CION / CION Investment Corporation - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

CION Investment Corporation
US ˙ NYSE ˙ US17259U2042

Mga Batayang Estadistika
LEI 549300XN70JLF94XKX80
CIK 1534254
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CION Investment Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 7, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 814-00941 CĪON Investment Corpor

August 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 (August 4, 2025) C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 (August 4, 2025) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporat

August 7, 2025 EX-99.2

CION Investment Corporation Second Quarter 2025 Earnings Presentation

Exhibit 99.2 CION Investment Corporation Second Quarter 2025 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on Thursday, August 7 , 2025 as well as the Company’s Quarterly Report o

August 7, 2025 EX-99.1

CION INVESTMENT CORPORATION REPORTS SECOND QUARTER 2025 FINANCIAL RESULTS Declares Third Quarter 2025 Base Distribution of $0.36 per Share

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS SECOND QUARTER 2025 FINANCIAL RESULTS Declares Third Quarter 2025 Base Distribution of $0.36 per Share For Immediate Release NEW YORK, NY, August 7, 2025 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today reported financial results for the second quarter ended June 30, 2025 and filed its Form 10-Q with the U.S. Securities and

July 29, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 (July 28, 2025) CĪO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 (July 28, 2025) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporatio

July 1, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 CĪON Investment Corp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission Fi

July 1, 2025 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES 2025 SECOND QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, August 7, 2025

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES 2025 SECOND QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, August 7, 2025 NEW YORK, NY (July 1, 2025) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the second quarter ended June 30, 2025 on Thursday, August 7, 2025, prior to the opening

May 30, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101)   SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted

May 8, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 (May 5, 2025) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (

May 8, 2025 EX-99.1

CION INVESTMENT CORPORATION REPORTS FIRST QUARTER 2025 FINANCIAL RESULTS Declares Second Quarter 2025 Base Distribution of $0.36 per Share

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS FIRST QUARTER 2025 FINANCIAL RESULTS Declares Second Quarter 2025 Base Distribution of $0.36 per Share For Immediate Release NEW YORK, NY, May 8, 2025 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today reported financial results for the first quarter ended March 31, 2025 and filed its Form 10-Q with the U.S. Securities and Ex

May 8, 2025 EX-99.2

CION Investment Corporation First Quarter 2025 Earnings Presentation

Exhibit 99.2 CION Investment Corporation First Quarter 2025 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on Thursday, May 8 , 2025 as well as the Company’s Quarterly Report on Fo

May 8, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment Corpo

April 2, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2025 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission F

April 2, 2025 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES 2025 FIRST QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, May 8, 2025

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES 2025 FIRST QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, May 8, 2025 NEW YORK, NY (April 2, 2025) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the first quarter ended March 31, 2025 on Thursday, May 8, 2025, prior to the opening of the

March 13, 2025 EX-99.1

Report of Independent Registered Public Accounting Firm on Supplemental Information.*

Report of Independent Registered Public Accounting Firm on Supplemental Information To the Shareholders and the Board of Directors of CĪON Investment Corporation Our audits of the consolidated financial statements and internal control over financial reporting of CĪON Investment Corporation and Subsidiaries (the Company) as of December 31, 2024, referred to in our reports dated March 12, 2025 (appearing in the accompanying Annual Report on Form 10-K), also included an audit of the senior securities table of the Company appearing in such Form 10-K.

March 13, 2025 EX-99.1

CION INVESTMENT CORPORATION REPORTS FOURTH QUARTER AND YEAR END 2024 FINANCIAL RESULTS Continued Strong Performance in 2024 With $1.79 in Net Investment Income and $1.52 in Total Shareholder Distributions

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS FOURTH QUARTER AND YEAR END 2024 FINANCIAL RESULTS Continued Strong Performance in 2024 With $1.79 in Net Investment Income and $1.52 in Total Shareholder Distributions For Immediate Release NEW YORK, NY, March 13, 2025 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today reported financial results for the fourth quarter and ye

March 13, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2025 (March 10, 2025) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporat

March 13, 2025 EX-99.2

CION Investment Corporation Fourth Quarter 2024 Earnings Presentation

Exhibit 99.2 CION Investment Corporation Fourth Quarter 2024 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on Thursday, March 13 , 2025 as well as the Company’s Annual Report on F

March 13, 2025 EX-4.3

Description of Registrant’s Securities

Exhibit 4.3 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 CĪON Investment Corporation (the “Company”) has two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) common stock, par value $0.001 per share (“common stock”), and (ii) 7.50% Notes due December 2029

March 13, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment Corporatio

March 13, 2025 EX-19.1

CĪON Investment Corporation, CION Investment Management, LLC and Affiliated Funds and Advisers Statement of Policy on Insider Trading (Incorporated by reference to Exhibit 19.1 to Registrant's Annual Report on Form 10-K filed with the SEC on March 13, 2025 (File No. 814-0094)).

Exhibit 19.1 CION INVESTMENT CORPORATION CION INVESTMENT MANAGEMENT, LLC AND AFFILIATED FUNDS AND ADVISERS STATEMENT OF POLICY ON INSIDER TRADING INTRODUCTION It is illegal for any person, either personally or on behalf of others, to trade in publicly traded securities on the basis of material, non-public information. It is also illegal to communicate (or “tip”) material, non-public information to

February 19, 2025 EX-99.1

CION INVESTMENT CORPORATION ENTERS INTO A NEW THREE-YEAR $125 MILLION LOAN AGREEMENT WITH UBS Provides Improved Economic Terms and More Constructive Operating Provisions

Exhibit 99.1 CION INVESTMENT CORPORATION ENTERS INTO A NEW THREE-YEAR $125 MILLION LOAN AGREEMENT WITH UBS Provides Improved Economic Terms and More Constructive Operating Provisions NEW YORK, NY (February 19, 2025) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it has terminated its existing senior secured repurchase facility with UBS AG, London Branch (“UBS”) and simult

February 19, 2025 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 (February 13, 2025) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Inco

February 19, 2025 EX-10.1

Termination Agreement, dated as of February 13, 2025, by and among Murray Hill Funding II, LLC, Murray Hill Funding, LLC, CION Investment Management, LLC, UBS AG, London Branch, US Bank Trust Company, National Association, and US Bank National Association (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on February 19, 2025 (File No. 814-00941)).

Exhibit 10.1 TERMINATION AGREEMENT (this “Agreement”) February 13, 2025 Reference is made to: (A) that certain TBMA/ISMA Global Master Repurchase Agreement (2000 version) dated as of May 15, 2017 (together with the annexes thereto and each confirmation and transaction supplement thereunder, including the Seventh Amended and Restated Confirmation in respect of Repurchase Transactions (Class A-1 Not

February 19, 2025 EX-10.2

Loan and Security Agreement, dated as of February 13, 2025, by and among Murray Hill Funding II, LLC, Murray Hill Funding, LLC, CION Investment Management, LLC, each of the Lenders from time-to-time party thereto, UBS AG, London Branch, US Bank Trust Company, National Association, and US Bank National Association (Incorporated by reference to Exhibit 10.2 to Registrant’s Current Report on Form 8-K filed with the SEC on February 19, 2025 (File No. 814-00941)).

Exhibit 10.2 $125,000,000 LOAN AND SECURITY AGREEMENT by and among CĪON INVESTMENT MANAGEMENT, LLC, as the Collateral Manager MURRAY HILL FUNDING II, LLC, as the Borrower MURRAY HILL FUNDING, LLC, as the Equityholder EACH OF THE LENDERS FROM TIME TO TIME PARTY HERETO, as the Lenders UBS AG LONDON BRANCH, as the Administrative Agent U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as the Collateral A

February 3, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2025 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commissio

February 3, 2025 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES 2024 FOURTH QUARTER AND YEAR-END EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, March 13, 2025

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES 2024 FOURTH QUARTER AND YEAR-END EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, March 13, 2025 NEW YORK, NY (February 3, 2025) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the fourth quarter and full year ended December 31, 2024 on Thursday, Ma

January 14, 2025 EX-10.1

Seventh Amended and Restated Master Confirmation to the Global Master Repurchase Agreement (Class A-1 Notes), dated as of January 13, 2025, by and between Murray Hill Funding, LLC and UBS AG (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on January 14, 2025 (File No. 814-00941)).

Exhibit 10.1 Seventh Amended and Restated Confirmation in respect of Repurchase Transaction (Class A-1 Notes) January 13, 2025 To: Murray Hill Funding, LLC c/o CĪON Investment Corporation 100 Park Avenue, 25th Floor New York, NY 10017 Attention: Keith Franz From: UBS AG, London Branch Dear Sirs, The purpose of this Seventh Amended and Restated Confirmation in respect of Repurchase Transaction (thi

January 14, 2025 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2025 (January 13, 2025) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorp

January 14, 2025 EX-10.2

Third Amended and Restated Master Confirmation to the Global Master Repurchase Agreement (Class A-R Notes), dated as of January 13, 2025, by and between Murray Hill Funding, LLC and UBS AG (Incorporated by reference to Exhibit 10.2 to Registrant’s Current Report on Form 8-K filed with the SEC on January 14, 2025 (File No. 814-00941)).

