostics - [O] | 127,716 | 127,716 | |
| Christopher M Smith Chief Executive Officer - [O] | 641,585 | 641,585 | |
| Rachel A Stahler Director - [D] | 21,335 | 21,335 | |
| Warren Stone Pres & Chief Operating Officer - [O] | 108,280 | 108,280 | |
| Tetrault Lynn A. Director - [D] | 80,652 | 80,652 | |
| Oort Douglas M Van Director - [D] | 2,468,797 | 2,468,797 | |
| Sharon Virag Chief Financial Officer - [O] | 10,944 | 10,944 | |
| Gina M Wallar President, Pharma Services - [O] | 33,443 | 33,443 | |
| Lawrence Martin Weiss Chief Medical Officer - [O] | 130,847 | 130,847 | |
| Felicia Williams Director - [D] | 7,160 | 7,160 | |
| Zook Anthony P. Chief Executive Officer, Director - [D] [O] | 56,966 | 56,966 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di NEO / NeoGenomics, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di NEO / NeoGenomics, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-03 | 2025-09-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | -1,666 | 47,940 | ||||||
| 2025-08-06 | 2025-08-06 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 5.6161 | 20,000 | 112 | 188,332 | ||||
| 2025-08-06 | 2025-08-06 | 4 | Zook Anthony P. | NEO | Common Stock | D | 5.5840 | 17,900 | 100 | 38,066 | ||||
| 2025-08-05 | 2025-08-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | -14 | 49,606 | ||||||
| 2025-06-03 | 2025-06-01 | 4/A | HANNAH ALISON L. | NEO | Common Stock | D | 12,254 | 131,023 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 12,254 | 52,344 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Williams Felicia | NEO | Common Stock | D | 7,160 | 7,160 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Floegel Elizabeth | NEO | Common Stock | D | 12,254 | 23,590 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 12,254 | 131,023 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 12,254 | 73,652 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Kelly Michael Aaron | NEO | Common Stock | D | 12,254 | 44,009 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Perez David Brian | NEO | Common Stock | D | 12,254 | 33,890 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Zook Anthony P. | NEO | Common Stock | D | -3,424 | 20,166 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Zook Anthony P. | NEO | Common Stock | D | 12,254 | 23,590 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Gunn Neil | NEO | Common Stock | D | 12,254 | 28,100 | ||||||
| 2025-05-28 | 2025-05-27 | 4 | Kelly Michael Aaron M Kelly & B Kelly TTEE Michael and Bonnie Kelly Revocable Trust DTD 05/02/2016 | NEO | Common Stock | I | 7.6000 | 5,000 | 38 | 5,000 | ||||
| 2025-05-13 | 2025-05-11 | 4 | Olivo Alicia C | NEO | Common Stock | D | -1,584 | 49,620 | ||||||
| 2025-05-13 | 2025-05-11 | 4 | Olivo Alicia C | NEO | Common Stock | D | 6,503 | 51,204 | ||||||
| 2025-05-13 | 2025-05-12 | 4 | Stone Warren | NEO | Common Stock | D | 8.5780 | 5,700 | 49 | 108,280 | ||||
| 2025-05-13 | 2025-05-11 | 4 | Stone Warren | NEO | Common Stock | D | -2,341 | 102,580 | ||||||
| 2025-05-13 | 2025-05-11 | 4 | Stone Warren | NEO | Common Stock | D | 9,613 | 104,921 | ||||||
| 2025-05-13 | 2025-05-11 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | -3,167 | 168,332 | ||||||
| 2025-05-13 | 2025-05-11 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 13,005 | 171,499 | ||||||
| 2025-05-09 | 2025-05-09 | 4 | TETRAULT LYNN A. Lynn Tetrault Rollover IRA | NEO | Common Stock | I | 8.1392 | 7,000 | 57 | 7,000 | ||||
| 2025-05-09 | 2025-05-07 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 7.7811 | 4,000 | 31 | 40,090 | ||||
| 2025-05-08 | 2025-05-06 | 4 | Zook Anthony P. Amended and Restated Anthony P. Zook Living Trust | NEO | Common Stock | I | 7.8793 | 18,900 | 149 | 18,900 | ||||
| 2025-05-07 | 2025-05-05 | 4 | Gunn Neil | NEO | Common Stock | D | 7.7550 | 4,510 | 35 | 15,846 | ||||
| 2025-05-07 | 2025-05-05 | 4 | Perez David Brian Perez Joint Revocable Trust David & Karen Perez TTEE U/A Dated 12/09/2016 | NEO | Common Stock | I | 7.6300 | 10,000 | 76 | 10,000 | ||||
| 2025-05-06 | 2025-05-02 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 7.5052 | 20,000 | 150 | 158,494 | ||||
| 2025-05-06 | 2025-05-02 | 4 | Stone Warren | NEO | Common Stock | D | -1,454 | 95,308 | ||||||
| 2025-05-06 | 2025-05-02 | 4 | Stone Warren | NEO | Common Stock | D | 5,969 | 96,762 | ||||||
| 2025-05-05 | 2025-05-02 | 4 | Aunan Greg D | NEO | Common Stock | D | -1,309 | 17,579 | ||||||
| 2025-05-05 | 2025-05-02 | 4 | Aunan Greg D | NEO | Common Stock | D | 5,372 | 18,888 | ||||||
| 2025-05-05 | 2025-05-01 | 4 | Aunan Greg D | NEO | Common Stock | D | -937 | 13,516 | ||||||
| 2025-05-05 | 2025-05-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | -652 | 44,701 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Olivo Alicia C | NEO | Common Stock | D | -2,504 | 45,353 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Olivo Alicia C | NEO | Common Stock | D | 8,443 | 47,857 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Harris Melody | NEO | Common Stock | D | -2,056 | 109,755 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Harris Melody | NEO | Common Stock | D | 8,443 | 111,811 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Stone Warren | NEO | Common Stock | D | -2,472 | 90,793 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Stone Warren | NEO | Common Stock | D | 8,443 | 93,265 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | -4,207 | 137,064 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 15,535 | 141,271 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Smith Christopher M | NEO | Common Stock | D | -14,067 | 641,585 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Smith Christopher M | NEO | Common Stock | D | 57,413 | 655,652 | ||||||
| 2025-01-03 | 2025-01-01 | 4 | Harris Melody | NEO | Common Stock | D | -7,070 | 102,820 | ||||||
| 2024-12-10 | 2024-12-07 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | -11,746 | 123,754 | ||||||
| 2024-12-04 | 2024-05-11 | 4/A | Sherman Jeffrey Scott | NEO | Common Stock | D | 14.8600 | -3,167 | -47 | 135,500 | ||||
| 2024-12-04 | 2024-05-11 | 4/A | Sherman Jeffrey Scott | NEO | Common Stock | D | 13,005 | 138,667 | ||||||
| 2024-12-04 | 2024-05-11 | 4/A | Olivo Alicia C | NEO | Common Stock | D | 14.8600 | -1,584 | -24 | 39,414 | ||||
| 2024-12-04 | 2024-05-11 | 4/A | Olivo Alicia C | NEO | Common Stock | D | 6,502 | 40,998 | ||||||
| 2024-12-04 | 2024-05-11 | 4/A | Smith Christopher M | NEO | Common Stock | D | 14.8600 | -18,913 | -281 | 631,369 | ||||
| 2024-12-04 | 2024-05-11 | 4/A | Smith Christopher M | NEO | Common Stock | D | 48,063 | 650,282 | ||||||
| 2024-12-03 | 2024-12-01 | 4 | Stone Warren | NEO | Common Stock | D | -6,224 | 84,822 | ||||||
| 2024-11-19 | 2024-11-15 | 4 | Olivo Alicia C | NEO | Common Stock | D | 15.3575 | -5,175 | -79 | 37,129 | ||||
| 2024-09-04 | 2024-09-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | -1,666 | 42,147 | ||||||
| 2024-08-19 | 2024-08-15 | 4 | Smith Christopher M | NEO | Common Stock | D | -33,130 | 646,302 | ||||||
| 2024-08-19 | 2024-08-15 | 4 | Olivo Alicia C | NEO | Common Stock | D | 16.0533 | -1,040 | -17 | 43,813 | ||||
| 2024-08-13 | 2024-08-10 | 4 | Zook Anthony P. | NEO | Common Stock | D | 11,336 | 11,336 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 11,336 | 61,398 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | Perez David Brian | NEO | Common Stock | D | 11,336 | 21,636 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | Kelly Michael Aaron | NEO | Common Stock | D | 11,336 | 31,755 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 11,336 | 36,090 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 11,336 | 118,769 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | Gunn Neil | NEO | Common Stock | D | 11,336 | 11,336 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | Floegel Elizabeth | NEO | Common Stock | D | 11,336 | 11,336 | ||||||
| 2024-08-05 | 2024-08-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | -14 | 44,853 | ||||||
| 2024-05-17 | 2024-05-15 | 4 | Olivo Alicia C | NEO | Common Stock | D | 15.7400 | -1,049 | -17 | 44,867 | ||||
| 2024-05-14 | 2024-05-11 | 4 | Stone Warren | NEO | Common Stock | D | 9,612 | 100,658 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Stone Warren | NEO | Common Stock | D | 9,612 | 100,658 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Stone Warren | NEO | Common Stock | D | 14.8600 | -2,341 | -35 | 91,046 | ||||
| 2024-05-14 | 2024-05-11 | 4 | Olivo Alicia C | NEO | Common Stock | D | 6,502 | 45,916 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Olivo Alicia C | NEO | Common Stock | D | 6,502 | 45,916 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Olivo Alicia C | NEO | Common Stock | D | 14.8600 | -1,584 | -24 | 39,414 | ||||
| 2024-05-14 | 2024-05-11 | 4 | Smith Christopher M | NEO | Common Stock | D | 48,063 | 679,432 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Smith Christopher M | NEO | Common Stock | D | 48,063 | 679,432 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Smith Christopher M | NEO | Common Stock | D | 14.8600 | -18,913 | -281 | 631,369 | ||||
| 2024-05-14 | 2024-05-11 | 4 | Harris Melody | NEO | Common Stock | D | 14.8600 | -1,722 | -26 | 108,301 | ||||
| 2024-05-14 | 2024-05-11 | 4 | Harris Melody | NEO | Common Stock | D | 7,068 | 110,023 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 13,005 | 148,505 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 13,005 | 148,505 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 14.8600 | -3,167 | -47 | 135,500 | ||||
| 2024-05-03 | 2024-05-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | -652 | 34,496 | ||||||
| 2024-05-03 | 2024-05-01 | 4 | Aunan Greg D | NEO | Common Stock | D | -937 | 14,453 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 15.9651 | -6,112 | -98 | 50,062 | ||||
| 2024-02-20 | 2024-02-15 | 4 | Olivo Alicia C | NEO | Common Stock | D | 14.9644 | -2,587 | -39 | 34,866 | ||||
| 2024-01-03 | 2024-01-01 | 4 | Harris Melody | NEO | Common Stock | D | -7,123 | 102,955 | ||||||
| 2023-12-11 | 2023-12-07 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | -8,147 | 125,662 | ||||||
| 2023-12-05 | 2023-12-01 | 4 | Stone Warren | NEO | Common Stock | D | -5,431 | 83,775 | ||||||
| 2023-11-20 | 2023-11-17 | 4 | Olivo Alicia C | NEO | Common Stock | D | 18.3900 | -2,669 | -49 | 37,140 | ||||
| 2023-10-03 | 2023-09-30 | 4 | Olivo Alicia C | NEO | Common Stock | D | -14 | 39,498 | ||||||
| 2023-09-05 | 2023-09-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | -1,666 | 39,411 | ||||||
| 2023-08-01 | 2023-08-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | -14 | 40,981 | ||||||
| 2023-06-02 | 2023-06-01 | 4 | Sikri Vishal | NEO | Common Stock | D | -21,406 | 127,716 | ||||||
| 2023-05-24 | 3 | Aunan Greg D | NEO | Common Stock | D | 15,390 | ||||||||
| 2023-05-24 | 2023-05-22 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 11.6000 | 1,507 | 17 | 56,174 | ||||
| 2023-05-03 | 2023-05-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | -662 | 40,694 | ||||||
| 2023-04-04 | 2023-04-01 | 4 | Kulkarni Shashikant | NEO | Common Stock | D | -3,759 | 82,673 | ||||||
| 2023-03-03 | 2023-03-02 | 4 | Dieter Cynthia J | NEO | Common Stock | D | -117 | 29,765 | ||||||
| 2023-03-03 | 2023-03-01 | 4 | Dieter Cynthia J | NEO | Common Stock | D | -880 | 29,882 | ||||||
| 2023-02-01 | 2022-12-31 | 5 | Sikri Vishal | NEO | Common Stock | D | 7.0400 | 225 | 2 | 148,680 | ||||
| 2023-01-04 | 2023-01-01 | 4 | Harris Melody | NEO | Common Stock | D | 108,225 | 108,225 | ||||||
| 2023-01-04 | 2022-12-31 | 4 | Dieter Cynthia J | NEO | Common Stock | D | -959 | 30,762 | ||||||
| 2022-12-07 | 2022-12-05 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 89,206 | 133,809 | ||||||
| 2022-12-07 | 2022-12-05 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 44,603 | 44,603 | ||||||
| 2022-12-05 | 2022-12-01 | 4 | Stone Warren | NEO | Common Stock | D | 89,206 | 89,206 | ||||||
| 2022-11-07 | 2022-11-03 | 4 | Perez David Brian | NEO | Common Stock | D | 10,300 | 10,300 | ||||||
| 2022-11-03 | 2022-11-01 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 13,141 | 31,721 | ||||||
| 2022-10-28 | 3 | Olivo Alicia C | NEO | Common Stock | D | 40,999 | ||||||||
| 2022-09-07 | 3/A | Kulkarni Shashikant | NEO | Common Stock | D | 61,728 | ||||||||
| 2022-08-17 | 2022-08-15 | 4 | Smith Christopher M | NEO | Common Stock | D | 265,452 | 602,219 | ||||||
| 2022-08-17 | 2022-08-15 | 4 | Smith Christopher M | NEO | Common Stock | D | 336,767 | 336,767 | ||||||
| 2022-08-03 | 2022-08-01 | 4 | Kulkarni Shashikant | NEO | Common Stock | D | 24,704 | 65,856 | ||||||
| 2022-08-03 | 2022-08-01 | 4 | Sholehvar David | NEO | Common Stock | D | 12,352 | 43,216 | ||||||
| 2022-07-15 | 3 | Kulkarni Shashikant | NEO | Common Stock | D | 41,152 | ||||||||
| 2022-06-24 | 2022-06-22 | 4 | Dieter Cynthia J | NEO | Common Stock | D | -57 | 18,580 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 15,556 | 65,120 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 15,556 | 24,754 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | Kelly Michael Aaron | NEO | Common Stock | D | 15,556 | 20,419 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | Stahler Rachel A | NEO | Common Stock | D | 15,556 | 21,335 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 15,556 | 107,433 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 15,556 | 54,667 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | Daly David | NEO | Common Stock | D | 15,556 | 17,179 | ||||||
| 2022-06-02 | 2022-06-01 | 4 | Sikri Vishal | NEO | Common Stock | D | 148,455 | 148,455 | ||||||
