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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Compass, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| August 4, 2025 |
Exhibit 10.2 AMENDMENT NO. 2 TO THE SECOND AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT This Amendment No. 2, dated as of August 1, 2025 (this "Amendment"), is among Compass Concierge SPV I, LLC, as Borrower (the "Borrower"), Compass Concierge, LLC, as Seller (the "Seller"), and Barclays Bank PLC, as Administrative Agent (in such capacity, the "Administrative Agent"), and as the so |
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| August 4, 2025 |
Offer Letter between the Company and Exhibit 10.3 Compass Offer Letter August 3, 2025 Dear Scott, We are pleased to offer you a full-time position as Chief Financial Officer (“CFO”) at Compass, Inc. (the “Company”), which will be in accordance with the terms of this letter agreement. Your start date to assume the CFO role shall be on August 22, 2025. For the avoidance of doubt, you will continue in your role as Chief Accounting Offic |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| August 4, 2025 |
Exhibit 10.4 EMPLOYEE PROPRIETARY INFORMATION, INVENTIONS, AND ARBITRATION AGREEMENT The following agreement (the “Agreement”) between Compass, Inc. and its Affiliates (defined below) (collectively, “Compass”), and the individual identified on the signature page to this Agreement (“You” or “you”) is effective as of the first day of your employment by Compass, or if signed during your employment at |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| July 30, 2025 |
Exhibit 99.1 Compass, Inc. Reports Record Second Quarter 2025 Results GAAP Net Income Grew 90.3% YoY to a Record $39.4 Million Operating Cash Flow Grew to a Record $72.8 Million Quarterly Market Share Grew 96bps YoY to a Record 6.09% 832 Principal Agents Joined Compass in Q2; An All-time High New York, NY - July 30, 2025 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), a leading tech-ena |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 29, 2025 |
Compass, Inc. Deferred Compensation Plan for Directors & Employees Exhibit 10.1 DEFERRED COMPENSATION PLAN Preamble This Plan is adopted as of the date and by the Company, on behalf of itself and any Participating Employers, as set forth in the attached Adoption Agreement, which is an integral part of this Plan. The Company, having been duly advised by its own counsel as to the legal and tax consequences of adopting this Plan, intends that the Plan shall at all t |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| May 9, 2025 |
Amendment No. 1 to the Agreement and Plan of Merge Exhibit 2.1 AMENDMENT NO. 1 TO THE AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 1 TO THE AGREEMENT AND PLAN OF MERGER dated as of May 6, 2025 (this “Amendment”) is by and between Quad-C, LLC, a Delaware limited liability company (“Seller Representative”), and Compass Brokerage, LLC, a Delaware limited liability company (“Buyer”) (each of Seller Representative and Buyer, a “Party”, and collectiv |
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| May 8, 2025 |
Exhibit 99.1 Compass, Inc. Reports Record First Quarter 2025 Results Revenue in Q1 Grew 28.7% YoY and Organic Revenue Grew 14.6% YoY Quarterly Market Share Grew 125bps YoY to a Record 6.0%; Organic Share Was Up 82bps Operating Cash Flow Grew 169% YoY to a Record $23.1 Million in Q1 New York, NY - May 8, 2025 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), a leading tech-enabled real est |
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| May 8, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2025 |
Exhibit 99.2 At World Properties Holdings, LLC Condensed Consolidated Financial Statements September 30, 2024 (Unaudited) Index Page Condensed Consolidated Balance Sheet as of September 30, 2024 2 Condensed Consolidated Statement of Operations for the nine months ended September 30, 2024 3 Condensed Consolidated Statement of Members' Equity for the nine months ended September 30, 2024 4 Condensed |
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| March 28, 2025 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On January 13, 2025 (the “Closing Date”), Compass, Inc. (“Compass” or the “Company”) closed its merger transaction (the “Acquisition”) contemplated by the Agreement and Plan of Merger (the “Merger Agreement”), dated November 25, 2024, by and among the Company, Compass Brokerage, LLC, Company Merger Sub, LLC, At World Properti |
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| March 28, 2025 |
Report of Independent Auditors Exhibit 99.1 At World Properties Holdings, LLC Consolidated Financial Statements December 31, 2023 Index Page Report of Independent Auditors 2 Consolidated Balance Sheet as of December 31, 2023 4 Consolidated Statement of Operations for the year ended December 31, 2023 5 Consolidated Statement of Members' Equity for the year ended December 31, 2023 6 Consolidated Statement of Cash Flows for the ye |
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| March 28, 2025 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2025 (January 13, 2025) Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction o |
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| February 25, 2025 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of Compass, Inc. Name of Subsidiary Jurisdiction Compass Brokerage, LLC Delaware Compass California II, Inc. Delaware Compass California, Inc. Delaware Compass Management Holdings, LLC Delaware Compass RE NY, LLC Delaware Compass DMV, LLC Delaware Compass RE Texas, LLC Texas |
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| February 25, 2025 |
COMPASS, INC. INSIDER TRADING POLICY (amended and restated as of August 5, 2024) A. PURPOSE Compass, Inc. (the “Company”) is committed to promoting high standards of honest and ethical business conduct and compliance with laws, rules and regulations. Accordingly, our Board of Directors (“Board”) has adopted this Insider Trading Policy (“Policy”) to promote compliance with insider trading laws. Ins |
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| February 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40 |
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| February 25, 2025 |
Calculation of Filing Fee Tables S-8 Compass, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A Common Stock Other 25,653,166 $ 9.17 $ 235,239,532.22 0.0001531 $ 36,015.17 Total Offering Amounts: $ 235,239,5 |
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| February 25, 2025 |
As filed with the Securities and Exchange Commission on February 25, 2025 As filed with the Securities and Exchange Commission on February 25, 2025 Registration No. |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 18, 2025 |
Exhibit 99.1 Compass, Inc. Reports Fourth Quarter and Full-Year 2024 Results Revenue in Q4 Grew 25.9% YoY and Organic Revenue Grew 20.9% YoY Quarterly Market Share Grew 65bps YoY to 5.06% and Organic Share Was Up 48bps $122 Million in Full-Year Operating Cash Flow; $150 Million Prior to NAR-related Settlement New York, NY - February 18, 2025 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company” |
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| January 15, 2025 |