Exhibit 10.2 Third Amended and Restated Confirmation in respect of Repurchase Transaction (Class A-R Notes) January 13, 2025 To: Murray Hill Funding, LLC c/o CĪON Investment Corporation 100 Park Avenue, 25th Floor New York, NY 10017 Attention: Keith Franz From: UBS AG, London Branch Dear Sirs, The purpose of this Confirmation in respect of Repurchase Transaction (this “Confirmation”) is to set for

December 23, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2024 (December 19, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Inco

December 23, 2024 EX-99.1

CION Investment Corporation Announces Year-End Special Distribution of $0.05 Per Share Distributions Declared in 2024 Total $1.52 Per Share

Exhibit 99.1 CION Investment Corporation Announces Year-End Special Distribution of $0.05 Per Share Distributions Declared in 2024 Total $1.52 Per Share FOR IMMEDIATE RELEASE - NEW YORK, NY (December 23, 2024) — CION Investment Corporation (NYSE: CION) (“CION”) today announced that it has declared a special distribution for the year ending December 31, 2024 in the amount of $0.05 per share, payabl

November 15, 2024 EX-10.2

Second Amended and Restated Master Confirmation to the Global Master Repurchase Agreement (Class A-R Notes), dated as of November 13, 2024, by and between Murray Hill Funding, LLC and UBS AG (Incorporated by reference to Exhibit 10.2 to Registrant’s Current Report on Form 8-K filed with the SEC on November 15, 2024 (File No. 814-00941)).

Exhibit 10.2 Second Amended and Restated Confirmation in respect of Repurchase Transaction (Class A-R Notes) November 13, 2024 To: Murray Hill Funding, LLC c/o CĪON Investment Corporation 100 Park Avenue, 25th Floor New York, NY 10017 Attention: Keith Franz From: UBS AG, London Branch Dear Sirs, The purpose of this Confirmation in respect of Repurchase Transaction (this “Confirmation”) is to set f

November 15, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 (November 13, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Inco

November 15, 2024 EX-10.1

Sixth Amended and Restated Master Confirmation to the Global Master Repurchase Agreement (Class A-1 Notes), dated as of November 13, 2024, by and between Murray Hill Funding, LLC and UBS AG (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on November 15, 2024 (File No. 814-00941)).

Exhibit 10.1 Sixth Amended and Restated Confirmation in respect of Repurchase Transaction (Class A-1 Notes) November 13, 2024 To: Murray Hill Funding, LLC c/o CĪON Investment Corporation 100 Park Avenue, 25th Floor New York, NY 10017 Attention: Keith Franz From: UBS AG, London Branch Dear Sirs, The purpose of this Sixth Amended and Restated Confirmation in respect of Repurchase Transaction (this “

November 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment C

November 7, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 (November 4, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorp

November 7, 2024 EX-99.1

CION INVESTMENT CORPORATION REPORTS THIRD QUARTER 2024 FINANCIAL RESULTS Solid Performance and Increased Financial Flexibility

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS THIRD QUARTER 2024 FINANCIAL RESULTS Solid Performance and Increased Financial Flexibility For Immediate Release NEW YORK, NY, November 7, 2024 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today reported financial results for the third quarter ended September 30, 2024 and filed its Form 10-Q with the U.S. Securities and Excha

November 7, 2024 EX-99.2

CION Investment Corporation Third Quarter 2024 Earnings Presentation

Exhibit 99.2 CION Investment Corporation Third Quarter 2024 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on Thursday, November 7 , 2024 as well as the Company’s Quarterly Report

October 8, 2024 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES 2024 THIRD QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, November 7, 2024

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES 2024 THIRD QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, November 7, 2024 NEW YORK, NY (October 8, 2024) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the third quarter ended September 30, 2024 on Thursday, November 7, 2024, prior to th

October 8, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2024 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission

October 4, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2024 (September 30, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00941 45-3058280 (State or Other Jurisdiction of Incor

October 4, 2024 EX-10.1

Unsecured Term Loan Facility Agreement, dated as of September 30, 2024, by and between CĪON Investment Corporation and an Israeli institutional investor (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on October 4, 2024 (File No. 814-00941)).

Exhibit 10.1 USD $30,000,000 UNSECURED TERM LOAN FACILITY AGREEMENT Dated as of September 30, 2024 By and between CION INVESTMENT CORPORATION, as Borrower and The Lender Set Forth on the Signature Page Hereto, as Lender This UNSECURED TERM LOAN FACILITY AGREEMENT (this “Agreement”) is dated as of September 30, 2024, by and between: (1) CION INVESTMENT CORPORATION, a company incorporated under the

October 3, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2024 CĪON Investment Corporation (Exact name of registrant as specified in its charter) Maryland 000-54755 45-3058280 (State or other jurisdiction of incorporation) (Commis

October 3, 2024 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CĪON Investment Corporation (Exact Name of Re

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CĪON Investment Corporation (Exact Name of Registrant as Specified in Its Charter) Maryland 45-3058280 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identificati

October 3, 2024 EX-4.2

First Supplemental Indenture, dated as of October 3, 2024, by and between CĪON Investment Corporation and U.S. Bank Trust Company, National Association (Incorporated by reference to Exhibit 4.2 to Registrant’s Current Report on Form 8-K filed with the SEC on October 3, 2024 (File No. 814-00941)).

Exhibit 4.2 Execution Version FIRST SUPPLEMENTAL INDENTURE between CĪON INVESTMENT CORPORATION and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Dated as of October 3, 2024 THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of October 3, 2024, is between CĪON Investment Corporation, a Maryland corporation (the “Company”), and U.S. Bank Trust Company, Nati

October 3, 2024 EX-4.1

Indenture, dated as of October 3, 2024, by and between CĪON Investment Corporation and U.S. Bank Trust Company, National Association (Incorporated by reference to Exhibit 4.1 to Registrant’s Current Report on Form 8-K filed with the SEC on October 3, 2024 (File No. 814-00941)).

Exhibit 4.1 CĪON Investment Corporation as Issuer and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee Indenture Dated as of October 3, 2024 Providing for the Issuance of Debt Securities CĪON Investment Corporation Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of October 3, 2024 Trust Indenture Act Section Indenture Section §310 (a)(1) 6.07 §310 (a)(2)

October 1, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2024 (September 26, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of In

October 1, 2024 EX-1.1

Underwriting Agreement, dated as of September 26, 2024, by and among CĪON Investment Corporation, CION Investment Management, LLC and Keefe, Bruyette & Woods, Inc.

Exhibit 1.1 CĪON INVESTMENT CORPORATION (a Maryland corporation) $150,000,0000 7.50% Notes due 2029 UNDERWRITING AGREEMENT September 26, 2024 Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, Fourth Floor New York, New York 10019 As Representative of the Underwriters named in Schedule A hereto Ladies and Gentlemen: CĪON Investment Corporation, a Maryland corporation (the “Company”), and CION Inves

September 30, 2024 424B2

CĪON INVESTMENT CORPORATION, a CION Investments company 7.50% Notes due 2029

Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-278658 PROSPECTUS SUPPLEMENT (To prospectus dated June 18, 2024) CĪON INVESTMENT CORPORATION, a CION Investments company $150,000,000 7.50% Notes due 2029 We are an externally managed, non-diversified, closed-end management investment company that has elected to be regulated as a business development company, or BDC,

September 27, 2024 FWP

CĪON Investment Corporation $150,000,000 7.50% Notes Due 2029 Pricing Term Sheet September 26, 2024

Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated September 26, 2024 Relating to Preliminary Prospectus Supplement dated September 26, 2024 and Prospectus dated June 18, 2024 Registration No.

September 26, 2024 424B2

SUBJECT TO COMPLETION, DATED SEPTEMBER 26, 2024

This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed.

September 23, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 (September 18, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of In

September 23, 2024 EX-10.1

Amended and Restated Note Purchase Agreement, dated as of September 18, 2024, by and among CĪON Investment Corporation and certain institutional investors (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on September 23, 2024 (File No. 814-00941)).