| 2022-05-20 | 2022-05-18 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 7.27 | -3,334 | 0 | |||||
| 2022-05-20 | 2022-05-18 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 7.2700 | 3,334 | 24 | 39,111 | ||||
| 2022-05-02 | 2022-04-28 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7.52 | -5,727 | 0 | |||||
| 2022-05-02 | 2022-04-28 | 4 | Bonello William | NEO | Common Stock | D | 7.5200 | 5,727 | 43 | 191,548 | ||||
| 2022-04-04 | 2022-04-01 | 4 | Sholehvar David | NEO | Stock Option (Right to Buy) | D | 12.15 | 66,372 | 66,372 | |||||
| 2022-04-04 | 2022-04-01 | 4 | Sholehvar David | NEO | Common Stock | D | 30,864 | 30,864 | ||||||
| 2022-04-04 | 2022-04-01 | 4 | Bonello William | NEO | Common Stock | D | 82,305 | 185,821 | ||||||
| 2022-04-04 | 2022-04-01 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 82,305 | 158,684 | ||||||
| 2022-03-09 | 2022-03-08 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7.52 | -5,000 | 5,727 | |||||
| 2022-03-09 | 2022-03-08 | 4 | Bonello William | NEO | Common Stock | D | 7.5200 | 5,000 | 38 | 103,516 | ||||
| 2022-03-09 | 2022-03-07 | 4 | Bonello William | NEO | Common Stock | D | 18.2900 | -3,209 | -59 | 98,516 | ||||
| 2022-03-03 | 2022-03-01 | 4 | Gilbert Halley E | NEO | Stock Option (Right to Buy) | D | 21.41 | 102,623 | 102,623 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Gilbert Halley E | NEO | Common Stock | D | 42,036 | 147,396 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Mallon Mark | NEO | Stock Option (Right to Buy) | D | 21.41 | 347,777 | 347,777 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Mallon Mark | NEO | Common Stock | D | 142,457 | 368,051 | ||||||
| 2022-03-03 | 2022-03-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | -839 | 244,157 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | -503 | 244,996 | ||||||
| 2022-03-03 | 2022-03-02 | 4 | Dieter Cynthia J | NEO | Common Stock | D | -137 | 18,637 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Dieter Cynthia J | NEO | Stock Option (Right to Buy) | D | 21.41 | 22,805 | 22,805 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 9,341 | 18,774 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Wallar Gina M | NEO | Stock Option (Right to Buy) | D | 21.41 | 28,506 | 28,506 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Wallar Gina M | NEO | Common Stock | D | 11,677 | 33,443 | ||||||
| 2022-03-03 | 2022-03-02 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | -867 | 76,379 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Brown Douglas Matthew | NEO | Stock Option (Right to Buy) | D | 21.41 | 85,519 | 85,519 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 35,030 | 77,246 | ||||||
| 2022-03-03 | 2022-03-02 | 4 | Bonello William | NEO | Common Stock | D | -620 | 101,725 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 21.41 | 99,772 | 99,772 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Bonello William | NEO | Common Stock | D | -397 | 102,345 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Bonello William | NEO | Common Stock | D | 40,869 | 102,742 | ||||||
| 2022-02-08 | 2021-12-31 | 5 | Wallar Gina M | NEO | Common Stock | D | 35.2800 | 363 | 13 | 21,662 | ||||
| 2022-02-08 | 2021-12-31 | 5 | Gilbert Halley E | NEO | Common Stock | D | 31.3000 | 177 | 6 | 105,263 | ||||
| 2022-01-12 | 2022-01-11 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 9.07 | -2,100 | 17,900 | |||||
| 2022-01-12 | 2022-01-11 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 9.0700 | 2,100 | 19 | 49,361 | ||||
| 2021-12-30 | 2021-12-30 | 4 | Mallon Mark | NEO | Common Stock | D | 152,858 | 225,594 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Morris Clive | NEO | Common Stock | D | 30,572 | 41,280 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Wallar Gina M | NEO | Common Stock | D | 15,286 | 21,299 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Bonello William | NEO | Common Stock | D | 21,400 | 61,873 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 30,572 | 47,261 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 21,400 | 48,615 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 61,143 | 245,499 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Gilbert Halley E | NEO | Common Stock | D | 45,858 | 105,086 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 7,643 | 9,433 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 30,572 | 42,216 | ||||||
| 2021-12-23 | 2021-12-22 | 4 | Johnson Kevin C | NEO | Stock Options (Right to Buy) | D | 7.27 | -3,334 | 0 | |||||
| 2021-12-23 | 2021-12-22 | 4 | Johnson Kevin C | NEO | Common Stock | D | 7.2700 | 3,334 | 24 | 37,398 | ||||
| 2021-12-23 | 2021-12-22 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 9.07 | -5,000 | 20,000 | |||||
| 2021-12-23 | 2021-12-22 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 9.0700 | 5,000 | 45 | 16,689 | ||||
| 2021-12-23 | 2021-12-21 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 35.0000 | -1,846 | -65 | 11,689 | ||||
| 2021-12-06 | 2021-12-06 | 4 | Mallon Mark | NEO | Common Stock | D | 30.6300 | 17,000 | 521 | 72,736 | ||||
| 2021-12-02 | 2021-11-30 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7.52 | -25,000 | 10,727 | |||||
| 2021-12-02 | 2021-11-30 | 4 | Bonello William | NEO | Common Stock | D | 7.5200 | 25,000 | 188 | 40,473 | ||||
| 2021-11-29 | 2021-11-24 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 8.03 | -25,000 | 45,370 | |||||
| 2021-11-29 | 2021-11-24 | 4 | Bonello William | NEO | Common Stock | D | 37.1300 | -25,000 | -928 | 15,473 | ||||
| 2021-11-29 | 2021-11-24 | 4 | Bonello William | NEO | Common Stock | D | 8.0300 | 25,000 | 201 | 40,473 | ||||
| 2021-11-26 | 2021-11-26 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 36.8500 | -33,334 | -1,228 | 11,644 | ||||
| 2021-11-26 | 2021-11-24 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 36.8400 | -33,333 | -1,228 | 44,978 | ||||
| 2021-11-26 | 2021-11-23 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 37.1900 | -33,333 | -1,240 | 78,311 | ||||
| 2021-11-12 | 2021-11-10 | 4 | Daly David | NEO | Stock Option (Right to Buy) | D | 43.39 | 1,945 | 1,945 | |||||
| 2021-11-12 | 2021-11-10 | 4 | Daly David | NEO | Common Stock | D | 1,623 | 1,623 | ||||||
| 2021-10-13 | 2021-10-11 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 41.76 | 972 | 972 | |||||
| 2021-10-13 | 2021-10-11 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 838 | 35,777 | ||||||
| 2021-08-19 | 2021-08-17 | 4 | Gilbert Halley E | NEO | Common Stock | D | 42.21 | 63,331 | 63,331 | |||||
| 2021-08-19 | 2021-08-17 | 4 | Gilbert Halley E | NEO | Common Stock | D | 59,228 | 59,228 | ||||||
| 2021-08-13 | 2021-08-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 46.1000 | -5,919 | -273 | 2,468,797 | ||||
| 2021-07-15 | 2021-06-18 | 4 | Morris Clive | NEO | Stock Option (Right to Buy) | D | 43.58 | 43.5800 | 53,857 | 2,347 | 53,857 | |||
| 2021-07-15 | 2021-06-18 | 4 | Morris Clive | NEO | Common Stock | D | 10,708 | 10,708 | ||||||
| 2021-07-15 | 2021-06-22 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 43.9900 | -56 | -2 | 1,790 | ||||
| 2021-07-07 | 3 | Wallar Gina M | NEO | Common Stock | D | 4,117 | ||||||||
| 2021-07-07 | 2021-07-05 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 43.95 | 43.9500 | 40,502 | 1,780 | 40,502 | |||
| 2021-07-07 | 2021-07-05 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7,584 | 184,356 | ||||||
| 2021-07-07 | 2021-07-05 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 43.95 | 43.9500 | 4,050 | 178 | 4,050 | |||
| 2021-07-07 | 2021-07-05 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 758 | 27,215 | ||||||
| 2021-07-07 | 2021-07-05 | 4 | Wallar Gina M | NEO | Stock Option (Right to Buy) | D | 43.95 | 43.9500 | 10,126 | 445 | 10,126 | |||
| 2021-07-07 | 2021-07-05 | 4 | Wallar Gina M | NEO | Common Stock | D | 1,896 | 6,013 | ||||||
| 2021-06-14 | 2021-06-11 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 9.11 | -1,389 | 0 | |||||
| 2021-06-14 | 2021-06-11 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 9.1100 | 1,389 | 13 | 34,939 | ||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 28.54 | -3,448 | 0 | |||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 22.52 | -4,269 | 0 | |||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 11.60 | -3,017 | 0 | |||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 7.27 | -10,000 | 0 | |||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 41.4600 | -20,734 | -860 | 49,564 | ||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 28.5400 | 3,448 | 98 | 70,298 | ||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 22.5200 | 4,269 | 96 | 66,850 | ||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 11.6000 | 3,017 | 35 | 62,581 | ||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 7.2700 | 10,000 | 73 | 59,564 | ||||
| 2021-06-04 | 2021-06-02 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 40.90 | 3,714 | 3,714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 3,081 | 91,877 | ||||||
| 2021-06-04 | 2021-06-02 | 4 | Johnson Kevin C | NEO | Stock Options (Right to Buy) | D | 40.90 | 3,714 | 3,714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | Johnson Kevin C | NEO | Common Stock | D | 3,081 | 34,064 | ||||||
| 2021-06-04 | 2021-06-02 | 4 | Kelly Michael Aaron | NEO | Stock Option (Right to Buy) | D | 40.90 | 3,714 | 3,714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | Kelly Michael Aaron | NEO | Common Stock | D | 3,081 | 4,863 | ||||||
| 2021-06-04 | 2021-06-02 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 40.90 | 3,714 | 3,714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 3,081 | 33,550 | ||||||
| 2021-06-04 | 2021-06-02 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 40.90 | 3,714 | 3,714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 3,081 | 49,564 | ||||||
| 2021-06-04 | 2021-06-02 | 4 | Stahler Rachel A | NEO | Stock Option (Right to Buy) | D | 40.90 | 3,714 | 3,714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | Stahler Rachel A | NEO | Common Stock | D | 3,081 | 5,779 | ||||||
| 2021-06-04 | 2021-06-03 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 40.1100 | -31,107 | -1,248 | 176,772 | ||||
| 2021-06-04 | 2021-06-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 40.3900 | -169,230 | -6,835 | 207,879 | ||||
| 2021-06-04 | 2021-06-02 | 4 | KANOVSKY STEPHEN M | NEO | Stock Options (Right to Buy) | D | 40.90 | 3,714 | 3,714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 3,081 | 9,198 | ||||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 28.33 | -14,067 | 42,204 | |||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 19.60 | -16,724 | 33,449 | |||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 8.03 | -96,167 | 0 | |||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 39.3100 | -130,604 | -5,134 | 150,101 | ||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 28.3300 | 14,067 | 399 | 280,705 | ||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 19.6000 | 16,724 | 328 | 266,638 | ||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 8.0300 | 96,167 | 772 | 249,914 | ||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 28.33 | -9,378 | 28,136 | |||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 19.60 | -9,005 | 18,012 | |||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 9.22 | -6,667 | 0 | |||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 28.3300 | 9,378 | 266 | 130,847 | ||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 19.6000 | 9,005 | 176 | 121,469 | ||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 9.2200 | 6,667 | 61 | 112,464 | ||||
| 2021-04-21 | 2021-04-19 | 4 | Mallon Mark | NEO | Stock Option (Right to Buy) | D | 49.34 | 151,016 | 151,016 | |||||
| 2021-04-21 | 2021-04-19 | 4 | Mallon Mark | NEO | Common Stock | D | 55,736 | 55,736 | ||||||
| 2021-03-04 | 2021-03-02 | 4 | Brown Douglas Matthew | NEO | Stock Option (Right to Buy) | D | 53.17 | 53.1700 | 26,378 | 1,403 | 26,378 | |||
| 2021-03-04 | 2021-03-02 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 4,655 | 111,644 | ||||||
| 2021-03-04 | 3 | Brown Douglas Matthew | NEO | Common Stock | D | 106,989 | ||||||||
| 2021-03-03 | 2021-03-02 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 53.17 | 53.1700 | 35,171 | 1,870 | 35,171 | |||
| 2021-03-03 | 2021-03-02 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 6,207 | 13,535 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | -432 | 7,328 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | -169 | 7,760 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 53.17 | 53.1700 | 10,551 | 561 | 10,551 | |||
| 2021-03-03 | 2021-03-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 1,862 | 26,457 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | -173 | 24,595 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | -212 | 24,768 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 53.17 | 53.1700 | 24,619 | 1,309 | 24,619 | |||
| 2021-03-03 | 2021-03-02 | 4 | Bonello William | NEO | Common Stock | D | 4,345 | 15,473 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Bonello William | NEO | Common Stock | D | -432 | 11,128 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | Bonello William | NEO | Common Stock | D | -500 | 11,560 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 56,423 | 2,474,716 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -2,158 | 2,418,293 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -2,339 | 2,420,451 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Dieter Cynthia J | NEO | Stock Option (Right to Buy) | D | 53.17 | 53.1700 | 7,034 | 374 | 7,034 | |||
