OCSL / Oaktree Specialty Lending Corporation - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Oaktree Specialty Lending Corporation

Saham Orang Dalam41,402,105 shares
Orang Dalam Sejati39
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

1 ( )

465 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Oaktree Specialty Lending Corporation transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Adam C Berkman Director - [D] 0 0
Bernard D Berman Chief Executive Officer, Director - [D] [O] 35,968 35,968
Blakeman Chad S. Co-Chief Investment Officer - [O] 1,000 1,000
Phyllis R Caldwell Director - [D] 18,000 18,000
William H Craig CFO and CCO - [O] 0 0
Melvin Carlisle CFO & Treasurer - [O] 41,713 13,904
James Castro-Blanco Director - [D] 32,564 32,564
Richard P Dutkiewicz Director - [D] 24,452 24,452
Patrick J Dalton Chief Executive Officer, Director - [D] [O] 22,500 22,500
Dimitrov Ivelin M. Chief Investment Officer, Director - [D] [O] 26,870 26,870
Brian S Dunn Director - [D] 30,000 30,000
Alexander C Frank Director - [D] 30,446 30,446
John Frank Director - [D] 44,663 14,888
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Marc Gamsin Director - [D] 35,000 11,667
Life Insurance CO Genworth 0
Deborah Ann Gero Director - [D] 22,411 22,411
Goodman Marc A. Chief Investment Officer - [O] 54,207 54,207
Byron J Haney Director - [D] 28,000 28,000
Harrison David H. Chief Compliance Officer - [O] 9,190 9,190
Craig A Jacobson Director - [D] 71,667 71,667
Raghav Khanna Co-Chief Investment Officer - [O] 6,000 6,000
Khorana Sandeep K. Director - [D] 2,500 2,500
Kimberly Larin 0
Edgar Lee See Remarks - [O] 12,000 4,000
Frank C Meyer Director - [D] 119,750 119,750
Christopher McKown See Remarks - [O] 5,092 5,092
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Noreika Steven M. Chief Financial Officer - [O] 1,611 1,611
Oaktree Capital Management Lp 10% Owner - [10%] 276,000 92,000
Todd Owens Chief Executive Officer, Director - [D] [O] 10,000 10,000
Ashley Pak Chief Compliance Officer - [O] 1,920 1,920
Armen Panossian See Remarks - [O] 20,789 20,789
Mathew Pendo President - [O] 52,596 52,596
Richard A Petrocelli Chief Financial Officer - [O] 17,000 17,000
Douglas F Ray Director - [D] 15,736 15,736
Richard Ruben Director - [D] 101,625 33,875
Matthew Stewart Chief Operating Officer - [O] 9,668 9,668
Leonard M Tannenbaum - 15,306,589 5,102,196
Bruce E Toll Director - [D] 30,000 30,000
Bruce Zimmerman Director - [D] 57,390 19,130

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di OCSL / Oaktree Specialty Lending Corporation. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2025-06-30 Gero Deborah Ann 2,500 13.7000 2,500 13.7000 34,250 17 14.6800 2,450 7.15
2025-05-15 Panossian Armen 8,000 14.1300 8,000 14.1300 113,040
2025-05-07 CALDWELL PHYLLIS R 2,000 13.3250 2,000 13.3250 26,650
2025-05-06 Jacobson Craig A 14,910 13.4084 14,910 13.4084 199,919
2025-02-25 CALDWELL PHYLLIS R 2,500 15.8300 2,500 15.8300 39,575
2025-02-24 Pendo Mathew 6,260 15.9250 6,260 15.9250 99,690
2025-02-24 Khanna Raghav 6,000 15.9500 6,000 15.9500 95,700
2024-09-20 CALDWELL PHYLLIS R 500 16.0100 500 16.0100 8,005
2024-09-20 CALDWELL PHYLLIS R 405 16.0099 405 16.0099 6,484

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

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Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di OCSL / Oaktree Specialty Lending Corporation. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2021-12-30 TANNENBAUM LEONARD M 84,954 7.5040 28,318 22.5120 637,495 273 17.82 -132,867 -20.84
2021-12-29 TANNENBAUM LEONARD M 200,000 7.5220 66,667 22.5660 1,504,400
2021-12-28 TANNENBAUM LEONARD M 200,000 7.5470 66,667 22.6410 1,509,400
2021-12-27 TANNENBAUM LEONARD M 200,000 7.5400 66,667 22.6200 1,508,000
2021-12-23 TANNENBAUM LEONARD M 200,000 7.5070 66,667 22.5210 1,501,400
2021-12-13 TANNENBAUM LEONARD M 34,100 7.5510 11,367 22.6530 257,489
2021-12-06 TANNENBAUM LEONARD M 100 7.5000 33 22.5000 750
2021-12-02 TANNENBAUM LEONARD M 5,000 7.5000 1,667 22.5000 37,500
2021-11-17 TANNENBAUM LEONARD M 353,485 7.5580 117,828 22.6740 2,671,640

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

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Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-07-01 2025-06-30 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 13.7000 2,500 34 22,411
2025-05-19 2025-05-15 4 Panossian Armen OCSL Common Stock, par value $0.01 per share P - Purchase D 14.1300 8,000 113 20,789
2025-05-08 2025-05-07 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 13.3250 2,000 27 18,000
2025-05-07 2025-05-06 4 Jacobson Craig A OCSL Common Stock, par value $0.01 per share P - Purchase D 13.4084 14,910 200 71,667
2025-02-26 2025-02-25 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 15.8300 2,500 40 16,000
2025-02-25 2025-02-24 4 Pendo Mathew OCSL Common Stock, par value $0.01 per share P - Purchase D 15.9250 6,260 100 52,596
2025-02-25 2025-02-24 4 Khanna Raghav OCSL Common Stock, par value $0.01 per share P - Purchase D 15.9500 6,000 96 6,000
2024-09-23 2024-09-20 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 16.0050 95 2 13,500
2024-09-23 2024-09-20 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 16.0099 405 6 13,405
2024-09-23 2024-09-20 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 16.0100 500 8 13,000
2024-08-14 2024-08-13 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 16.2900 834 14 12,500
2024-08-14 2024-08-13 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 16.2800 500 8 11,666
2024-02-14 2024-02-12 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 20.0650 2,000 40 11,166
2023-04-12 2023-03-09 4 Pak Ashley OCSL Common Stock, par value $0.01 per share P - Purchase D 19.4050 1,000 19 1,920
2023-03-27 2023-03-23 4 Stewart Matthew OCSL Common Stock, par value $0.01 per share P - Purchase D 18.0000 500 9 9,668
2023-03-20 2023-03-17 4 McKown Christopher OCSL Common Stock, par value $0.01 per share P - Purchase D 17.7884 1,000 18 5,092
2023-03-20 2023-03-17 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 17.7200 500 9 9,166
2023-03-20 2023-03-16 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 18.1899 500 9 8,666
2023-03-20 2023-03-16 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 18.1850 500 9 8,166
2023-02-13 2023-02-09 4 Pendo Mathew OCSL Common Stock, par value $0.01 per share P - Purchase D 19.6700 52 1 37,979
2023-02-13 2023-02-09 4 Pendo Mathew OCSL Common Stock, par value $0.01 per share P - Purchase D 19.7200 112 2 37,927
2023-02-13 2023-02-09 4 Pendo Mathew OCSL Common Stock, par value $0.01 per share P - Purchase D 19.7200 516 10 37,815
2023-01-03 2022-12-30 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 6.9600 3,800 26 23,000
2022-12-12 2022-12-09 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 7.0010 4,000 28 19,200
2022-06-30 2022-06-29 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 6.4892 2,500 16 15,200
