Mga Batayang Estadistika
| LEI | 549300EMCG286BDNKJ33 |
| CIK | 1276520 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Genworth Financial, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 31, 2025 |
2025 Genworth Financial, Inc. Omnibus Incentive Plan (filed herewith) EX-10.1 Exhibit 10.1 2025 Genworth Financial, Inc. Omnibus Incentive Plan Table to Contents Article 1. Establishment, Purpose, Awards, Eligibility and Participation 2 Article 2. Definitions 2 Article 3. Administration 4 Article 4. Shares Subject to the Plan and Maximum Awards 5 Article 5. Stock Options 7 Article 6. Stock Appreciation Rights 8 Article 7. Restricted Stock and Restricted Stock Units |
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| July 31, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 30, 2025 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission F |
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| July 30, 2025 |
Genworth Financial Announces Second Quarter 2025 Results EX-99.1 Exhibit 99.1 Genworth Financial Announces Second Quarter 2025 Results Strategic Highlights • Favorable ruling for AXA in the UK Payment Protection Insurance Case; Genworth to share in funds that AXA recovers • Delivered 804 matches1 with providers in the CareScout Quality Network in the quarter with over 90% home care coverage of the aged 65-plus census population in the United States • La |
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| July 30, 2025 |
EX-99.2 Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT SECOND QUARTER 2025 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income (Loss) by Quarter 8 Reconciliation of Net Income (Loss) to Adjusted Operating Income 9 Consolidated |
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| July 18, 2025 |
Exhibit 99.1 Important Notice to Directors and Executive Officers of Genworth Financial, Inc. Regarding Blackout Period and Regulation BTR (Blackout Trading Restrictions) July 18, 2025 The purpose of this notice is to inform you of a “blackout period” under the Genworth Retirement and Savings Plan (the “Genworth Plan”), during which you will be prohibited from engaging in transactions involving th |
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| July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 18, 2025 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizatio |
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| June 23, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SE |
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| May 28, 2025 |
As filed with the Securities and Exchange Commission on May 28, 2025. As filed with the Securities and Exchange Commission on May 28, 2025. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 80-0873306 (State or other jurisdiction of incorporation or organization) (I.R.S. |
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| May 28, 2025 |
EX-24.1 Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each of the undersigned, being a director of Genworth Financial, Inc., a Delaware corporation (the “Company”), hereby severally constitutes and appoints Thomas J. McInerney, Jerome T. Upton and Gregory S. Karawan and each of them individually, his or her true and lawful attorneys-in-fact and agents, with full power of substitu |
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| May 28, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) Genworth Financial, Inc. |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 22, 2025 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organization |
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| May 2, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0 |
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| May 2, 2025 |
Exhibit 10.2 2021 Genworth Financial, Inc. Omnibus Incentive Plan 2025-2027 Performance Stock Unit Award Agreement Dear [ ]: You have been selected to receive a Performance Stock Unit Award (“Award”) under the 2021 Genworth Financial, Inc. Omnibus Incentive Plan (the “Plan”), on the terms and conditions set forth below. This Award Agreement and the Plan together govern your rights under this Awa |
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| May 2, 2025 |
Exhibit 10.1 2021 Genworth Financial, Inc. Omnibus Incentive Plan 2025-2027 Restricted Stock Unit Award Agreement Dear [ ]: This Award Agreement and the 2021 Genworth Financial, Inc. Omnibus Incentive Plan (the “Plan”) together govern your rights under this Award Agreement and set forth all of the conditions and limitations affecting such rights. Unless the context otherwise requires, capitalize |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 30, 2025 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission |
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| April 30, 2025 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT FIRST QUARTER 2025 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income (Loss) by Quarter 8 Reconciliation of Net Income (Loss) to Adjusted Operating Income 9 Consolidated Balance |
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| April 30, 2025 |