Compass Raises Fourth Quarter and Full-Year 2024 Outlook Ahead of Investor Conference Exhibit 99.1 Compass Raises Fourth Quarter and Full-Year 2024 Outlook Ahead of Investor Conference New York, NY – January 15, 2025 – Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the United States by sales volume[1], announces an update to its Q4 2024 and full-year 2024 outlook ahead of its participation at the Needham Growth Conference t |
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| January 15, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 2, 2024 |
Form of Shareholder Rights Agreement, by and among, the Company and the stockholders party thereto Exhibit 10.1 FORM OF SHAREHOLDER RIGHTS AGREEMENT SHAREHOLDER RIGHTS AGREEMENT, dated as of [●] (this “Agreement”), among Compass, Inc., a Delaware corporation (the “Company”), and the stockholders set forth on the signature pages hereto (each, a “Stockholder” and collectively, the “Stockholders”). RECITALS WHEREAS, the Company, At World Properties Holdings, LLC, and the other parties thereto are |
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| December 2, 2024 |
Exhibit 99.1 Compass, Christie’s International Real Estate, @properties, and Ansley Real Estate Agree to Join Forces Christie’s International Real Estate Has 100+ Affiliates in Almost 50 Countries and Territories Around the World and Maintains a Close Partnership with the Christie’s Auction House @properties is the 8th Largest Residential Brokerage in the US by Sales Volume1 Best-in-Class Title & |
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| December 2, 2024 |
M&A Update - Compass to Acquire Christie’s International Real Estate and @properties December 2, 2024 Safe Harbor Statement This presentation includes forward-looking statements, which are statements other than statements of historical facts, and statements in the future tense. |
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| December 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2024 (November 25, 2024) Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) |
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| December 2, 2024 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among AT WORLD PROPERTIES HOLDINGS, LLC, AT WORLD PROPERTIES PRINCIPALS BLOCKER, INC., AT WORLD PROPERTIES IX BLOCKER, INC., QUAD-C, LLC, as SELLER REPRESENTATIVE, COMPASS, INC., COMPASS BROKERAGE, LLC APPLE IX BLOCKER MERGER SUB, INC., APPLE PRINCIPALS BLOCKER MERGER SUB, INC., and APPLE MERGER SUB, LLC dated as of November 25, 2024 TABLE OF CONTENT |
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| November 12, 2024 |
COMP / Compass, Inc. / SB INVESTMENT ADVISERS (UK) LTD Passive Investment SC 13G/A 1 formsc13ga.htm UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Compass, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Se |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| November 1, 2024 |
Exhibit 10.1 FORFEITURE ACKNOWLEDGEMENT Consistent with oral agreements made on December 22, 2023, between A) the Board of Directors of Compass, Inc. (the “Company”), based upon a recommendation of the Compensation Committee of the Board, and in consultation with the independent compensation consultant retained by the Compensation Committee, Semler Brossy Consulting Group, LLC and B) the undersign |
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| October 30, 2024 |
Exhibit 99.1 Compass, Inc. Reports Third Quarter 2024 Results Adjusted EBITDA Exceeds High-End of Guidance Reiterates Positive Free Cash Flow Guidance for Full Year 2024 Transactions Increased 16.1% and Quarterly Market Share Grew 49 Basis Points YoY to 4.80% New York, NY - October 30, 2024 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in |
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| October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| September 27, 2024 |
Summary Compensation Table Total for CEO(1) September 27, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Disclosure Review Program 100 F Street, N. |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| July 31, 2024 |
Exhibit 99.1 Compass, Inc. Reports Strong Second Quarter 2024 Results All-Time High Net Income of $20.7 million All-Time High Adjusted EBITDA of $77.4 million Free Cash Flow Positive for 4 of the Last 5 Quarters Increased Quarterly Market Share to 5.13% New York, NY - July 31, 2024 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the Unite |
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| July 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| May 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 8, 2024 |
Exhibit 99.1 Compass, Inc. Reports First Quarter 2024 Results Grows Revenue 10% year-over-year Increases Agent Count and Market Share year-over-year Free Cash Flow Positive for Q1 2024 New York, NY - May 8, 2024 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the United States by sales volume1 for the third year in a row, announced its fi |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 28, 2024 |
Compass, Inc. Amended and Restated Cash Bonus Agreement This Amended and Restated Cash Bonus Agreement (this “Agreement”) by and between Brad Serwin (“You”) and Compass, Inc. (the “Company”), is dated as of August 17, 2023 and is intended to entirely amend and restate that certain Cash Bonus Agreement between the parties dated December 30, 2020 (the “Old Agreement”) in its entirety. Capitalized te |
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| February 28, 2024 |
As filed with the Securities and Exchange Commission on February 28, 2024 As filed with the Securities and Exchange Commission on February 28, 2024 Registration No. |
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| February 28, 2024 |
Executive Bonus Plan, amended and restated as of November 2, 2023 COMPASS, INC. EXECUTIVE BONUS PLAN (amended and restated as of November 2, 2023) 1.Effective Date; Objective. This Executive Bonus Plan (“Plan”) shall be effective as of March 1, 2022 (the “Effective Date”) and is effective for calendar year 2022 and each year thereafter (each, an “Eligibility Period”), unless otherwise amended or terminated by Compass, Inc. (“Compass”) in accordance with the Plan |
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| February 28, 2024 |
CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between [●] (the “Executive”) and Compass, Inc. |
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| February 28, 2024 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of Compass, Inc. Name of Subsidiary Jurisdiction Compass Brokerage, LLC Delaware Compass California II, Inc. Delaware Compass California, Inc. Delaware Compass Management Holdings, LLC Delaware |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40 |
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| February 28, 2024 |
Non-Employee Director Compensation Policy COMPASS, INC. Non-Employee Director Compensation Policy As amended and approved by the Board on August 3, 2023 The Board of Directors (the “Board”) of Compass, Inc. (the “Company”) adopted this Non-Employee Director Compensation Policy (the “Policy”) setting forth the Company’s compensation program for non-employee directors (the “Program”). Under the Program each non-employee director is entitled |
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| February 28, 2024 |