2022-05-25 2022-05-23 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 6.7994 5,000 34 12,700
2022-05-13 2022-05-11 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 7.0350 3,200 23 7,700
2022-05-13 2022-05-11 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 7.0400 1,800 13 4,500
2022-05-11 2022-05-09 4 Pendo Mathew OCSL Common Stock, par value $0.01 per share P - Purchase D 7.0600 18,381 130 103,591
2022-03-07 2022-03-04 4 Pak Ashley OCSL Common Stock, par value $0.01 per share P - Purchase D 7.4186 2,600 19 2,600
2022-03-03 2022-03-02 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 7.4750 800 6 2,700
2022-03-03 2022-03-02 4 CALDWELL PHYLLIS R OCSL Common Stock, par value $0.01 per share P - Purchase D 7.4781 1,900 14 1,900
2022-02-28 2022-02-24 4 McKown Christopher OCSL Common Stock, par value $0.01 per share A - Award D 7.3196 2,000 15 11,111
2022-01-31 3 Stewart Matthew OCSL Common Stock, par value $0.01 per share D 24,893
2021-12-30 2021-12-30 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5040 -84,954 -637 15,306,589
2021-12-30 2021-12-29 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5220 -200,000 -1,504 15,391,543
2021-12-30 2021-12-28 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5470 -200,000 -1,509 15,591,543
2021-12-27 2021-12-27 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5400 -200,000 -1,508 15,791,543
2021-12-27 2021-12-23 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5070 -200,000 -1,501 15,991,543
2021-12-15 2021-12-13 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5510 -34,100 -257 16,191,543
2021-12-06 2021-12-06 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5000 -100 -1 16,225,643
2021-12-06 2021-12-02 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5000 -5,000 -38 16,225,743
2021-12-02 3 McKown Christopher OCSL Common Stock, par value $0.01 per share D 8,927
2021-11-18 2021-11-17 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5580 -353,485 -2,672 16,230,743
2021-11-18 2021-11-16 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.4530 -17,330 -129 16,584,228
2021-11-15 2021-11-11 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5000 -1,500 -11 16,601,558
2021-11-10 2021-11-10 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5003 -48,173 -361 16,603,058
2021-11-10 2021-11-09 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5007 -29,732 -223 16,651,231
2021-11-10 2021-11-08 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.5089 -100,000 -751 16,680,963
2021-09-22 2021-09-20 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 7.1000 -4,214,368 -29,922 16,780,963
2021-06-02 2021-06-01 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7757 -100,000 -678 20,995,331
2021-06-02 2021-05-28 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7161 -100,000 -672 21,095,331
2021-06-02 2021-05-27 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7090 -81,287 -545 21,195,331
2021-05-25 2021-05-25 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7072 -13,900 -93 21,276,618
2021-05-25 2021-05-24 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7000 -1,647 -11 21,290,518
2021-05-25 2021-05-21 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7032 -38,200 -256 21,292,165
2021-05-07 2021-05-05 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7222 -100,000 -672 21,330,365
2021-04-29 2021-04-29 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7808 -94,052 -638 21,430,365
2021-04-29 2021-04-28 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7505 -100,000 -675 21,524,417
2021-04-29 2021-04-27 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7348 -194,130 -1,307 21,624,417
2021-04-26 2021-04-26 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.6860 -100,000 -669 21,818,547
2021-04-26 2021-04-23 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.6821 -100,000 -668 21,918,547
2021-04-26 2021-04-22 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.6804 -11,289 -75 22,018,547
2021-04-21 2021-04-21 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7000 -15,659 -105 22,029,836
2021-04-21 2021-04-20 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.7007 -100,000 -670 22,045,495
2021-04-21 2021-04-19 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.6644 -100,000 -666 22,145,495
2021-04-16 2021-04-16 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.6200 -120,000 -794 22,245,495
2021-04-16 2021-04-15 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.6032 -2,800 -18 22,365,495
2021-04-16 2021-04-14 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.6045 -52,000 -343 22,368,295
2021-04-13 2021-04-12 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.6058 -200,000 -1,321 22,420,295
2021-04-13 2021-04-09 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.6106 -172,312 -1,139 22,620,295
2021-04-08 2021-04-07 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.4782 -100,000 -648 22,792,607
2021-04-08 2021-04-06 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.4606 -29,872 -193 22,892,607
2021-04-05 2021-04-05 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.3133 -100,000 -631 22,922,479
2021-04-05 2021-04-01 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2504 -100,000 -625 23,022,479
2021-03-23 2021-03-22 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2502 -4,500 -28 23,122,479
2021-03-23 2021-03-19 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2509 -4,393 -27 23,126,979
2021-03-23 2021-03-19 4 TANNENBAUM LEONARD M Trust OCSL Common Stock J - Other I 6.1600 320,022 1,971 1,332,773
2021-03-23 2021-03-19 4 TANNENBAUM LEONARD M OCSL Common Stock J - Other D 6.1600 8,038,097 49,515 23,131,372
2021-03-23 2021-03-19 4 Jacobson Craig A OCSL Common Stock, par value $0.01 per share A - Award D 73,968 170,273
2021-03-23 2021-03-19 4 Zimmerman Bruce OCSL Common Stock, par value $0.01 per share A - Award D 20,390 57,390
2021-03-23 2021-03-19 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share A - Award D 24,736 59,736
2021-03-23 2021-03-19 4 Ruben Richard OCSL Common Stock, par value $0.01 per share A - Award D 54,375 101,625
2021-03-23 2021-03-19 4 Frank John OCSL Common Stock, par value $0.01 per share A - Award D 15,879 44,663
2021-03-23 2021-03-19 4 Carlisle Melvin OCSL Common Stock, par value $0.01 per share A - Award D 16,713 41,713
2021-03-23 2021-03-19 4 Pendo Mathew OCSL Common Stock, par value $0.01 per share A - Award D 24,661 78,925
2021-03-23 2021-03-19 4 Panossian Armen OCSL Common Stock, par value $0.01 per share A - Award D 13,370 38,370
2021-03-22 2021-03-18 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2500 -100 -1 15,093,275
2021-03-16 2021-03-16 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.3046 -77,050 -486 15,093,375
2021-03-16 2021-03-15 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2881 -100,000 -629 15,170,425
2021-03-16 2021-03-12 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2615 -100,000 -626 15,270,425
2021-03-11 2021-03-11 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2608 -100,000 -626 15,370,425