Exhibit 10.1 CĪON Investment Corporation $200,000,000 Senior Unsecured Notes, Tranche A, due 2027 Senior Unsecured Notes, Tranche B, due 2027 Amended & Restated Note Purchase Agreement Dated September 18, 2024 Table of Contents Section Heading Page Section 1. Authorization of Notes; Interest Rate 1 Section 1.1. Authorization of Notes 1 Section 1.2. Changes in Interest Rate 1 Section 2. Sale and Pu

September 23, 2024 EX-99.1

CION Investment Corporation Announces the Issuance of Additional $100 Million Floating Rate Senior Unsecured Notes due 2027 Senior Unsecured Notes are Rated Investment Grade

Exhibit 99.1 CION Investment Corporation Announces the Issuance of Additional $100 Million Floating Rate Senior Unsecured Notes due 2027 Senior Unsecured Notes are Rated Investment Grade NEW YORK, NY (September 23, 2024) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it closed an offering of $100 million in aggregate principal amount of its floating rate Senior Unsecured

August 28, 2024 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2024 (August 27, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorpor

August 8, 2024 EX-99.2

CION Investment Corporation Second Quarter 2024 Earnings Presentation

Exhibit 99.2 CION Investment Corporation Second Quarter 2024 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on Thursday, August 8 , 2024 as well as the Company’s Quarterly Report o

August 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment Corpor

August 8, 2024 EX-99.1

CION INVESTMENT CORPORATION REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS Disciplined Capital Deployment Contributes to Net Portfolio Growth

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS Disciplined Capital Deployment Contributes to Net Portfolio Growth For Immediate Release NEW YORK, August 8, 2024 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today reported financial results for the second quarter ended June 30, 2024 and filed its Form 10-Q with the U.S. Securities and E

August 8, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 (August 5, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporat

July 30, 2024 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2024 (July 29, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporatio

July 22, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2024 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission F

July 22, 2024 EX-99.1

CION INVESTMENT CORPORATION AMENDS AND EXTENDS ITS SENIOR SECURED CREDIT FACILITY, PROVIDING IMPROVED ECONOMIC TERMS AND MORE CONSTRUCTIVE OPERATING PROVISIONS

Exhibit 99.1 CION INVESTMENT CORPORATION AMENDS AND EXTENDS ITS SENIOR SECURED CREDIT FACILITY, PROVIDING IMPROVED ECONOMIC TERMS AND MORE CONSTRUCTIVE OPERATING PROVISIONS NEW YORK, NY (July 22, 2024) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it has amended and extended its $675 million senior secured credit facility with JPMorgan Chase Bank, National Association. U

July 18, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2024 (July 15, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporatio

July 18, 2024 EX-10.1

Fifth Amendment to Third Amended and Restated Loan and Security Agreement, dated as of July 15, 2024, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National Association, U.S. Bank Trust Company, National Association, U.S. Bank National Association and CION Investment Management, LLC (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on July 18, 2024 (File No. 814-00941)).

Exhibit 10.1 Execution Version FIFTH AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AGREEMENT This Fifth Amendment to the Third Amended and Restated Loan Agreement (this "Amendment"), dated as of July 15, 2024, is entered into by and among 34TH STREET FUNDING, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Administrative Agent"

July 8, 2024 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES 2024 SECOND QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, August 8, 2024

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES 2024 SECOND QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, August 8, 2024 NEW YORK, NY (July 8, 2024) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the second quarter ended June 30, 2024 on Thursday, August 8, 2024, prior to the opening

July 8, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2024 CĪON Investment Corp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2024 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission Fi

June 18, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2024 (June 17, 2024) CĪO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2024 (June 17, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporatio

June 18, 2024 EX-10.1

Fourth Amendment to Third Amended and Restated Loan and Security Agreement, dated as of June 17, 2024, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National Association, U.S. Bank Trust Company, National Association, U.S. Bank National Association and CION Investment Management, LLC (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on June 18, 2024 (File No. 814-00941)).

Exhibit 10.1 FOURTH AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AGREEMENT This Fourth Amendment to the Third Amended and Restated Loan Agreement (this "Amendment"), dated as of June 17, 2024, is entered into by and among 34TH STREET FUNDING, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Administrative Agent"), U.S. BANK TRU

June 14, 2024 CORRESP

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Three Bryant Park 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.

June 14, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101)   SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by

June 12, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 (June 11, 2024) CĪO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 (June 11, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporatio

June 12, 2024 EX-99.1

CION Investment Corporation Announces the Amount of its Mid-Year Supplemental Distribution of $0.05 Per Share Distributions Declared in the First Half of 2024 Total $0.75 Per Share

Exhibit 99.1 CION Investment Corporation Announces the Amount of its Mid-Year Supplemental Distribution of $0.05 Per Share Distributions Declared in the First Half of 2024 Total $0.75 Per Share FOR IMMEDIATE RELEASE - NEW YORK, NY (June 12, 2024) — CION Investment Corporation (NYSE: CION) (“CION”) today announced that it has declared a mid-year supplemental distribution for the period ending June

May 31, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101)   SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted

May 20, 2024 EX-10.1

Third Amendment to Third Amended and Restated Loan and Security Agreement, dated as of May 14, 2024, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National Association, U.S. Bank Trust Company, National Association, U.S. Bank National Association and CION Investment Management, LLC (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on May 20, 2024 (File No. 814-00941)).

Exhibit 10.1 THIRD AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AGREEMENT This Third Amendment to the Third Amended and Restated Loan Agreement (this "Amendment"), dated as of May 14, 2024, is entered into by and among 34TH STREET FUNDING, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Administrative Agent"), U.S. BANK TRUST

May 20, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 (May 14, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation)

May 9, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101)   SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☒ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted b

May 9, 2024 EX-99.1

CION INVESTMENT CORPORATION REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS Strong Operating Performance Drives Record Quarterly Net Investment Income and Increased Second Quarter 2024 Base Distribution to $0.36 per Share

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS Strong Operating Performance Drives Record Quarterly Net Investment Income and Increased Second Quarter 2024 Base Distribution to $0.36 per Share For Immediate Release NEW YORK, May 9, 2024 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today reported financial results for the first quarter

May 9, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment Corpo

May 9, 2024 EX-99.2

CION Investment Corporation First Quarter 2024 Earnings Presentation

Exhibit 99.2 CION Investment Corporation First Quarter 2024 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on Thursday, May 9 , 2024 as well as the Company’s Quarterly Report on Fo

May 9, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 (May 6, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (

April 8, 2024 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES 2024 FIRST QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, May 9, 2024

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES 2024 FIRST QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, May 9, 2024 NEW YORK, NY (April 8, 2024) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the first quarter ended March 31, 2024 on Thursday, May 9, 2024, prior to the opening of the

April 8, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission F

March 27, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2024 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission

March 27, 2024 EX-99.1

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Exhibit 99.1 CION Investment Corporation Strengthens Leadership Team with the Appointment of Charlie Arestia as Managing Director and Head of Investor Relations NEW YORK, NY (March 27, 2024) – CION Investment Corporation (NYSE: CION) (“CION”), a leading publicly listed business development company focused on the U.S. middle market, is pleased to announce the appointment of Charlie Arestia as Manag

March 14, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 (March 11, 2024) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporat

March 14, 2024 EX-97.1

CĪON Investment Corporation Clawback Policy. (Incorporated by reference to Exhibit 97.1 to Registrant’s Annual Report on Form 10-K filed with the SEC on March 14, 2024 (File No. 814-00941)).

Exhibit 97.1 CION INVESTMENT CORPORATION CLAWBACK POLICY The Board of Directors (the “Board”) of CION Investment Corporation, a Maryland corporation (the “Company”), believes that it is in the best interests of the Company and its stockholders to adopt this Clawback Policy (this “Policy”), which provides for the recovery of Incentive-Based Compensation received by Covered Executives, if any, in th

March 14, 2024 EX-99.1

CION INVESTMENT CORPORATION REPORTS FOURTH QUARTER AND YEAR END 2023 FINANCIAL RESULTS Reports Another Quarter of Strong Financial Performance, Recording Distributions of $0.54 per Share and Achieving a $0.43 per Share Increase in NAV Announces First

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS FOURTH QUARTER AND YEAR END 2023 FINANCIAL RESULTS Reports Another Quarter of Strong Financial Performance, Recording Distributions of $0.54 per Share and Achieving a $0.43 per Share Increase in NAV Announces First Quarter 2024 Base Distribution of $0.34 per Share For Immediate Release NEW YORK, March 14, 2024 — CION Investment Corporation (NYSE: CI

March 14, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment Corporatio

March 14, 2024 EX-99.2

CION Investment Corporation Fourth Quarter 2023 Earnings Presentation

Exhibit 99.2 CION Investment Corporation Fourth Quarter 2023 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on Thursday, March 14 , 2024 as well as the Company’s Annual Report on F

March 14, 2024 EX-21.1

Subsidiaries of CĪON Investment Corporation. (Incorporated by reference to Exhibit 21.1 to Registrant’s Annual Report on Form 10-K filed with the SEC on March 14, 2024 (File No. 814-00941)).