| 2021-03-03 | 2021-03-02 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 1,241 | 1,846 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 53.17 | 53.1700 | 38,688 | 2,057 | 38,688 | |||
| 2021-03-03 | 2021-03-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 6,827 | 153,747 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | -608 | 146,920 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | -742 | 147,528 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 53.17 | 53.1700 | 35,171 | 1,870 | 35,171 | |||
| 2021-03-03 | 2021-03-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 6,207 | 377,109 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Pedulla Denise E | NEO | Stock Option (Right to Buy) | D | 53.17 | 53.1700 | 24,619 | 1,309 | 24,619 | |||
| 2021-03-03 | 2021-03-02 | 4 | Pedulla Denise E | NEO | Common Stock | D | 4,345 | 60,643 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Pedulla Denise E | NEO | Common Stock | D | -216 | 56,298 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | Pedulla Denise E | NEO | Common Stock | D | -212 | 56,514 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 53.17 | 53.1700 | 29,895 | 1,590 | 29,895 | |||
| 2021-03-03 | 2021-03-02 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 5,276 | 105,797 | ||||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 22.52 | -4,269 | 0 | |||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 11.60 | -3,017 | 0 | |||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 7.27 | -10,000 | 0 | |||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Stock Option (Right to Buy) | I | 7.15 | -100,000 | 0 | |||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Common Stock | D | 22.5200 | 4,269 | 96 | 90,218 | ||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Common Stock | D | 11.6000 | 3,017 | 35 | 85,949 | ||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Common Stock | D | 7.2700 | 10,000 | 73 | 82,932 | ||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 7.1500 | 100,000 | 715 | 1,100,000 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 19.60 | -9,005 | 27,017 | |||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 13.87 | -16,666 | 8,334 | |||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 9.22 | -13,333 | 6,667 | |||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 7.27 | -20,000 | 0 | |||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 6.98 | -50,000 | 0 | |||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 51.0600 | -20,200 | -1,031 | 100,521 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 19.6000 | 9,005 | 176 | 120,721 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 13.8700 | 16,666 | 231 | 111,716 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 9.2200 | 13,333 | 123 | 95,050 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 7.2700 | 20,000 | 145 | 81,717 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 6.9800 | 50,000 | 349 | 61,717 | ||||
| 2020-12-14 | 2020-12-14 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 51.6700 | -25,000 | -1,292 | 1,000,000 | ||||
| 2020-12-14 | 2020-12-11 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 50.5200 | -25,000 | -1,263 | 1,025,000 | ||||
| 2020-12-14 | 2020-12-10 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 50.3000 | -20,000 | -1,006 | 1,050,000 | ||||
| 2020-12-11 | 2020-12-11 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 8.03 | -15,000 | 33,334 | |||||
| 2020-12-11 | 2020-12-11 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 49.9900 | -15,000 | -750 | 24,980 | ||||
| 2020-12-11 | 2020-12-11 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8.0300 | 15,000 | 120 | 39,980 | ||||
| 2020-12-07 | 2020-12-04 | 4 | Johnson Kevin C | NEO | Common Stock | D | 47.8800 | -24,683 | -1,182 | 30,983 | ||||
| 2020-12-07 | 2020-12-07 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 49.4500 | -45,658 | -2,258 | 1,070,000 | ||||
| 2020-12-07 | 2020-12-04 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 48.0700 | -64,394 | -3,095 | 1,115,658 | ||||
| 2020-12-07 | 2020-12-03 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 48.0300 | -19,948 | -958 | 1,180,052 | ||||
| 2020-12-04 | 2020-12-02 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 8.03 | -8,000 | 70,370 | |||||
| 2020-12-04 | 2020-12-02 | 4 | Bonello William | NEO | Common Stock | D | 46.8000 | -8,000 | -374 | 12,060 | ||||
| 2020-12-04 | 2020-12-02 | 4 | Bonello William | NEO | Common Stock | D | 8.0300 | 8,000 | 64 | 20,060 | ||||
| 2020-11-25 | 2020-11-25 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7.52 | -77,074 | 50,000 | |||||
| 2020-11-25 | 2020-11-25 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 45.4800 | -77,074 | -3,505 | 370,902 | ||||
| 2020-11-25 | 2020-11-25 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7.5200 | 77,074 | 580 | 447,976 | ||||
| 2020-11-25 | 2020-11-24 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7.52 | -72,926 | 127,074 | |||||
| 2020-11-25 | 2020-11-24 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 45.1900 | -52,926 | -2,392 | 370,902 | ||||
| 2020-11-25 | 2020-11-24 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7.5200 | 72,926 | 548 | 423,828 | ||||
| 2020-11-18 | 2020-11-16 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 42.2800 | -70,000 | -2,960 | 66,800 | ||||
| 2020-11-16 | 2020-11-16 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 7.52 | -20,000 | 0 | |||||
| 2020-11-16 | 2020-11-16 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 42.3400 | -100,000 | -4,234 | 2,422,790 | ||||
| 2020-11-16 | 2020-11-16 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 7.5200 | 20,000 | 150 | 2,522,790 | ||||
| 2020-11-16 | 2020-11-13 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 7.52 | -358,752 | 20,000 | |||||
| 2020-11-16 | 2020-11-13 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 41.5600 | -118,752 | -4,935 | 2,502,790 | ||||
| 2020-11-16 | 2020-11-13 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 7.5200 | 358,752 | 2,698 | 2,621,542 | ||||
| 2020-11-16 | 2020-11-12 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 7.52 | -121,248 | 378,752 | |||||
| 2020-11-16 | 2020-11-12 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 42.1800 | -121,248 | -5,114 | 2,262,790 | ||||
| 2020-11-16 | 2020-11-12 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 7.5200 | 121,248 | 912 | 2,384,038 | ||||
| 2020-11-12 | 2020-11-10 | 4 | Pedulla Denise E | NEO | Stock Option (Right to Buy) | D | 7.85 | -15,000 | 0 | |||||
| 2020-11-12 | 2020-11-10 | 4 | Pedulla Denise E | NEO | Common Stock | D | 42.0000 | -2,262 | -95 | 56,726 | ||||
| 2020-11-12 | 2020-11-10 | 4 | Pedulla Denise E | NEO | Common Stock | D | 7.8500 | 15,000 | 118 | 58,988 | ||||
| 2020-09-30 | 2020-09-29 | 4 | JONES STEVEN C | NEO | Common Stock | D | -25,000 | 72,932 | ||||||
| 2020-09-30 | 2020-09-29 | 4 | JONES STEVEN C | NEO | Common Stock | D | 36.5500 | -81,000 | -2,961 | 97,932 | ||||
| 2020-09-30 | 2020-09-29 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 36.9500 | -141,049 | -5,212 | 1,200,000 | ||||
| 2020-09-30 | 2020-09-28 | 4 | JONES STEVEN C | NEO | Common Stock | D | 36.5600 | -19,000 | -695 | 178,932 | ||||
| 2020-09-30 | 2020-09-28 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 36.3400 | -38,951 | -1,415 | 1,341,049 | ||||
| 2020-09-24 | 2020-09-24 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 9.11 | -8,333 | 0 | |||||
| 2020-09-24 | 2020-09-24 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 35.0100 | -8,333 | -292 | 46,483 | ||||
| 2020-09-24 | 2020-09-24 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 9.1100 | 8,333 | 76 | 54,816 | ||||
| 2020-09-24 | 2020-09-22 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 35.6800 | -2,400 | -86 | 46,483 | ||||
| 2020-09-10 | 2020-09-10 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 37.1300 | -37,991 | -1,411 | 1,380,000 | ||||
| 2020-09-10 | 2020-09-09 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 36.9800 | -71,583 | -2,647 | 1,417,991 | ||||
| 2020-09-10 | 2020-09-08 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 36.1300 | -10,426 | -377 | 1,489,574 | ||||
| 2020-08-13 | 2020-08-12 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -10,000 | 2,262,790 | ||||||
| 2020-08-13 | 2020-08-11 | 4 | VAN OORT DOUGLAS M Custodial Account for Child | NEO | Common Stock | I | 5,000 | 15,000 | ||||||
| 2020-08-13 | 2020-08-11 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -5,000 | 2,272,790 | ||||||
| 2020-08-13 | 2020-08-11 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -10,000 | 2,277,790 | ||||||
| 2020-08-10 | 2020-08-06 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7.15 | -100,000 | 0 | |||||
| 2020-08-10 | 2020-08-06 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 39.3500 | -82,500 | -3,246 | 350,902 | ||||
| 2020-08-10 | 2020-08-06 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7.1500 | 100,000 | 715 | 433,402 | ||||
| 2020-08-10 | 2020-08-06 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 7.27 | -10,000 | 0 | |||||
| 2020-08-10 | 2020-08-06 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 7.2700 | 10,000 | 73 | 88,796 | ||||
| 2020-08-04 | 2020-08-03 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 8.03 | -1,964 | 78,370 | |||||
| 2020-08-04 | 2020-08-03 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7.52 | -20,036 | 35,727 | |||||
| 2020-08-04 | 2020-08-03 | 4 | Bonello William | NEO | Common Stock | D | 38.6100 | -22,000 | -849 | 12,060 | ||||
| 2020-08-04 | 2020-08-03 | 4 | Bonello William | NEO | Common Stock | D | 8.0300 | 1,964 | 16 | 34,060 | ||||
| 2020-08-04 | 2020-08-03 | 4 | Bonello William | NEO | Common Stock | D | 7.5200 | 20,036 | 151 | 32,096 | ||||
| 2020-08-04 | 2020-08-03 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7.52 | -13,000 | 7,000 | |||||
| 2020-08-04 | 2020-08-03 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 39.2500 | -13,000 | -510 | 24,980 | ||||
| 2020-08-04 | 2020-08-03 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7.5200 | 13,000 | 98 | 37,980 | ||||
| 2020-08-04 | 2020-08-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -5,953 | 2,287,790 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 19.60 | -16,724 | 50,173 | |||||
| 2020-08-03 | 2020-07-30 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7.52 | -66,667 | 0 | |||||
| 2020-08-03 | 2020-07-30 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 38.1700 | -81,356 | -3,105 | 148,270 | ||||
| 2020-08-03 | 2020-07-30 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 19.6000 | 16,724 | 328 | 229,626 | ||||
| 2020-08-03 | 2020-07-30 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7.5200 | 66,667 | 501 | 212,902 | ||||
| 2020-08-03 | 2020-07-30 | 4 | Kelly Michael Aaron | NEO | Stock Option (Right to Buy) | D | 37.53 | 2,223 | 2,223 | |||||
| 2020-08-03 | 2020-07-30 | 4 | Kelly Michael Aaron | NEO | Common Stock | D | 1,782 | 1,782 | ||||||
| 2020-06-23 | 2020-06-22 | 4 | Dieter Cynthia J | NEO | Stock Option (Right to Buy) | D | 28.35 | 3,968 | 3,968 | |||||
| 2020-06-23 | 2020-06-22 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 605 | 605 | ||||||
| 2020-06-04 | 2020-05-28 | 4 | Stahler Rachel A | NEO | Stock Option (Right to Buy) | D | 28.54 | 3,448 | 3,448 | |||||
| 2020-06-04 | 2020-05-28 | 4 | Stahler Rachel A | NEO | Common Stock | D | 2,698 | 2,698 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | HANNAH ALISON L. | NEO | Stock Options (Right to Buy) | D | 28.54 | 3,448 | 3,448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 2,698 | 78,796 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | JONES STEVEN C | NEO | Stock Options (Right to Buy) | D | 28.54 | 3,448 | 3,448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | JONES STEVEN C | NEO | Common Stock | D | 2,698 | 197,932 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | CROWTHER BRUCE K | NEO | Stock Options (Right to Buy) | D | 28.54 | 3,448 | 3,448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 2,698 | 48,883 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | Johnson Kevin C | NEO | Stock Options (Right to Buy) | D | 28.54 | 3,448 | 3,448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | Johnson Kevin C | NEO | Common Stock | D | 2,698 | 55,666 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | HIPP RAYMOND R | NEO | Stock Options (Right to Buy) | D | 28.54 | 3,448 | 3,448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 2,698 | 136,800 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | TETRAULT LYNN A. | NEO | Stock Options (Right to Buy) | D | 28.54 | 3,448 | 3,448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 2,698 | 44,351 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | KANOVSKY STEPHEN M | NEO | Stock Options (Right to Buy) | D | 28.54 | 3,448 | 3,448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 2,698 | 6,117 | ||||||
| 2020-05-27 | 2020-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | -5,405 | 146,235 | ||||||
| 2020-05-27 | 2020-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -22,330 | 2,293,743 | ||||||
| 2020-05-04 | 2020-05-01 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 4.78 | -10,000 | 0 | |||||
| 2020-05-04 | 2020-05-01 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 4.7800 | 10,000 | 48 | 46,185 | ||||
| 2020-03-16 | 2020-03-13 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Stock Option (Right to Buy) | I | 4.78 | -125,000 | 0 | |||||
| 2020-03-16 | 2020-03-13 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 4.7800 | 125,000 | 598 | 1,500,000 | ||||
| 2020-03-05 | 2020-03-04 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 8.03 | -96,167 | 96,167 | |||||