2021-03-11 2021-03-10 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2570 -67,411 -422 15,470,425
2021-03-11 2021-03-09 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2560 -18,597 -116 15,537,836
2021-03-04 2021-03-04 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2500 -1,800 -11 1,556,433
2021-03-04 2021-03-03 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2517 -14,985 -94 15,558,233
2021-03-04 2021-03-02 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2415 -81,202 -507 15,573,218
2021-03-01 2021-03-01 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2053 -63,779 -396 15,654,420
2021-03-01 2021-02-26 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.1596 -31,500 -194 15,718,199
2021-03-01 2021-02-25 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.2016 -5,100 -32 15,749,699
2021-02-25 2021-02-24 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.1471 -100,000 -615 15,754,799
2021-02-25 2021-02-23 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.1054 -54,798 -335 15,854,799
2021-02-23 2021-02-22 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.1423 -100,000 -614 15,909,597
2021-02-23 2021-02-19 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 6.1066 -72,600 -443 16,009,597
2021-02-10 2021-02-09 4 Pendo Mathew OCSL Common Stock, par value $0.01 per share P - Purchase D 5.9500 12,231 73 54,264
2021-02-10 2021-02-08 4 Pendo Mathew OCSL Common Stock, par value $0.01 per share P - Purchase D 5.9500 8,661 52 42,033
2020-12-17 2020-12-17 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.4882 -40,674 -223 16,082,197
2020-12-17 2020-12-16 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.5172 -50,000 -276 16,122,871
2020-12-15 2020-12-15 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.5135 -63,800 -352 16,172,871
2020-12-15 2020-12-14 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.5023 -14,900 -82 16,236,671
2020-12-14 2020-12-11 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.6000 -400 -2 16,251,571
2020-12-14 2020-12-10 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.6000 -2,500 -14 16,251,971
2020-12-14 2020-12-09 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.6000 -2,600 -15 16,254,471
2020-12-14 2020-12-08 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.6030 -87,796 -492 16,257,071
2020-12-08 2020-12-07 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.6004 -15,923 -89 16,344,867
2020-12-08 2020-12-04 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.6033 -43,203 -242 16,360,790
2020-12-04 2020-12-03 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.6001 -9,879 -55 16,403,993
2020-12-04 2020-12-02 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.6036 -35,200 -197 16,413,872
2020-12-02 2020-12-01 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.6073 -40,753 -229 16,449,072
2020-12-02 2020-11-30 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.5844 -173,161 -967 16,489,825
2020-11-30 2020-11-25 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.5641 -187,962 -1,046 16,662,986
2020-11-30 2020-11-24 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.4846 -169,659 -931 16,850,948
2020-11-24 2020-11-23 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.4290 -200,000 -1,086 17,020,607
2020-11-24 2020-11-20 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.3411 -157,648 -842 17,220,607
2020-11-19 2020-11-18 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.2475 -108,054 -567 17,378,255
2020-11-17 2020-11-17 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.2010 -49,046 -255 17,486,309
2020-11-17 2020-11-16 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.2313 -126,701 -663 17,535,355
2020-09-10 2020-09-08 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 4.9994 4,000 20 35,000
2020-09-04 2020-09-03 4 Ruben Richard OCSL Common Stock, par value $0.01 per share P - Purchase D 4.9700 2,500 12 47,250
2020-09-04 2020-09-03 4 Ruben Richard OCSL Common Stock, par value $0.01 per share P - Purchase D 4.9800 2,500 12 44,750
2020-09-04 2020-09-02 4 Ruben Richard OCSL Common Stock, par value $0.01 per share P - Purchase D 4.9448 5,000 25 42,250
2020-08-20 2020-08-19 4 Ruben Richard OCSL Common Stock, par value $0.01 per share P - Purchase D 4.9600 2,000 10 37,250
2020-08-20 2020-08-19 4 Ruben Richard OCSL Common Stock, par value $0.01 per share P - Purchase D 4.9800 1,000 5 35,250
2020-08-20 2020-08-19 4 Ruben Richard OCSL Common Stock, par value $0.01 per share P - Purchase D 4.9845 2,000 10 34,250
2020-08-19 2020-08-17 4 Ruben Richard OCSL Common Stock, par value $0.01 per share P - Purchase D 5.0250 2,000 10 32,250
2020-08-13 2020-08-11 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.2000 -4,100 -21 17,662,056
2020-06-11 2020-06-10 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 4.5800 1,000 5 31,000
2020-06-11 2020-06-09 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 4.7190 4,000 19 30,000
2020-05-28 2020-05-27 4 Panossian Armen OCSL Common Stock, par value $0.01 per share P - Purchase D 4.4567 7,500 33 25,000
2020-03-16 2020-03-12 4 Jacobson Craig A OCSL Common Stock, par value $0.01 per share P - Purchase D 3.9214 25,705 101 96,305
2020-03-11 2020-03-09 4 Carlisle Melvin OCSL Common Stock, par value $0.01 per share P - Purchase D 4.6050 5,000 23 25,000
2020-03-11 2020-03-10 4 Pendo Mathew OCSL Common Stock, par value $0.01 per share P - Purchase D 4.5499 6,500 30 31,540
2020-03-10 2020-03-09 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 4.5359 2,000 9 26,000
2020-03-03 2020-02-28 4 Carlisle Melvin OCSL Common Stock, par value $0.01 per share P - Purchase D 4.9700 5,000 25 20,000
2020-02-28 2020-02-27 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 5.1750 2,000 10 24,000
2020-02-27 2020-02-25 4 Carlisle Melvin OCSL Common Stock, par value $0.01 per share P - Purchase D 5.2300 5,000 26 15,000
2020-02-25 2020-02-21 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 5.3176 4,000 21 22,000
2020-01-31 2020-01-30 4 TANNENBAUM LEONARD M Trust OCSL Common Stock J - Other I 258,435 1,012,751
2020-01-31 2020-01-30 4 TANNENBAUM LEONARD M OCSL Common Stock J - Other D 2,499,298 17,666,156
2020-01-31 2020-01-30 4 TANNENBAUM LEONARD M By Fifth Street Asset Management Inc. OCSL Common Stock J - Other I -3,500,000 0
2020-01-14 2020-01-10 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4724 -36,837 -202 3,500,000
2020-01-10 2020-01-09 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4820 -61,336 -336 3,536,837
2020-01-10 2020-01-08 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4755 -77,000 -422 3,598,173
2020-01-10 2019-12-13 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2743 -4,500 -24 4,652,758
2020-01-08 2020-01-07 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4540 -72,063 -393 3,679,673
2020-01-08 2020-01-06 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4618 -49,696 -271 3,751,736