Exhibit 21.1 SUBSIDIARIES OF CĪON INVESTMENT CORPORATION Name Jurisdiction 34th Street Funding, LLC DELAWARE CIC Holdco, LLC DELAWARE CION Agent, LLC DELAWARE Murray Hill Funding, LLC DELAWARE Murray Hill Funding II, LLC DELAWARE Park South, LLC DELAWARE View ITC, LLC DELAWARE View North, LLC DELAWARE View NWN, LLC DELAWARE View Rise, LLC DELAWARE View Speed, LLC DELAWARE

February 8, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2024 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commissio

February 8, 2024 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES 2023 FOURTH QUARTER AND YEAR-END EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, March 14, 2024

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES 2023 FOURTH QUARTER AND YEAR-END EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, March 14, 2024 NEW YORK, NY (February 8, 2024) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the fourth quarter and full year ended December 31, 2023 on Thursday, Ma

December 14, 2023 EX-99.1

CION Investment Corporation Announces Special Year-End 2023 Distribution of $0.15 Per Share Total Distributions Declared in 2023 Increased to $1.61 Per Share

Exhibit 99.1 CION Investment Corporation Announces Special Year-End 2023 Distribution of $0.15 Per Share Total Distributions Declared in 2023 Increased to $1.61 Per Share FOR IMMEDIATE RELEASE - NEW YORK, NY (December 14, 2023) — CION Investment Corporation (NYSE: CION) (“CION”) today announced that it has declared a special cash distribution for the year ending December 31, 2023 in the amount of

December 14, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2023 (December 12, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Inco

November 13, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 (November 8, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incor

November 13, 2023 EX-10.1

Note Purchase Agreement of CĪON Investment Corporation related to the 2027 Notes, dated as of November 8, 2023 (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on November 13, 2023 (File No. 814-00941)).

Exhibit 10.1 CĪON Investment Corporation $100,000,000 Senior Unsecured Notes due 2027 Note Purchase Agreement Dated November 8, 2023 Table of Contents Section Heading Page Section 1. Authorization of Notes; Interest Rate. 1 Section 1.1. Authorization of Notes 1 Section 1.2. Changes in Interest Rate 1 Section 2. Sale and Purchase of Notes. 2 Section 3. Closing. 2 Section 4. Conditions to Closing.

November 13, 2023 EX-99.1

CION Investment Corporation Announces the Issuance of $100 Million Floating Rate Senior Unsecured Notes due 2027 Senior Unsecured Notes are Rated Investment Grade

Exhibit 99.1 CION Investment Corporation Announces the Issuance of $100 Million Floating Rate Senior Unsecured Notes due 2027 Senior Unsecured Notes are Rated Investment Grade FOR IMMEDIATE RELEASE - NEW YORK, NY (November 13, 2023)-(BUSINESS WIRE)-CION Investment Corporation (NYSE: CION) (“CION”) announced today that it closed an offering of $100 million in aggregate principal amount of its Senio

November 9, 2023 EX-99.2

CION Investment Corporation Third Quarter 2023 Earnings Presentation

Exhibit 99.2 CION Investment Corporation Third Quarter 2023 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on November 9 , 2023 as well as the Company’s Quarterly Report on Form 10

November 9, 2023 EX-99.1

CION INVESTMENT CORPORATION REPORTS THIRD QUARTER 2023 FINANCIAL RESULTS Reports Another Solid Quarterly Performance, Out Earning the Total Distribution by 41% and Achieving a $0.49 per Share Increase in NAV Announces Fourth Quarter 2023 Base Distrib

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS THIRD QUARTER 2023 FINANCIAL RESULTS Reports Another Solid Quarterly Performance, Out Earning the Total Distribution by 41% and Achieving a $0.49 per Share Increase in NAV Announces Fourth Quarter 2023 Base Distribution of $0.34 per Share For Immediate Release NEW YORK, November 9, 2023 — CION Investment Corporation (NYSE: CION) (“CION” or the “Comp

November 9, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment C

November 9, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 (November 6, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorp

October 11, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2023 (October 10, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorp

October 11, 2023 EX-99.1

CION Investment Corporation Announces Issuance of Approximately $34 Million of Additional Series A Unsecured Notes in Israel Additional Series A Unsecured Notes are rated A1.i1

Exhibit 99.1 CION Investment Corporation Announces Issuance of Approximately $34 Million of Additional Series A Unsecured Notes in Israel Additional Series A Unsecured Notes are rated A1.i1 NEW YORK, NY (October 11, 2023)-(BUSINESS WIRE)-CION Investment Corporation (NYSE: CION) (“CION”) announced today that it closed an additional offering in Israel of approximately $33.7 million in aggregate prin

October 2, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 CĪON Investment C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission

October 2, 2023 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES 2023 THIRD QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, November 9, 2023

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES 2023 THIRD QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, November 9, 2023 FOR IMMEDIATE RELEASE NEW YORK, NY (October 2, 2023) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the third quarter ended September 30, 2023, on Thursday, Novemb

September 15, 2023 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2023 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commiss

September 7, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2023 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commissi

September 7, 2023 EX-99.1

CION Investment Corporation Announces Extension of Existing $60 Million Share Repurchase Program

Exhibit 99.1 CION Investment Corporation Announces Extension of Existing $60 Million Share Repurchase Program NEW YORK, NY, September 7, 2023 - CION Investment Corporation (NYSE: CION) (“CION”) today announced a one-year extension to its existing $60 million share repurchase program through August 29, 2024, under which CION will continue to support the trading of its common shares and seek to driv

August 9, 2023 EX-99.1

CION INVESTMENT CORPORATION REPORTS SECOND QUARTER 2023 FINANCIAL RESULTS Reports Another Solid Quarterly Performance, Out Earning the Distribution by 26% and Achieving a $0.20 per Share Increase in Net Asset Value Announces Third Quarter 2023 Base D

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS SECOND QUARTER 2023 FINANCIAL RESULTS Reports Another Solid Quarterly Performance, Out Earning the Distribution by 26% and Achieving a $0.20 per Share Increase in Net Asset Value Announces Third Quarter 2023 Base Distribution of $0.34 per Share Announces Total Supplemental Distribution of $0.10 per Share For Immediate Release NEW YORK, August 9, 202

August 9, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 (August 7, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporat

August 9, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment Corpor

August 9, 2023 EX-99.2

CION Investment Corporation Second Quarter 2023 Earnings Presentation

Exhibit 99.2 CION Investment Corporation Second Quarter 2023 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on August 9 , 2023 as well as the Company’s Quarterly Report on Form 10

July 28, 2023 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2023 (July 27, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporatio

July 24, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2023 CĪON Investment Cor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2023 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission F

July 24, 2023 EX-99.1

David's Bridal and CION Investment Corporation Complete Successful Transaction and Announce Plans for Go-Forward Industry Leading Bridal Company David’s Bridal Brand to Continue as the Nation’s Foremost Bridal and Special Occasion Authority Go-Forwar

Exhibit 99.1 Press Release David's Bridal and CION Investment Corporation Complete Successful Transaction and Announce Plans for Go-Forward Industry Leading Bridal Company David’s Bridal Brand to Continue as the Nation’s Foremost Bridal and Special Occasion Authority Go-Forward Company Consists of Up to 195 Physical Stores and Industry-Leading Digital Commerce Platform CONSHOHOCKEN, Pa., July 24,

July 10, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 CĪON Investment Cor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission F

July 10, 2023 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES 2023 SECOND QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Wednesday, August 9, 2023

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES 2023 SECOND QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Wednesday, August 9, 2023 FOR IMMEDIATE RELEASE - NEW YORK, NY (July 10, 2023) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the second quarter ended June 30, 2023 on Wednesday, August 9,

June 15, 2023 EX-10.1

Fifth Amended and Restated Master Confirmation to the Global Master Repurchase Agreement (Class A-1 Notes), dated as of June 14, 2023, by and between Murray Hill Funding, LLC and UBS AG (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on June 15, 2023 (File No. 814-00941)).

Exhibit 10.1 Fifth Amended and Restated Confirmation in respect of Repurchase Transaction (Class A-1 Notes) June 14, 2023 To: Murray Hill Funding, LLC c/o CĪON Investment Corporation 100 Park Avenue, 25th Floor New York, NY 10017 Attention: Keith Franz From: UBS AG, London Branch Dear Sirs, The purpose of this Fifth Amended and Restated Confirmation in respect of Repurchase Transaction (this “Conf

June 15, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2023 (June 14, 2023) CĪO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2023 (June 14, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporatio

June 15, 2023 EX-99.1

CION INVESTMENT CORPORATION ANNOUNCES AMENDMENTS TO ITS JPMORGAN AND UBS CREDIT FACILITIES

Exhibit 99.1 CION INVESTMENT CORPORATION ANNOUNCES AMENDMENTS TO ITS JPMORGAN AND UBS CREDIT FACILITIES For Immediate Release NEW YORK, June 15, 2023 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) announced amendments to its credit facilities with JPMorgan Chase Bank, National Association (“JPM”) and UBS AG (“UBS”). On May 15, 2023, CION amended its credit facility with JPM t

June 15, 2023 EX-10.2

Amended and Restated Master Confirmation to the Global Master Repurchase Agreement (Class A-R Notes), dated as of June 14, 2023, by and between Murray Hill Funding, LLC and UBS AG (Incorporated by reference to Exhibit 10.2 to Registrant’s Current Report on Form 8-K filed with the SEC on June 15, 2023 (File No. 814-00941)).

