| Jumlah Saham Beredar | 105,297,469 shares |
| Saham Orang Dalam | 12,072,458 shares |
| Kepemilikan oleh Orang Dalam | 11.47 % |
| Orang Dalam Sejati | 51 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
1 ( )
355 out of 11305Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
0.010 %( )
481 out of 11224Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan SELLAS Life Sciences Group, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Mark J Ahn President & CEO, Director - [D] [O] | 116,225 | 116,225 | |
| Konstantinos Andrikopoulos VP, Legal - [O] | 5,750 | 5,750 | |
| William Ashton Director - [D] | 38,154 | 38,154 | |
| Noah D Beerman CEO and President, Director - [D] [O] | 92,994 | 92,994 | |
| John Thomas Burns CFO - [O] | 299,062 | 299,062 | |
| Dragan Cicic SVP, Chief Development Officer - [O] | 309,628 | 309,628 | |
|
Castilian Ltd.
10% Owner -
|
0 | 0 | |
| Richard Chin Director - [D] | 31,339 | 31,339 | |
| Ryan Dunlap Former Chief Financial Officer - [O] | 18,702 | 18,702 | |
|
EQC Private Markets II SAC Fund Ltd-EQC Biotech Sely III Fund
10% Owner -
|
0 | 0 | |
|
EQC Private Markets SAC Fund II Ltd-EQC Biotech Sely S Fund
10% Owner -
|
0 | 0 | |
|
EQC Private Markets SAC Fund Ltd-EQC Biotech Sely I Fund
10% Owner -
|
0 | 0 | |
|
EQC Private Markets SAC Fund Ltd-EQC Biotech Sely II Fund`
10% Owner -
|
0 | 0 | |
| Einhorn Irving M. Director - [D] | 34,690 | 34,690 | |
|
Capital Management Ltd Equilibria
10% Owner -
|
0 | 0 | |
| Robert Francomano Chief Commercial Officer - [O] | 40,918 | 40,918 | |
| Stephen S Galliker Director - [D] | 36,039 | 36,039 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Mary Ann Gray Director - [D] | 39,167 | 39,167 | |
|
Sander Gerber
10% Owner -
|
8,800,000 | 8,800,000 | |
| Stephen F Ghiglieri | 25,000 | ||
| Brian L Hamilton EVP, Chief Medical Officer - [O] | 2,461 | 2,461 | |
| Sanford Hillsberg Director - [D] | 56,950 | 56,950 | |
|
Hudson Bay Capital Management LP
10% Owner -
|
8,800,000 | 8,800,000 | |
| Steven A Kriegsman Director - [D] | 5,000 | 5,000 | |
| Katherine Bach Kalin Director - [D] | 41,000 | 41,000 | |
| Robert Eugene Kennedy Vice President and CFO - [O] | 379,294 | 379,294 | |
| Anastasia Khvorova Chief Science Officer - [O] | 60,559 | 60,559 | |
| Margaret Kivinski | 50,000 | ||
| Thomas J Knapp | 10,000 | ||
| Krylov Aleksey N. Interim CFO - [O] | 0 | 0 | |
| Fabio Lopez - | 0 | 0 | |
| Rosemary Mazanet | 450,000 | ||
| Gene Mack CFO and Treasurer - [O] | 0 | 0 | |
| Bijan Nejadnik Chief Medical Officer - [O] | 8,503 | 8,503 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Rudolph Nisi Director - [D] | 42,918 | 42,918 | |
| Pamela Pavco VP of Pharmaceutical Devlpmt - [O] | 44,940 | 44,940 | |
| David A Scheinberg Director - [D] | 23,082 | 23,082 | |
| Schwartz Mark W. President & CEO - [O] | 439,978 | 439,978 | |
| Dmitry Samarsky VP, Technology Development - [O] | 0 | 0 | |
| Sarlis Nicholas J. Chief Medical Officer and SVP - [O] | 0 | 0 | |
| Stergiou Andelos M. President and CEO, Director - [D] [O] | 859,032 | 859,032 | |
|
Daniel Tafur
10% Owner -
|
0 | 0 | |
| Amy B Tata Principlw Acctg Officer & Cont - [O] | 14,065 | 14,065 | |
| Gregory M Torre CRO and SVP - [O] | 0 | 0 | |
| Nostrand Robert L Van Director - [D] | 20,400 | 20,400 | |
| Ramani Varanasi VP Business Development - [O] | 41,083 | 41,083 | |
| John Varian Director - [D] | 22,900 | 22,900 | |
|
Varibobi Financial Holdings Ltd
10% Owner -
|
0 | 0 | |
| Barbara A Wood EVP, Gen. Counsel, Corp. Sec. - [O] | 117,225 | 117,225 | |
| Jane Wasman Director - [D] | 30,400 | 30,400 | |
| Tod Woolf | 420,100 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di SLS / SELLAS Life Sciences Group, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di SLS / SELLAS Life Sciences Group, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-06-13 | 2025-06-12 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 1.4800 | 10,000 | 15 | 20,400 | ||||
| 2025-06-02 | 2025-05-30 | 4 | Wasman Jane | SLS | Common Stock | D | 1.6900 | 20,000 | 34 | 30,400 | ||||
| 2025-05-22 | 2025-05-22 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 1.8000 | 20,000 | 36 | 41,000 | ||||
| 2025-01-14 | 2025-01-10 | 4 | Burns John Thomas | SLS | Common Stock | D | 81,300 | 299,062 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Burns John Thomas | SLS | Common Stock | D | 113,000 | 217,762 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 243,900 | 859,032 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 257,000 | 615,132 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Wasman Jane | SLS | Common Stock | D | 12,500 | 22,900 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 12,500 | 23,082 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 12,500 | 22,900 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 12,500 | 21,000 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Varian John | SLS | Common Stock | D | 12,500 | 22,900 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 81,300 | 309,628 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 113,000 | 228,328 | ||||||
| 2024-12-05 | 2024-12-04 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 1.1300 | -8,256 | -9 | 115,328 | ||||
| 2024-12-05 | 2024-12-04 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 1.1300 | -28,289 | -32 | 358,132 | ||||
| 2024-12-05 | 2024-12-04 | 4 | Burns John Thomas | SLS | Common Stock | D | 1.1300 | -7,165 | -8 | 104,762 | ||||
| 2024-06-27 | 3 | CICIC DRAGAN | SLS | Common Stock | D | 118,584 | ||||||||
| 2024-01-25 | 2024-01-22 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 35,000 | 117,225 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 6,000 | 10,582 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 159,000 | 376,421 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Varian John | SLS | Common Stock | D | 6,000 | 10,400 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Burns John Thomas | SLS | Common Stock | D | 47,000 | 101,927 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Wasman Jane | SLS | Common Stock | D | 6,000 | 10,400 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Francomano Robert | SLS | Common Stock | D | 20,000 | 40,918 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 6,000 | 8,500 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 6,000 | 10,400 | ||||||