2020-01-06 2020-01-03 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4589 -69,700 -380 3,801,432
2020-01-06 2020-01-02 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4621 -94,280 -515 3,871,132
2019-12-26 2019-12-23 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.5022 -22,700 -125 3,965,412
2019-12-26 2019-12-20 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4704 -163,800 -896 3,988,112
2019-12-20 2019-12-18 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4568 -135,300 -738 4,151,912
2019-12-18 2019-12-17 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4001 -273,041 -1,474 4,287,212
2019-12-18 2019-12-16 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.3264 -97,005 -517 4,560,253
2019-12-16 2019-12-12 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2520 -42,900 -225 4,657,258
2019-12-16 2019-12-12 4 Pendo Mathew OCSL Common Stock, par value $0.01 per share P - Purchase D 5.2500 5,990 31 25,040
2019-12-16 2019-12-12 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 5.2533 2,000 11 18,000
2019-12-05 2019-12-03 4 Panossian Armen OCSL Common Stock, par value $0.01 per share P - Purchase D 5.2545 17,500 92 17,500
2019-12-03 2019-12-02 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.3000 -600 -3 4,700,158
2019-11-26 2019-11-22 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 5.2387 5,000 26 16,000
2019-11-21 2019-11-21 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2509 -161,000 -845 4,700,758
2019-11-21 2019-11-20 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2578 -217,199 -1,142 4,861,758
2019-11-20 2019-11-19 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2652 -104,700 -551 5,078,957
2019-11-20 2019-11-18 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2830 -93,800 -496 5,183,657
2019-11-18 2019-11-15 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2581 -71,500 -376 5,277,457
2019-11-18 2019-11-14 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2909 -62,300 -330 5,348,957
2019-11-14 2019-11-13 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2532 -104,859 -551 5,411,257
2019-11-14 2019-11-12 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2592 -45,402 -239 5,516,116
2019-10-01 2019-09-30 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2500 -84 -0 5,561,518
2019-10-01 2019-09-27 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2500 -38 -0 5,561,602
2019-09-23 2019-09-19 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2500 -200 -1 5,561,640
2019-09-18 2019-09-17 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2664 -1,800 -9 5,561,840
2019-09-18 2019-09-16 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2609 -20,925 -110 5,563,640
2019-08-30 2019-08-28 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 5.0977 2,000 10 11,000
2019-08-15 2019-08-13 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 5.1295 2,000 10 9,000
2019-07-10 2019-07-09 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4058 -1,200 -6 5,584,565
2019-07-09 2019-07-08 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4001 -8,284 -45 5,585,765
2019-07-09 2019-07-05 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4317 -51,000 -277 5,594,049
2019-07-05 2019-07-03 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4722 -19,000 -104 5,645,049
2019-07-05 2019-07-02 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4300 -19,964 -108 5,664,049
2019-07-02 2019-07-01 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4161 -32,230 -175 5,684,013
2019-07-02 2019-06-28 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4122 -23,200 -126 5,716,243
2019-06-28 2019-06-27 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4058 -3,705 -20 5,739,443
2019-06-28 2019-06-26 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4020 -48,400 -261 5,743,148
2019-06-25 2019-06-24 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4157 -14,353 -78 5,791,548
2019-06-25 2019-06-21 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4212 -55,900 -303 5,805,901
2019-06-20 2019-06-20 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4017 -16,866 -91 5,861,801
2019-06-20 2019-06-19 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4038 -42,491 -230 5,878,667
2019-06-19 2019-06-18 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4491 -22,917 -125 5,921,158
2019-06-19 2019-06-17 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4431 -34,917 -190 5,944,075
2019-06-17 2019-06-14 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4640 -27,332 -149 5,978,992
2019-06-17 2019-06-13 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4114 -70,700 -383 6,006,324
2019-06-13 2019-06-12 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 5.4550 2,000 11 7,000
2019-06-07 2019-06-06 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 5.4400 3,000 16 5,000
2019-05-29 2019-05-24 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.5443 -19,420 -108 6,077,024
2019-05-23 2019-05-23 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.5347 -52,464 -290 6,096,444
2019-05-23 2019-05-22 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.6305 -12,608 -71 6,148,908
2019-05-22 2019-05-21 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.6383 -19,800 -112 6,161,516
2019-05-22 2019-05-20 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.6438 -28,900 -163 6,181,316
2019-05-20 2019-05-17 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.6935 -77,945 -444 6,210,216
2019-05-20 2019-05-16 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.6766 -101,000 -573 6,288,161
2019-05-16 2019-05-15 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.5244 -61,436 -339 6,389,161
2019-05-16 2019-05-14 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4943 -65,300 -359 6,450,597
2019-05-16 2019-05-14 4 Gero Deborah Ann OCSL Common Stock, par value $0.01 per share P - Purchase D 5.4765 2,000 11 2,000
2019-05-13 2019-05-13 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4815 -52,500 -288 6,515,897
2019-05-13 2019-05-10 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4866 -97,200 -533 6,568,397
2019-05-10 2019-05-09 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4527 -94,400 -515 6,665,597
2019-05-10 2019-05-08 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.4553 -270,500 -1,476 6,759,997
2019-04-24 2018-08-13 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0000 -1,800 -9 7,532,802
2019-04-24 2018-08-03 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0000 -100,000 -500 7,534,602
2019-04-24 2018-08-02 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0000 -100,000 -500 7,634,602
2019-04-11 2019-04-10 4 TANNENBAUM LEONARD M By LLC OCSL Common Stock S - Sale I 5.3045 -42,850 -227 958,961
2019-04-11 2019-04-10 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.3045 -42,850 -227 958,961
2019-04-11 2019-04-09 4 TANNENBAUM LEONARD M By LLC OCSL Common Stock S - Sale I 5.3059 -7,700 -41 1,001,811
2019-04-11 2019-04-09 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.3059 -7,701 -41 7,073,165