Genworth Financial Announces First Quarter 2025 Results Exhibit 99.1 Genworth Financial Announces First Quarter 2025 Results Strategic Highlights • Executed $45M in share repurchases at an average price of $6.91 per share; $590M program-to-date through March 31, 2025 at an average price of $5.73 per share • Continued progress on the LTC1 multi-year rate action plan with $24M of gross incremental premium approvals; approximately $31.3B estimated net pre |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Submitted Pursuant to Rule 14a-6(g) (Amendment No. ) 1. Name of the Registrant: Genworth Financial, Inc. [CIK: 1276520] 2. Name of Person Relying on Exemption: Scott Klarquist 3. Address of Person Relying on the Exemption: Available Upon Request 4. Written Material. The following written materials |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin |
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| March 25, 2025 |
PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION—MARCH 25, 2025 PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION—MARCH 25, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 19, 2025 |
Genworth Financial Announces Election of Steven Van Wyk to Board of Directors Exhibit 99.1 Genworth Financial Announces Election of Steven Van Wyk to Board of Directors Richmond, VA (March 19, 2025) – Genworth Financial, Inc. (NYSE: GNW) today announced the election of a new independent director to its Board of Directors: Steven C. Van Wyk, former Group Chief Information Officer (CIO) for HSBC Bank PLC. Mr. Van Wyk’s election as an independent director is effective immediat |
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| March 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 19, 2025 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission |
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| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Submitted Pursuant to Rule 14a-6(g) (Amendment No. ) 1. Name of the Registrant: Genworth Financial, Inc. [CIK: 1276520] 2. Name of Person Relying on Exemption: Scott Klarquist 3. Address of Person Relying on the Exemption: Available Upon Request 4. Written Material. The following written materials |
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| February 28, 2025 |
Genworth Financial, Inc. Insider Trading Policy (filed herewith) Exhibit 19.1 Genworth Financial, Inc. Insider Trading Policy Federal and state securities laws prohibit company directors, officers and other employees from purchasing or selling securities of any company, including Genworth Financial, Inc. and any of its publicly traded subsidiaries (“Genworth”), if they are aware of material non-public information (“Inside Information”). Additionally, companies |
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| February 28, 2025 |
Exhibit 19.2 Genworth Financial, Inc. Policy Relating to Open Market Securities Repurchases and Compliance with Insider Trading Securities Laws The purpose of this policy (this “Policy”) is to assist Genworth Financial, Inc. (“Genworth”) and its subsidiaries (collectively, the “Company”) to comply with U.S. securities laws, rules and regulations (collectively, “Securities Laws”) concerning insider |
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| February 28, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32195 GEN |
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| February 28, 2025 |
Subsidiaries of the registrant (filed herewith) Exhibit 21 Genworth Financial, Inc.’s subsidiaries as of December 31, 2024 are listed below. Except where noted below, Genworth Financial, Inc. owns, directly or indirectly, 100% of the outstanding shares or other equity interests of these companies (including, with respect to certain companies, shares in names of nominees and qualifying shares in names of directors). Name Domicile Assigned Settle |
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| February 28, 2025 |
Powers of Attorney (filed herewith) Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director of Genworth Financial, Inc. |
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| February 18, 2025 |
EX-99.2 Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT FOURTH QUARTER 2024 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income (Loss) by Quarter 8 Reconciliation of Net Income (Loss) to Adjusted Operating Income (Loss) 9 Conso |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 18, 2025 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissi |
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| February 18, 2025 |
Genworth Financial Announces Fourth Quarter 2024 Results EX-99.1 Exhibit 99.1 Genworth Financial Announces Fourth Quarter 2024 Results Strategic Highlights • Expanded the CareScout Quality Network to all 50 states, covering over 86% of the aged 65-plus census population in the United States • Continued progress on the LTC1 multi-year rate action plan with $40M of gross incremental premium approvals; approximately $31.2B estimated net present value achie |
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| February 4, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 4, 2025 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissio |
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| November 7, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file |
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| November 6, 2024 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT THIRD QUARTER 2024 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income (Loss) by Quarter 8 Reconciliation of Net Income (Loss) to Adjusted Operating Income (Loss) 9 Consolidated B |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 6, 2024 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissio |
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| November 6, 2024 |