| 2020-03-05 | 2020-03-04 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 30.8600 | -98,093 | -3,027 | 151,640 | ||||
| 2020-03-05 | 2020-03-04 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 8.0300 | 96,167 | 772 | 249,733 | ||||
| 2020-03-04 | 2020-03-02 | 4 | JONES STEVEN C By Jones Network, LP | NEO | Common Stock | I | 28.2400 | -20,000 | -565 | 30,476 | ||||
| 2020-03-04 | 2020-03-02 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | 28.2400 | -2,300 | -65 | 40,757 | ||||
| 2020-03-04 | 2020-03-02 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 28.4800 | -25,000 | -712 | 125,000 | ||||
| 2020-03-04 | 2020-03-02 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 28.8500 | -250,000 | -7,212 | 1,375,000 | ||||
| 2020-03-03 | 2020-03-02 | 4 | Bonello William | NEO | Common Stock | D | 28.33 | 28.3300 | 37,514 | 1,063 | 37,514 | |||
| 2020-03-03 | 2020-03-02 | 4 | Bonello William | NEO | Common Stock | D | 5,824 | 12,060 | ||||||
| 2020-03-03 | 2020-03-01 | 4 | Bonello William | NEO | Common Stock | D | -499 | 6,236 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 28.33 | 28.3300 | 15,006 | 425 | 15,006 | |||
| 2020-03-03 | 2020-03-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 2,330 | 24,980 | ||||||
| 2020-03-03 | 2020-03-01 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | -212 | 22,650 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 28.33 | 28.3300 | 48,768 | 1,382 | 48,768 | |||
| 2020-03-03 | 2020-03-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7,571 | 333,402 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | Pedulla Denise E | NEO | Common Stock | D | 28.33 | 28.3300 | 18,757 | 531 | 18,757 | |||
| 2020-03-03 | 2020-03-02 | 4 | Pedulla Denise E | NEO | Common Stock | D | 2,912 | 43,988 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 28.33 | 28.3300 | 37,514 | 1,063 | 37,514 | |||
| 2020-03-03 | 2020-03-02 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 5,824 | 11,717 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 28.33 | 28.3300 | 56,271 | 1,594 | 56,271 | |||
| 2020-03-03 | 2020-03-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 8,736 | 153,566 | ||||||
| 2020-03-03 | 2020-03-01 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | -810 | 144,830 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 28.33 | 28.3300 | 225,084 | 6,377 | 225,084 | |||
| 2020-03-03 | 2020-03-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 34,945 | 2,316,073 | ||||||
| 2020-03-03 | 2020-03-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -2,353 | 2,281,128 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 28.33 | 28.3300 | 37,514 | 1,063 | 37,514 | |||
| 2020-03-03 | 2020-03-02 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 5,824 | 7,929 | ||||||
| 2020-03-03 | 2020-03-01 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | -168 | 2,105 | ||||||
| 2020-02-28 | 3 | Pedulla Denise E | NEO | Common Stock | D | 82,152 | ||||||||
| 2020-02-28 | 3 | Pedulla Denise E | NEO | Common Stock | D | 82,152 | ||||||||
| 2020-02-28 | 3 | Pedulla Denise E | NEO | Common Stock | D | 82,152 | ||||||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Stock Option (Right to Buy) | I | 7.15 | 100,000 | 100,000 | |||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 7.15 | -100,000 | 0 | |||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Stock Option (Right to Buy) | I | 4.78 | -100,000 | 125,000 | |||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Stock Option (Right to Buy) | I | 4.78 | 225,000 | 225,000 | |||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 4.78 | -225,000 | 0 | |||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 4.7800 | 100,000 | 478 | 1,625,000 | ||||
| 2019-12-12 | 2019-12-10 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 8.03 | -8,000 | 40,000 | |||||
| 2019-12-12 | 2019-12-10 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 26.3700 | -8,000 | -211 | 2,273 | ||||
| 2019-12-12 | 2019-12-10 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 8.0300 | 8,000 | 64 | 10,273 | ||||
| 2019-11-22 | 2019-11-21 | 4 | JONES STEVEN C | NEO | Common Stock | D | 24.5300 | -50,000 | -1,226 | 195,234 | ||||
| 2019-11-22 | 2019-11-21 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 24.2700 | -23,162 | -562 | 1,525,000 | ||||
| 2019-11-22 | 2019-11-20 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 24.3500 | -128,068 | -3,118 | 1,548,162 | ||||
| 2019-11-21 | 2019-11-19 | 4 | VAN OORT DOUGLAS M Conundrum Capital Partners | NEO | Common Stock | I | 24.0800 | -187,500 | -4,515 | 0 | ||||
| 2019-11-18 | 2019-11-15 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 8.03 | -166 | 48,334 | |||||
| 2019-11-18 | 2019-11-15 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7.52 | -6,667 | 20,000 | |||||
| 2019-11-18 | 2019-11-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 23.4500 | -6,833 | -160 | 22,862 | ||||
| 2019-11-18 | 2019-11-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8.0300 | 166 | 1 | 29,695 | ||||
| 2019-11-18 | 2019-11-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7.5200 | 6,667 | 50 | 29,529 | ||||
| 2019-11-14 | 2019-11-12 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7.15 | -44,444 | 100,000 | |||||
| 2019-11-14 | 2019-11-12 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 23.1500 | -19,444 | -450 | 325,831 | ||||
| 2019-11-14 | 2019-11-12 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7.1500 | 44,444 | 318 | 345,275 | ||||
| 2019-11-13 | 2019-11-08 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy | D | 7.15 | -472,527 | 0 | |||||
| 2019-11-13 | 2019-11-08 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -205,635 | 2,277,391 | ||||||
| 2019-11-13 | 2019-11-08 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 7.1500 | 472,527 | 3,379 | 2,483,026 | ||||
| 2019-11-13 | 2019-08-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -6,090 | 2,010,499 | ||||||
| 2019-11-08 | 2019-11-07 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 22.8000 | -4,000 | -91 | 300,831 | ||||
| 2019-11-08 | 2019-11-06 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7.15 | -55,556 | 144,444 | |||||
| 2019-11-08 | 2019-11-06 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 22.8200 | -51,556 | -1,177 | 304,831 | ||||
| 2019-11-08 | 2019-11-06 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7.1500 | 55,556 | 397 | 356,387 | ||||
| 2019-11-04 | 2019-11-01 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 22.7400 | -35,801 | -814 | 145,640 | ||||
| 2019-11-04 | 2019-10-31 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 8.03 | -96,166 | 192,334 | |||||
| 2019-11-04 | 2019-10-31 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 23.1100 | -70,473 | -1,629 | 181,441 | ||||
| 2019-11-04 | 2019-10-31 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 8.0300 | 96,166 | 772 | 251,914 | ||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 11.60 | -3,017 | 0 | |||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 7.27 | -6,666 | 3,334 | |||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 9.11 | -8,333 | 0 | |||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 4.78 | -6,667 | 0 | |||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Common Stock | D | 11.6000 | 3,017 | 35 | 52,968 | ||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Common Stock | D | 7.2700 | 6,666 | 48 | 49,951 | ||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Common Stock | D | 9.1100 | 8,333 | 76 | 43,285 | ||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Common Stock | D | 4.7800 | 6,667 | 32 | 34,952 | ||||
| 2019-09-11 | 2019-09-09 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 9.11 | 9.1100 | -8,333 | -76 | 0 | |||
| 2019-09-11 | 2019-09-09 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 6.66 | 6.6600 | -3,333 | -22 | 0 | |||
| 2019-09-11 | 2019-09-09 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 9.1100 | 8,333 | 76 | 76,098 | ||||
| 2019-09-11 | 2019-09-09 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 6.6600 | 3,333 | 22 | 67,765 | ||||
| 2019-09-10 | 2019-09-10 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | -3,400 | 43,057 | ||||||
| 2019-09-10 | 2019-09-10 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | 21.4700 | -1,200 | -26 | 46,457 | ||||
| 2019-09-10 | 2019-09-09 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 25.0000 | -3 | -0 | 1,676,230 | ||||
| 2019-09-10 | 2019-09-06 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 25.0000 | -1,691 | -42 | 1,676,233 | ||||
| 2019-09-03 | 2019-08-29 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -10,000 | 2,016,589 | ||||||
| 2019-09-03 | 2019-08-28 | 4 | VAN OORT DOUGLAS M Custodial Account for Child | NEO | Common Stock | I | 10,000 | 10,000 | ||||||
| 2019-09-03 | 2019-08-28 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -10,000 | 2,026,589 | ||||||
| 2019-09-03 | 2019-08-28 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -30,000 | 2,036,589 | ||||||
| 2019-08-30 | 2019-08-28 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7.52 | -17,000 | 55,763 | |||||
| 2019-08-30 | 2019-08-28 | 4 | Bonello William | NEO | Common Stock | D | 24.8300 | -17,000 | -422 | 6,735 | ||||
| 2019-08-30 | 2019-08-28 | 4 | Bonello William | NEO | Common Stock | D | 7.5200 | 17,000 | 128 | 23,735 | ||||
| 2019-08-30 | 2019-08-30 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 25.0000 | -1,200 | -30 | 1,677,924 | ||||
| 2019-08-30 | 2019-08-28 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 25.0200 | -39,537 | -989 | 1,679,124 | ||||
| 2019-08-27 | 2019-08-27 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 24.9500 | -30,280 | -755 | 1,718,661 | ||||
| 2019-08-27 | 2019-08-26 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 24.8700 | -143,603 | -3,571 | 1,748,941 | ||||
| 2019-08-27 | 2019-08-23 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 25.7200 | -7,456 | -192 | 1,892,544 | ||||
| 2019-08-27 | 2019-08-26 | 4 | Johnson Kevin C | NEO | Common Stock | D | 24.7400 | -11,800 | -292 | 28,285 | ||||
| 2019-08-27 | 2019-08-23 | 4 | Johnson Kevin C | NEO | Common Stock | D | 25.6000 | -41,200 | -1,055 | 40,085 | ||||
| 2019-08-27 | 2019-08-26 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 24.7900 | -15,424 | -382 | 134,102 | ||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 11.60 | -3,017 | 0 | |||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 7.27 | -3,333 | 3,334 | |||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 9.11 | -2,777 | 0 | |||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 25.0200 | -600 | -15 | 149,526 | ||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 9.1100 | 2,777 | 25 | 150,126 | ||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 7.2700 | 3,333 | 24 | 147,349 | ||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 11.6000 | 3,017 | 35 | 144,016 | ||||
| 2019-06-10 | 2019-06-06 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 22.52 | 4,269 | 4,269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | Johnson Kevin C | NEO | Common Stock | D | 3,419 | 81,285 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | KANOVSKY STEPHEN M | NEO | Stock Options (Right to Buy) | D | 22.52 | 4,269 | 4,269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 3,419 | 3,419 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | TETRAULT LYNN A. | NEO | Stock Options (Right to Buy) | D | 22.52 | 4,269 | 4,269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 3,419 | 41,653 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 22.52 | 4,269 | 4,269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | JONES STEVEN C | NEO | Common Stock | D | 3,419 | 245,234 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 22.52 | 4,269 | 4,269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 3,419 | 140,999 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | HANNAH ALISON L. | NEO | Stock Options (Right to Buy) | D | 22.52 | 4,269 | 4,269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 3,419 | 64,432 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | CROWTHER BRUCE K | NEO | Stock Options (Right to Buy) | D | 22.52 | 4,269 | 4,269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 3,419 | 36,185 | ||||||
| 2019-05-29 | 2019-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | -25,846 | 2,066,589 | ||||||
| 2019-05-29 | 2019-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | -6,559 | 155,748 | ||||||
| 2019-05-09 | 2019-05-08 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 22.3600 | -118,479 | -2,649 | 137,580 | ||||
| 2019-05-09 | 2019-05-07 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 22.6100 | -31,521 | -713 | 256,059 | ||||
| 2019-05-08 | 2019-05-06 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7.52 | -7,200 | 72,763 | |||||
| 2019-05-08 | 2019-05-06 | 4 | Bonello William | NEO | Common Stock | D | 23.5300 | -7,200 | -169 | 6,735 | ||||
| 2019-05-08 | 2019-05-06 | 4 | Bonello William | NEO | Common Stock | D | 7.5200 | 7,200 | 54 | 13,935 | ||||
| 2019-05-06 | 2019-05-03 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 22.8200 | -151,676 | -3,461 | 300,831 | ||||
| 2019-05-06 | 2019-05-02 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 4.78 | -200,000 | 0 | |||||
| 2019-05-06 | 2019-05-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 4.7800 | 200,000 | 956 | 452,507 | ||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7.52 | -66,667 | 66,667 | |||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7.15 | -66,666 | 0 | |||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 22.1400 | -66,667 | -1,476 | 162,307 | ||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 22.1400 | -52,680 | -1,166 | 228,974 | ||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7.5200 | 66,667 | 501 | 281,654 | ||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7.1500 | 66,666 | 477 | 214,987 | ||||