2019-04-09 2019-04-08 4 TANNENBAUM LEONARD M By LLC OCSL Common Stock S - Sale I 5.3014 -12,310 -65 1,009,511
2019-04-09 2019-04-08 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.3014 -12,310 -65 1,009,511
2019-04-09 2019-04-05 4 TANNENBAUM LEONARD M By LLC OCSL Common Stock S - Sale I 5.3000 -830 -4 1,021,821
2019-04-09 2019-04-05 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.3000 -831 -4 7,093,176
2019-03-01 2019-02-28 4 Jacobson Craig A by trust OCSL Common Stock P - Purchase I 5.2219 19,160 100 70,600
2019-02-19 2019-02-15 4 TANNENBAUM LEONARD M By LLC OCSL Common Stock S - Sale I 5.2562 -22,830 -120 1,022,651
2019-02-19 2019-02-15 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2562 -22,831 -120 7,094,007
2019-02-19 2019-02-14 4 TANNENBAUM LEONARD M By LLC OCSL Common Stock S - Sale I 5.2552 -53,800 -283 1,045,481
2019-02-19 2019-02-14 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2552 -53,800 -283 1,045,481
2019-02-14 2019-02-13 4 TANNENBAUM LEONARD M By LLC OCSL Common Stock S - Sale I 5.2537 -23,000 -121 1,099,281
2019-02-14 2019-02-13 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2574 -25,700 -135 7,170,638
2019-02-14 2019-02-12 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2615 -17,560 -92 7,196,338
2019-02-14 2019-02-12 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.2615 -17,560 -92 7,196,338
2019-02-12 2019-02-11 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2501 -11,252 -59 7,213,898
2019-02-12 2019-02-11 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.2501 -11,252 -59 7,213,898
2019-02-12 2019-02-08 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.2527 -34,583 -182 7,225,150
2019-02-12 2019-02-08 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.2527 -34,583 -182 7,225,150
2019-01-16 2018-12-14 4 Carlisle Melvin OCSL Common Stock P - Purchase D 4.3200 500 2 10,000
2019-01-16 2018-12-14 4 Carlisle Melvin OCSL Common Stock P - Purchase D 4.3254 4,500 19 9,500
2018-09-17 2018-09-13 4 Pendo Mathew OCSL Common Stock P - Purchase D 4.9990 2,100 10 19,050
2018-08-29 2018-08-27 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0605 -27,088 -137 7,259,733
2018-08-29 2018-08-27 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.0605 -27,088 -137 7,259,733
2018-08-29 2018-08-27 4 Carlisle Melvin OCSL Common Stock P - Purchase D 5.0500 5,000 25 5,000
2018-08-27 2018-08-24 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0500 -11,912 -60 7,286,821
2018-08-27 2018-08-24 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.0500 -11,912 -60 7,286,821
2018-08-27 2018-08-23 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.0523 -39,619 -200 7,298,733
2018-08-27 2018-08-23 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0523 -39,619 -200 7,298,733
2018-08-23 2018-08-21 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.0000 -100,000 -500 7,338,352
2018-08-23 2018-08-21 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0000 -100,000 -500 7,338,352
2018-08-21 2018-08-20 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.0001 -2,950 -15 7,438,352
2018-08-21 2018-08-20 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0001 -2,950 -15 7,438,352
2018-08-21 2018-08-17 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0030 -33,500 -168 7,441,302
2018-08-21 2018-08-17 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.0030 -33,500 -168 7,441,302
2018-08-17 2018-08-16 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0000 -58,000 -290 7,474,802
2018-08-17 2018-08-16 4 TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.0000 -58,000 -290 7,474,802
2018-08-14 2018-08-10 4 Zimmerman Bruce OCSL Common Stock P - Purchase D 4.9600 3,000 15 37,000
2018-08-14 2018-08-10 4 Jacobson Craig A OCSL Common Stock P - Purchase D 4.9748 20,240 101 51,440
2018-06-06 2018-06-05 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0040 -17,902 -90 7,734,602
2018-06-06 2018-06-04 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0000 -23,226 -116 7,752,504
2018-05-31 2018-05-30 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0000 -47,100 -236 7,775,730
2018-05-30 2018-05-25 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0000 -14,923 -75 7,822,830
2018-05-24 2018-05-23 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0000 -100 -0 7,837,753
2018-05-23 2018-05-22 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0000 -100,000 -500 7,837,853
2018-05-23 2018-05-21 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.0000 -23,868 -119 7,937,853
2018-03-02 2018-02-28 4 Pendo Mathew OCSL Common Stock P - Purchase D 4.3199 4,950 21 16,950
2018-02-14 2018-02-12 4 Zimmerman Bruce OCSL Common Stock P - Purchase D 4.4200 22,400 99 34,000
2018-02-14 2018-02-12 4 Zimmerman Bruce OCSL Common Stock P - Purchase D 4.4100 1,600 7 11,600
2018-02-14 2018-02-12 4 Gamsin Marc OCSL Common Stock P - Purchase D 4.3898 35,000 154 35,000
2017-12-19 2017-12-15 4 Zimmerman Bruce OCSL Common Stock P - Purchase D 4.7400 2,000 9 10,000
2017-12-19 2017-12-15 4 Zimmerman Bruce OCSL Common Stock P - Purchase D 4.7400 2,000 9 10,000
2017-12-19 2017-12-15 4 Zimmerman Bruce OCSL Common Stock P - Purchase D 4.7400 2,000 9 10,000
2017-12-19 2017-12-15 4 Zimmerman Bruce OCSL Common Stock P - Purchase D 4.7400 2,000 9 10,000
2017-12-19 2017-12-15 4 Zimmerman Bruce OCSL Common Stock P - Purchase D 4.7400 2,000 9 6,000
2017-12-19 2017-12-15 4 Frank John OCSL Common Stock P - Purchase D 4.7359 28,784 136 28,784
2017-12-19 2017-12-15 4 Pendo Mathew OCSL Common Stock P - Purchase D 4.6600 1,400 7 12,000
2017-12-19 2017-12-15 4 Pendo Mathew OCSL Common Stock P - Purchase D 4.6550 100 0 10,600
2017-12-19 2017-12-15 4 Pendo Mathew OCSL Common Stock P - Purchase D 4.6600 10,500 49 10,500
2017-12-19 2017-12-15 4 Lee Edgar OCSL Common Stock P - Purchase D 4.6646 7,476 35 12,000
2017-12-19 2017-12-15 4 Lee Edgar OCSL Common Stock P - Purchase D 4.6696 4,524 21 4,524
2017-12-15 2017-12-14 4 OAKTREE CAPITAL MANAGEMENT LP By Oaktree Capital I, L.P. OCSL Common Stock P - Purchase I 4.7763 138,000 659 276,000
2017-12-15 2017-12-13 4 OAKTREE CAPITAL MANAGEMENT LP By Oaktree Capital I, L.P. OCSL Common Stock P - Purchase I 4.7988 138,000 662 138,000
2017-12-15 2017-12-13 4 Jacobson Craig A OCSL Common Stock P - Purchase D 4.7962 31,200 150 31,200
2017-12-15 2017-12-13 4 Ruben Richard OCSL Common Stock P - Purchase D 4.7896 15,700 75 30,250
2017-12-07 2017-12-06 4 Ruben Richard OCSL Common Stock P - Purchase D 4.8195 1,350 7 14,550
2017-12-07 2017-12-06 4 Ruben Richard OCSL Common Stock P - Purchase D 4.8240 7,800 38 13,200
2017-12-07 2017-12-05 4 Ruben Richard OCSL Common Stock P - Purchase D 4.8044 5,400 26 5,400
2017-10-25 2017-10-19 4/A TANNENBAUM LEONARD M By Partnership OCSL Common Stock S - Sale I 5.5600 -437,799 -2,434 7,961,721
2017-10-25 2017-10-19 4/A TANNENBAUM LEONARD M OCSL Common Stock S - Sale D 5.5600 -971,807 -5,403 14,643,009
2017-10-23 2017-10-19 4 TANNENBAUM LEONARD M By Partnership OCSL Common Stock P - Purchase I 5.5600 -437,799 -2,434 7,961,721