INDEMNITY AGREEMENT This Indemnity Agreement, dated as of [*], 20[*], is made by and between Compass, Inc. |
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| February 28, 2024 |
Compass, Inc. Compensation Recovery Policy, adopted November 2, 2023 COMPASS, INC. COMPENSATION RECOVERY POLICY Adopted November 2, 2023 Policy The Board of Directors (the “Board”) of Compass, Inc. (the “Company”) has adopted this Compensation Recovery Policy (this “Policy”) pursuant to Rule 10D-1 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), the Securities and Exchange Commission (“SEC”) regulations promulgated thereunder, and applic |
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| February 28, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Compass, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0 |
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| February 28, 2024 |
PSUSV2 COMPASS, INC. 2021 EQUITY INCENTIVE PLAN NOTICE OF PERFORMANCE STOCK UNIT AWARD You (“Recipient”) have been granted Performance Stock Units (“PSUs”) under the Compass, Inc. (the “Company”) 2021 Equity Incentive Plan (the “Plan”) on the following terms. Unless otherwise defined herein, the terms defined in the Plan will have the same meanings in this Notice and the electronic representation |
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| February 27, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2024 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 27, 2024 |
Exhibit 99.1 Compass, Inc. Reports Fourth Quarter and Full Year 2023 Results Grows Agent Count and Market Share year-over-year and quarter-over-quarter in Q4 Expects to Be Free Cash Flow Positive for Full Year 2024 New York, NY - February 27, 2024 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the United States by transaction volume1, an |
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| February 13, 2024 |
COMP / Compass, Inc. / Reffkin Robert L. - SC 13G/A Passive Investment SC 13G/A 1 a13g-reffkinxwithconformed.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Compass, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 20464U100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 13, 2024 |
COMP / Compass, Inc. / SB INVESTMENT ADVISERS (UK) LTD Passive Investment SC 13G/A 1 formsc13ga.htm UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Compass, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Se |
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| February 13, 2024 |
COMP / Compass, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Compass Inc Class A Title of Class of Securities: Common Stock CUSIP Number: 20464U100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ |
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| December 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| December 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 6, 2023 |
Compass, Inc. Reports Third Quarter 2023 Results Achieves Positive Free Cash Flow In Third Quarter Exhibit 99.1 Compass, Inc. Reports Third Quarter 2023 Results Achieves Positive Free Cash Flow In Third Quarter New York, NY - November 6, 2023 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the United States by transaction volume1, announced its financial results for the third quarter ended September 30, 2023. “In the third quarter, for |
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| September 11, 2023 |
COMP / Compass Inc - Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Compass Inc. Title of Class of Securities: Common Stock CUSIP Number: 20464U100 Date of Event Which Requires Filing of this Statement: August 31, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d |
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| August 11, 2023 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| August 8, 2023 |
Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO THE SECOND AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT This Amendment No. 1, dated as of August 4, 2023 (this "Amendment"), is among Compass Concierge SPV I, LLC, as Borrower (the "Borrower"), Compass Concierge, LLC, as Seller (the "Seller"), and Barclays Bank PLC, as Administrative Agent (in such capacity, the "Administrative Agen |
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| August 7, 2023 |
Compass, Inc. Reports Second Quarter 2023 Results Achieves Positive Free Cash Flow In Second Quarter Exhibit 99.1 Compass, Inc. Reports Second Quarter 2023 Results Achieves Positive Free Cash Flow In Second Quarter New York, NY - August 7, 2023 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest residential real estate brokerage in the United States by transaction volume1, announced its financial results for the second quarter ended June 30, 2023. “I am pleased to say we are fr |
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| August 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 10, 2023 |
Conformed through: First Amendment to Revolving Credit and Guaranty Agreement dated as of May 1, 2023 Exhibit 10. |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| May 9, 2023 |
Compass, Inc. Reports First Quarter 2023 Results Exhibit 99.1 Compass, Inc. Reports First Quarter 2023 Results New York, NY - May 9, 2023 - Compass, Inc. (NYSE: COMP) (“Compass” or “the Company”), the largest1 tech-enabled real estate brokerage, announced its financial results for the first quarter ended March 31, 2023. “We had a strong first quarter of 2023 that was highlighted by exceeding both our guidance and consensus on Revenue and Adjuste |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 1, 2023 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of Compass, Inc. Name of Subsidiary Jurisdiction Compass Brokerage, LLC Delaware Compass California II, Inc. Delaware Compass California, Inc. Delaware Compass RE NY, LLC Delaware Compass Management Holdings, LLC Delaware |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40 |
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| March 1, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Compass, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0 |
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| March 1, 2023 |
As filed with the Securities and Exchange Commission on March 1, 2023 As filed with the Securities and Exchange Commission on March 1, 2023 Registration No. |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 28, 2023 |
Compass, Inc. Reports Fourth Quarter and Full Year 2022 Results Exhibit 99.1 Compass, Inc. Reports Fourth Quarter and Full Year 2022 Results New York, NY - February 28, 2023 - Compass, Inc. (NYSE: COMP), (“Compass” or “the Company”), a leading tech-enabled real estate brokerage, announced its financial results for the fourth quarter and full year ended December 31, 2022. “2022 was a difficult year for the residential real estate market and Compass. The unexpec |
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| February 14, 2023 |
COMP / Compass, Inc. / DISCOVERY CAPITAL MANAGEMENT, LLC / CT Passive Investment SC 13G/A 1 d992648613g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Compass, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 20464U100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 13, 2023 |
COMP / Compass, Inc. / Reffkin Robert L. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Compass, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 20464U100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 9, 2023 |