| 2023-12-08 | 2023-12-06 | 4 | Stergiou Andelos M. | SLS | Class A Common Stock | D | 1.0800 | -12,268 | -13 | 217,421 | ||||
| 2023-12-08 | 2023-12-06 | 4 | WOOD BARBARA A | SLS | Class A Common Stock | D | 1.0800 | -4,119 | -4 | 82,225 | ||||
| 2023-12-08 | 2023-12-06 | 4 | Burns John Thomas | SLS | Class A Common Stock | D | 1.0800 | -2,929 | -3 | 54,927 | ||||
| 2023-12-08 | 2023-12-06 | 4 | Francomano Robert | SLS | Class A Common Stock | D | 1.0800 | -1,082 | -1 | 20,918 | ||||
| 2023-02-03 | 2023-02-02 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 20,000 | 76,344 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Burns John Thomas | SLS | Common Stock | D | 20,000 | 49,347 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Francomano Robert | SLS | Common Stock | D | 12,000 | 12,000 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 58,000 | 219,689 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Varian John | SLS | Common Stock | D | 2,500 | 4,400 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 2,500 | 4,400 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Wasman Jane | SLS | Common Stock | D | 2,500 | 4,400 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 2,500 | 4,582 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 2,500 | 2,500 | ||||||
| 2022-12-05 | 2022-12-05 | 4 | WOOD BARBARA A | SLS | Class A Common Stock | D | 2.5900 | -2,153 | -6 | 56,344 | ||||
| 2022-12-05 | 2022-12-05 | 4 | Burns John Thomas | SLS | Class A Common Stock | D | 2.5900 | -1,159 | -3 | 29,347 | ||||
| 2022-12-05 | 2022-12-05 | 4 | Stergiou Andelos M. | SLS | Class A Common Stock | D | 2.6083 | -6,494 | -17 | 161,689 | ||||
| 2022-08-16 | 3 | Kalin Katherine Bach | SLS | Common Stock | D | 0 | ||||||||
| 2022-03-15 | 2022-03-14 | 4 | Francomano Robert | SLS | Stock Option (Right to Buy) | D | 5.23 | 100,000 | 100,000 | |||||
| 2022-03-14 | 3 | Francomano Robert | SLS | Common Stock | D | 0 | ||||||||
| 2022-02-01 | 2022-01-31 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Wasman Jane | SLS | Common Stock | D | 1,900 | 1,900 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Varian John | SLS | Common Stock | D | 1,900 | 1,900 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 1,900 | 1,900 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 5.34 | 48,750 | 48,750 | |||||
| 2022-02-01 | 2022-01-31 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 13,000 | 55,028 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 1,900 | 2,082 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 5.34 | 36,000 | 36,000 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Burns John Thomas | SLS | Common Stock | D | 9,600 | 27,244 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 5.34 | 165,000 | 165,000 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 44,000 | 165,167 | ||||||
| 2021-12-03 | 2021-12-02 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 6.2509 | -2,120 | -13 | 121,167 | ||||
| 2021-12-03 | 2021-12-02 | 4 | Burns John Thomas | SLS | Common Stock | D | 6.2673 | -231 | -1 | 17,644 | ||||
| 2021-12-03 | 2021-12-02 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 6.2547 | -847 | -5 | 42,028 | ||||
| 2021-03-08 | 2021-03-04 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 8.00 | 47,250 | 47,250 | |||||
| 2021-03-08 | 2021-03-04 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 7,875 | 32,875 | ||||||
| 2021-03-08 | 2021-03-04 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 8.00 | 17,250 | 17,250 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Burns John Thomas | SLS | Common Stock | D | 2,875 | 12,875 | ||||||
| 2021-03-08 | 2021-03-04 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 8.00 | 118,500 | 118,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 19,750 | 98,287 | ||||||
| 2020-03-16 | 2020-03-12 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 1.89 | 10,000 | 10,000 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Burns John Thomas | SLS | Common Stock | D | 15,000 | 15,000 | ||||||
| 2020-03-16 | 2020-03-12 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 1.89 | 70,000 | 70,000 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 95,000 | 95,000 | ||||||
| 2020-03-16 | 2020-03-12 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 1.89 | 25,000 | 25,000 | |||||
| 2020-03-16 | 2020-03-12 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 35,000 | 35,000 | ||||||
| 2019-03-18 | 2019-03-14 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 1.38 | 165,000 | 165,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 1.38 | 425,000 | 425,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 1.38 | 90,000 | 90,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Ghiglieri Stephen F | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Sarlis Nicholas J. | SLS | Stock Option (Right to Buy) | D | 1.38 | 50,000 | 50,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-01-03 | 2018-12-31 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 1.2540 | -23,277 | -29 | 426,858 | ||||
| 2018-12-19 | 3 | Burns John Thomas | SLS | Common Stock | D | 36 | ||||||||
| 2018-12-19 | 3 | Burns John Thomas | SLS | Common Stock | D | 36 | ||||||||
| 2018-12-19 | 3 | Burns John Thomas | SLS | Common Stock | D | 36 | ||||||||
| 2018-09-26 | 2018-09-24 | 4 | Lopez Fabio | SLS | Common Stock | D | -325,799 | 0 | ||||||
| 2018-09-26 | 2018-09-24 | 4 | Lopez Fabio | SLS | Common Stock | D | -676,324 | 0 | ||||||
| 2018-09-26 | 2018-09-24 | 4 | Lopez Fabio | SLS | Common Stock | D | -1,521,863 | 0 | ||||||
| 2018-06-13 | 2018-06-12 | 4 | Ghiglieri Stephen F | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | Lopez Fabio | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-04-24 | 3 | Mack Gene | SLS | Common Stock | D | 0 | ||||||||
| 2018-04-24 | 2018-04-20 | 4 | Mack Gene | SLS | Stock Option (Right to Buy) | D | 5.38 | 40,000 | 40,000 | |||||
| 2018-03-16 | 2017-12-29 | 4/A | SCHEINBERG DAVID A | SLS | Common Stock | D | 9,107 | 9,107 | ||||||
| 2018-03-16 | 3 | WOOD BARBARA A | SLS | Common Stock | D | 0 | ||||||||