2017-10-23 2017-10-19 4 TANNENBAUM LEONARD M OCSL Common Stock P - Purchase D 5.5600 -971,807 -5,403 14,643,009
2017-10-03 2017-09-29 4 Berman Bernard D FSC Common Stock S - Sale D 5.4300 -20,000 -109 35,968
2017-07-21 3 OAKTREE CAPITAL MANAGEMENT LP See Footnotes FSC Common Stock, par value $0.01 per share I 0
2017-05-10 3 FRANK ALEXANDER C FSC Common Stock D 30,446
2017-05-10 3 FRANK ALEXANDER C FSC Common Stock D 30,446
2017-03-30 2017-03-29 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 4.7100 102,000 480 15,614,816
2017-03-30 2017-03-28 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 4.7500 266,073 1,264 15,512,816
2017-03-27 2017-03-27 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 4.6850 223,749 1,048 655,850
2017-03-27 2017-03-24 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 4.6520 222,101 1,033 432,101
2017-03-27 2017-03-23 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 4.6600 210,000 979 210,000
2017-03-23 2017-03-22 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 4.6400 269,871 1,252 15,246,743
2017-03-23 2017-03-21 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 4.6300 207,613 961 14,976,872
2017-03-21 2017-03-20 4 TANNENBAUM LEONARD M FSC Common Stock, par value $0.01 per share P - Purchase D 4.6400 175,000 812 14,769,259
2017-03-21 2017-03-17 4 TANNENBAUM LEONARD M FSC Common Stock, par value $0.01 per share P - Purchase D 4.5900 170,000 780 14,594,259
2017-03-17 2016-12-13 4/A TANNENBAUM LEONARD M FSC Common Stock, par value $0.01 per share S - Sale D 5.5600 -46,583 -259 12,035,056
2017-03-17 2016-12-12 4/A TANNENBAUM LEONARD M FSC Common Stock, par value $0.01 per share S - Sale D 5.6100 -34,201 -192 12,081,639
2017-03-17 2017-03-17 4 Berman Bernard D FSC Common Stock P - Purchase D 4.5500 5,000 23 55,968
2017-03-17 2017-03-15 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 4.5100 1,273,000 5,741 14,424,259
2017-03-15 2017-03-14 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 4.5100 356,492 1,608 13,201,259
2017-03-15 2017-03-13 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 4.5000 176,476 794 12,844,767
2017-03-13 2017-03-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 4.4300 389,571 1,726 12,668,291
2017-03-13 2017-03-09 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 4.3700 205,169 897 12,278,720
2017-03-06 2017-03-06 4 Berman Bernard D FSC Common Stock P - Purchase D 4.3499 5,000 22 50,968
2017-03-06 2017-03-03 4 Berman Bernard D FSC Common Stock P - Purchase D 4.3896 5,000 22 45,968
2017-03-06 2017-03-03 4 Berman Bernard D FSC Common Stock P - Purchase D 4.3799 5,000 22 40,968
2017-02-17 2017-02-17 4 Castro-Blanco James FSC Common Stock P - Purchase D 4.6200 20,000 92 32,564
2017-02-16 2017-02-16 4 Ray Douglas F FSC Common Stock P - Purchase D 4.6800 6,400 30 15,736
2017-02-16 2017-02-16 4 Khorana Sandeep K. FSC Common Stock P - Purchase D 4.6500 2,200 10 2,500
2017-02-14 2017-02-14 4 Dalton Patrick J FSC Common Stock P - Purchase D 4.5700 22,500 103 22,500
2017-02-14 2017-02-14 4 Noreika Steven M. FSC Common Stock P - Purchase D 4.6167 1,000 5 1,611
2017-02-13 2017-02-10 4 HANEY BYRON J FSC Common Stock P - Purchase D 4.5500 6,000 27 28,000
2017-02-13 2017-02-10 4 HANEY BYRON J FSC Common Stock P - Purchase D 4.6279 6,000 28 22,000
2017-02-13 2017-02-10 4 HANEY BYRON J FSC Common Stock P - Purchase D 4.6500 6,000 28 16,000
2017-02-13 2017-02-10 4 Berman Bernard D FSC Common Stock P - Purchase D 4.5599 5,000 23 35,968
2017-02-13 2017-02-10 4 Berman Bernard D FSC Common Stock P - Purchase D 4.6478 5,000 23 30,968
2017-02-13 2017-02-13 4 DUTKIEWICZ RICHARD P FSC Common Stock P - Purchase D 4.5685 4,000 18 24,452
2016-12-28 2016-12-23 4 TANNENBAUM LEONARD M FSC Common Stock S - Sale D 5.5500 -900 -5 12,073,551
2016-12-22 2016-12-21 4 TANNENBAUM LEONARD M FSC Common Stock S - Sale D 5.5500 -4,580 -25 12,074,451
2016-12-22 2016-12-20 4 TANNENBAUM LEONARD M FSC Common Stock S - Sale D 5.5525 -6,025 -33 12,079,031
2016-12-14 2016-12-13 4 TANNENBAUM LEONARD M FSC Common Stock, par value $0.01 per share S - Sale D 5.5600 -46,583 -259 12,085,056
2016-12-14 2016-12-12 4 TANNENBAUM LEONARD M FSC Common Stock, par value $0.01 per share S - Sale D 5.6100 -34,201 -192 12,131,639
2016-12-12 2016-12-09 4 TANNENBAUM LEONARD M FSC Common Stock, par value $0.01 per share S - Sale D 5.5700 -50,000 -278 12,115,840
2016-12-12 2016-12-08 4 TANNENBAUM LEONARD M FSC Common Stock, par value $0.01 per share S - Sale D 5.5600 -100,000 -556 12,165,840
2016-12-07 2016-12-06 4 DUTKIEWICZ RICHARD P FSC Common Stock P - Purchase D 5.5300 5,000 28 19,847
2016-09-23 2014-12-18 4/A Castro-Blanco James By wife FSC Common Stock P - Purchase I 8.0573 750 6 750
2016-09-23 2015-02-13 4/A Castro-Blanco James FSC Common Stock P - Purchase D 7.2500 650 5 650
2016-09-23 2015-09-28 4/A Castro-Blanco James FSC Common Stock P - Purchase D 6.5800 3,000 20 3,674
2016-09-23 2016-08-31 4/A Castro-Blanco James FSC Common Stock P - Purchase D 6.1600 8,250 51 12,300
2016-09-09 2016-09-07 4 TANNENBAUM LEONARD M By Partnership FSC PSA in respect of Swaps X - Other I 6.25 -1 0
2016-09-02 2016-08-31 4 Castro-Blanco James FSC Common Stock P - Purchase D 6.1600 8,250 51 12,300
2016-08-23 3 Fifth Street Holdings L.P. FSC Common Stock, par value $0.01 per share D 28,992,236
2016-08-23 3 Fifth Street Holdings L.P. By LLC FSC Common Stock, par value $0.01 per share I 22,990,972
2016-08-23 3 Fifth Street Holdings L.P. By Foundation FSC Common Stock, par value $0.01 per share I 21,948,691
2016-08-23 3 Fifth Street Holdings L.P. FSC Common Stock, par value $0.01 per share D 28,992,236
2016-08-23 3 Fifth Street Holdings L.P. By Partnership FSC Common Stock, par value $0.01 per share I 35,410,507
2016-08-23 3 Fifth Street Holdings L.P. By Spouse FSC Common Stock, par value $0.01 per share I 21,869,741
2016-08-23 3 Fifth Street Holdings L.P. By LLC FSC Common Stock, par value $0.01 per share I 22,990,972
2016-08-23 3 Fifth Street Holdings L.P. FSC Common Stock, par value $0.01 per share D 28,992,236
2016-08-23 3 Fifth Street Holdings L.P. By Foundation FSC Common Stock, par value $0.01 per share I 21,948,691
2016-08-23 3 Fifth Street Holdings L.P. By LLC FSC Common Stock, par value $0.01 per share I 22,990,972
2016-08-23 3 Fifth Street Holdings L.P. By Foundation FSC Common Stock, par value $0.01 per share I 21,948,691
2016-08-23 3 Fifth Street Holdings L.P. By Spouse FSC Common Stock, par value $0.01 per share I 21,869,741
2016-08-23 3 Fifth Street Holdings L.P. By Foundation FSC Common Stock, par value $0.01 per share I 21,948,691
2016-08-23 3 Fifth Street Holdings L.P. By Spouse FSC Common Stock, par value $0.01 per share I 21,869,741
2016-08-23 3 Fifth Street Holdings L.P. By LLC FSC Common Stock, par value $0.01 per share I 22,990,972
2016-08-23 3 Fifth Street Holdings L.P. By Partnership FSC Common Stock, par value $0.01 per share I 35,410,507