COMP / Compass, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv0638-compassinc.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Compass Inc. Title of Class of Securities: Common Stock CUSIP Number: 20464U100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Sch |
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| January 5, 2023 |
Regulation FD Disclosure, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2023 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| November 10, 2022 |
Compass, Inc. Reports Third Quarter 2022 Results Exhibit 99.1 Compass, Inc. Reports Third Quarter 2022 Results ?Total revenues of $1.49 billion, down 14% compared to 3Q21, driven principally by lower market volumes. ?Successfully launched the Compass national agent platform in all markets allowing agents to guide their customers from first contact to close in one seamless workflow platform. ?The Company incurred $29 million in restructuring char |
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| November 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 28, 2022 |
Offer Letter between the Company and Kalani Reelitz, dated as of October 24, 2022 Compass Offer Letter October 24, 2022 Dear Kalani, We are pleased to offer you a full-time position as Chief Financial Officer at Compass, Inc. |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| September 20, 2022 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| August 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 15, 2022 |
Promotion Award Letter Agreement between the Registrant and Greg Hart, dated as of August Promotion Award Letter Agreement August 10, 2022 To: Greg Hart Dear Greg, On behalf of our company and the team, I want to personally thank you for all your hard work. |
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| August 15, 2022 |
Exhibit 10.1 SECOND AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT among COMPASS CONCIERGE SPV I, LLC, as Borrower, COMPASS CONCIERGE, LLC, as Seller, BARCLAYS BANK PLC, as Administrative Agent and THE LENDERS FROM TIME TO TIME PARTY HERETO, Dated as of August 5, 2022 Table of Contents Page Article I DEFINITIONS; RULES OF CONSTRUCTION; COMPUTATIONS 1 Section 1.01 Definitions 1 Sectio |
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| August 15, 2022 |
Compass, Inc. Reports Second Quarter 2022 Results Exhibit 99.1 Compass, Inc. Reports Second Quarter 2022 Results ?Revenue of $2.0 billion, up 4% year-over-year. ?Market Share on an LTM basis increased approximately 50 bps to 4.6% compared to prior year. ?National deployment of a significant set of new features to the Compass platform giving Compass agents an end-to-end workflow tool targeted for the end of the third quarter. ?GAAP net loss increa |
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| August 15, 2022 |
Agreement between the Registrant and Kristen Ankerbrandt, dated as of August August 2, 2022 Dear Kristen: In connection with the termination of your employment with Compass Management Holdings, LLC (together with its past and present parents, subsidiaries, affiliates, divisions, predecessors, successors and assigns, herein collectively referred to as the ?Company?), effective as of the Termination Date, you are being offered the following separation agreement (?Separation Agreement?). |
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| June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 14, 2022 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 7, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 13, 2022 |
Offer Letter between the Regist Exhibit 10.4 Second Compass Amended and Restated Offer Letter [Date] Dear Greg, This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Prior Agreement?) dated February 3, 2020, as amended and restated on March 1, 2021, as further amended and restated from time to time, and which was assigned to Compass Management Holdings, LLC (the ?Company? or ?Compass?). T |
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| May 13, 2022 |
Exhibit 10.3 Second Compass Amended and Restated Offer Letter [Date] Dear Kristen, This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Prior Agreement?) dated November 9, 2018, as amended and restated on March 1, 2021, as further amended and restated from time to time, and which was assigned to Compass Management Holdings, LLC (the ?Company? or ?Compass?) |
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| May 13, 2022 |
Amended and Restated Offer Letter between the Registrant and Priyanka Singh, dated May 10, 2022 Exhibit 10.2 Compass Amended and Restated Offer Letter [Date] Dear Priyanka, This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Prior Agreement?) dated February 15, 2021, which was assigned to Compass Management Holdings, LLC (the ?Company? or ?Compass?). The effective date of this letter agreement is [Date].[1] You will continue to work in the role of C |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 13, 2022 |
Amended and Restated Offer Letter between the Registrant and Neda Navab, dated May 10, 2022 Exhibit 10.1 Compass Amended and Restated Offer Letter [Date] Dear Neda, This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Prior Agreement?) dated October 15, 2018, which was assigned to Compass Management Holdings, LLC (the ?Company? or ?Compass?). The effective date of this letter agreement is [Date].[1] You will continue to work in the role of Presid |
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| May 12, 2022 |
Compass Announces Changes to Executive Structure, Outlines Plan to Support Transition Exhibit 99.2 Compass Announces Changes to Executive Structure, Outlines Plan to Support Transition ?Chief Financial Officer, Kristen Ankerbrandt, Announces Resignation, Will Stay Into September to Ensure Orderly Transition ? Global Search for New CFO Underway ?Chief Product Officer, Greg Hart, Promoted to Chief Operating Officer New York, NY - May 12, 2022 - Compass, Inc. (NYSE: COMP), a leading t |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 12, 2022 |
Exhibit 99.1 Compass, Inc. Reports First Quarter 2022 Results ?Reports Record 1Q Revenue of $1.4 Billion, up 25% from 1Q21 ?Expands National LTM Market Share to 5.8%, up 150 basis points from 1Q21 LTM New York, NY - May 12, 2022 - Compass, Inc. (NYSE: COMP), a leading tech-enabled real estate brokerage, today announced that revenue for the first quarter 2022 was $1.4 billion, an increase of 25% ye |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 9, 2022 |
DEFA14A 1 tm2210332-7defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission O |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 15, 2022 |
DEFA14A 1 tm2210332d5defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
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| April 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2022 (April 5, 2022) Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2022 (March 15, 2022) Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction (Commission (IRS Employ |
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| March 17, 2022 |