| 2018-03-16 | 2018-03-14 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 5.10 | 50,000 | 50,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Ghiglieri Stephen F | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Lopez Fabio | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 5.24 | 95,000 | 95,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Sarlis Nicholas J. | SLS | Stock Option (Right to Buy) | D | 5.24 | 70,000 | 70,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Torre Gregory M | SLS | Stock Option (Right to Buy) | D | 5.24 | 30,000 | 30,000 | |||||
| 2017-12-29 | 3 | Varian John | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Krylov Aleksey N. | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Lopez Fabio | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Stergiou Andelos M. | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Sarlis Nicholas J. | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | SCHEINBERG DAVID A | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Wasman Jane | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Torre Gregory M | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Warrant (Right to Buy) | I | 316,163 | 316,163 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By limited liability company | SLS | Common Stock | I | 3,343 | 3,343 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Individual | SLS | Common Stock | I | 3,343 | 3,343 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 58,208 | 58,208 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 325,799 | 325,799 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 676,324 | 676,324 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 1,521,863 | 1,521,863 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By limited liability company | SLS | Common Stock | I | 149,766 | 149,766 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 9,107 | 9,107 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 450,135 | 450,135 | ||||||
| 2017-10-10 | 2017-10-10 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 0.3800 | 15,472 | 6 | 39,167 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.3800 | 17,130 | 7 | 42,918 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Chin Richard | GALE | Common Stock | D | 0.3800 | 12,708 | 5 | 31,339 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Ashton William | GALE | Common Stock | D | 0.3800 | 15,472 | 6 | 38,154 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 0.3800 | 14,366 | 5 | 34,690 | ||||
| 2017-10-10 | 2017-10-10 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.3800 | 13,814 | 5 | 36,039 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 0.3800 | 20,997 | 8 | 56,950 | ||||
| 2017-07-06 | 2017-07-06 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 0.5900 | 9,161 | 5 | 20,114 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Ashton William | GALE | Common Stock | D | 0.5900 | 9,866 | 6 | 22,682 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.5900 | 8,809 | 5 | 22,225 | ||||
| 2017-07-06 | 2017-06-08 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 0.5900 | 13,390 | 8 | 35,953 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Chin Richard | GALE | Common Stock | D | 0.5900 | 8,104 | 5 | 18,631 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 0.5900 | 9,866 | 6 | 23,695 | ||||
| 2017-07-06 | 2017-06-08 | 4 | GRAY MARY ANN | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.5900 | 10,924 | 6 | 25,788 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-06-22 | 2017-06-20 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.5461 | -500 | -0 | 14,864 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 0.5900 | 13,394 | 8 | 22,563 | ||||
| 2017-04-12 | 2017-04-10 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 0.5900 | 8,815 | 5 | 13,829 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.5900 | 10,927 | 6 | 15,364 | ||||
| 2017-04-12 | 2017-04-10 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.5900 | 9,865 | 6 | 13,416 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Chin Richard | GALE | Common Stock | D | 0.5900 | 8,107 | 5 | 10,527 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 0.5900 | 8,638 | 5 | 10,953 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Ashton William | GALE | Common Stock | D | 0.5900 | 9,870 | 6 | 12,816 | ||||
| 2017-02-10 | 3 | Gerber Sander | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 8,800,000 | ||||||||
| 2017-02-10 | 3 | Gerber Sander | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 8,800,000 | ||||||||
| 2017-02-10 | 3 | Gerber Sander | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 8,800,000 | ||||||||
| 2017-02-10 | 2017-02-08 | 4 | Hudson Bay Capital Management LP | GALE | Call Options (obligation to sell) | I | 1.00 | 33,000.0000 | 1,100 | 36,300 | ||||
| 2017-02-10 | 2017-02-08 | 4 | Hudson Bay Capital Management LP | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 0.8400 | -2,363,441 | -1,985 | 2,036,559 | ||||
| 2017-02-07 | 2017-02-06 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.41 | 10,000 | 10,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 1.9800 | 3,051 | 6 | 3,551 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Chin Richard | GALE | Common Stock | D | 1.9800 | 2,420 | 5 | 2,420 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.9800 | 3,262 | 6 | 4,437 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 1.9800 | 3,998 | 8 | 9,169 | ||||
| 2017-01-24 | 2017-01-20 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 1.9800 | 2,525 | 5 | 5,004 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Ashton William | GALE | Common Stock | D | 1.9800 | 2,946 | 6 | 2,946 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 1.9800 | 2,525 | 5 | 2,525 | ||||
| 2017-01-19 | 2017-01-17 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.81 | 5,000 | 5,000 | |||||
| 2017-01-19 | 2017-01-17 | 4 | Burns John Thomas | GALE | Stock Option (right to buy) | D | 1.81 | 15,000 | 15,000 | |||||
| 2017-01-19 | 2017-01-17 | 4 | Nejadnik Bijan | GALE | Stock Option (right to buy) | D | 1.81 | 30,000 | 30,000 | |||||
| 2016-12-20 | 2016-10-25 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 0.29 | 102,000 | 102,000 | |||||
| 2016-11-15 | 2016-11-01 | 4 | Ghiglieri Stephen F | GALE | Stock Option (right to buy) | D | 0.19 | 1,000,000 | 1,000,000 | |||||