Exhibit 10.2 Amended and Restated Confirmation in respect of Repurchase Transaction (Class A-R Notes) June 14, 2023 To: Murray Hill Funding, LLC c/o CĪON Investment Corporation 100 Park Avenue, 25th Floor New York, NY 10017 Attention: Keith Franz From: UBS AG, London Branch Dear Sirs, The purpose of this Confirmation in respect of Repurchase Transaction (this “Confirmation”) is to set forth the te

June 13, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitiv

June 2, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini

May 18, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 (May 15, 2023) CĪON

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 (May 15, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation)

May 18, 2023 EX-10.1

Second Amendment to Third Amended and Restated Loan and Security Agreement, dated as of May 15, 2023, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National Association, U.S. Bank Trust Company, National Association, U.S. Bank National Association and CION Investment Management, LLC (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on May 18, 2023 (File No. 814-00941)).

Exhibit 10.1 Execution Version SECOND AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AGREEMENT This Second Amendment to the Third Amended and Restated Loan Agreement (this "Amendment"), dated as of May 15, 2023, is entered into by and among 34TH STREET FUNDING, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Administrative Agent

May 15, 2023 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant  ☐ Check the appropriate box: ☒ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))  ☐ Defini

May 10, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment Corpo

May 10, 2023 EX-14.1

Code of Ethics of CĪON Investment Corporation, CION Investment Management, LLC, CION Investment Management II, LLC and Affiliated Advisers (Incorporated by reference to Exhibit 14.1 to Registrant’s Current Report on Form 8-K filed with the SEC on May 10, 2023 (File No. 814-00941)).

Exhibit 14.1 CION INVESTMENT CORPORATION CION INVESTMENT MANAGEMENT, LLC CION INVESTMENT MANAGEMENT II, LLC AND AFFILIATED ADVISERS CODE OF ETHICS This Code of Ethics (the “Code”) has been adopted by each of CION Investment Corporation (the “Company”) and CION Investment Management, LLC (“CIM”), CION Investment Management II, LLC, and will apply to affiliated investment advisers, any subsequently

May 10, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 (May 8, 2023) CĪON I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 (May 8, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation)

May 10, 2023 EX-99.1

CION INVESTMENT CORPORATION REPORTS FIRST QUARTER 2023 FINANCIAL RESULTS Total Investment Income Surges During Q1, Out-Earning the Base Distribution by 59% Announces Second Quarter 2023 Distribution of $0.34 per Share

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS FIRST QUARTER 2023 FINANCIAL RESULTS Total Investment Income Surges During Q1, Out-Earning the Base Distribution by 59% Announces Second Quarter 2023 Distribution of $0.34 per Share For Immediate Release NEW YORK, May 10, 2023 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today reported financial results for the first quarter

May 10, 2023 EX-99.2

CION Investment Corporation First Quarter 2023 Earnings Presentation

Exhibit 99.2 CION Investment Corporation First Quarter 2023 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on May 10 , 2023 as well as the Company’s Quarterly Report on Form 10 - Q

April 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2023 CĪON Investment Cor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2023 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission F

April 6, 2023 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES 2023 FIRST QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Wednesday, May 10, 2023

EX-99.1 2 tm235195d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES 2023 FIRST QUARTER EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Wednesday, May 10, 2023 FOR IMMEDIATE RELEASE - NEW YORK, NY (April 6, 2023) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the first quarter ende

March 16, 2023 EX-99.2

CION Investment Corporation Fourth Quarter 2022 Earnings Presentation

Exhibit 99.2 CION Investment Corporation Fourth Quarter 2022 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on March 16 , 2023 as well as the Company’s Annual Report on Form 10 - K

March 16, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment Corporatio

March 16, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 (March 13, 2023) C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 (March 13, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporat

March 16, 2023 EX-21.1

Subsidiaries of CĪON Investment Corporation. (Incorporated by reference to Exhibit 21.1 to Registrant’s Annual Report on Form 10-K filed with the SEC on March 16, 2023 (File No. 814-00941)).

Exhibit 21.1 SUBSIDIARIES OF CĪON INVESTMENT CORPORATION Name Jurisdiction 34th Street Funding, LLC DELAWARE CION Agent, LLC DELAWARE Murray Hill Funding, LLC DELAWARE Murray Hill Funding II, LLC DELAWARE Park South, LLC DELAWARE View ITC, LLC DELAWARE View North, LLC DELAWARE View NWN, LLC DELAWARE View Rise, LLC DELAWARE View Speed, LLC DELAWARE

March 16, 2023 EX-99.1

CION INVESTMENT CORPORATION REPORTS DECEMBER 31, 2022 FINANCIAL RESULTS Reports Another Solid Quarterly and Annual Performance Announces Increased First Quarter 2023 Distribution of $0.34 per Share

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS DECEMBER 31, 2022 FINANCIAL RESULTS Reports Another Solid Quarterly and Annual Performance Announces Increased First Quarter 2023 Distribution of $0.34 per Share For Immediate Release NEW YORK, March 16, 2023 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today reported financial results for the fourth quarter and fiscal year e

February 28, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 (February 26, 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 (February 26, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Inco

February 28, 2023 EX-10.1

Deed of Trust, dated as of February 20, 2023, by and between CĪON Investment Corporation and Mishmeret Trust Company Ltd. (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on February 28, 2023 (File No. 814-00941)).

Exhibit 10.1 CION Investment Corporation Deed of Trust For Bonds Offered to the Public Prepared on the 20 day of February 2023 Between CION Investment Corporation and Mishmeret Trust Company Ltd. Table of Contents Section Subject Page Deed of Trust 1 Preamble, Interpretation and Definitions 2 2 Issuance of the Bonds 9 3 Appointment and Duties of the Trustee 16 4 Powers of the Trustee 16 5 Repurcha

February 24, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2023 (February 20, 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2023 (February 20, 2023) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Inco

February 24, 2023 EX-99.1

CION INVESTMENT CORPORATION ANNOUNCES PRICING OF APPROXIMATELY $82 MILLION OF SERIES A UNSECURED NOTES IN ISRAEL Series A Unsecured Notes are rated A1.i1 Series A Unsecured Notes and CION’s Shares of Common Stock are Expected to List for Trading on t

Exhibit 99.1 CION INVESTMENT CORPORATION ANNOUNCES PRICING OF APPROXIMATELY $82 MILLION OF SERIES A UNSECURED NOTES IN ISRAEL Series A Unsecured Notes are rated A1.i1 Series A Unsecured Notes and CION’s Shares of Common Stock are Expected to List for Trading on the Tel Aviv Stock Exchange Ltd. FOR IMMEDIATE RELEASE - NEW YORK, NY (February 24, 2023) – CION Investment Corporation (NYSE: CION) (“CIO

February 14, 2023 SC 13G/A

CION / CION Invt Corp / Apollo Principal Holdings III GP Ltd - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 CION Investment Corporation (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 17259U 204 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

February 6, 2023 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES 2022 FOURTH QUARTER AND YEAR-END EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, March 16, 2023

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES 2022 FOURTH QUARTER AND YEAR-END EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, March 16, 2023 FOR IMMEDIATE RELEASE - NEW YORK, NY (February 6, 2023) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the fourth quarter and full year ended December

February 6, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2023 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commissio

December 20, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2022 (December 19, 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2022 (December 19, 2022) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Inco

December 20, 2022 EX-99.1

CION INVESTMENT CORPORATION ANNOUNCES SPECIAL YEAR-END 2022 DISTRIBUTION OF $0.27 PER SHARE Total Distributions Declared in 2022 Amount to $1.45 Per Share

Exhibit 99.1 CION INVESTMENT CORPORATION ANNOUNCES SPECIAL YEAR-END 2022 DISTRIBUTION OF $0.27 PER SHARE Total Distributions Declared in 2022 Amount to $1.45 Per Share For Immediate Release NEW YORK, December 20, 2022 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today announced a special cash distribution for the year ending December 31, 2022 in the amount of $0.27 per shar

November 10, 2022 EX-99.1

CION INVESTMENT CORPORATION REPORTS THIRD QUARTER 2022 FINANCIAL RESULTS Reports Another Solid Quarterly Performance Across All Key Financial Metrics Announces Fourth Quarter 2022 Distribution of $0.31 per Share and its Intention to Declare a Special

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS THIRD QUARTER 2022 FINANCIAL RESULTS Reports Another Solid Quarterly Performance Across All Key Financial Metrics Announces Fourth Quarter 2022 Distribution of $0.31 per Share and its Intention to Declare a Special Year-End Distribution For Immediate Release NEW YORK, November 10, 2022 ? CION Investment Corporation (NYSE: CION) (?CION? or the ?Compa

November 10, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 (November 8, 2022) C?ON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incor