Exhibit 10.1 COMPASS, INC. EXECUTIVE BONUS PLAN 1. Effective Date; Objective. This Executive Bonus Plan (?Plan?) shall be effective as of March 1, 2022 (the ?Effective Date?) and is effective for calendar year 2022 and each year thereafter (each, an ?Eligibility Period?), unless otherwise amended or terminated by Compass, Inc. (?Compass?) in accordance with the Plan. The Plan supersedes all prior |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2022 (March 11, 2022) Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Comm |
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| March 1, 2022 |
Power of Attorney (included on the signature page to this registration statement). As filed with the Securities and Exchange Commission on February 28, 2022 Registration No. |
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| March 1, 2022 |
EX-FILING FEES 4 d284386dexfilingfees.htm EX-FILING FEES EXHIBIT 107 CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) Compass, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of |
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| February 28, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40 |
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| February 28, 2022 |
Exhibit 4.1 DESCRIPTION OF CLASS A COMMON STOCK The following description summarizes the most important terms of our publicly traded (NYSE:COMP) common stock. For a complete description, you should refer to our restated certificate of incorporation and restated bylaws, which are incorporated by reference as exhibits to this annual report, and to the applicable provisions of Delaware law. Our autho |
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| February 16, 2022 |
Exhibit 99.1 Compass, Inc. Reports Fourth Quarter and Full Year 2021 Results Generates 73% Revenue Growth, Achieves Positive Adjusted EBITDA for Full Year 2021 and Provides Outlook for Full Year 2022, Q1 2022 and Financial Targets for 2025 New York, NY - February 16, 2022 - Compass, Inc. (NYSE: COMP), the leading tech-enabled real estate brokerage in the United States, announced today that revenue |
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| February 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2022 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 14, 2022 |
COMP / Compass, Inc. / DISCOVERY CAPITAL MANAGEMENT, LLC / CT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2022 |
COMP / Compass, Inc. / SB INVESTMENT ADVISERS (UK) LTD - SC 13G Passive Investment SC 13G Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Compass, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 20464U100 (CUSIP Number) |
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| February 14, 2022 |
COMP / Compass, Inc. / Reffkin Robert L. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Compass, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 20464U100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 14, 2022 |
Joint Filing Agreement (previously filed). Exhibit 99 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13G. |
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| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2022 (January 17, 2022) Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) ( |
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| November 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2021 (November 23, 2021) Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| November 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 10, 2021 |
COMPASS 2021 Q3 SHAREHOLDER LETTER Exhibit 99.2 COMPASS 2021 Q3 SHAREHOLDER LETTER 2021 Q3 SHAREHOLDER LETTER 2 HIGHLIGHTS 11,616 Average Number of Principal Agents1 62,349 Total Transactions2 $69.1B Gross Transaction Value3 $1.7B Revenue $(100)M GAAP Net Loss $12M Adjusted EBITDA4 +31% Year-Over-Year +36% Year-Over-Year +45% Year-Over-Year +47% Year-Over-Year (5.7)% of Revenue 0.7% of Revenue All figures as of September 30, 2021. |
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| November 10, 2021 |
Exhibit 99.1 Compass Reports Third Quarter 2021 Results Company Reports 47% Revenue Growth, Positive Adjusted EBITDA, and Raises FY 2021 Guidance New York, NY - November 10, 2021 - Compass, Inc. (NYSE: COMP) today announced its consolidated financial and operational results for the three months ended September 30, 2021. 3Q21 Revenue grew 47% year-over-year to $1.74 billion, with a GAAP Net Loss of |
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| August 10, 2021 |
Forms of Global Notice of Stock Option Grant and Global Stock Option Agreement Exhibit 10.3 COMPASS, INC. 2021 EQUITY INCENTIVE PLAN GLOBAL NOTICE OF STOCK OPTION GRANT You (the ?Optionee?) have been granted an option to purchase shares of Common Stock of the Company (the ?Option?) under the Compass, Inc. (the ?Company?) 2021 Equity Incentive Plan (the ?Plan?), subject to the terms and conditions of the Plan, this Global Notice of Stock Option Grant (the ?Notice?), and the a |
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| August 10, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| August 10, 2021 |
Exhibit 10.1 EXECUTION VERSION AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT among COMPASS CONCIERGE SPV I, LLC, as Borrower, COMPASS CONCIERGE, LLC, as Seller, BARCLAYS BANK PLC, as Administrative Agent and THE LENDERS FROM TIME TO TIME PARTY HERETO, Dated as of July 29, 2021 Table of Contents Page ARTICLE I DEFINITIONS; RULES OF CONSTRUCTION; COMPUTATIONS 1 Section 1.01 Definition |
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| August 10, 2021 |
Exhibit 10.2 GLOBAL NOTICE OF RESTRICTED STOCK UNIT AWARD COMPASS, INC. 2021 EQUITY INCENTIVE PLAN You (the ?Participant?) have been granted an award of Restricted Stock Units (?RSUs?) under the Compass, Inc. (the ?Company?) 2021 Equity Incentive Plan (the ?Plan?) subject to the terms and conditions of the Plan, this Global Notice of Restricted Stock Unit Award (this ?Notice?), and the attached Gl |
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| August 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2021 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 9, 2021 |
Exhibit 99.1 Compass Reports Second Quarter 2021 Results Revenue increased 186% year-over-year to $1.95 billion GAAP Net loss of $7 million Operations were profitable on a non-GAAP basis with Adjusted EBITDA of $71 million New York, NY - August 9, 2021 - Compass, Inc. (NYSE: COMP) today announced its consolidated financial and operational results for the three months ended June 30, 2021. The compa |
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| August 9, 2021 |
20 21 Q 2 S H A R E H O L D E R L E T T E R Exhibit 99.2 Exhibit 99.2 2021 Q2 S H AR EH O L D ER L E T T E R compass 20 21 Q 2 S H A R E H O L D E R L E T T E R TABLE OF CONTENTS HIGHLIGHTS 3 INVESTMENT OVERVIEW 4 FINANCIAL UPDATE 7 MARKET LEVEL ECONOMICS 10 OPERATIONAL UPDATE 11 PLATFORM UPDATE 15 BALANCE SHEET & CASH FLOW STATEMENT UPDATE 16 GUIDANCE 17 NOTES 18 FINANCIAL TABLES 19 2 0 2 1 Q 2 S H A R E H O L D E R L E T T E R 3 HIGHLIGHT |
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| August 9, 2021 | ||
| July 2, 2021 |
Material Modification to Rights of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2021 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40291 COMPASS, INC. |
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| May 13, 2021 |