| 2016-07-20 | 2016-07-14 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | GRAY MARY ANN | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-08 | 2016-07-01 | 4 | Nejadnik Bijan | GALE | Common Stock | D | 0.3995 | 8,503 | 3 | 8,503 | ||||
| 2016-07-06 | 2016-07-01 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 0.3995 | 8,503 | 3 | 439,978 | ||||
| 2016-07-06 | 2016-07-01 | 4 | Burns John Thomas | GALE | Common Stock | D | 0.3995 | 8,503 | 3 | 10,899 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Stock Option | D | 1.71 | -30,000 | 0 | |||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Stock Option | D | 1.85 | -65,625 | 30,000 | |||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Stock Option | D | 1.75 | -31,250 | 95,625 | |||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 2.1800 | -126,875 | -277 | 18,702 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.7100 | 30,000 | 51 | 145,577 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.8500 | 65,625 | 121 | 115,577 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.7500 | 31,250 | 55 | 49,952 | ||||
| 2016-04-28 | 3 | GRAY MARY ANN | GALE | Common Stock, par value $0.0001 | D | 79,876 | ||||||||
| 2016-04-28 | 3 | GRAY MARY ANN | GALE | Common Stock, par value $0.0001 | D | 79,876 | ||||||||
| 2016-04-28 | 2016-04-25 | 4 | GRAY MARY ANN | GALE | Stock Option (right to buy) | D | 1.40 | 200,000 | 200,000 | |||||
| 2016-03-04 | 3 | Burns John Thomas | GALE | Common Stock | D | 4,792 | ||||||||
| 2016-03-04 | 3 | Burns John Thomas | GALE | Common Stock | D | 4,792 | ||||||||
| 2016-03-04 | 2016-02-23 | 4 | Burns John Thomas | GALE | Stock Option (right to buy) | D | 0.84 | 75,000 | 75,000 | |||||
| 2015-12-29 | 2015-12-18 | 4 | Nejadnik Bijan | GALE | Stock Option (right to buy) | D | 1.50 | 50,000 | 50,000 | |||||
| 2015-12-29 | 2015-10-30 | 4 | Nejadnik Bijan | GALE | Stock Option (right to buy) | D | 1.68 | 350,000 | 350,000 | |||||
| 2015-12-22 | 2015-12-18 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.50 | 225,000 | 225,000 | |||||
| 2015-12-22 | 2015-12-18 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 1.50 | 1,250,000 | 1,250,000 | |||||
| 2015-07-16 | 2015-06-25 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.83 | 40,000 | 40,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-02-13 | 2014-02-03 | 5 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | -10,000 | 85,447 | ||||||
| 2015-01-20 | 2015-01-16 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 1.75 | 550,000 | 550,000 | |||||
| 2015-01-20 | 2014-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 1.2800 | 3,846 | 5 | 415,972 | ||||
| 2015-01-20 | 2015-01-16 | 4 | Dunlap Ryan | GALE | Stock Option (right to buy) | D | 1.75 | 125,000 | 125,000 | |||||
| 2015-01-20 | 2014-12-31 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.2800 | 3,846 | 5 | 11,650 | ||||
| 2015-01-20 | 2015-01-16 | 4 | Kivinski Margaret | GALE | Stock Option (right to buy) | D | 1.75 | 50,000 | 50,000 | |||||
| 2014-09-19 | 2014-06-30 | 4/A | Ahn Mark J | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 116,225 | ||||
| 2014-09-18 | 2014-09-16 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 2.23 | 200,000 | 200,000 | |||||
| 2014-07-29 | 2014-07-28 | 4 | Kivinski Margaret | GALE | Stock Option (right to buy) | D | 2.92 | 200,000 | 200,000 | |||||
| 2014-07-02 | 2014-06-30 | 4 | Ahn Mark J | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 116,225 | ||||
| 2014-07-02 | 2014-06-30 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 412,126 | ||||
| 2014-07-02 | 2014-06-30 | 4 | HAMILTON BRIAN L | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 2,461 | ||||
| 2014-07-02 | 2014-06-30 | 4 | Dunlap Ryan | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 7,804 | ||||
| 2014-04-21 | 2014-04-18 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 1.80 | 100,000 | 100,000 | |||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 5.9236 | -150,000 | -889 | 5,000 | ||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 155,000 | ||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 105,000 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.71 | -37,500 | 12,500 | |||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 4.3330 | -187,500 | -812 | 0 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 1.7100 | 37,500 | 64 | 187,500 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 150,000 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 50,000 | ||||
| 2014-02-13 | 2014-02-07 | 4 | Nisi Rudolph | GALE | Common Stock | D | 4.9371 | 20,000 | 99 | 23,500 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.71 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.85 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 4.1768 | -300,000 | -1,253 | 10,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 1.7100 | 50,000 | 86 | 310,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 260,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.8500 | 50,000 | 42 | 210,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 160,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 60,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.85 | -25,000 | 0 | |||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 5.6102 | -25,000 | -140 | 0 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 5.5700 | -50,000 | -278 | 25,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 0.8500 | 25,000 | 21 | 75,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 50,000 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.71 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 5.2800 | -250,000 | -1,320 | 3,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.7100 | 50,000 | 86 | 253,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 203,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 153,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 53,500 | ||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.71 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | -15,000 | 95,447 | ||||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 5.4100 | -250,000 | -1,352 | 17,974 | ||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 1.7100 | 50,000 | 86 | 267,974 | ||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 1.1800 | 200,000 | 236 | 217,974 | ||||