November 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment C

November 10, 2022 EX-99.2

CION Investment Corporation Third Quarter 2022 Earnings Presentation

Exhibit 99.2 CION Investment Corporation Third Quarter 2022 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (?CION? or the ?Company?) held on November 10 , 2022 as well as the Company?s Quarterly Report on Form 1

October 17, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2022 C?ON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commissio

October 17, 2022 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES THIRD QUARTER 2022 EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, November 10, 2022

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES THIRD QUARTER 2022 EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, November 10, 2022 FOR IMMEDIATE RELEASE - NEW YORK, NY (October 17, 2022) ? CION Investment Corporation (NYSE: CION) (?CION?) announced today that it will report its financial results for the third quarter ended September 30, 2022 on Thursday, Nov

September 19, 2022 EX-99.1

CION INVESTMENT CORPORATION TO PRESENT AT THE SIDOTI SMALL-CAP VIRTUAL CONFERENCE ON SEPTEMBER 22

Exhibit 99.1 FOR IMMEDIATE RELEASE CION INVESTMENT CORPORATION TO PRESENT AT THE SIDOTI SMALL-CAP VIRTUAL CONFERENCE ON SEPTEMBER 22 NEW YORK, September 19, 2022 ? CION Investment Corporation (NYSE: CION) (?CION? or the ?Company?) today announced that its management will be presenting at the Sidoti Small-Cap Virtual Conference on Thursday, September 22nd at 9:15am (ET). Additionally, CION?s manage

September 19, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2022 (September 15, 2022) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of In

August 11, 2022 EX-99.1

CION INVESTMENT CORPORATION REPORTS SECOND QUARTER 2022 FINANCIAL RESULTS Increases Quarterly Distribution by $0.03 per Share to $0.31 per Share

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS SECOND QUARTER 2022 FINANCIAL RESULTS Increases Quarterly Distribution by $0.03 per Share to $0.31 per Share For Immediate Release NEW YORK, August 11, 2022 ? CION Investment Corporation (NYSE: CION) (?CION? or the ?Company?) today reported financial results for the second quarter ended June 30, 2022 and filed its Form 10-Q with the U.S. Securities

August 11, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 (August 9, 2022) C?ON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorpora

August 11, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 C?ON Investment Corpor

August 11, 2022 EX-99.2

CION Investment Corporation Second Quarter 2022 Earnings Presentation

Exhibit 99.2 CION Investment Corporation Second Quarter 2022 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (?CION? or the ?Company?) held on August 11 , 2022 as well as the Company?s Quarterly Report on Form 10

July 29, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2022 (July 28, 2022) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporatio

July 20, 2022 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES SECOND QUARTER 2022 EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, August 11, 2022

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES SECOND QUARTER 2022 EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, August 11, 2022 FOR IMMEDIATE RELEASE NEW YORK, NY (July 20, 2022) ? CION Investment Corporation (NYSE: CION) (?CION?) announced today that it will report its financial results for the second quarter ended June 30, 2022 on Thursday, August 11, 20

July 20, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tm2221395d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2022 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdictio

June 27, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2022 (June 24, 2022) C?ON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporatio

June 27, 2022 EX-99.1

CION INVESTMENT CORPORATION Announces Expansion of its Share Repurchase POLICY BY 20% to UP TO $60 million

Exhibit 99.1 CION INVESTMENT CORPORATION Announces Expansion of its Share Repurchase POLICY BY 20% to UP TO $60 million For Immediate Release NEW YORK, June 27, 2022 ? CION Investment Corporation (NYSE: CION) (?CION? or the ?Company?) today announced that its Board of Directors, including the independent directors, has increased the amount of shares of common stock that may be repurchased under it

June 15, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

DEFA14A 1 ny20004530x2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate b

June 15, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

DEFA14A 1 ny20004530x1defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate b

June 1, 2022 EX-99.1

CION INVESTMENT CORPORATION ANNOUNCES PRESENTATION AT INVESTOR CONFERENCES

Exhibit 99.1 CION INVESTMENT CORPORATION ANNOUNCES PRESENTATION AT INVESTOR CONFERENCES For Immediate Release NEW YORK, June 1, 2022 ? CION Investment Corporation (NYSE: CION) (?CION? or the ?Company?) today announced that its management will be presenting at the following investor conferences: Wells Fargo BDC Power Alley Conference (virtual event) - June 9: CION?s management will be hosting virtu

June 1, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Conf

June 1, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 C?ON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission Fi

May 16, 2022 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.?) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ?? Confi

May 12, 2022 EX-99.2

CION Investment Corporation First Quarter 2022 Earnings Presentation

Exhibit 99.2 CION Investment Corporation First Quarter 2022 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (?CION? or the ?Company?) held on May 12 , 2022 as well as the Company?s Quarterly Report on Form 10 - Q

May 12, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tm2215169d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction

May 12, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 C?ON Investment C

May 12, 2022 EX-99.1

CION INVESTMENT CORPORATION REPORTS MARCH 31, 2022 FINANCIAL RESULTS

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS MARCH 31, 2022 FINANCIAL RESULTS For Immediate Release NEW YORK, May 12, 2022 ? CION Investment Corporation (NYSE: CION) (?CION? or the ?Company?) today reported financial results for the first quarter ended March 31, 2022 and filed its Form 10-Q with the U.S. Securities and Exchange Commission. QUARTERLY AND OTHER HIGHLIGHTS ? Net investment income

April 27, 2022 EX-10.1

Unsecured Term Loan Facility Agreement, dated as of April 27, 2022, by and between CĪON Investment Corporation and More Provident Funds and Pension Ltd. (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on April 27, 2022 (File No. 814-00941)).

Exhibit 10.1 Execution Version USD $50,000,000 UNSECURED TERM LOAN FACILITY AGREEMENT Dated as of April 27, 2022 By and between CION INVESTMENT CORPORATION, as Borrower and MORE PROVIDENT FUNDS AND PENSION LTD., as Lender This UNSECURED TERM LOAN FACILITY AGREEMENT (this ?Agreement?) is dated as of April 27, 2022, by and between: (1) CION INVESTMENT CORPORATION, a company incorporated under the la

April 27, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 tm2213507d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2022 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdicti

April 27, 2022 EX-99.1

CION INVESTMENT CORPORATION ANNOUNCES CLOSING OF A $50 MILLION SENIOR UNSECURED TERM LOAN AND THE RECENT UPSIZE OF ITS SENIOR SECURED CREDIT FACILITY TO $675 MILLION

Exhibit 99.1 CION INVESTMENT CORPORATION ANNOUNCES CLOSING OF A $50 MILLION SENIOR UNSECURED TERM LOAN AND THE RECENT UPSIZE OF ITS SENIOR SECURED CREDIT FACILITY TO $675 MILLION For Immediate Release NEW YORK, April 27, 2022 ? CION Investment Corporation (NYSE: CION) (?CION? or the ?Company?) today announced that on April 27, 2022, it closed a senior unsecured term loan in the aggregate principal

April 18, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2022 C?ON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission

April 18, 2022 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES FIRST QUARTER 2022 EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, May 12, 2022

Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES FIRST QUARTER 2022 EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. ET on Thursday, May 12, 2022 FOR IMMEDIATE RELEASE - NEW YORK, NY (April 18, 2022) ? CION Investment Corporation (NYSE: CION) (?CION?) announced today that it will report its financial results for the first quarter ended March 31, 2022 on Thursday, May 12, 2022,

March 29, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 tm2210629d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 (March 28, 2022) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or

March 29, 2022 EX-10.1

Street Funding, LLC, JPMorgan Chase Bank, National Association, U.S. Bank Trust Company, National Association, U.S. Bank National Association and CION Investment Management, LLC (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed with the SEC on March 29, 2022 (File No. 814-00941)).

Exhibit 10.1 Execution Version FIRST AMENDMENT TO THIRD AMENDED AND RESTATED LOAN AGREEMENT This First Amendment to the Third Amended and Restated Loan Agreement (this "Amendment"), dated as of March 28, 2022, is entered into by and among 34TH STREET FUNDING, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Administrative Agent

March 10, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-54755 C?ON Investment Corpor

March 10, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 (March 8, 2022) C?ON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporati

March 10, 2022 EX-4.4

Description of Registrant’s Securities (Incorporated by reference to Exhibit 4.4 to Registrant’s Annual Report on Form 10-K filed with the SEC on March 10, 2022 (File No. 814-00941)).