Amended and Restated Bylaws of the Registrant Exhibit 3.2 COMPASS, INC. (a Delaware corporation) RESTATED BYLAWS As Adopted February 27, 2021 and As Effective April 6, 2021 COMPASS, INC. (a Delaware corporation) RESTATED BYLAWS TABLE OF CONTENTS Page ARTICLE I: STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice of Meetings 1 Section 1.4: Adjournments 1 Section 1.5: Quorum 2 Section 1.6: Organizat |
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| May 13, 2021 |
Restated Certificate of Incorporation of the Registrant Exhibit 3.1 COMPASS, INC. RESTATED CERTIFICATE OF INCORPORATION Compass, Inc., a Delaware corporation, hereby certifies as follows: ARTICLE I: The name of this corporation is Compass, Inc. The date of the filing of its original Certificate of Incorporation with the Secretary of State was October 4, 2012 under the name Urban Compass, Inc. ARTICLE II: The Restated Certificate of Incorporation of thi |
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| May 12, 2021 |
Exhibit 99.2 2 0 2 1 Q 1 SHAREHOLDER LET TER 2 0 2 1 Q 1 S H A R E H O L D E R L E T T E R 2 TABLE OF CONTENTS 1Q21 HIGHLIGHTS 3 LET TER FROM ROBERT 4 INVESTMENT OVERVIEW 5 FINANCIAL UPDATE 7 OPERATIONAL UPDATE 10 PL ATFORM UPDATE 13 BAL ANCE SHEET AND CASH FLOW 16 STATEMENT UPDATE GUIDANCE 17 FINANCIAL TABLES 18 202 1 Q 1 S H A R E H O L D E R L E T T E R 3 1Q21 HIGHLIGHTS 9,812 +20% Average Numb |
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| May 12, 2021 |
Exhibit 99.1 Compass Reports 80% Revenue Growth in First Quarter as a Public Company Strong Operational and Platform Results Yield Market Share Gains 1Q21 Financial Highlights: ? Revenue of $1.1 billion, up 80% year-over-year ? GAAP Net Loss of $212 million includes a one-time non-cash charge of $149 million for stock-based compensation in connection with the Company?s IPO. Excluding this charge, |
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| May 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2021 Compass, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40291 30-0751604 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 1, 2021 |
25,000,000 Shares Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-253744 25,000,000 Shares Class A Common Stock This is the initial public offering of shares of Class A common stock of Compass, Inc. We are offering 25,000,000 shares of our Class A common stock. We have three classes of authorized common stock, Class A common stock, Class B common stock and Class C common stock. The rights of |
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| April 1, 2021 |
As filed with the Securities and Exchange Commission on April 1, 2021 Registration No. |
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| March 31, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on March 31, 2021. |
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| March 29, 2021 |
Form of Underwriting Agreement. EX-1.1 2 d36119dex11.htm EX-1.1 Exhibit 1.1 Compass, Inc. Class A Common Stock Underwriting Agreement [●], 2021 Goldman Sachs & Co. LLC Morgan Stanley & Co. LLC As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 and c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York |
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| March 29, 2021 |
Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 March 29, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Compass, Inc. Registration Statement on Form S-1 (File No. 333-253744) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities |
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| March 29, 2021 |
James D. Evans [email protected] | 206.389.4559 March 29, 2021 VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Attention: Jan Woo, Legal Branch Chief Matthew Crispino, Staff Attorney Craig Wilson, Senior Advisor Laura Veator, Staff Accountant Re: Compass, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed March 23, 2021 File No. 333-253744 Ladies and Gentlemen: W |
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| March 29, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on March 29, 2021. |
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| March 29, 2021 |
Compass, Inc. 90 Fifth Avenue, 3rd Floor New York, New York 10011 March 29, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Jan Woo, Legal Branch Chief Matthew Crispino, Staff Attorney Craig Wilson, Senior Advisor Laura Veator, Staff Accountant Re: Compass, Inc. Registration Statement on Form S-1 (File |
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| March 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF l934 Compass, Inc. (Exact name of Registrant as specified in its charter) Delaware 30-0751604 (State of incorporation or organization) (I.R.S. Employer Identification No.) 90 Fifth Avenue, 3rd Floor New |
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| March 23, 2021 |
EXHIBIT 3.2 COMPASS, INC. RESTATED CERTIFICATE OF INCORPORATION Compass, Inc., a Delaware corporation, hereby certifies as follows: ARTICLE I: The name of this corporation is Compass, Inc. The date of the filing of its original Certificate of Incorporation with the Secretary of State was October 4, 2012 under the name Urban Compass, Inc. ARTICLE II: The Restated Certificate of Incorporation of thi |
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| March 23, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on March 23, 2021. |
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| March 23, 2021 |
EXHIBIT 10.11 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the ?Agreement?) is entered into by and between [?] (the ?Executive?) and Compass, Inc., a Delaware corporation (the ?Company?), on [?], 2021, and is effective as of [?] 2021 (the ?Effective Date?). 1. Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement |
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| March 23, 2021 |
2021 Employee Stock Purchase Plan and forms of award agreements thereunder EXHIBIT 10.4 COMPASS, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN 1. PURPOSE. Compass, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize |
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| March 23, 2021 |
Offer Letter between the Registrant and Brad Serwin, dated as of March 12, 2021 EXHIBIT 10.10 March 12, 2021 Brad Serwin Dear Brad: This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Company?)1, dated May 11, 2020 (the ?Prior Agreement?) effective March 1, 2021. You will continue to work in the role of General Counsel, reporting to the Company?s Chief Executive Officer. 1. Cash Compensation. In this position, the Company will pay yo |
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| March 23, 2021 |
1191 Second Avenue 206.389.4510 10th Floor Fenwick.com Seattle, WA 98101 James D. Evans [email protected] | 206.389.4559 March 23, 2021 VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Attention: Jan Woo, Legal Branch Chief Matthew Crispino, Staff Attorney Craig Wilson, Senior Advisor Laura Veator, Staff Accountant Re: Compass, Inc. Registration Statement on Form S-1 Filed Marc |
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| March 23, 2021 |
Offer Letter between the Registrant and Joseph Sirosh, dated as of March 12, 2021. EXHIBIT 10.9 March 12, 2021 Joseph Sirosh Dear Joseph: This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Company?)1, dated September 25, 2018 (the ?Prior Agreement?) effective March 1, 2021. You will continue to work in the role of Chief Technology Officer, reporting to the Company?s Chief Executive Officer. 1. Cash Compensation. In this position, the C |