| 2014-01-31 | 2014-01-30 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 5.5650 | -100,000 | -556 | 409,665 | ||||
| 2014-01-29 | 2013-11-26 | 4/A | Ahn Mark J | GALE | Stock Option (right to buy) | D | 3.88 | 600,000 | 600,000 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 1.71 | -121,875 | 423,173 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 0.72 | -200,000 | 200,000 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 1.38 | -324,890 | 25,110 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 1.38 | -100,000 | 0 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 2.31 | -50,000 | 0 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 4.8300 | -796,765 | -3,848 | 113,764 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.7100 | 121,875 | 208 | 918,529 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 0.7200 | 200,000 | 144 | 788,654 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.3800 | 324,890 | 448 | 588,654 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.3800 | 100,000 | 138 | 263,764 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 163,764 | ||||
| 2014-01-22 | 2014-01-17 | 4 | Nisi Rudolph | GALE | Common Stock | D | 6.9000 | -200,000 | -1,380 | 3,500 | ||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.85 | -100,000 | 0 | |||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.8500 | 100,000 | 85 | 203,500 | ||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 103,500 | ||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.18 | -200,000 | 0 | |||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 6.1300 | -250,000 | -1,532 | 5,000 | ||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 255,000 | ||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 1.1800 | 200,000 | 236 | 205,000 | ||||
| 2014-01-22 | 2014-01-17 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 0.85 | -200,000 | 0 | |||||
| 2014-01-22 | 2014-01-17 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 7.0000 | -200,000 | -1,400 | 5,000 | ||||
| 2014-01-22 | 2014-01-17 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 0.8500 | 200,000 | 170 | 205,000 | ||||
| 2014-01-22 | 2014-01-17 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 6.9250 | -200,000 | -1,385 | 110,447 | ||||
| 2014-01-22 | 2013-12-31 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.8785 | 5,656 | 11 | 113,764 | ||||
| 2014-01-22 | 2013-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 1.8785 | 5,656 | 11 | 509,665 | ||||
| 2014-01-22 | 2013-12-31 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.8785 | 2,728 | 5 | 5,343 | ||||
| 2014-01-16 | 2014-01-14 | 4 | Hillsberg Sanford Family Trust | GALE | Stock Option | I | 0.85 | -200,000 | 0 | |||||
| 2014-01-16 | 2014-01-14 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 6.9600 | -24,426 | -170 | 310,447 | ||||
| 2014-01-16 | 2014-01-14 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 0.8500 | 200,000 | 170 | 334,873 | ||||
| 2013-12-16 | 2013-11-26 | 4 | HAMILTON BRIAN L | GALE | Stock Option (right to buy) | D | 3.88 | 300,000 | 300,000 | |||||
| 2013-12-13 | 2013-12-12 | 4 | Hillsberg Sanford Family Trust | GALE | Stock Option | I | 0.72 | -50,000 | 0 | |||||
| 2013-12-13 | 2013-12-12 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 4.1900 | -8,592 | -36 | 134,873 | ||||
| 2013-12-13 | 2013-12-12 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 0.7200 | 50,000 | 36 | 143,375 | ||||
| 2013-12-13 | 2013-11-12 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | -37,001 | 93,375 | ||||||
| 2013-11-27 | 2013-11-26 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Ahn Mark J | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Ahn Mark J | gale | Stock Option (right to buy) | D | 3.88 | 600,000 | 600,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | KRIEGSMAN STEVEN A | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Hillsberg Sanford | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | GALLIKER STEPHEN S | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Chin Richard | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | SCHWARTZ MARK W. | gale | Stock Option (right to buy) | D | 3.88 | 300,000 | 300,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Ashton William | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Dunlap Ryan | gale | Stock Option (right to buy) | D | 3.88 | 150,000 | 150,000 | |||||
| 2013-10-15 | 2013-10-11 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 2,630 | 17,974 | ||||||
| 2013-10-15 | 2013-10-11 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 7,349 | 504,009 | ||||||
| 2013-07-03 | 2013-06-30 | 4 | Ahn Mark J | GALE | Common Stock, par value $0.0001 | D | 1.3500 | 7,862 | 11 | 108,108 | ||||
| 2013-07-03 | 2013-06-30 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 1.3500 | 7,862 | 11 | 496,660 | ||||
| 2013-07-03 | 2013-06-30 | 4 | Dunlap Ryan | GALE | Common Stock, par value $0.0001 | D | 1.3500 | 1,369 | 2 | 2,615 | ||||
| 2013-06-17 | 2013-06-04 | 4/A | Hillsberg Sanford | GALE | Common Stock | D | 9,344 | 145,720 | ||||||
| 2013-06-17 | 2013-06-04 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 26,110 | 488,798 | ||||||
| 2013-06-13 | 2013-06-04 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 9,327 | 145,703 | ||||||
| 2013-04-30 | 2013-04-26 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 2.54 | 100,000 | 100,000 | |||||
| 2013-01-31 | 2011-04-13 | 4/A | SCHWARTZ MARK W. | GALE | Common Stock | D | 330,872 | 330,872 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | MAZANET ROSEMARY | GALE | Stock Option (right to buy) | D | 1.71 | 450,000 | 450,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Ahn Mark J | GALE | Stock Option (right to buy) | D | 1.71 | 650,000 | 650,000 | |||||
| 2013-01-31 | 2012-12-31 | 4 | Ahn Mark J | GALE | Common Stock, par value $0.0001 | D | 1.3000 | 7,668 | 10 | 100,246 | ||||
| 2013-01-31 | 2013-01-29 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 1.71 | 250,000 | 250,000 | |||||
| 2013-01-31 | 2012-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 1.3000 | 7,668 | 10 | 462,688 | ||||
| 2013-01-31 | 2013-01-29 | 4 | Dunlap Ryan | GALE | Stock Option (right to buy) | D | 1.71 | 40,000 | 40,000 | |||||