Exhibit 4.4 DESCRIPTION OF REGISTRANT?S SECURITIES The following description of the stock of C?ON Investment Corporation (the ?Company?) is a summary only and does not describe every right, term or condition of owning the Company?s stock. It is subject to and is qualified in its entirety by reference to the Company?s Third Articles of Amendment and Restatement of the Articles of Incorporation (the

March 10, 2022 EX-99.2

CION Investment Corporation Fourth Quarter 2021 Earnings Presentation

Exhibit 99.2 CION Investment Corporation Fourth Quarter 2021 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (?CION? or the ?Company?) held on March 10 , 2022 as well as the Company?s Annual Report on Form 10 - K

March 10, 2022 EX-99.1

CION INVESTMENT CORPORATION REPORTS DECEMBER 31, 2021 FINANCIAL RESULTS; ANNOUNCES SECOND QUARTER 2022 REGULAR DISTRIBUTION OF $0.28 PER SHARE

Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS DECEMBER 31, 2021 FINANCIAL RESULTS; ANNOUNCES SECOND QUARTER 2022 REGULAR DISTRIBUTION OF $0.28 PER SHARE For Immediate Release NEW YORK, March 10, 2022 ? CION Investment Corporation (NYSE: CION) (?CION? or the ?Company?) today reported its financial results for the fourth quarter and fiscal year ended December 31, 2021 and filed its Form 10-K with

February 10, 2022 EX-99.1

CION INVESTMENT CORPORATION SCHEDULES FOURTH QUARTER AND FULL YEAR 2021 EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. Eastern Time on Thursday, March 10, 2022

EX-99.1 2 tm226249d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION INVESTMENT CORPORATION SCHEDULES FOURTH QUARTER AND FULL YEAR 2021 EARNINGS RELEASE AND CONFERENCE CALL Call Scheduled for 11:00 a.m. Eastern Time on Thursday, March 10, 2022 FOR IMMEDIATE RELEASE - NEW YORK, NY (February 10, 2022) – CION Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial resu

February 10, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tm226249d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdic

February 1, 2022 EX-99.(L)

(l)* Opinion and Consent of Dechert LLP.

Exhibit (l) January 31, 2022 C?ON Investment Corporation 3 Park Avenue, 36th Floor New York, NY 10016 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to C?ON Investment Corporation, a Maryland corporation (the "Company"), in connection with the preparation and filing by the Company with the Securities and Exchange Commission (the "Commission") of a registratio

February 1, 2022 EX-FILING FEES

(s)* Filing Fee Table

EX-FILING FEES Calculation of Filing Fees Tables Form N-2 (Form Type) C?ON Investment Corporation.

February 1, 2022 EX-99.(N)(1)

(n)(1)* Consent of RSM US LLP.

Exhibit (n)(1) Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Registration Statement on Form N-2 of C?ON Investment Corporation of our report dated March 15, 2021, relating to the consolidated financial statements of C?ON Investment Corporation, appearing in C?ON Investment Corporation?s Annual Report on Form 10-K for the year ended December 31, 2020 and incorporated by reference in this Registration Statement.

February 1, 2022 EX-99.(N)(3)

(n)(3)* Power of Attorney.

Exhibit (n)(3) POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitutes and appoints each of Mark Gatto, Michael A.

February 1, 2022 EX-99.(K)(21)

(k)(21)* Form of Indenture.

Exhibit (k)(21) C?ON Investment Corporation as Issuer and U.S. BANK NATIONAL ASSOCIATION as Trustee Form of Indenture Dated as of [ ], 2022 Providing for the Issuance of Debt Securities C?ON Investment Corporation Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [ ], 2022 Trust Indenture Act Section Indenture Section ?310 (a)(1) 6.07 ?310 (a)(2) 6.07 ?310 (b) 6

February 1, 2022 N-2ASR

As filed with the Securities and Exchange Commission on January 31, 2022

As filed with the Securities and Exchange Commission on January 31, 2022 Securities Act File No.

February 1, 2022 EX-99.(N)(2)

(n)(2)* Consent of Ernst & Young LLP.

Exhibit (n)(2) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions ?Experts? and ?Financial Highlights? in the Prospectus dated January 31, 2022 and included in this Registration Statement (Form N-2) of C?ON Investment Corporation (the ?Registration Statement?).

February 1, 2022 EX-99.(D)(2)

(d)(2)* Statement of Eligibility of Trustee on Form T-1.

Exhibit (d)(2) securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ? U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Ident

January 3, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 tm2136597-18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2022 (December 30, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (Stat

January 3, 2022 EX-99.1

CION INVESTMENT CORPORATION RECEIVES SHAREHOLDER APPROVAL TO REDUCE ITS ASSET COVERAGE REQUIREMENT TO 150%

Exhibit 99.1 CION INVESTMENT CORPORATION RECEIVES SHAREHOLDER APPROVAL TO REDUCE ITS ASSET COVERAGE REQUIREMENT TO 150% For Immediate Release NEW YORK, January 3, 2022 ? CION Investment Corporation (NYSE: CION) (?CION? or the ?Company?) today announced that its shareholders have approved a proposal to reduce CION?s asset coverage requirement from 200% to 150%, which will permit CION to increase th

December 28, 2021 EX-99.1

CION INVESTMENT CORPORATION ANNOUNCES FORMATION OF CION/EAGLETREE PARTNERS, LLC Joint Investment Partnership with EagleTree Capital

EX-99.1 2 tm2136434d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION INVESTMENT CORPORATION ANNOUNCES FORMATION OF CION/EAGLETREE PARTNERS, LLC Joint Investment Partnership with EagleTree Capital For Immediate Release NEW YORK, December 28, 2021 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today announced that it has formed CION/EagleTree Partners, LLC (the “JV”), an off-balance

December 28, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 tm2136434d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2021 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdi

December 23, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2021 (December 21, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Inco

December 7, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tm2134808d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2021 (December 6, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (Stat

December 7, 2021 EX-99.1

CION INVESTMENT CORPORATION ANNOUNCES FULL YEAR 2021 SPECIAL DISTRIBUTION OF $0.20 PER SHARE Total Distributions Declared In 2021 Amount to $1.26 Per Share

EX-99.1 2 tm2134808d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION INVESTMENT CORPORATION ANNOUNCES FULL YEAR 2021 SPECIAL DISTRIBUTION OF $0.20 PER SHARE Total Distributions Declared In 2021 Amount to $1.26 Per Share For Immediate Release NEW YORK, December 7, 2021 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today announced that on December 6, 2021, the Company’s previously a

November 19, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant  ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confid

November 15, 2021 EX-99.1

CION INVESTMENT CORPORATION REPORTS SEPTEMBER 30, 2021 FINANCIAL RESULTS AND ANNOUNCES FIRST QUARTER 2022 DISTRIBUTION OF $0.28 PER SHARE

EX-99.1 2 tm2132805d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION INVESTMENT CORPORATION REPORTS SEPTEMBER 30, 2021 FINANCIAL RESULTS AND ANNOUNCES FIRST QUARTER 2022 DISTRIBUTION OF $0.28 PER SHARE For Immediate Release NEW YORK, November 15, 2021 — CION Investment Corporation (NYSE: CION) (“CION” or the “Company”) today reported its financial results for the third quarter ended September 30, 2021 a

November 15, 2021 EX-99.2

CION Investment Corporation Third Quarter 2021 Earnings Presentation

EX-99.2 3 tm2132805d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CION Investment Corporation Third Quarter 2021 Earnings Presentation Disclosures and Forward - Looking Statements 2 The information contained in this earnings presentation should be viewed in conjunction with the earnings conference call of CION Investment Corporation (NYSE : CION) (“CION” or the “Company”) held on November 15 , 2021 as wel

November 15, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 (November 11, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Inco

November 15, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 C?ON Investme

November 10, 2021 DEFA14A

CĪON INVESTMENT CORPORATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid

November 10, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

DEFA14A 1 ny20000824x3defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate b

November 3, 2021 DEF 14A

our Definitive Proxy Statement on Schedule 14A, filed with the SEC on November 3, 2021;

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Conf

October 21, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tm2130640d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdic

October 21, 2021 EX-99.1

CION Investment Corporation Schedules Third Quarter 2021 Earnings Release and Conference Call Call Scheduled for 11:00 a.m. Eastern Time on Monday, November 15, 2021

Exhibit 99.1 CION Investment Corporation Schedules Third Quarter 2021 Earnings Release and Conference Call Call Scheduled for 11:00 a.m. Eastern Time on Monday, November 15, 2021 FOR IMMEDIATE RELEASE - NEW YORK, NY (October 21, 2021) ? CION Investment Corporation (NYSE: CION) (?CION?) announced today that it will report its financial results for the third quarter ended September 30, 2021 on Monda

October 5, 2021 EX-99.1

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EX-99.1 3 tm2129211d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION Investment Corporation Announces Listing On The New York Stock Exchange; Begins Trading Under Ticker “CION” FOR IMMEDIATE RELEASE - NEW YORK, NY (October 5, 2021) – CION Investment Corporation (“CIC”), a leading publicly listed business development company, is pleased to announce that today its shares of common stock commenced trading

October 5, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2021 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission

October 5, 2021 EX-10.1

Second Amended and Restated Investment Advisory Agreement, dated as of October 5, 2021, by and between CĪON Investment Corporation and CION Investment Management, LLC (Incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on October 5, 2021 (File No. 814-00941)).