| 2019-05-06 | 2019-05-03 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 22.7400 | -13,333 | -303 | 22,862 | ||||
| 2019-05-06 | 2019-05-03 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 22.7400 | -16,667 | -379 | 36,195 | ||||
| 2019-05-06 | 2019-05-02 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7.52 | 7.5200 | -13,333 | -100 | 26,667 | |||
| 2019-05-06 | 2019-05-02 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7.15 | 7.1500 | -16,667 | -119 | 0 | |||
| 2019-05-06 | 2019-05-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7.5200 | 13,333 | 100 | 52,862 | ||||
| 2019-05-06 | 2019-05-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7.1500 | 16,667 | 119 | 39,529 | ||||
| 2019-03-05 | 2019-03-01 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 19.60 | 19.6000 | 51,459 | 1,009 | 51,459 | |||
| 2019-03-05 | 2019-03-01 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 8,418 | 252,507 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | Virag Sharon | NEO | Stock Option (Right to Buy) | D | 19.60 | 19.6000 | 66,897 | 1,311 | 66,897 | |||
| 2019-03-05 | 2019-03-01 | 4 | Virag Sharon | NEO | Common Stock | D | 10,944 | 10,944 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 19.60 | 19.6000 | 66,897 | 1,311 | 66,897 | |||
| 2019-03-05 | 2019-03-01 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 10,944 | 148,321 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 19.60 | 19.6000 | 231,567 | 4,539 | 231,567 | |||
| 2019-03-05 | 2019-03-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 37,883 | 2,092,435 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 19.60 | 19.6000 | 36,022 | 706 | 36,022 | |||
| 2019-03-05 | 2019-03-01 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 5,893 | 5,893 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 19.60 | 19.6000 | 41,167 | 807 | 41,167 | |||
| 2019-03-05 | 2019-03-01 | 4 | Bonello William | NEO | Common Stock | D | 6,735 | 6,735 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 19.60 | 19.6000 | 13,894 | 272 | 13,894 | |||
| 2019-03-05 | 2019-03-01 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 2,273 | 2,273 | ||||||
| 2019-03-04 | 2019-03-04 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 8.03 | -14,000 | 48,500 | |||||
| 2019-03-04 | 2019-03-04 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 19.0900 | -14,000 | -267 | 22,862 | ||||
| 2019-03-04 | 2019-03-04 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8.0300 | 14,000 | 112 | 36,862 | ||||
| 2019-03-04 | 2019-03-01 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 19.60 | 19.6000 | 17,496 | 343 | 17,496 | |||
| 2019-03-04 | 2019-03-01 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 2,862 | 22,862 | ||||||
| 2019-03-04 | 2019-02-28 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7.52 | -20,000 | 40,000 | |||||
| 2019-03-04 | 2019-02-28 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 8.03 | -10,000 | 62,500 | |||||
| 2019-03-04 | 2019-02-28 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 19.5700 | -30,000 | -587 | 20,000 | ||||
| 2019-03-04 | 2019-02-28 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8.0300 | 10,000 | 80 | 50,000 | ||||
| 2019-03-04 | 2019-02-28 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7.5200 | 20,000 | 150 | 40,000 | ||||
| 2019-02-28 | 2019-02-27 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 18.7800 | -32,371 | -608 | 150,000 | ||||
| 2019-02-28 | 2019-02-27 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 18.9000 | -252,881 | -4,779 | 1,900,000 | ||||
| 2019-02-28 | 2019-02-26 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | 19.2400 | -1,000 | -19 | 47,657 | ||||
| 2019-02-28 | 2019-02-26 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 19.2700 | -1,900 | -37 | 182,371 | ||||
| 2019-02-28 | 2019-02-26 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 19.2400 | -11,721 | -226 | 2,152,881 | ||||
| 2019-02-28 | 2019-02-27 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 3.45 | 3.4500 | -30,000 | -104 | 0 | |||
| 2019-02-28 | 2019-02-27 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 3.4500 | 30,000 | 104 | 244,089 | ||||
| 2019-02-28 | 2019-02-28 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7.15 | -13,986 | 66,666 | |||||
| 2019-02-28 | 2019-02-28 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7.1500 | 13,986 | 100 | 137,377 | ||||
| 2019-02-28 | 2019-02-27 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 19.2300 | -44,135 | -849 | 123,391 | ||||
| 2019-02-28 | 2019-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7.52 | -66,666 | 133,334 | |||||
| 2019-02-28 | 2019-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7.15 | -119,348 | 80,652 | |||||
| 2019-02-28 | 2019-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 18.8800 | -141,879 | -2,679 | 167,526 | ||||
| 2019-02-28 | 2019-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7.5200 | 66,666 | 501 | 309,405 | ||||
| 2019-02-28 | 2019-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7.1500 | 119,348 | 853 | 242,739 | ||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 7.27 | -3,333 | 6,667 | |||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 9.11 | -5,556 | 2,777 | |||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 4.78 | -10,000 | 0 | |||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 18.9000 | -18,889 | -357 | 287,580 | ||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 7.2700 | 3,333 | 24 | 306,469 | ||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 9.1100 | 5,556 | 51 | 303,136 | ||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 4.7800 | 10,000 | 48 | 297,580 | ||||
| 2019-02-28 | 2019-02-26 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7.52 | -20,037 | 79,963 | |||||
| 2019-02-28 | 2019-02-26 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 8.03 | -40,166 | 80,334 | |||||
| 2019-02-28 | 2019-02-26 | 4 | Bonello William | NEO | Common Stock | D | 18.9000 | -60,203 | -1,138 | 0 | ||||
| 2019-02-28 | 2019-02-26 | 4 | Bonello William | NEO | Common Stock | D | 7.5200 | 20,037 | 151 | 60,203 | ||||
| 2019-02-28 | 2019-02-26 | 4 | Bonello William | NEO | Common Stock | D | 8.0300 | 40,166 | 323 | 40,166 | ||||
| 2018-12-26 | 2018-12-21 | 4 | Johnson Kevin C | NEO | Common Stock | D | 11.6000 | 26,000 | 302 | 103,866 | ||||
| 2018-12-14 | 2018-12-12 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 13.87 | 13.8700 | 25,000 | 347 | 25,000 | |||
| 2018-12-14 | 2018-12-14 | 4 | GENERAL ELECTRIC CO | NEO | Common stock, $0.001 par value per share ("Common Stock") | I | 12.0000 | -10,835,145 | -130,022 | 0 | ||||
| 2018-11-21 | 2018-11-19 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 15.9700 | -2,000 | -32 | 38,234 | ||||
| 2018-11-21 | 2018-11-19 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 16.0000 | -11,000 | -176 | 40,234 | ||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 7.27 | -3,333 | 6,667 | |||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 9.11 | -5,555 | 2,778 | |||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 6.66 | -10,000 | 0 | |||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 7.2700 | 3,333 | 24 | 56,234 | ||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 9.1100 | 5,555 | 51 | 52,901 | ||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 6.6600 | 10,000 | 67 | 47,346 | ||||
| 2018-11-16 | 2018-11-14 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 16.1600 | -5,000 | -81 | 51,234 | ||||
| 2018-11-14 | 2018-11-14 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 16.5000 | -1,729 | -29 | 184,271 | ||||
| 2018-11-14 | 2018-11-14 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 16.5000 | -3,824 | -63 | 2,164,602 | ||||
| 2018-11-14 | 2018-11-13 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 16.6600 | -4,000 | -67 | 186,000 | ||||
| 2018-11-14 | 2018-11-13 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 16.6900 | -31,574 | -527 | 2,168,426 | ||||
| 2018-11-14 | 2018-11-12 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 16.6600 | -100,000 | -1,666 | 2,200,000 | ||||
| 2018-11-13 | 2018-11-13 | 4/A | BALLIET JENNIFER | NEO | Common Stock | D | 6,678 | 20,000 | ||||||
| 2018-11-13 | 2018-11-12 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 16.7300 | -28,505 | -477 | 20,000 | ||||
| 2018-11-13 | 2018-11-09 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7.15 | -33,333 | 16,667 | |||||
| 2018-11-13 | 2018-11-09 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 4.78 | -35,000 | 0 | |||||
| 2018-11-13 | 2018-11-09 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 17.0000 | -39,828 | -677 | 48,505 | ||||
| 2018-11-13 | 2018-11-09 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 33,333 | 88,333 | ||||||
| 2018-11-13 | 2018-11-09 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 4.7800 | 35,000 | 167 | 55,000 | ||||
| 2018-11-13 | 2018-11-09 | 4 | GENERAL ELECTRIC CO | NEO | Common stock, $0.001 par value per share ("Common Stock") | I | 16.7500 | -4,164,855 | -69,761 | 10,835,145 | ||||
| 2018-11-13 | 2018-11-12 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 16.7600 | -36,493 | -612 | 123,391 | ||||
| 2018-11-13 | 2018-11-09 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 4.79 | -300,000 | 0 | |||||
| 2018-11-13 | 2018-11-09 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 17.0500 | -180,000 | -3,069 | 159,884 | ||||
| 2018-11-13 | 2018-11-09 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 4.7900 | 300,000 | 1,437 | 339,884 | ||||
| 2018-11-13 | 2018-11-09 | 4 | Johnson Kevin C | NEO | Common Stock | D | 17.0800 | -20,007 | -342 | 77,866 | ||||
| 2018-11-13 | 2018-11-09 | 4 | Johnson Kevin C | NEO | Common Stock | D | 17.0100 | -46,000 | -782 | 97,873 | ||||
| 2018-10-24 | 2018-10-22 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 3.45 | -13,334 | 0 | |||||
| 2018-10-24 | 2018-10-22 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 3.4500 | 13,334 | 46 | 45,953 | ||||
| 2018-08-03 | 2018-08-03 | 4/A | VAN OORT DOUGLAS M | NEO | Common Stock | D | 197,042 | 2,030,027 | ||||||
| 2018-08-03 | 2018-08-03 | 4/A | VAN OORT DOUGLAS M | NEO | Common Stock | D | -21,904 | 2,008,123 | ||||||
| 2018-08-03 | 2018-08-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 46,429 | 2,054,552 | ||||||
| 2018-08-01 | 2018-08-01 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 14.0000 | -119,948 | -1,679 | 2,300,000 | ||||
| 2018-08-01 | 2018-07-31 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 14.0000 | -38,952 | -545 | 2,419,948 | ||||
| 2018-08-01 | 2018-07-30 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 14.0100 | -41,100 | -576 | 2,458,900 | ||||
| 2018-08-01 | 2018-07-30 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | 14.0000 | -3,500 | -49 | 48,657 | ||||
| 2018-06-29 | 2018-06-29 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 13.1200 | -12,941 | -170 | 39,884 | ||||
| 2018-06-26 | 2018-06-25 | 4 | GENERAL ELECTRIC CO | NEO | Series A Convertible Preferred Stock | I | 7.50 | 7.3000 | -6,864,000 | -50,107 | 0 | |||
| 2018-06-26 | 2018-06-22 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 14.0400 | -89,688 | -1,259 | 2,500,000 | ||||
| 2018-06-19 | 2018-06-19 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 13.3159 | -158,312 | -2,108 | 2,589,688 | ||||
| 2018-06-19 | 2018-06-15 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 13.2500 | -2,000 | -26 | 2,748,000 | ||||
| 2018-06-05 | 2018-06-01 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 11.60 | 3,017 | 3,017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 15,564 | 287,580 | ||||||
| 2018-06-05 | 2018-06-01 | 4 | JONES STEVEN C | NEO | Common Stock | D | 11.60 | 3,017 | 3,017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 12.1200 | -230,533 | -2,794 | 2,750,000 | ||||
| 2018-06-05 | 2018-06-01 | 4 | JONES STEVEN C | NEO | Common Stock | D | 6,897 | 241,815 | ||||||
| 2018-06-05 | 2018-06-01 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 11.60 | 3,017 | 3,017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 15,564 | 61,013 | ||||||
| 2018-06-05 | 2018-06-01 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 11.60 | 3,017 | 3,017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 15,564 | 32,766 | ||||||
| 2018-06-05 | 2018-06-01 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 11.60 | 3,017 | 3,017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 15,564 | 37,346 | ||||||
| 2018-06-05 | 2018-06-01 | 4 | Johnson Kevin C | NEO | Common Stock | D | 11.60 | 3,017 | 3,017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | Johnson Kevin C | NEO | Common Stock | D | 15,564 | 143,873 | ||||||
| 2018-05-31 | 2018-05-29 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 4.78 | -65,000 | 35,000 | |||||
| 2018-05-31 | 2018-05-29 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 11.7000 | -35,000 | -410 | 13,322 | ||||
| 2018-05-31 | 2018-05-29 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 11.6200 | -30,000 | -349 | 48,322 | ||||
| 2018-05-31 | 2018-05-29 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 4.7800 | 65,000 | 311 | 78,322 | ||||
| 2018-05-31 | 2018-05-31 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 11.6800 | -17,548 | -205 | 2,980,533 | ||||
| 2018-05-31 | 2018-05-30 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 11.7200 | -37,619 | -441 | 2,998,081 | ||||
| 2018-05-31 | 2018-05-29 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 11.6700 | -114,300 | -1,334 | 3,035,700 | ||||