| 2013-01-31 | 2012-12-31 | 4 | Dunlap Ryan | GALE | Common Stock, par value $0.0001 | D | 1.3000 | 1,246 | 2 | 1,246 | ||||
| 2012-11-05 | 2012-11-02 | 4 | Hillsberg Sanford | GALE | Common Stock | D | -20,000 | 136,376 | ||||||
| 2012-07-11 | 2012-07-10 | 4 | Ahn Mark J | GALE | Common Stock, par value $0.0001 | D | 0.3995 | 31,289 | 12 | 92,578 | ||||
| 2012-07-11 | 2012-07-10 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 0.3995 | 21,902 | 9 | 461,809 | ||||
| 2012-07-11 | 2012-06-15 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 89,322 | 439,907 | ||||||
| 2012-07-10 | 2012-06-15 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 31,966 | 156,376 | ||||||
| 2012-06-19 | 2012-06-15 | 4 | MAZANET ROSEMARY | GALE | Stock Option (right to buy) | D | 1.73 | 150,000 | 150,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Ahn Mark J | GALE | Stock Option (right to buy) | D | 0.72 | 400,000 | 400,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 0.72 | 200,000 | 200,000 | |||||
| 2012-01-09 | 2011-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $.0001 | D | 0.4000 | 12,924 | 5 | 350,585 | ||||
| 2012-01-06 | 2011-12-31 | 4 | Ahn Mark J | GALE | Common Stock, par value $.0001 | D | 0.4000 | 31,289 | 13 | 61,289 | ||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene | RXII | Stock Option | D | 1.28 | 30,000 | 30,000 | |||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene by Ringneck Investment, LLC | RXII | Common Stock | I | 2,576 | 379,294 | ||||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene by wife | RXII | Common Stock | I | 2,430 | 376,718 | ||||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene | RXII | Common Stock | D | 374,288 | 374,288 | ||||||
| 2011-04-22 | 2011-04-13 | 4 | SCHWARTZ MARK W. | RXII | Common Stock | D | 1.28 | 40,000 | 40,000 | |||||
| 2011-04-22 | 2011-04-13 | 4 | SCHWARTZ MARK W. | RXII | Common Stock | D | 337,661 | 337,661 | ||||||
| 2011-04-21 | 2011-03-31 | 4 | Ahn Mark J | RXII | Stock Option | D | 1.38 | 525,000 | 525,000 | |||||
| 2011-04-21 | 2011-03-31 | 4 | Ahn Mark J | RXII | Stock Option | D | 1.38 | 100,000 | 100,000 | |||||
| 2011-04-21 | 2011-04-13 | 4/A | Hillsberg Sanford | RXII | Common Stock | D | 120,838 | 126,838 | ||||||
| 2011-04-20 | 2011-04-20 | 4 | Ahn Mark J | RXII | Common Stock, par value $.0001 | D | 0.9500 | 10,000 | 10 | 10,000 | ||||
| 2011-04-15 | 2011-04-13 | 4 | Hillsberg Sanford | RXII | Common Stock | D | 135,159 | 141,159 | ||||||
| 2011-03-29 | 2011-03-25 | 4 | Chin Richard | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 1.18 | 200,000 | 200,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Nisi Rudolph | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Nisi Rudolph | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-17 | 2011-03-15 | 4 | Beerman Noah D | RXII | Common Stock | D | 77,587 | 92,994 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Khvorova Anastasia | RXII | Common Stock | D | 43,053 | 60,559 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Pavco Pamela | RXII | Common Stock | D | 33,563 | 44,940 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Tata Amy B | RXII | Common Stock | D | 14,065 | 14,065 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Varanasi Ramani | RXII | Common Stock | D | 29,925 | 41,083 | ||||||
| 2011-01-14 | 2011-01-13 | 4 | Ahn Mark J | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | Chin Richard | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | Nisi Rudolph | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2010-07-21 | 2010-07-19 | 4 | Varanasi Ramani | RXII | Common Stock | D | 2.0400 | 5,600 | 11 | 11,158 | ||||
| 2010-07-21 | 2010-07-19 | 4 | Varanasi Ramani | RXII | Common Stock | D | 2.0532 | -5,000 | -10 | 5,558 | ||||
| 2010-07-16 | 2010-07-15 | 4 | Pavco Pamela | RXII | Common Stock | D | 2.3842 | 5,000 | 12 | 11,377 | ||||
| 2010-07-14 | 2010-07-12 | 4 | Khvorova Anastasia | RXII | Common Stock | D | 2.2300 | 10,000 | 22 | 17,506 | ||||
| 2010-07-12 | 2010-07-08 | 4 | Varanasi Ramani | RXII | Common Stock | D | 2.0400 | 5,000 | 10 | 10,558 | ||||
| 2010-07-12 | 2010-07-09 | 4 | Beerman Noah D | RXII | Common Stock | D | 2.2292 | 10,000 | 22 | 15,407 | ||||
| 2010-04-16 | 2010-04-15 | 4 | Andrikopoulos Konstantinos | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-16 | 2010-04-15 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-16 | 2010-04-15 | 4 | Pavco Pamela | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-16 | 2010-04-15 | 4 | Varanasi Ramani | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-02 | 2010-03-31 | 4 | Samarsky Dmitry | RXII | Common Stock | D | 4.6500 | -4,081 | -19 | 0 | ||||
| 2010-03-30 | 2010-03-26 | 4 | GALLIKER STEPHEN S | RXII | Common stock | D | 5.5400 | -15,000 | -83 | 10,000 | ||||
| 2010-03-30 | 2010-03-26 | 4 | Hillsberg Sanford | RXII | Common Stock | D | 5.6600 | -25,000 | -142 | 6,000 | ||||
| 2010-03-04 | 2010-03-02 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 5.28 | 50,000 | 50,000 | |||||
| 2010-01-22 | 2010-01-20 | 4 | Andrikopoulos Konstantinos | RXII | Common Stock | D | 5,750 | 5,750 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Beerman Noah D | RXII | Common Stock | D | 5,407 | 5,407 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Pavco Pamela | RXII | Common Stock | D | 6,377 | 6,377 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Khvorova Anastasia | RXII | Common Stock | D | 7,506 | 7,506 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Samarsky Dmitry | RXII | Common Stock | D | 4,081 | 4,081 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Varanasi Ramani | RXII | Common Stock | D | 5,558 | 5,558 | ||||||
| 2010-01-19 | 2010-01-14 | 4 | Chin Richard | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Ahn Mark J | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Nisi Rudolph | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Beerman Noah D | RXII | Stock Option | D | 5.66 | 5,792 | 5,792 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Samarsky Dmitry | RXII | Stock Option | D | 5.66 | 18,121 | 18,121 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Pavco Pamela | RXII | Stock Option | D | 5.66 | 28,054 | 28,054 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Tata Amy B | RXII | Stock Option | D | 5.66 | 12,081 | 12,081 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 5.66 | 27,182 | 27,182 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Varanasi Ramani | RXII | Stock Option | D | 5.66 | 17,628 | 17,628 | |||||