2016-08-23 3 Fifth Street Holdings L.P. By Partnership FSC Common Stock, par value $0.01 per share I 35,410,507
2016-08-23 3 Fifth Street Holdings L.P. FSC Common Stock, par value $0.01 per share D 28,992,236
2016-08-23 3 Fifth Street Holdings L.P. By Partnership FSC Common Stock, par value $0.01 per share I 35,410,507
2016-08-23 3 Fifth Street Holdings L.P. By Spouse FSC Common Stock, par value $0.01 per share I 21,869,741
2016-02-25 2016-02-24 4 Dunn Brian S FSC Common Stock P - Purchase D 4.5200 6,000 27 30,000
2016-02-22 2016-02-22 4 Dunn Brian S FSC Common Stock P - Purchase D 4.6900 15,000 70 24,000
2015-12-16 3 Khorana Sandeep K. FSC Common Stock D 600
2015-12-16 3 Khorana Sandeep K. FSC Common Stock D 600
2015-09-29 2015-09-28 4 Castro-Blanco James FSC Common Stock P - Purchase D 6.5800 3,000 20 3,650
2015-07-13 3 Noreika Steven M. FSC Common Stock D 999
2015-07-13 3 Noreika Steven M. FSC Common Stock D 999
2015-02-19 2015-02-13 4 Castro-Blanco James FSC Common Stock P - Purchase D 7.2500 650 5 650
2015-02-12 2015-02-12 4 Owens Todd FSC Common Stock P - Purchase D 7.0600 4,500 32 10,000
2015-02-12 2015-02-12 4 Owens Todd FSC Common Stock P - Purchase D 7.0550 135 1 5,500
2015-02-12 2015-02-12 4 Owens Todd FSC Common Stock P - Purchase D 7.0500 900 6 5,365
2015-02-12 2015-02-12 4 Owens Todd FSC Common Stock P - Purchase D 7.0400 2,436 17 4,465
2015-02-12 2015-02-12 4 Owens Todd FSC Common Stock P - Purchase D 7.0350 300 2 2,029
2015-02-12 2015-02-12 4 Owens Todd FSC Common Stock P - Purchase D 7.0300 1,729 12 1,729
2015-02-11 2015-02-10 4 Berman Bernard D FSC Common Stock P - Purchase D 6.9899 2,000 14 25,968
2015-02-11 2015-02-11 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.8000 100,000 680 3,147,685
2015-02-11 2015-02-11 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.8050 9,351 64 3,047,685
2015-02-11 2015-02-11 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.8100 30,094 205 3,038,334
2015-02-11 2015-02-11 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.8150 11,500 78 3,008,240
2015-02-11 2015-02-11 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.8200 75,738 517 2,996,740
2015-02-11 2015-02-11 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.8300 41,975 287 2,921,002
2015-02-11 2015-02-11 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.8350 2,400 16 2,879,027
2015-02-11 2015-02-11 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.8400 16,925 116 2,876,627
2015-02-11 2015-02-11 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.8450 5,900 40 2,859,702
2015-02-11 2015-02-11 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.8500 177,968 1,219 2,853,802
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.9450 800 6 2,675,834
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.9500 99,200 689 2,675,034
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.9650 200 1 2,575,834
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.9700 2,500 17 2,575,634
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.9800 3,800 27 2,573,134
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.9899 5,000 35 2,569,334
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.9900 3,000 21 2,564,334
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 6.9950 900 6 2,561,334
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 7.0000 284,600 1,992 2,560,434
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 7.0050 2,600 18 2,275,834
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 7.0090 6,450 45 2,273,234
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 7.0100 90,950 638 2,266,784
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 7.1100 50,000 356 2,175,834
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 7.1350 2,100 15 2,125,834
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 7.1400 47,900 342 2,123,734
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 7.1750 100 1 2,075,834
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 7.1800 3,200 23 2,075,734
2015-02-11 2015-02-10 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 7.1900 46,700 336 2,072,534
2014-12-22 2014-12-18 4 Castro-Blanco James By wife FSC Common Stock P - Purchase I 8.0573 750 6 750
2014-12-15 2014-12-11 4 Berman Bernard D FSC Common Stock P - Purchase D 8.1800 400 3 23,968
2014-12-15 2014-12-11 4 Berman Bernard D FSC Common Stock P - Purchase D 8.1899 1,600 13 23,568
2014-12-04 2014-12-03 4 Petrocelli Richard A FSC Common Stock P - Purchase D 8.5199 2,000 17 17,000
2014-09-15 3 Owens Todd FSC Common Stock D 0
2014-08-20 2014-08-20 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 9.7399 1,000 10 26,870
2014-08-19 3 Castro-Blanco James (1) See below FSC Common Stock I 100
2014-08-19 3 Castro-Blanco James (1) See below FSC Common Stock I 100
2014-07-23 3 Petrocelli Richard A FSC Common Stock D 30,000
2014-07-23 3 Petrocelli Richard A FSC Common Stock D 30,000
2014-03-03 2014-03-03 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 9.8399 1,000 10 24,567
2013-12-17 2013-12-13 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.9800 20,000 180 2,001,226
2013-12-05 2013-12-03 4 Berman Bernard D FSC Common Stock P - Purchase D 9.3897 1,000 9 21,968
2013-12-05 2013-12-03 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 9.3790 1,000 9 23,011
2013-12-03 2013-12-02 4 DUTKIEWICZ RICHARD P FSC Common Stock P - Purchase D 9.3451 250 2 10,565
2013-07-11 3 Berman Bernard D FSFR Common Stock D 0
2013-06-20 2013-06-20 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.9200 10,000 99 1,957,647
2013-06-20 2013-06-20 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.9600 10,000 100 1,947,647
2013-06-20 2013-06-20 4 Berman Bernard D FSC Common Stock P - Purchase D 9.9490 1,000 10 20,968
2013-05-31 2013-05-29 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 10.3597 200 2 80,000
2013-05-31 2013-05-29 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 10.3590 5,900 61 79,800
2013-05-31 2013-05-29 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 10.3600 4,545 47 73,900
2013-05-31 2013-05-29 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 10.3700 4,355 45 69,355
2013-05-31 2013-05-29 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 10.3700 10,000 104 1,909,771
2013-05-24 2013-05-23 4 Berman Bernard D FSC Common Stock P - Purchase D 10.4690 1,000 10 19,968
2013-05-16 2013-05-15 4 DUTKIEWICZ RICHARD P FSC Common Stock P - Purchase D 10.7877 1,000 11 9,778
2013-05-16 2013-05-15 4 DUTKIEWICZ RICHARD P FSC Common Stock P - Purchase D 10.7891 1,000 11 8,778
2013-05-16 2013-05-15 4 DUTKIEWICZ RICHARD P FSC Common Stock P - Purchase D 10.7899 2,000 22 7,778
2013-05-16 2013-05-16 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 10.7090 1,000 11 20,795
2013-05-09 3 Harrison David H. FSC Common Stock D 9,190
2013-03-01 2013-03-01 4 Ray Douglas F FSC Common Stock P - Purchase D 10.7400 700 8 9,336
2013-03-01 2013-03-01 4 Ray Douglas F FSC Common Stock P - Purchase D 10.6858 4,800 51 8,636