| 2018-05-29 | 2018-05-25 | 4 | CARDOZA GEORGE | NEO | Restricted Stock | D | 0.00 | -8,333 | 16,667 | |||||
| 2018-05-29 | 2018-05-25 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 8,333 | 197,422 | ||||||
| 2018-05-29 | 2018-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Restricted Stock | D | 0.00 | -65,680 | 131,362 | |||||
| 2018-05-29 | 2018-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 11.5700 | -21,904 | -253 | 1,876,761 | ||||
| 2018-05-29 | 2018-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 65,680 | 1,898,665 | ||||||
| 2018-05-29 | 2018-05-25 | 4 | BALLIET JENNIFER | NEO | Restricted Stock | D | 0.00 | -6,666 | 13,334 | |||||
| 2018-05-29 | 2018-05-25 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 6,666 | 6,666 | ||||||
| 2018-05-29 | 2018-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Restricted Stock | D | 0.00 | -16,666 | 33,334 | |||||
| 2018-05-29 | 2018-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 11.5700 | -3,725 | -43 | 19,491 | ||||
| 2018-05-29 | 2018-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 16,666 | 23,216 | ||||||
| 2018-05-17 | 2018-05-15 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 4.78 | -13,000 | 100,000 | |||||
| 2018-05-17 | 2018-05-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 11.2600 | -6,500 | -73 | 0 | ||||
| 2018-05-17 | 2018-05-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 11.2100 | -6,500 | -73 | 6,500 | ||||
| 2018-05-17 | 2018-05-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 4.7800 | 13,000 | 62 | 13,000 | ||||
| 2018-05-10 | 3 | BYWATER STEPHANIE K | NEO | Common Stock | D | 1,056 | ||||||||
| 2018-05-10 | 3 | BYWATER STEPHANIE K | NEO | Common Stock | D | 1,056 | ||||||||
| 2018-05-10 | 3 | BYWATER STEPHANIE K | NEO | Common Stock | D | 1,056 | ||||||||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 7.52 | 7.5200 | -21,666 | -163 | 43,334 | |||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 7.15 | 7.1500 | -26,666 | -191 | 13,334 | |||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | -33,667 | -161 | 0 | |||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 10.7800 | -81,999 | -884 | 4,500 | ||||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 7.5200 | 21,666 | 163 | 86,499 | ||||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 7.1500 | 26,666 | 191 | 64,833 | ||||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 4.7800 | 33,667 | 161 | 38,167 | ||||
| 2018-03-28 | 2018-02-26 | 4/A | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 8.03 | 8.0300 | 500,000 | 4,015 | 500,000 | |||
| 2018-03-28 | 2018-03-27 | 4 | Virag Sharon | NEO | Stock Option (Right to Buy) | D | 8.22 | 8.2200 | 192,500 | 1,582 | 192,500 | |||
| 2018-03-28 | 2018-03-28 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8.2000 | -7,000 | -57 | 0 | ||||
| 2018-03-28 | 2018-03-28 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 4.7800 | 7,000 | 33 | 7,000 | ||||
| 2018-03-28 | 2018-03-26 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | -7,000 | -33 | 113,000 | |||
| 2018-02-28 | 2018-02-26 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 8.03 | 8.0300 | 636,000 | 5,107 | 636,000 | |||
| 2018-02-28 | 2018-02-26 | 4 | ROSS STEVEN A | NEO | Stock Option(Right to Buy) | D | 8.03 | 8.0300 | 72,500 | 582 | 72,500 | |||
| 2018-02-28 | 2018-02-26 | 4 | CARDOZA GEORGE | NEO | Stock Options (Right to Buy) | D | 8.03 | 8.0300 | 192,500 | 1,546 | 192,500 | |||
| 2018-02-28 | 2018-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 8.03 | 8.0300 | 288,500 | 2,317 | 288,500 | |||
| 2018-02-28 | 2018-02-26 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 8.03 | 8.0300 | 72,500 | 582 | 72,500 | |||
| 2018-02-28 | 2018-02-26 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 8.03 | 8.0300 | 48,000 | 385 | 48,000 | |||
| 2018-02-28 | 2018-02-26 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 8.03 | 8.0300 | 58,000 | 466 | 58,000 | |||
| 2018-01-03 | 2017-12-31 | 4 | GENERAL ELECTRIC CO | NEO | Series A Convertible Preferred Stock | I | 264,000 | 6,864,000 | ||||||
| 2017-12-14 | 2017-12-14 | 4 | JONES STEVEN C | NEO | Common Stock | D | 9.0600 | -20,000 | -181 | 226,251 | ||||
| 2017-10-20 | 2017-10-18 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 9.07 | 9.0700 | 25,000 | 227 | 25,000 | |||
| 2017-10-03 | 2017-08-09 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 6.66 | 6.6600 | -6,667 | -44 | 3,333 | |||
| 2017-10-03 | 2017-08-09 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 6.6600 | 6,667 | 44 | 45,449 | ||||
| 2017-08-25 | 2017-08-24 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 3.45 | 3.4500 | -15,000 | -52 | 0 | |||
| 2017-08-25 | 2017-08-24 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 3.76 | 3.7600 | -7,500 | -28 | 0 | |||
| 2017-08-25 | 2017-08-24 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 9.3800 | -22,500 | -211 | 0 | ||||
| 2017-08-25 | 2017-08-24 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 3.7600 | 7,500 | 28 | 22,500 | ||||
| 2017-08-25 | 2017-08-24 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 3.4500 | 15,000 | 52 | 15,000 | ||||
| 2017-07-31 | 2017-07-27 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 9.1900 | 20,000 | 184 | 38,782 | ||||
| 2017-07-06 | 2017-07-05 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 3.45 | 3.4500 | -6,666 | -23 | 13,334 | |||
| 2017-07-06 | 2017-07-05 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 3.4500 | 6,666 | 23 | 32,619 | ||||
| 2017-06-28 | 2017-06-27 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 190,000 | 190,000 | ||||||
| 2017-06-28 | 2017-06-27 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust | NEO | Common Stock | I | -190,000 | 190,000 | ||||||
| 2017-06-26 | 2017-06-22 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8.4900 | -10,723 | -91 | 0 | ||||
| 2017-06-06 | 2017-06-05 | 4 | ROSS STEVEN A | NEO | Common stock | D | 7.7900 | -45,833 | -357 | 4,500 | ||||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | -33,333 | -159 | 33,667 | |||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to buy) | D | 3.93 | 3.9300 | -37,500 | -147 | 0 | |||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 7.7900 | -10,000 | -78 | 50,333 | ||||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 7.6300 | -15,000 | -114 | 60,333 | ||||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 4.7800 | 33,333 | 159 | 75,333 | ||||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 3.9300 | 37,500 | 147 | 42,000 | ||||
| 2017-05-30 | 2017-05-30 | 4 | HIPP RAYMOND R | NEO | Restricted Stock | D | 5,072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | HIPP RAYMOND R | NEO | Restricted Stock | D | 2,150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 7,222 | 272,016 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | HIPP RAYMOND R | NEO | Restricted Stock | D | 8,667 | 8,667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 7.27 | 7.2700 | 10,000 | 73 | 10,000 | |||
| 2017-05-30 | 2017-05-30 | 4 | TETRAULT LYNN A. | NEO | Restricted Stock | D | -5,072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | TETRAULT LYNN A. | NEO | Restricted Stock | D | -2,150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 7,222 | 21,782 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | TETRAULT LYNN A. | NEO | Restricted Stock | D | 8,667 | 8,667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 7.27 | 7.2700 | 10,000 | 73 | 10,000 | |||
| 2017-05-30 | 2017-05-30 | 4 | Robison William J | NEO | Restricted Stock | D | -5,072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | Robison William J | NEO | Restricted Stock | D | -2,150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | Robison William J | NEO | Common Stock | D | 7,222 | 183,348 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | Robison William J | NEO | Restricted Stock | D | 8,667 | 8,667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | Robison William J | NEO | StockOption (Right to Buy) | D | 7.27 | 7.2700 | 10,000 | 73 | 10,000 | |||
| 2017-05-30 | 2017-05-30 | 4 | CROWTHER BRUCE K | NEO | Restricted Stock | D | -5,072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | CROWTHER BRUCE K | NEO | Restricted Stock | D | -2,150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | CROWTHER BRUCE K | NEO | Common stock | D | 7,222 | 17,202 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | CROWTHER BRUCE K | NEO | Restricted Stock | D | 8,667 | 8,667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 7.27 | 7.2700 | 10,000 | 73 | 10,000 | |||
| 2017-05-30 | 2017-05-25 | 4 | JONES STEVEN C | NEO | Restricted Stock | D | 8,667 | 8,667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | JONES STEVEN C | NEO | Stock Option | D | 7.27 | 7.2700 | 10,000 | 73 | 10,000 | |||
| 2017-05-30 | 2017-05-30 | 4 | HANNAH ALISON L. | NEO | Restricted Stock | D | -5,072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | HANNAH ALISON L. | NEO | Restricted Stock | D | -2,150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 7,222 | 18,782 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | HANNAH ALISON L. | NEO | Restricted Stock | D | 8,667 | 8,667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 7.27 | 7.2700 | 10,000 | 73 | 10,000 | |||
| 2017-05-30 | 2017-05-30 | 4 | Johnson Kevin C | NEO | Restricted Stock | D | -5,072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | Johnson Kevin C | NEO | Restricted Stock | D | -2,150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | Johnson Kevin C | NEO | Common Stock | D | 7,222 | 128,309 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | Johnson Kevin C | NEO | Restricted Stock | D | 8,667 | 8,667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 7.27 | 7.2700 | 10,000 | 73 | 10,000 | |||
| 2017-05-30 | 2017-05-25 | 4 | ALBITAR MAHER | NEO | Restricted Stock | D | 0.00 | 20,000 | 20,000 | |||||
| 2017-05-30 | 2017-05-26 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7.5000 | -3,334 | -25 | 10,049 | ||||
| 2017-05-30 | 2017-05-25 | 4 | BALLIET JENNIFER | NEO | Restricted Stock | D | 0.00 | 20,000 | 20,000 | |||||
| 2017-05-30 | 2017-05-25 | 4 | CARDOZA GEORGE | NEO | Restricted Stock | D | 0.00 | 25,000 | 25,000 | |||||
| 2017-05-30 | 2017-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Restricted Stock | D | 0.00 | 197,042 | 197,042 | |||||
| 2017-05-30 | 2017-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Restricted Stock | D | 0.00 | 50,000 | 50,000 | |||||
| 2017-05-02 | 2017-04-28 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 7.52 | 7.5200 | 50,000 | 376 | 50,000 | |||
| 2017-05-02 | 2017-04-28 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 7.52 | 7.5200 | 500,000 | 3,760 | 500,000 | |||
| 2017-05-02 | 2017-04-28 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 7.52 | 7.5200 | 200,000 | 1,504 | 200,000 | |||
| 2017-05-02 | 2017-04-28 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7.52 | 7.5200 | 60,000 | 451 | 60,000 | |||
| 2017-05-02 | 2017-04-28 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7.52 | 7.5200 | 200,000 | 1,504 | 200,000 | |||
| 2017-05-02 | 2017-04-28 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 7.52 | 7.5200 | 65,000 | 489 | 65,000 | |||
| 2017-05-02 | 2017-04-28 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7.52 | 7.5200 | 200,000 | 1,504 | 200,000 | |||
| 2017-03-28 | 2017-03-27 | 4 | BRODIE STEVEN G. | NEO | Stock Option | D | 3.76 | 3.7600 | -10,000 | -38 | 0 | |||
| 2017-03-28 | 2017-03-27 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 3.7600 | 10,000 | 38 | 25,953 | ||||
| 2017-03-22 | 2017-03-20 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 7.9000 | -33,450 | -264 | 15,953 | ||||
| 2017-03-22 | 2017-03-13 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 8.0000 | -16,550 | -132 | 49,403 | ||||
| 2017-03-17 | 2017-03-13 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 8.0000 | 16,550 | 132 | 49,403 | ||||
| 2017-02-28 | 2017-02-27 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 1.69 | 1.6900 | -6,250 | -11 | 0 | |||
| 2017-02-28 | 2017-02-27 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 1.6900 | 6,250 | 11 | 13,383 | ||||
| 2017-02-06 | 2017-02-02 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 1.71 | 1.7100 | -200,000 | -342 | 0 | |||
| 2017-02-06 | 2017-02-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 8.1400 | -42,015 | -342 | 1,832,985 | ||||
| 2017-02-06 | 2017-02-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 1.7100 | 200,000 | 342 | 1,875,000 | ||||
| 2017-01-04 | 2017-01-03 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | -3,333 | -16 | 22,222 | |||
| 2017-01-04 | 2017-01-03 | 4 | Johnson Kevin C | NEO | Common Stock | D | 4.7800 | 3,333 | 16 | 121,087 | ||||
| 2016-12-27 | 2016-12-27 | 4 | JONES STEVEN C | NEO | Common Stock | D | 8.9200 | -20,000 | -178 | 246,251 | ||||
| 2016-12-23 | 2016-12-22 | 4 | GENERAL ELECTRIC CO | NEO | Series A Convertible Preferred Stock | I | 6.8182 | -8,066,667 | -55,000 | 6,600,000 | ||||
| 2016-12-07 | 2016-12-06 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 1.69 | 1.6900 | -10,000 | -17 | 0 | |||
| 2016-12-07 | 2016-12-06 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 1.6900 | 10,000 | 17 | 65,953 | ||||
| 2016-10-11 | 2016-10-07 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 1.10 | 1.1000 | -3,334 | -4 | 0 | |||
| 2016-10-11 | 2016-10-07 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 1.1000 | 3,334 | 4 | 7,133 | ||||
| 2016-09-27 | 2016-09-23 | 4 | ALBITAR MAHER Shares owned by Albitar Oncology Defined Benefit Plan | NEO | Common Stock | I | 8.4000 | -2,800 | -24 | 60,692 | ||||