| 2009-11-09 | 2009-11-05 | 4 | Beerman Noah D | RXII | Stock Option | D | 2.19 | 350,000 | 350,000 | |||||
| 2009-10-20 | 2009-10-16 | 4 | GALLIKER STEPHEN S | RXII | Common Stock | D | 15,000 | 25,000 | ||||||
| 2009-10-20 | 2009-10-16 | 4 | Hillsberg Sanford | RXII | Common Stock | D | 25,000 | 31,000 | ||||||
| 2009-10-20 | 2009-10-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 5,000 | 5,000 | ||||||
| 2009-10-20 | 2009-10-16 | 4 | Nisi Rudolph | RXII | Common Stock | D | 3,500 | 3,500 | ||||||
| 2009-09-24 | 2009-09-22 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 2.92 | 81,242 | 81,242 | |||||
| 2009-09-24 | 2009-09-22 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 2.92 | 18,758 | 18,758 | |||||
| 2009-08-20 | 2009-08-19 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 3.1320 | -8,990 | -28 | 0 | ||||
| 2009-07-06 | 2009-07-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.1866 | -1,723 | -7 | 8,988 | ||||
| 2009-07-06 | 2009-07-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5319 | -1,170 | -5 | 10,711 | ||||
| 2009-07-01 | 2009-06-30 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.4469 | -2,900 | -13 | 11,881 | ||||
| 2009-07-01 | 2009-06-29 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6546 | -1,800 | -8 | 14,781 | ||||
| 2009-06-29 | 2009-06-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5485 | -4,600 | -21 | 16,581 | ||||
| 2009-06-29 | 2009-06-25 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6357 | -1,500 | -7 | 21,181 | ||||
| 2009-06-25 | 2009-06-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6900 | -600 | -3 | 22,681 | ||||
| 2009-06-25 | 2009-06-23 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5900 | -500 | -2 | 23,281 | ||||
| 2009-06-23 | 2009-06-22 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6500 | -1,200 | -6 | 23,781 | ||||
| 2009-06-23 | 2009-06-19 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7400 | -1,700 | -8 | 24,981 | ||||
| 2009-06-19 | 2009-06-18 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6000 | -1,400 | -6 | 26,681 | ||||
| 2009-06-19 | 2009-06-17 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7600 | -1,201 | -6 | 28,081 | ||||
| 2009-06-17 | 2009-06-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7800 | -400 | -2 | 29,282 | ||||
| 2009-06-17 | 2009-06-15 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7169 | -1,200 | -6 | 29,682 | ||||
| 2009-06-15 | 2009-06-12 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9625 | -2,500 | -12 | 30,882 | ||||
| 2009-06-15 | 2009-06-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.1336 | -1,100 | -6 | 33,382 | ||||
| 2009-06-11 | 2009-06-10 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.0193 | -1,500 | -8 | 34,482 | ||||
| 2009-06-11 | 2009-06-09 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9608 | -3,700 | -18 | 35,982 | ||||
| 2009-06-09 | 2009-06-08 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.0361 | -4,000 | -20 | 39,682 | ||||
| 2009-06-09 | 2009-06-05 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9185 | -800 | -4 | 43,682 | ||||
| 2009-06-05 | 2009-06-04 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9417 | -2,600 | -13 | 44,482 | ||||
| 2009-06-05 | 2009-06-03 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.1121 | -2,400 | -12 | 47,082 | ||||
| 2009-06-03 | 2009-06-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.1874 | -6,084 | -32 | 49,482 | ||||
| 2009-06-03 | 2009-06-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.0440 | -7,000 | -35 | 55,566 | ||||
| 2009-06-01 | 2009-05-29 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.5607 | -2,300 | -13 | 62,566 | ||||
| 2009-06-01 | 2009-05-28 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.9160 | -1,700 | -10 | 64,866 | ||||
| 2009-05-28 | 2009-05-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 6.0007 | -4,800 | -29 | 66,566 | ||||
| 2009-05-13 | 2009-05-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9286 | -700 | -3 | 71,366 | ||||
| 2009-05-11 | 2009-05-08 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.8206 | -1,743 | -8 | 72,066 | ||||
| 2009-05-11 | 2009-05-07 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5904 | -3,513 | -16 | 73,809 | ||||
| 2009-05-07 | 2009-05-06 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.4169 | -4,051 | -18 | 77,322 | ||||
| 2009-05-07 | 2009-05-05 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.1847 | -5,500 | -23 | 81,373 | ||||
| 2009-05-05 | 2009-05-04 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8600 | -2,300 | -11 | 86,873 | ||||
| 2009-05-05 | 2009-05-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7425 | -2,800 | -13 | 89,173 | ||||
| 2009-05-01 | 2009-04-30 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9033 | -5,500 | -27 | 91,973 | ||||
| 2009-05-01 | 2009-04-29 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.5400 | -1,700 | -8 | 97,473 | ||||
| 2009-04-29 | 2009-04-28 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6558 | -1,200 | -6 | 99,173 | ||||
| 2009-04-29 | 2009-04-27 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7482 | -1,700 | -8 | 100,373 | ||||
| 2009-04-28 | 2009-04-23 | 4/A | Chin Richard | RXII | Stock Option | D | 4.60 | 50,000 | 50,000 | |||||
| 2009-04-27 | 2009-04-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8663 | -2,000 | -10 | 102,073 | ||||
| 2009-04-27 | 2009-04-23 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6141 | -2,800 | -13 | 104,073 | ||||
| 2009-04-27 | 2009-04-23 | 4 | Chin Richard | RXII | Stock Option | D | 4.60 | 50,000 | 50,000 | |||||
| 2009-04-23 | 2009-04-22 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8160 | -1,000 | -5 | 106,873 | ||||
| 2009-04-23 | 2009-04-21 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7737 | -1,900 | -9 | 107,873 | ||||
| 2009-04-21 | 2009-04-20 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8400 | -300 | -1 | 109,773 | ||||
| 2009-04-21 | 2009-04-17 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7245 | -3,100 | -15 | 110,073 | ||||