2013-03-01 2013-03-01 4 Ray Douglas F FSC Common Stock P - Purchase D 10.6900 200 2 3,836
2013-02-14 2013-02-14 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 10.9443 1,000 11 19,265
2013-02-13 2013-02-13 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 10.8600 15,000 163 1,879,169
2013-01-02 2012-12-28 4 Berman Bernard D FSC Common Stock P - Purchase D 10.1799 1,000 10 18,968
2012-12-06 2012-12-06 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 10.5799 800 8 17,767
2012-12-06 2012-12-06 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 10.5751 200 2 16,967
2012-12-05 2012-12-04 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 10.4300 10,000 104 65,000
2012-08-28 2012-08-28 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 10.4800 5,000 52 1,864,169
2012-08-28 2012-08-27 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 10.4700 5,000 52 1,859,169
2012-08-14 2012-08-14 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 10.3289 1,000 10 16,315
2012-05-24 2012-05-24 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 9.2899 300 3 55,000
2012-05-24 2012-05-24 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 9.2900 9,700 90 54,700
2012-05-24 2012-05-23 4 Berman Bernard D FSC Common Stock P - Purchase D 9.1000 1,000 9 17,968
2012-05-24 2012-05-23 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 9.0680 1,000 9 14,882
2012-03-13 2012-03-12 4 DUTKIEWICZ RICHARD P FSC Common Stock P - Purchase D 9.9475 100 1 5,361
2012-03-13 2012-03-12 4 DUTKIEWICZ RICHARD P FSC Common Stock P - Purchase D 9.9500 2,900 29 5,261
2012-03-08 2012-03-06 4 Berman Bernard D FSC Common Stock P - Purchase D 9.6299 1,000 10 16,968
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 9.5683 300 3 45,000
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 9.5685 100 1 44,700
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 9.5686 400 4 44,600
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 9.5689 300 3 44,200
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 9.5690 1,700 16 43,900
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 9.5692 100 1 42,200
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 9.5693 300 3 42,100
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 9.5697 100 1 41,800
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M (1) - See below FSC Common Stock P - Purchase I 9.5710 6,700 64 41,700
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.5800 5,400 52 1,854,169
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.5850 3,600 35 1,848,769
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.5970 1,000 10 1,845,169
2012-03-07 2012-03-06 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.5707 10,000 96 1,844,169
2012-03-07 2012-03-05 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 9.8199 400 4 13,493
2012-03-07 2012-03-05 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 9.8190 600 6 13,093
2011-08-11 2011-08-09 4 DUTKIEWICZ RICHARD P FSC Common Stock P - Purchase D 8.8000 200 2 2,200
2011-08-11 2011-08-09 4 DUTKIEWICZ RICHARD P FSC Common Stock P - Purchase D 8.7967 1,000 9 2,000
2011-08-11 2011-08-09 4 MEYER FRANK C FSC Common Stock P - Purchase D 8.6124 11,612 100 119,750
2011-08-11 2011-08-10 4 Dunn Brian S FSC Common Stock P - Purchase D 8.8500 1,000 9 9,000
2011-08-09 2011-08-08 4 Dimitrov Ivelin M. FSC Common Stock P - Purchase D 9.1427 1,000 9 10,766
2011-08-09 2011-08-09 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.4000 10,000 84 1,820,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.2000 10,000 92 1,810,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.1500 10,000 92 1,800,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.0800 10,000 91 1,790,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.0200 10,000 90 1,780,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.0199 2,800 25 1,770,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.0198 2,200 20 1,768,042
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.0100 10,000 90 1,765,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 9.0000 30,549 275 1,755,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.9991 4,451 40 1,725,293
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.9900 4,400 40 1,720,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.9800 20,000 180 1,716,442
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.9700 10,000 90 1,696,442
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.9500 10,000 90 1,686,442
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.9391 5,600 50 1,676,442
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.9300 20,000 179 1,670,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.8000 20,000 176 1,650,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.7500 6,301 55 1,630,842
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.6000 20,000 172 1,624,541
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.5500 1,117 10 1,604,541
2011-08-09 2011-08-08 4 TANNENBAUM LEONARD M FSC Common Stock P - Purchase D 8.5476 8,883 76 1,603,424
2011-08-09 2011-08-08 4 Berman Bernard D FSC Common Stock P - Purchase D 8.8198 1,000 9 14,968
2011-06-16 2011-06-14 4 Blakeman Chad S. FSC Common Stock P - Purchase D 11.7367 1,000 12 1,000
2010-11-23 3 Blakeman Chad S. FSC No securities beneficially owned D 0
2010-11-23 3 Dimitrov Ivelin M. FSC Common Stock D 7,346
2010-03-02 3 DUTKIEWICZ RICHARD P FSC Common Stock D 200
2009-12-16 2009-12-14 4 Goodman Marc A. FSC Common Stock P - Purchase D 10.2200 1,000 10 54,207
2009-05-18 2009-05-14 4 Goodman Marc A. FSC Common Stock P - Purchase D 8.2900 600 5 53,207
2009-05-18 2009-05-14 4 Goodman Marc A. FSC Common Stock P - Purchase D 8.3200 100 1 52,607
2009-05-18 2009-05-14 4 Goodman Marc A. FSC Common Stock P - Purchase D 8.3000 600 5 52,507
2009-05-18 2009-05-14 4 Goodman Marc A. FSC Common Stock P - Purchase D 8.3100 100 1 51,907
2009-05-18 2009-05-14 4 Goodman Marc A. FSC Common Stock P - Purchase D 8.1900 100 1 51,807
2009-05-18 2009-05-14 4 Goodman Marc A. FSC Common Stock P - Purchase D 8.1600 300 2 51,707
2009-05-18 2009-05-14 4 Goodman Marc A. FSC Common Stock P - Purchase D 8.1500 200 2 51,407
2009-04-23 3 Goodman Marc A. FSC Common Stock D 51,207
2008-06-11 3 MEYER FRANK C FSC Common Stock D 75,233
2008-06-11 3 CRAIG WILLIAM H FSC No securities beneficially owned D 0
2008-06-11 3 Berkman Adam C FSC No securities beneficially owned D 0
2008-06-11 3 TANNENBAUM LEONARD M FSC Common Stock D 736,689
2008-06-11 3 HANEY BYRON J FSC No securities beneficially owned D 0
2008-06-11 3 Ray Douglas F FSC No securities beneficially owned D 0
2008-06-11 3 Berman Bernard D FSC Common Stock D 368
2008-06-11 3 TOLL BRUCE E FSC Common Stock D 1,841,724
2008-06-11 3 TOLL BRUCE E By BET Associates, LP FSC Preferred Stock I 30,000
2008-06-11 3 Dunn Brian S FSC No securities beneficially owned D 0
2008-06-11 3 Genworth Life Insurance CO FSC Common Stock D
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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