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| March 23, 2021 |
Form of Registrant’s Class A common stock certificate. Exhibit 4.1 . ZQ|CERT#|COY|CLS|RGSTRY|ACCT#|TRANSTYPE|RUN#|TRANS# Class A Common Stock Class A Common Stock PO PAR VALUE $0.0001 MR ADD ADD ADD ADD 43 2 1 A BOX DESIGNATION SAMPLE Certificate Shares 505006, Number * * 000000 ****************** (IF * * * 000000 ***************** ANY) ZQ00000000 **** 000000 **************** Louisville, COMPASS, INC. ***** 000000 *************** KY ****** 000000 **** |
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| March 23, 2021 |
EXHIBIT 3.1 TWELFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COMPASS, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) COMPASS, INC., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?General Corporation Law?), DOES HEREBY CERTIFY: FIRST: That the name o |
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| March 23, 2021 |
Letter Agreement between the Registrant and Robert Reffkin, dated as of March 12, 2020, as amended EXHIBIT 10.6 URBAN COMPASS, INC. March 12, 2020 Mr. Robert Reffkin via email Dear Robert: You and the Board of Directors (the ?Board?) of Urban Compass, Inc. (the ?Company?) have agreed to make certain changes to your employment terms, as described in this letter agreement, effective as of the date hereof (hereinafter, this ?Letter Agreement?). In consideration of the mutual promises and covenants |
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| March 23, 2021 |
Offer Letter between the Registrant and Kristen Ankerbrandt, dated as of March 13, 2021. EXHIBIT 10.7 March 13, 2021 Kristen Ankerbrandt Dear Kristen: This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Company?)1, dated November 9, 2018 (the ?Prior Agreement?) effective March 1, 2021. You will continue to work in the role of Chief Financial Officer, reporting to the Company?s Chief Executive Officer. 1. Cash Compensation. In this position, t |
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| March 23, 2021 |
Offer Letter between the Registrant and Greg Hart, dated as of March 12, 2021. EXHIBIT 10.8 March 12, 2021 Greg Hart Dear Greg: This letter agreement amends and restates the offer letter between you and Compass, Inc. (the ?Company? or ?Compass?)1, dated February 3, 2020 (the ?Prior Agreement?) effective March 1, 2021. You will continue to work in the role of Chief Product Officer, reporting to the Company?s Chief Executive Officer. 1. Cash Compensation. In this position, the |
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| March 23, 2021 |
Form of Underwriting Agreement. Exhibit 1.1 Compass, Inc. Class A Common Stock Underwriting Agreement [?], 2021 Goldman Sachs & Co. LLC Morgan Stanley & Co. LLC As representatives (the ?Representatives?) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 and c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: Comp |
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| March 23, 2021 |
Form of Exchange Agreement between the Registrant and Robert Reffkin. Exhibit 10.15 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into as of , 2021, by and between Compass, Inc., a Delaware corporation (the ?Company?), and Robert Reffkin (the ?Founder?). WHEREAS, the Company?s board of directors (the ?Board?) has determined that it is in the best interests of the Company and its stockholders to implement a multi-class common stock |
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| March 23, 2021 |
2021 Equity Incentive Plan and forms of award agreements thereunder EXHIBIT 10.3 COMPASS, INC. 2021 EQUITY INCENTIVE PLAN 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu |
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| March 23, 2021 |
EXHIBIT 10.14 REVOLVING CREDIT AND GUARANTY AGREEMENT dated as of March 4, 2021 among COMPASS, INC., as the Borrower, the other OBLIGORS party hereto, the LENDERS and ISSUING BANKS party hereto and BARCLAYS BANK PLC, as the Administrative Agent, the Collateral Agent and the Syndication Agent BARCLAYS BANK PLC, GOLDMAN SACHS LENDING PARTNERS LLC and MORGAN STANLEY SENIOR FUNDING, INC., as Joint Lea |
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| March 23, 2021 |
Subsidiaries of the Registrant. EXHIBIT 21.1 Subsidiaries of Compass, Inc. Name of Subsidiary Jurisdiction Compass Brokerage, LLC Delaware Compass California II, Inc. Delaware |
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| March 3, 2021 |
CONFIDENTIAL TREATMENT REQUESTED BY COMPASS, INC. 801 California Street Mountain View, CA 94041 650.988.8500 Fenwick.com JAMES D. EVANS March 3, 2021 EMAIL [email protected] DIRECT DIAL +1 (206) 389-4559 CERTAIN PORTIONS OF THIS LETTER AS FILED VIA EDGAR HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR THE OMITTED PORTIONS, WHICH HAVE BEEN REPLACED WITH THE FOLLOWIN |
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| March 1, 2021 |
Amended and Restated Bylaws, as currently in effect. EX-3.3 3 d36119dex33.htm EX-3.3 EXHIBIT 3.3 AMENDED AND RESTATED BYLAWS OF URBAN COMPASS, INC. (A DELAWARE CORPORATION) TABLE OF CONTENTS Page ARTICLE I OFFICES 1 1.1 Registered Office 1 1.2 Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Location 1 2.2 Timing 1 2.3 Notice of Meeting 1 2.4 Stockholders’ Records 1 2.5 Special Meetings 2 2.6 Notice of Meeting 2 2.7 Business Transacted at Special |
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| March 1, 2021 |
Form of Equity Exchange Right Agreement between the Registrant and Robert Reffkin EXHIBIT 10.15 EQUITY EXCHANGE RIGHT AGREEMENT THIS EQUITY EXCHANGE RIGHT AGREEMENT (this ?Agreement?) is made and entered into as of March , 2021, by and between Compass, Inc., a Delaware corporation (the ?Company?), and Robert Reffkin (the ?Founder?). WHEREAS, the Company?s board of directors (the ?Board?) has determined that it is in the best interests of the Company and its stockholders to impl |
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| March 1, 2021 |
Seventh Amended Investors’ Rights Agreement, dated as of July 26, 2019. EXHIBIT 4.2 URBAN COMPASS, INC. SEVENTH AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT July 26, 2019 TABLE OF CONTENTS Page 1. Definitions 2 2. Registration Rights 4 2.1 Request for Registration 4 2.2 Company Registration 6 2.3 Form S-3 Registration 7 2.4 Obligations of the Company 9 2.5 Information from Holder 10 2.6 Expenses of Registration 10 2.7 Delay of Registration 11 2.8 Indemnification 1 |
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| March 1, 2021 |
2012 Stock Incentive Plan and forms of award agreements thereunder EXHIBIT 10.2 URBAN COMPASS, INC. THIRD AMENDED & RESTATED 2012 STOCK INCENTIVE PLAN 1. Purpose The purpose of this Third Amended & Restated 2012 Stock Incentive Plan (the ?Plan?) of Urban Compass, Inc., a Delaware corporation (the ?Company?), is to advance the interests of the Company?s stockholders by enhancing the Company?s ability to attract, retain and motivate persons who are expected to make |
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| March 1, 2021 |