| 2009-04-17 | 2009-04-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7873 | -2,900 | -14 | 113,173 | ||||
| 2009-04-17 | 2009-04-15 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8035 | -2,400 | -12 | 116,073 | ||||
| 2009-04-15 | 2009-04-14 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9616 | -6,300 | -31 | 118,473 | ||||
| 2009-04-15 | 2009-04-13 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8994 | -1,700 | -8 | 124,773 | ||||
| 2009-04-13 | 2009-04-08 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7996 | -2,400 | -12 | 127,673 | ||||
| 2009-04-13 | 2009-04-09 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9150 | -1,200 | -6 | 126,473 | ||||
| 2009-04-08 | 2009-04-07 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.5065 | -800 | -4 | 130,073 | ||||
| 2009-04-08 | 2009-04-06 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6898 | -2,409 | -11 | 130,873 | ||||
| 2009-04-06 | 2009-04-03 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8924 | -1,400 | -7 | 133,282 | ||||
| 2009-04-06 | 2009-04-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7229 | -3,100 | -15 | 134,682 | ||||
| 2009-04-02 | 2009-04-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8038 | -2,610 | -13 | 137,782 | ||||
| 2009-04-02 | 2009-03-31 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 5.4027 | -6,033 | -33 | 140,392 | ||||
| 2009-03-31 | 2009-03-30 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9963 | -1,100 | -5 | 147,325 | ||||
| 2009-03-31 | 2009-03-27 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 5.1567 | -600 | -3 | 148,425 | ||||
| 2009-03-31 | 2009-03-27 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6377 | -4,209 | -20 | 149,025 | ||||
| 2009-03-31 | 2009-03-13 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3289 | -900 | -3 | 146,425 | ||||
| 2009-03-27 | 2009-03-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.9936 | -1,700 | -7 | 153,234 | ||||
| 2009-03-27 | 2009-03-25 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.8460 | -1,500 | -6 | 154,934 | ||||
| 2009-03-25 | 2009-03-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.6600 | -800 | -3 | 156,434 | ||||
| 2009-03-25 | 2009-03-23 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.8397 | -5,447 | -21 | 157,234 | ||||
| 2009-03-23 | 2009-03-20 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.6040 | -1,600 | -6 | 162,681 | ||||
| 2009-03-23 | 2009-03-19 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.4500 | -2,000 | -7 | 164,281 | ||||
| 2009-03-19 | 2009-03-18 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.8349 | -3,400 | -13 | 166,281 | ||||
| 2009-03-19 | 2009-03-17 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.5139 | -2,600 | -9 | 169,681 | ||||
| 2009-03-16 | 2009-03-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.0510 | -2,401 | -7 | 172,281 | ||||
| 2009-03-16 | 2009-03-12 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3392 | -1,300 | -4 | 174,684 | ||||
| 2009-03-12 | 2009-03-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.4356 | -2,700 | -9 | 175,984 | ||||
| 2009-03-12 | 2009-03-10 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.1653 | -7,400 | -23 | 178,684 | ||||
| 2009-03-10 | 2009-03-09 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 2.9697 | -4,500 | -13 | 186,084 | ||||
| 2009-03-10 | 2009-03-06 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3157 | -1,300 | -4 | 190,584 | ||||
| 2009-03-09 | 2009-02-09 | 4 | Hillsberg Sanford | RXII | Common Stock | D | -4,000 | 6,000 | ||||||
| 2009-03-09 | 2009-03-05 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3607 | -2,100 | -7 | 191,884 | ||||
| 2009-03-09 | 2009-03-04 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.5592 | -1,500 | -5 | 193,984 | ||||
| 2009-03-09 | 2009-03-03 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.6380 | -2,900 | -11 | 195,484 | ||||
| 2009-03-09 | 2009-03-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.7586 | -4,700 | -18 | 198,384 | ||||
| 2009-03-09 | 2009-02-27 | 4 | KRIEGSMAN STEVEN A | RXII | Commpn Stock | D | 4.0476 | -1,300 | -5 | 203,084 | ||||
| 2009-03-09 | 2009-02-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.2475 | -400 | -2 | 204,384 | ||||
| 2009-03-09 | 2009-02-25 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.2467 | -1,800 | -8 | 204,784 | ||||
| 2009-03-09 | 2009-02-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.4039 | -3,000 | -13 | 206,584 | ||||
| 2009-01-20 | 2009-01-15 | 4 | Nisi Rudolph | RXII | Stock Option | D | 4.19 | 35,500 | 50,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Ahn Mark J | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Pavco Pamela | RXII | Stock Option | D | 4.19 | 47,000 | 234,137 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Woolf Tod | RXII | Stock Option | D | 4.19 | 48,000 | 420,100 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Samarsky Dmitry | RXII | Stock Option | D | 4.19 | 30,000 | 158,260 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Ahn Mark J | RXII | Non-Qualified Stock Option (right to buy) | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | GALLIKER STEPHEN S | RXII | Non-Qualified Stock Option | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Hillsberg Sanford | RXII | Non-Qualified Stock Option | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | KRIEGSMAN STEVEN A | RXII | Non-Qualified Stock Option | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Pavco Pamela | RXII | Incentive Stock Option | D | 7.50 | 41,826 | 41,826 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Samarsky Dmitry | RXII | Incentive Stock Option | D | 7.50 | 22,699 | 22,699 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Woolf Tod | RXII | Incentive Stock Option | D | 7.50 | 55,106 | 55,106 | |||||
| 2008-03-13 | 2008-03-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 200,594 | 209,584 | ||||||
| 2008-03-13 | 2008-03-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 8,990 | 8,990 | ||||||
| 2008-02-14 | 3 | Ahn Mark J | NONE | Common Stock | D | 10,000 | ||||||||
| 2008-02-14 | 3 | GALLIKER STEPHEN S | NONE | Common Stock | D | 10,000 | ||||||||
| 2008-02-14 | 3 | Hillsberg Sanford | NONE | Common Stock | D | 10,000 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