| 2016-09-22 | 2016-09-20 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 8.2000 | -105,300 | -863 | 0 | ||||
| 2016-09-16 | 2016-09-14 | 4 | JONES STEVEN C | NEO | Warrants | D | 1.50 | 1.5000 | -112,500 | -169 | 0 | |||
| 2016-09-16 | 2016-09-14 | 4 | JONES STEVEN C | NEO | Warrants | D | 1.50 | 1.5000 | -112,500 | -169 | 0 | |||
| 2016-09-16 | 2016-09-14 | 4 | JONES STEVEN C | NEO | Warrants | D | 1.50 | 1.5000 | -225,000 | -338 | 0 | |||
| 2016-09-13 | 2016-09-12 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 8.2100 | -51,000 | -419 | 105,300 | ||||
| 2016-09-13 | 2016-09-09 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 8.3100 | -9,075 | -75 | 156,300 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 1.43 | 1.4300 | -250,000 | -358 | 0 | |||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | -100,000 | -478 | 200,000 | |||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 3.45 | 3.4500 | -20,000 | -69 | 10,000 | |||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Warrants (Right to Buy) | D | 1.43 | 1.4300 | -200,000 | -286 | 0 | |||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 8.2600 | -34,625 | -286 | 228,867 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 8.2300 | -370,000 | -3,045 | 263,492 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 1.4300 | 250,000 | 358 | 633,492 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 4.7800 | 100,000 | 478 | 383,492 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 3.4500 | 20,000 | 69 | 283,492 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 1.4300 | 200,000 | 286 | 263,492 | ||||
| 2016-08-01 | 2016-07-28 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 9.11 | 9.1100 | 8,333 | 76 | 25,555 | |||
| 2016-08-01 | 2016-07-28 | 4 | HANNAH ALISON L. | NEO | Restricted Stock | D | 5,072 | 7,222 | ||||||
| 2016-07-29 | 2016-07-28 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 9.11 | 9.1100 | 8,333 | 76 | 25,555 | |||
| 2016-07-29 | 2016-07-28 | 4 | HIPP RAYMOND R | NEO | Restricted Stock | D | 5,072 | 7,222 | ||||||
| 2016-07-29 | 2016-07-28 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 9.11 | 9.1100 | 8,333 | 76 | 25,555 | |||
| 2016-07-29 | 2016-07-28 | 4 | CROWTHER BRUCE K | NEO | Restricted Stock | D | 5,072 | 7,222 | ||||||
| 2016-07-29 | 2016-07-28 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 9.11 | 9.1100 | 8,333 | 76 | 25,555 | |||
| 2016-07-29 | 2016-07-28 | 4 | Johnson Kevin C | NEO | Restricted Stock | D | 5,072 | 7,222 | ||||||
| 2016-07-29 | 2016-07-28 | 4 | Robison William J | NEO | Stock Option (Right to Buy) | D | 9.11 | 9.1100 | 8,333 | 76 | 22,222 | |||
| 2016-07-29 | 2016-07-28 | 4 | Robison William J | NEO | Restricted Stock | D | 5,072 | 7,222 | ||||||
| 2016-07-29 | 2016-07-28 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 9.11 | 9.1100 | 8,333 | 76 | 25,555 | |||
| 2016-07-29 | 2016-07-28 | 4 | TETRAULT LYNN A. | NEO | Restricted Stock | D | 5,072 | 7,222 | ||||||
| 2016-05-27 | 2016-05-27 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 8.7400 | -383,000 | -3,347 | 1,675,000 | ||||
| 2016-05-27 | 2016-05-26 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 8.6900 | -98,387 | -855 | 2,058,000 | ||||
| 2016-05-27 | 2016-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 1.71 | 1.7100 | -600,000 | -1,026 | 200,000 | |||
| 2016-05-27 | 2016-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 8.6500 | -118,613 | -1,026 | 2,156,387 | ||||
| 2016-05-27 | 2016-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 1.7100 | 600,000 | 1,026 | 2,275,000 | ||||
| 2016-05-20 | 2016-05-18 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to buy) | D | 4.78 | 4.7800 | -18,000 | -86 | 67,000 | |||
| 2016-05-20 | 2016-05-18 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 8.5000 | -18,000 | -153 | 4,500 | ||||
| 2016-05-20 | 2016-05-18 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 4.7800 | 18,000 | 86 | 22,500 | ||||
| 2016-05-10 | 2016-04-20 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 7.1500 | 2,150 | 15 | 12,130 | ||||
| 2016-05-10 | 2016-05-09 | 4 | Robison William J | NEO | Stock Option (Right to buy) | D | 4.78 | 4.7800 | -3,333 | -16 | 6,667 | |||
| 2016-05-10 | 2016-05-09 | 4 | Robison William J | NEO | Common Stock | D | 4.7800 | 3,333 | 16 | 177,196 | ||||
| 2016-05-10 | 2016-05-09 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | -15,000 | -72 | 85,000 | |||
| 2016-05-10 | 2016-05-09 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 8.2200 | -15,000 | -123 | 4,500 | ||||
| 2016-05-10 | 2016-05-09 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 4.7800 | 15,000 | 72 | 19,500 | ||||
| 2016-05-06 | 2016-04-20 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 7.1500 | 2,150 | 15 | 266,944 | ||||
| 2016-05-04 | 2016-04-20 | 4 | Robison William J | NEO | Common Stock | D | 7.1500 | 2,150 | 15 | 173,863 | ||||
| 2016-05-04 | 2016-04-20 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 7.15 | 7.1500 | 200,000 | 1,430 | 200,000 | |||
| 2016-05-04 | 2016-04-20 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 7.1500 | 2,150 | 15 | 13,710 | ||||
| 2016-05-03 | 2016-04-20 | 4 | Johnson Kevin C | NEO | Common Stock | D | 7.1500 | 2,150 | 15 | 119,904 | ||||
| 2016-05-03 | 2016-05-03 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | 8.2100 | 20,000 | 164 | 52,157 | ||||
| 2016-05-03 | 2016-05-03 | 4 | JONES STEVEN C | NEO | Common Stock | D | 8.2100 | -20,000 | -164 | 266,251 | ||||
| 2016-05-03 | 2016-05-02 | 4 | JONES STEVEN C By Aspen Select Healthcare LP | NEO | Common Stock | I | 8.2100 | -177,745 | -1,459 | 3,150,000 | ||||
| 2016-05-03 | 2016-04-20 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 7.15 | 7.1500 | 100,000 | 715 | 100,000 | |||
| 2016-05-03 | 2016-04-20 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 7.15 | 7.1500 | 472,527 | 3,379 | 472,527 | |||
| 2016-05-03 | 2016-04-20 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7.15 | 7.1500 | 200,000 | 1,430 | 200,000 | |||
| 2016-05-03 | 2016-04-29 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to buy) | D | 3.93 | 3.9300 | -112,500 | -442 | 37,500 | |||
| 2016-05-03 | 2016-04-29 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 8.1100 | -112,500 | -912 | 4,500 | ||||
| 2016-05-03 | 2016-04-29 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 3.9300 | 112,500 | 442 | 117,000 | ||||
| 2016-05-03 | 2016-04-20 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 7.15 | 7.1500 | 40,000 | 286 | 40,000 | |||
| 2016-05-03 | 2016-04-20 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7.15 | 7.1500 | 200,000 | 1,430 | 200,000 | |||
| 2016-05-03 | 2016-04-29 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 1.45 | 1.4500 | -3,334 | -5 | 0 | |||
| 2016-05-03 | 2016-04-29 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 1.4500 | 3,334 | 5 | 3,799 | ||||
| 2016-05-03 | 2016-04-20 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7.15 | 7.1500 | 50,000 | 358 | 50,000 | |||
| 2016-05-03 | 2016-04-20 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 7.15 | 7.1500 | 100,000 | 715 | 100,000 | |||
| 2016-05-03 | 2016-04-20 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 7.1500 | 2,150 | 15 | 16,710 | ||||
| 2016-03-14 | 2016-03-11 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 1.46 | 1.4600 | -100,000 | -146 | 0 | |||
| 2016-03-14 | 2016-03-11 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 6.8300 | -32,000 | -219 | 189,089 | ||||
| 2016-03-14 | 2016-03-11 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 1.4600 | 100,000 | 146 | 221,089 | ||||
| 2016-03-14 | 2016-03-10 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 1.48 | 1.4800 | -50,000 | -74 | 0 | |||
| 2016-03-14 | 2016-03-10 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 1.4800 | 50,000 | 74 | 55,953 | ||||
| 2016-03-10 | 2016-03-09 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 6.9300 | -160,000 | -1,109 | 1,675,000 | ||||
| 2016-03-10 | 2016-03-08 | 4 | VAN OORT DOUGLAS M | NEO | StockOption (Right to Buy) | D | 0.80 | 0.8000 | -1,000,000 | -800 | 0 | |||
| 2016-03-10 | 2016-03-08 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 7.1900 | -290,000 | -2,085 | 1,835,000 | ||||
| 2016-03-10 | 2016-03-08 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 0.8000 | 1,000,000 | 800 | 2,125,000 | ||||
| 2016-03-07 | 2016-03-04 | 4 | Johnson Kevin C | NEO | Common Stock | D | 6.8400 | 7,207 | 49 | 117,754 | ||||
| 2016-03-07 | 2016-03-03 | 4 | Johnson Kevin C | NEO | Common Stock | D | 6.7500 | 14,800 | 100 | 110,547 | ||||
| 2016-03-04 | 2016-03-03 | 4 | HANNAH ALISON L. | NEO | Common stock | D | 6.9000 | 10,000 | 69 | 11,560 | ||||
| 2016-02-16 | 2015-05-06 | 5 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | 10,000 | 48 | 10,000 | |||
| 2016-01-29 | 2016-01-28 | 4 | Machulcz Mark Alan | NEO | Stock Options (Right to Buy) | D | 6.69 | 6.6900 | 50,000 | 334 | 50,000 | |||
| 2016-01-28 | 2015-05-06 | 5 | Robison William J | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | 10,000 | 48 | 10,000 | |||
| 2016-01-28 | 2015-05-06 | 5 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | 10,000 | 48 | 10,000 | |||
| 2016-01-28 | 2015-05-06 | 5 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | 10,000 | 48 | 10,000 | |||
| 2016-01-04 | 3 | GE Medical Systems Information Technologies, Inc. See footnotes | NEO | Common Stock | I | 30,000,000 | ||||||||
| 2016-01-04 | 3 | GE Medical Systems Information Technologies, Inc. See footnotes | NEO | Common Stock | I | 30,000,000 | ||||||||
| 2016-01-04 | 3 | GE Medical Systems Information Technologies, Inc. See footnotes | NEO | Common Stock | I | 30,000,000 | ||||||||
| 2015-12-30 | 2015-12-29 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1.69 | 1.6900 | 25,000 | 42 | 0 | |||
| 2015-12-30 | 2015-12-29 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1.45 | 1.4500 | 26,218 | 38 | 0 | |||
| 2015-12-30 | 2015-12-29 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1.6900 | 25,000 | 42 | 51,218 | ||||
| 2015-12-30 | 2015-12-29 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1.4500 | 26,218 | 38 | 26,218 | ||||
| 2015-12-23 | 2015-12-21 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 8.2100 | 9,500 | 78 | 14,560 | ||||
| 2015-12-09 | 2015-12-07 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 7.7200 | 3,500 | 27 | 5,060 | ||||
| 2015-12-04 | 2015-12-03 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7.7500 | 6,550 | 51 | 6,550 | ||||
| 2015-11-27 | 2015-11-27 | 4 | JONES STEVEN C | NEO | Common Stock | D | 8.0500 | -25,000 | -201 | 286,251 | ||||
| 2015-11-27 | 2015-11-27 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 8.0590 | -35,000 | -282 | 3,327,745 | ||||
| 2015-11-27 | 2015-11-25 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 8.0950 | -137,255 | -1,111 | 3,362,745 | ||||
| 2015-11-27 | 2015-11-25 | 4 | JONES STEVEN C By Aspen Opportunity Fund, LP | NEO | Common Stock | I | 8.0950 | -212,745 | -1,722 | 0 | ||||
| 2015-11-04 | 2015-11-02 | 4 | CROWTHER BRUCE K Purchase made in spouses trust account | NEO | Common Stock | I | 7.8090 | 6,400 | 50 | 9,980 | ||||
| 2015-07-16 | 2015-07-15 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 6.66 | 6.6600 | 10,000 | 67 | 10,000 | |||
| 2015-07-15 | 2015-07-15 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 6.66 | 6.6600 | 10,000 | 67 | 10,000 | |||
| 2015-06-23 | 3 | TETRAULT LYNN A. | NEO | Common Stock | D | 3,120 | ||||||||
| 2015-06-23 | 3 | TETRAULT LYNN A. | NEO | Common Stock | D | 3,120 | ||||||||
| 2015-06-19 | 3 | HANNAH ALISON L. | NEO | Common Stock | D | 3,120 | ||||||||
| 2015-06-19 | 3 | HANNAH ALISON L. | NEO | Common Stock | D | 3,120 | ||||||||
| 2015-05-06 | 2015-05-04 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | 200,000 | 956 | 200,000 | |||
| 2015-05-06 | 2015-05-04 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | 225,000 | 1,076 | 225,000 | |||
| 2015-05-06 | 2014-12-23 | 4 | JONES STEVEN C | NEO | Common Stock | D | 4.1300 | -20,000 | -83 | 311,251 | ||||
| 2015-05-06 | 2013-12-24 | 4 | JONES STEVEN C | NEO | Common Stock | D | 3.6000 | -15,364 | -55 | 331,251 | ||||
| 2015-05-06 | 2013-07-01 | 4 | JONES STEVEN C Shares owned in IRA and custodian accounts for the immediate family of Steven Jones | NEO | Common Stock | I | 3.9800 | -2,700 | -11 | 32,157 | ||||
| 2015-05-06 | 2015-05-05 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | 300,000 | 1,434 | 300,000 | |||
| 2015-05-06 | 2015-05-04 | 4 | ROSS STEVEN A | NEO | Stock Options (Right to Buy) | D | 4.78 | 4.7800 | 100,000 | 478 | 100,000 | |||
| 2015-05-06 | 2015-05-04 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | 50,000 | 239 | 50,000 | |||
| 2015-05-06 | 2015-05-04 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | 120,000 | 574 | 120,000 | |||
| 2015-05-06 | 2015-05-04 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 4.78 | 4.7800 | 120,000 | 574 | 120,000 | |||
| 2015-04-24 | 3 | BALLIET JENNIFER | NEO | Common Stock | D | 930 | ||||||||
| 2015-04-24 | 3 | BALLIET JENNIFER | NEO | Common Stock | D | 930 | ||||||||
| 2015-04-24 | 3 | BRODIE STEVEN G. | NEO | Common Stock | D | 8,964 | ||||||||
| 2015-04-24 | 3 | BRODIE STEVEN G. | NEO | Common Stock | D | 8,964 | ||||||||
| 2015-04-20 | 2015-04-16 | 4 | Johnson Kevin C | NEO | Common Stock | D | 4.8200 | 2,080 | 10 | 95,747 | ||||
| 2015-04-17 | 2015-04-16 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 4.8200 | 2,080 | 10 | 264,794 | ||||
| 2015-04-17 | 2015-04-16 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 4.8200 | 2,080 | 10 | 3,580 | ||||