EXHIBIT 10.13 REVOLVING CREDIT AND SECURITY AGREEMENT among COMPASS CONCIERGE SPV I, LLC, as Borrower, COMPASS CONCIERGE, LLC, as Seller, BARCLAYS BANK PLC, as Administrative Agent and THE LENDERS FROM TIME TO TIME PARTY HERETO, Dated as of July 31, 2020 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; RULES OF CONSTRUCTION; COMPUTATIONS 1 Section 1.01 Definitions 1 Section 1.02 Rules of Construction |
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| March 1, 2021 |
EXHIBIT 10.12 AGREEMENT OF LEASE Between 90 FIFTH OWNER LLC, Landlord, and URBAN COMPASS, INC., Tenant. Premises: Entire Third (3rd) and Fourth (4th) Floors 90 Fifth Avenue New York, New York LEASE INFORMATION SUMMARY I.????LEASE DATE: July 23rd, 2014 II.???PARTIES AND ADDRESSES: A.??Landlord: 90 Fifth Owner LLC B.??Landlord?s Address for Notices c/o RFR Realty LLC 390 Park Avenue New York, New Yo |
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| March 1, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on March 1, 2021. |
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| March 1, 2021 |
Form of Restated Bylaws of the Registrant, to be effective upon the completion of this offering. EXHIBIT 3.4 COMPASS, INC. (a Delaware corporation) RESTATED BYLAWS As Adopted , 2021 and As Effective , 2021 COMPASS, INC. (a Delaware corporation) RESTATED BYLAWS TABLE OF CONTENTS Page ARTICLE I: STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice of Meetings 1 Section 1.4: Adjournments 1 Section 1.5: Quorum 2 Section 1.6: Organization 2 Section 1.7: |
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| March 1, 2021 |
EXHIBIT 10.1 INDEMNITY AGREEMENT This Indemnity Agreement, dated as of , 2021 is made by and between Compass, Inc., a Delaware corporation (collectively with its subsidiaries, the ?Company?), and , a director, officer or key employee of the Company or one of the Company?s subsidiaries or other service provider who satisfies the definition of Indemnifiable Person set forth below (?Indemnitee?). REC |
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| March 1, 2021 |
EX-3.2 2 d36119dex32.htm EX-3.2 EXHIBIT 3.2 COMPASS, INC. RESTATED CERTIFICATE OF INCORPORATION Compass, Inc., a Delaware corporation, hereby certifies as follows: ARTICLE I: The name of this corporation is Compass, Inc. The date of the filing of its original Certificate of Incorporation with the Secretary of State was October 4, 2012. ARTICLE II: The Restated Certificate of Incorporation of this |
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| March 1, 2021 |
2021 Equity Incentive Plan and forms of award agreements thereunder. EXHIBIT 10.3 COMPASS, INC. 2021 EQUITY INCENTIVE PLAN 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu |
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| March 1, 2021 |
2021 Employee Stock Purchase Plan and forms of award agreements thereunder. EXHIBIT 10.4 COMPASS, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN 1. PURPOSE. Compass, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize |
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| March 1, 2021 |
Form of Exchange Agreement between the Registrant and Robert Reffkin EXHIBIT 10.14 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (this “Agreement”) is made and entered into as of , 2021, by and between Compass, Inc., a Delaware corporation (the “Company”), and Robert Reffkin (the “Founder”). WHEREAS, the Company’s board of directors (the “Board”) has determined that it is in the best interests of the Company and its stockholders to implement a multi-class common stock |
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| March 1, 2021 |
1191 Second Avenue 206.389.4510 10th Floor Fenwick.com Seattle, WA 98101 James D. Evans [email protected] | 206.389.4559 March 1, 2021 VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Attention: Jan Woo, Legal Branch Chief Matthew Crispino, Staff Attorney Craig Wilson, Senior Advisor Laura Veator, Staff Accountant Re: Compass, Inc. Amendment No. 1 to Draft Registration Statemen |
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| March 1, 2021 |
Non-Employee Director Compensation Policy, to be effective on May 15, 2021. EXHIBIT 10.5 COMPASS, INC. (?Company?) Non-Employee Director Compensation Policy Effective May 15, 2021 In contemplation of the Company?s proposed initial public offering (?IPO?), the Company?s Board of Directors (the ?Board?) believes it is in the best interests of the Company and its stockholders to adopt a compensation program for non-employee directors as set forth below (the ?Non-Employee Dir |
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| February 12, 2021 |
Table of Contents Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 Confidential draft No. 2 submitted on February 12, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Was |
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| February 12, 2021 |
DRSLTR 1 filename1.htm 1191 Second Avenue 206.389.4510 10th Floor Fenwick.com Seattle, WA 98101 James D. Evans [email protected] | 206.389.4559 February 12, 2021 VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Attention: Jan Woo, Legal Branch Chief Matthew Crispino, Staff Attorney Craig Wilson, Senior Advisor Laura Veator, Staff Accountant Re: Compass, Inc. Draft Registration |
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| January 11, 2021 |
Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 EXHIBIT 4.2 URBAN COMPASS, INC. SEVENTH AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT July 26, 2019 Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 TABLE OF CONTENTS Page 1. Definitions 2 2. Registration Rights 4 2.1 Request for Registration 4 2.2 Company Registration 6 |
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| January 11, 2021 |
Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 EXHIBIT 10.9 AGREEMENT OF LEASE Between 90 FIFTH OWNER LLC, Landlord, and URBAN COMPASS, INC., Tenant. Premises: Entire Third (3rd) and Fourth (4th) Floors 90 Fifth Avenue New York, New York Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 LEASE INFORMATION SUMMARY I.????LEA |
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| January 11, 2021 |
Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 EX-10.2 4 filename4.htm Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 EXHIBIT 10.2 URBAN COMPASS, INC. THIRD AMENDED & RESTATED 2012 STOCK INCENTIVE PLAN 1. Purpose The purpose of this Third Amended & Restated 2012 Stock Incentive Plan (the “Plan”) of Urban Compass, Inc., a Delaware corporation (the “Company”), is to advance the interests of the Company’s s |
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| January 11, 2021 |
Table of Contents Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 Confidential draft submitted on January 11, 2021 to the U.S. Securities and Exchange Commission. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATE |
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| January 11, 2021 |
Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 EX-3.3 2 filename2.htm Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 EXHIBIT 3.3 AMENDED AND RESTATED BYLAWS OF URBAN COMPASS, INC. (A DELAWARE CORPORATION) Confidential Treatment Requested by Compass, Inc. Pursuant to 17 C.F.R. Section 200.83 TABLE OF CONTENTS Page ARTICLE I OFFICES 1 1.1 Registered Office 1 1.2 Offices 1 ARTICLE II MEETINGS OF STOCKHOLDER |