EX-10.1 2 tm2129211d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN CĪON INVESTMENT CORPORATION AND CION INVESTMENT MANAGEMENT, LLC This Second Amended and Restated Investment Advisory Agreement (the “Agreement”) is made as of October 5, 2021, by and between CĪON INVESTMENT CORPORATION, a Maryland corporation (the “Company”), and CION INVESTM

October 1, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2021 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdiction of Incorporation) (Commission

October 1, 2021 EX-99.1

###

EX-99.1 2 tm2128920d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION Investment Corporation To Ring Closing Bell At The New York Stock Exchange To Commemorate Its Listing FOR IMMEDIATE RELEASE - NEW YORK, NY (October 1, 2021) – CION Investment Corporation (“CIC”), a leading publicly registered non-traded business development company, is pleased to announce that its representatives will ring the closing

September 30, 2021 8-A12B

Form 8-A12B (File No. 001-40859), as filed with the SEC on September 30, 2021,

As filed with the Securities and Exchange Commission on September 30, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

September 24, 2021 EX-99.1

CION Investment Corporation (CION) Investor Presentation September 2021

EX-99.1 2 tm2128289d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION Investment Corporation (CION) Investor Presentation September 2021 Disclosures 2 This presentation has been prepared by CĪON Investment Corporation (the “Company” or “CION”) and may be used for information purposes only . This presentation shall not constitute an offer to sell or the solicitation of any offer to buy any securities . An

September 24, 2021 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☒ Preliminary Proxy Statement  ☐ Confi

September 24, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 tm2128289d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2021 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisd

September 22, 2021 8-K

Financial Statements and Exhibits, Other Events

8-K 1 tm2128179d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2021 (September 21, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (

September 22, 2021 EX-99.1

###

EX-99.1 2 tm2128179d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION Investment Corporation Prepares to List On The New York Stock Exchange On Or Around October 5, 2021 Also announces completion of its previously announced 2-to-1 reverse stock split. FOR IMMEDIATE RELEASE - NEW YORK, NY (September 22, 2021) – CION Investment Corporation (“CIC”), a leading publicly registered non-traded business developm

September 16, 2021 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

8-K 1 tm2127719d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2021 (September 15, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (

September 16, 2021 EX-4.1

Distribution Reinvestment Plan of CĪON Investment Corporation (Incorporated by reference to Exhibit 4.1 to Registrant’s Current Report on Form 8-K filed with the SEC on September 16, 2021 (File No. 814-00941)).

EX-4.1 3 tm2127719d1ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 DISTRIBUTION REINVESTMENT PLAN OF CĪON INVESTMENT CORPORATION CĪON Investment Corporation, a Maryland corporation (the “Corporation”), has adopted the following plan (the “Plan”), to be administered by DST Asset Management Solutions, Inc. and its affiliates (the “Plan Administrator”), with respect to distributions declared by the Corporation’s

September 16, 2021 EX-99.1

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Exhibit 99.1 CION Investment Corporation Declares Q4 2021 Regular Distribution and Full Year 2021 Special Distribution, Announces 2-to-1 Reverse Stock Split, and Share Repurchase Policy Also adopts new distribution reinvestment plan for shareholders. FOR IMMEDIATE RELEASE - NEW YORK, NY (September 16, 2021) ? CION Investment Corporation (?CIC?), a leading publicly registered non-traded business de

September 16, 2021 EX-3.1

Articles of Amendment to the Third Articles of Amendment and Restatement of the Articles of Incorporation of CĪON Investment Corporation (Incorporated by reference to Exhibit 3.1 to Registrant’s Current Report on Form 8-K filed with the SEC on September 16, 2021(File No. 814-00941)).

EX-3.1 2 tm2127719d1ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CĪON INVESTMENT CORPORATION ARTICLES OF AMENDMENT CĪON Investment Corporation, a Maryland corporation (the “Corporation”), does hereby certify to the State Department of Assessments and Taxation of the State of Maryland (the “SDAT”) that: FIRST: The charter of the Corporation is hereby amended to provide that, immediately upon acceptance of the

September 8, 2021 EX-99.1

###

EX-99.1 2 tm2127068d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION Investment Corporation Announces Shareholder Approval of Listing-Related Proposals and Further Detail on Proposed Listing CIC has commenced the final steps to prepare for the Listing and anticipates its shares of common stock will commence trading on the NYSE. FOR IMMEDIATE RELEASE - NEW YORK, NY (September 8, 2021) – CION Investment C

September 8, 2021 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 tm2127068d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2021 (September 7, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (St

August 20, 2021 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

8-K 1 tm2125537d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 20, 2021 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland (State or Other Jurisdiction of Incorporation)

August 20, 2021 EX-99.1

FUND OVERVIEW CION Investment Corporation (CIC) is a non-traded business development company, or BDC, that focuses on middle market loans. CIC seeks to generate current income, and to a lesser extent, capital appreciation. TARGET INVESTMENTS CIC offe

EX-99.1 2 tm2125537d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FUND OVERVIEW CION Investment Corporation (CIC) is a non-traded business development company, or BDC, that focuses on middle market loans. CIC seeks to generate current income, and to a lesser extent, capital appreciation. TARGET INVESTMENTS CIC offers investors the opportunity to invest primarily in: • Senior secured debt • Private and thi

August 20, 2021 EX-99.2

CION InvestmentCorporation PORTFOLIO HOLDINGS Q2 2021 As of June 30, 2021

EX-99.2 3 tm2125537d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CION InvestmentCorporation PORTFOLIO HOLDINGS Q2 2021 As of June 30, 2021 FOR EXISTING INVESTORS ONLY FUND OVERVIEW CION Investment Corporation (“CIC”) is a non-traded business development company, or BDC, that focuses on middle market loans. CIC seeks to generate current income, and to a lesser extent, capital appreciation. CIC’s portfolio

August 17, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tm2125258d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2021 (August 16, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State

August 17, 2021 EX-99.1

CION INVESTMENT CORPORATION DECLARES CASH DISTRIBUTIONS

EX-99.1 2 tm2125258d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION INVESTMENT CORPORATION DECLARES CASH DISTRIBUTIONS FOR IMMEDIATE RELEASE - NEW YORK, NY (August 17, 2021) – On August 16, 2021, the co-chief executive officers of CION Investment Corporation (“CIC”), a CION Investments company, declared regular monthly cash distributions for September 2021. The regular monthly cash distributions of $0.

August 13, 2021 EX-99.1

CION INVESTMENT CORPORATION ANNOUNCES OPERATING RESULTS

EX-99.1 2 tm2124971d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION INVESTMENT CORPORATION ANNOUNCES OPERATING RESULTS FOR IMMEDIATE RELEASE - NEW YORK, NY (August 12, 2021) – CION Investment Corporation (“CIC”), a middle market loan fund that is structured as a non-traded business development company, provides an overview of its operating results for the period ended June 30, 2021. Financial Highlight

August 13, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54755 CĪON Investment Co

August 13, 2021 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

8-K 1 tm2124971d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2021 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland (State or Other Jurisdiction of Incorporation)

August 11, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid

August 11, 2021 EX-10.1

Amended and Restated Investment Advisory Agreement, dated as of August 10, 2021, by and between CĪON Investment Corporation and CION Investment Management, LLC

EX-10.1 2 tm2124763d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN CĪON INVESTMENT CORPORATION AND CION INVESTMENT MANAGEMENT, LLC This Amended and Restated Investment Advisory Agreement (the “Agreement”) is made as of August 10, 2021, by and between CĪON INVESTMENT CORPORATION, a Maryland corporation (the “Company”), and CION INVESTMENT MANAGEMENT

August 11, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 tm2124763d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 (August 9, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State o

July 30, 2021 8-K

Results of Operations and Financial Condition

8-K 1 tm2123669d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2021 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or Other Jurisdictio

July 16, 2021 EX-99.1

CION INVESTMENT CORPORATION DECLARES CASH DISTRIBUTIONS

EX-99.1 2 tm2122294d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CION INVESTMENT CORPORATION DECLARES CASH DISTRIBUTIONS FOR IMMEDIATE RELEASE - NEW YORK, NY (July 16, 2021) – On July 15, 2021, the co-chief executive officers of CION Investment Corporation (“CIC”), a CION Investments company, declared regular monthly cash distributions for August 2021. The regular monthly cash distributions of $0.04413 p

July 16, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tm2122294d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2021 (July 15, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland 000-54755 45-3058280 (State or O

July 9, 2021 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 tm2121609d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 9, 2021 (July 8, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland (State or Other Jurisdiction of In

July 9, 2021 DEFA14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid

June 28, 2021 8-K

Other Events

8-K 1 tm2120873d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 28, 2021 (June 24, 2021) CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland (State or Other Jurisdiction of

June 25, 2021 SC TO-I/A

As filed with the Securities and Exchange Commission on June 24, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 193

As filed with the Securities and Exchange Commission on June 24, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 21, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 tm2120019d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 21, 2021 CĪON Investment Corporation (Exact Name of Registrant as Specified in Charter) Maryland (State or Other Jurisdiction of Incorporation) 0

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