| 2015-04-16 | 2015-04-16 | 4 | Robison William J | NEO | Common Stock | D | 4.8200 | 2,080 | 10 | 173,793 | ||||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1.47 | 1.4700 | 500 | 1 | 0 | |||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 0.62 | 0.6200 | 4,000 | 2 | 0 | |||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1.47 | 1.4700 | 4,107 | 6 | 0 | |||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 4.2083 | -32,389 | -136 | 0 | ||||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1.4500 | 23,782 | 34 | 32,389 | ||||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1.4700 | 500 | 1 | 8,607 | ||||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 0.6200 | 4,000 | 2 | 8,107 | ||||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1.4700 | 4,107 | 6 | 4,107 | ||||
| 2014-12-22 | 2014-02-19 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1.45 | 1.4500 | 23,782 | 34 | 26,218 | |||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to buy) | D | 1.43 | 1.4300 | 40,000 | 57 | 0 | |||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to buy) | D | 1.41 | 1.4100 | 5,000 | 7 | 0 | |||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1.47 | 1.4700 | 17,893 | 26 | 4,107 | |||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 4.2003 | -62,893 | -264 | 0 | ||||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1.4300 | 40,000 | 57 | 62,893 | ||||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1.4100 | 5,000 | 7 | 22,893 | ||||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1.4700 | 17,893 | 26 | 17,893 | ||||
| 2014-12-08 | 2014-12-04 | 4 | DENT MICHAEL T Trust held by spouse | NEO | Common Stock | I | 4.5000 | -11,800 | -53 | 1,384,150 | ||||
| 2014-12-01 | 2014-11-26 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 1.55 | 1.5500 | 130,000 | 202 | 0 | |||
| 2014-12-01 | 2014-11-26 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 4.2795 | -60,000 | -257 | 121,089 | ||||
| 2014-12-01 | 2014-11-26 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 1.5500 | 130,000 | 202 | 181,089 | ||||
| 2014-11-24 | 2014-11-21 | 4 | DENT MICHAEL T Trust held by spouse | NEO | Common Stock | I | 4.5165 | -19,037 | -86 | 1,395,950 | ||||
| 2014-11-24 | 2014-11-20 | 4 | DENT MICHAEL T Trust held by spouse | NEO | Common Stock | I | 4.5000 | -14,163 | -64 | 1,414,987 | ||||
| 2014-10-28 | 3 | CROWTHER BRUCE K | NEO | Common Stock | D | 0 | ||||||||
| 2014-10-28 | 2014-10-27 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 4.8500 | 1,500 | 7 | 1,500 | ||||
| 2014-10-14 | 2014-10-13 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 4.79 | 4.7900 | 300,000 | 1,437 | 300,000 | |||
| 2014-10-07 | 3 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 0 | ||||||||
| 2014-08-27 | 2013-03-05 | 4 | DENT MICHAEL T Trust held by spouse | NEO | Common Stock | I | 3.0000 | -300,000 | -900 | 1,228,050 | ||||
| 2014-08-18 | 2014-04-15 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 3.0500 | 125,000 | 381 | 133,600 | ||||
| 2014-08-11 | 2014-07-25 | 4 | DENT MICHAEL T | NEO | Stock Option (Right to buy) | D | 0.25 | 0.2500 | 400,000 | 100 | 0 | |||
| 2014-08-11 | 2014-07-25 | 4 | DENT MICHAEL T | NEO | Common Stock | D | 0.2500 | 400,000 | 100 | 400,000 | ||||
| 2014-08-11 | 2014-04-15 | 4 | DENT MICHAEL T | NEO | Common Stock | D | 3.0500 | 3,000 | 9 | 3,000 | ||||
| 2014-08-04 | 2014-04-15 | 4 | Johnson Kevin C | NEO | Common Stock | D | 3.0500 | 3,000 | 9 | 3,000 | ||||
| 2014-08-01 | 2014-04-15 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 3.0500 | 3,000 | 9 | 3,000 | ||||
| 2014-08-01 | 2014-04-15 | 4 | Robison William J | NEO | Common Stock | D | 3.0500 | 3,000 | 9 | 3,000 | ||||
| 2014-05-27 | 2014-05-22 | 4 | GASPARINI ROBERT P | NEO | Stock Option (Right to buy) | D | 0.25 | 0.2500 | -100,000 | -25 | 325,000 | |||
| 2014-05-27 | 2014-05-22 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.4916 | -100,000 | -349 | 8,439 | ||||
| 2014-05-27 | 2014-05-22 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 0.2500 | 100,000 | 25 | 108,439 | ||||
| 2014-05-21 | 2014-05-19 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.6532 | -10,000 | -37 | 8,439 | ||||
| 2014-03-31 | 2014-03-28 | 4 | ALBITAR MAHER Albitar Oncology Defined Benefit Plan owns shares | NEO | Common Stock | I | 3.5086 | 14,492 | 51 | 48,492 | ||||
| 2014-03-12 | 2014-03-12 | 4 | VAN OORT DOUGLAS M | NEO | Warrants (Right to Buy) | D | 1.05 | 1.0500 | 375,000 | 394 | 250,000 | |||
| 2014-03-12 | 2014-03-12 | 4 | VAN OORT DOUGLAS M By Conundrum Capital Partners, LLC | NEO | Common Stock | I | 1.0500 | 187,500 | 197 | 187,500 | ||||
| 2014-03-12 | 2014-03-12 | 4 | VAN OORT DOUGLAS M Trust by Self | NEO | Common Stock | I | 1.0500 | 187,500 | 197 | 187,500 | ||||
| 2014-03-05 | 2014-02-07 | 4 | JONES STEVEN C By Aspen Opportunity Fund | NEO | Warrants (Right to Buy) | I | 0.75 | 0.7500 | 83,333 | 62 | 0 | |||
| 2014-03-05 | 2014-02-07 | 4 | JONES STEVEN C By Aspen Opportunity Fund | NEO | Common Stock | I | 0.7500 | 83,333 | 62 | 212,745 | ||||
| 2013-12-18 | 2013-12-17 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.7400 | -646 | -2 | 18,439 | ||||
| 2013-12-17 | 2013-12-12 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.6800 | -5,673 | -21 | 19,085 | ||||
| 2013-12-11 | 2013-12-11 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.7000 | -20,000 | -74 | 24,758 | ||||
| 2013-12-11 | 2013-12-10 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.7000 | -100 | -0 | 44,758 | ||||
| 2013-12-09 | 2013-12-09 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to buy) | D | 1.55 | 1.5500 | 20,000 | 31 | 130,000 | |||
| 2013-12-09 | 2013-12-09 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 3.6600 | -20,000 | -73 | 51,089 | ||||
| 2013-12-09 | 2013-12-09 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 1.5500 | 20,000 | 31 | 71,089 | ||||
| 2013-12-06 | 2013-12-05 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.6700 | -32,996 | -121 | 44,858 | ||||
| 2013-12-04 | 2013-12-03 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.6800 | -22,146 | -81 | 77,854 | ||||
| 2013-12-04 | 2013-12-02 | 4 | GASPARINI ROBERT P | NEO | Stock Option (Right to buy) | D | 0.25 | 0.2500 | 100,000 | 25 | 425,000 | |||
| 2013-12-04 | 2013-12-02 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.6300 | -8,254 | -30 | 100,000 | ||||
| 2013-12-04 | 2013-12-02 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.7000 | -1,746 | -6 | 108,254 | ||||
| 2013-12-04 | 2013-12-02 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 0.2500 | 100,000 | 25 | 110,000 | ||||
| 2013-11-26 | 2013-11-25 | 4 | JONES STEVEN C | NEO | Common Stock | D | 3.5801 | -4,408 | -16 | 3,500,000 | ||||
| 2013-11-26 | 2013-11-25 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 3.5800 | -23,841 | -85 | 3,504,408 | ||||
| 2013-11-26 | 2013-11-22 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 3.5838 | -84,720 | -304 | 3,528,249 | ||||
| 2013-11-20 | 3 | ALBITAR MAHER Albitar Oncology Defined Benefit Plan owns shares | NEO | Common Stock | I | 34,000 | ||||||||
| 2013-11-20 | 3 | ALBITAR MAHER | NEO | Common Stock | D | 15,000 | ||||||||
| 2013-11-18 | 3 | ROSS STEVEN A | NEO | Common Stock | D | 4,500 | ||||||||
| 2013-05-08 | 2013-05-02 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.6000 | -2,500 | -9 | 10,000 | ||||
| 2013-05-01 | 2013-05-01 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.5600 | -7,500 | -27 | 12,500 | ||||
| 2013-05-01 | 2013-04-30 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.7500 | -5,000 | -19 | 20,000 | ||||
| 2013-05-01 | 2013-04-29 | 4 | GASPARINI ROBERT P | NEO | Stock Option (right to buy) | D | 0.25 | 50,000 | 525,000 | |||||
| 2013-05-01 | 2013-04-29 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3.8000 | -25,000 | -95 | 25,000 | ||||
| 2013-05-01 | 2013-04-29 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 0.2500 | 50,000 | 12 | 50,000 | ||||
| 2013-05-01 | 2013-04-30 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 3.6500 | -61,543 | -225 | 3,612,969 | ||||
| 2013-05-01 | 2013-04-29 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 3.8100 | -38,457 | -147 | 3,674,512 | ||||
| 2012-12-21 | 2012-12-20 | 4 | HIPP RAYMOND R | NGNM.OB | Common Stock | D | 2.7500 | 188,571 | 519 | 235,714 | ||||
| 2012-12-20 | 2012-12-20 | 4 | JONES STEVEN C | NGNM.OB | Common Stock | D | 2.7500 | -22,640 | -62 | 346,615 | ||||
| 2012-12-20 | 2012-12-20 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NGNM.OB | Common Stock | I | 2.7500 | -3,653,715 | -10,048 | 3,712,969 | ||||
| 2012-12-20 | 2012-12-20 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NGNM.OB | Common Stock | I | 2.7500 | -1,100 | -3 | 7,366,684 | ||||
| 2012-12-20 | 2012-12-19 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NGNM.OB | Common Stock | I | 2.7500 | -8,225 | -23 | 7,367,784 | ||||
| 2012-12-20 | 2012-12-18 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NGNM.OB | Common Stock | I | 2.7500 | -632,114 | -1,738 | 7,376,009 | ||||
| 2012-10-01 | 2012-09-28 | 4 | DENT MICHAEL T In trust held by spouse | NGNM.OB | Common Stock | I | 3.0100 | -75,000 | -226 | 1,528,050 | ||||
| 2012-10-01 | 2012-09-28 | 4 | JONES STEVEN C | NGNM.OB | Common Stock | D | 3.0100 | -31,800 | -96 | 369,255 | ||||
| 2012-10-01 | 2012-09-28 | 4 | JONES STEVEN C | NGNM.OB | Common Stock | D | 3.0200 | -4,000 | -12 | 401,055 | ||||
| 2012-10-01 | 2012-09-26 | 4 | JONES STEVEN C | NGNM.OB | Common Stock | D | 3.0500 | -25,000 | -76 | 405,055 | ||||
| 2012-09-27 | 2012-09-26 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 3.0343 | -3,155 | -10 | 0 | ||||
| 2012-09-13 | 3/A | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 33,155 | ||||||||
| 2012-09-13 | 2012-07-27 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 2.0000 | -5,000 | -10 | 3,155 | ||||
| 2012-09-13 | 2012-07-26 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1.9700 | -5,000 | -10 | 8,155 | ||||
| 2012-09-13 | 2011-12-07 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1.4500 | -7,130 | -10 | 13,155 | ||||
| 2012-09-13 | 2011-12-06 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1.4500 | -2,000 | -3 | 20,285 | ||||
| 2012-09-13 | 2011-12-01 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1.4500 | -2,500 | -4 | 22,285 | ||||
| 2012-09-13 | 2011-11-23 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1.4900 | -2,000 | -3 | 24,785 | ||||
| 2012-09-13 | 2011-11-21 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1.4100 | -6,000 | -8 | 26,785 | ||||
| 2012-09-13 | 2011-11-10 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1.4500 | -370 | -1 | 32,785 | ||||
| 2012-06-22 | 2012-06-20 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NGNM.OB | Common Stock | I | 1.7000 | -30,000 | -51 | 8,008,123 | ||||
| 2012-06-20 | 2012-06-20 | 4 | KINDERHOOK, LP | NGNM | Common Stock, par value $0.001 | D | 1.6990 | 67,437 | 115 | 4,848,334 | ||||
| 2012-06-20 | 2012-06-19 | 4 | KINDERHOOK, LP | NGNM | Common Stock, par value $0.001 | D | 1.6500 | 5,000 | 8 | 4,780,897 | ||||
| 2012-06-20 | 2012-06-18 | 4 | KINDERHOOK, LP | NGNM | Common Stock, par value $0.001 | D | 1.6409 | 11,600 | 19 | 4,775,897 | ||||
| 2012-06-07 | 2012-06-05 | 4 | PETERSON PETER M | NGNM.OB | Common Stock | D | 1.5000 | 10,500 | 16 | 34,500 | ||||
| 2012-06-07 | 2012-06-06 | 4 | JONES STEVEN C By Self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust | NGNM.OB | Common Stock | I | 1.5000 | 100,000 | 150 | 190,000 | ||||
| 2012-06-07 | 2012-06-06 | 4 | JONES STEVEN C | NGNM.OB | Common Stock | D | 1.5000 | 26,251 | 39 | 430,055 | ||||
| 2012-06-07 | 2012-06-07 | 4 | DENT MICHAEL T | NGNM.OB | Common Stock | D | 1.5000 | 10,500 | 16 | 34,500 | ||||
| 2012-06-06 | 2012-06-04 | 4 | Robison William J | NGNM.OB | Common Stock | D | 1.5000 | 75,000 | 112 | 144,713 | ||||
| 2012-05-21 | 3 | CLEARMAN STEPHEN J | NGNM | Common Stock, par value $0.001 | D | 4,489,297 | ||||||||
| 2012-05-21 | 2012-05-17 | 4 | KINDERHOOK, LP | NGNM | Common Stock, par value $0.001 | D | 1.6998 | 100,000 | 170 | 4,764,297 | ||||
| 2012-05-21 | 2012-05-15 | 4 | KINDERHOOK, LP | NGNM | Common Stock, par value $0.001 | D | 1.7000 | 175,000 | 298 | 4,664,297 | ||||
| 2012-05-02 | 2012-05-02 | 4 | CARDOZA GEORGE | NGNM.OB | Common Stock | D | 1.6600 | 4,000 | 7 | 50,337 | ||||
| 2012-05-02 | 2012-04-30 | 4 | DENT MICHAEL T Held in trust by spouse | NGNM.OB | Common Stock | I | 1.7000 | -15,602 | -27 | 1,603,050 | ||||
| 2012-02-24 | 2012-02-22 | 4 | DENT MICHAEL T Held in trust by spouse | NGNM.OB | Common Stock | I | 1.7100 | -35,120 | -60 | 1,618,652 | ||||
| 2012-02-24 | 2012-02-21 | 4 | DENT MICHAEL T Held in trust by spouse | NGNM.OB | Common Stock | I | 1.7500 | -12,398 | -22 | 1,653,772 | ||||
| 2012-02-24 | 2012-02-21 | 4 | DENT MICHAEL T | NGNM.OB | Common Stock | D | 1.7500 | -22,537 | -39 | 0 | ||||
| 2012-02-16 | 2012-02-14 | 4 | VAN OORT DOUGLAS M | NGNM.OB | Stock options ( Right to Buy) | D | 1.71 | 800,000 | 800,000 | |||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP By Aspen Select Healthcare, LP | NGNM | Common Stock | I | 8,038,123 | ||||||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP | NGNM | Common Stock | D | 403,804 | ||||||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP Shares owned in IRA and custodian accounts for the immediate family of Steven Jones. | NGNM | Common Stock | I | 32,157 | ||||||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP By Jones Network, LP | NGNM | Common Stock | I | 50,476 | ||||||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP By self as Trustee for Steven and Carisa Jones Defined Benefit Plan & Trust | NGNM | Common Stock | I | 90,000 | ||||||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP By Aspen Opportunity Fund, LP | NGNM | Common Stock | I | 129,412 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