Genworth Financial Announces Third Quarter 2024 Results Exhibit 99.1 Genworth Financial Announces Third Quarter 2024 Results Strategic Highlights • Continued progress on the LTC1 multi-year rate action plan (MYRAP) with $124M of gross incremental premium approvals; approximately $30B estimated net present value achieved from in-force rate actions (IFAs) since 2012 • Expanded the CareScout Quality Network to 49 states through October, covering over 75% |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 October 18, 2024 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incor |
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| October 22, 2024 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF GENWORTH FINANCIAL, INC. (Effective as of October 18, 2024) Article I. Office Section 1.1. Office. The principal executive office of this corporation shall be in the county of Henrico in the Commonwealth of Virginia. Article II. Meetings of Stockholders Section 2.1. Annual Meetings. If required by applicable law, an annual meeting of stockholders shall be |
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| October 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 October 18, 2024 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissio |
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| October 18, 2024 |
Amended and Restated Bylaws of Genworth Financial, Inc., effective as of October 18, 2024 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF GENWORTH FINANCIAL, INC. (Effective as of October 18, 2024) Article I. Office Section 1.1. Office. The principal executive office of this corporation shall be in the county of Henrico in the Commonwealth of Virginia. Article II. Meetings of Stockholders Section 2.1. Annual Meetings. If required by applicable law, an annual meeting of stockholders shall be |
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| August 2, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| July 31, 2024 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT SECOND QUARTER 2024 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income (Loss) by Quarter 8 Reconciliation of Net Income (Loss) to Adjusted Operating Income (Loss) 9 Consolidated |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 31, 2024 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission F |
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| July 31, 2024 |
Genworth Financial Announces Second Quarter 2024 Results Exhibit 99.1 Genworth Financial Announces Second Quarter 2024 Results Strategic Highlights • Continued progress on the LTC1 multi-year rate action plan (MYRAP) with $138M of gross incremental premium approvals; $29.2B estimated net present value achieved from in-force rate actions (IFAs) since 2012 • CareScout continued to expand the CareScout Quality Network; now available in more than 40 states |
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| June 20, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SE |
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| June 7, 2024 |
EX-4.1 Exhibit 4.1 |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 June 6, 2024 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission fi |
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| June 7, 2024 |
Amended and Restated Bylaws of Genworth Financial, Inc., effective as of June 6, 2024 EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF GENWORTH FINANCIAL, INC. (Effective as of June 6, 2024) Article I. Office Section 1.1. Office. The principal executive office of this corporation shall be in the county of Henrico in the Commonwealth of Virginia. Article II. Meetings of Stockholders Section 2.1. Annual Meetings. If required by applicable law, an annual meeting of stockholders shall |
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| June 7, 2024 |
EX-4.2 Exhibit 4.2 Description of Capital Stock The following descriptions are summaries of the material terms of our amended and restated certificate of incorporation, amended and restated bylaws and relevant sections of the General Corporation Law of the State of Delaware, referred to as the DGCL. Our amended and restated certificate of incorporation and amended and restated bylaws have been inc |
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| June 7, 2024 |
EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION The present name of the corporation is Genworth Financial, Inc. The corporation was incorporated under the name Sub XLVI, Inc. by the filing of its original certificate of incorporation with the Secretary of State of the State of Delaware on December 5, 2012. This amended and restated certificate of incorporation of the corporati |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 23, 2024 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organization |
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| May 3, 2024 |
EX-10.1 Exhibit 10.1 2021 Genworth Financial, Inc. Omnibus Incentive Plan 2024-2026 Restricted Stock Unit Award Agreement Dear #ParticipantName#: This Award Agreement and the 2021 Genworth Financial, Inc. Omnibus Incentive Plan (the “Plan”) together govern your rights under this Award Agreement and set forth all of the conditions and limitations affecting such rights. Unless the context otherwise |
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| May 3, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0 |
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| May 3, 2024 |
EX-10.2 Exhibit 10.2 2021 Genworth Financial, Inc. Omnibus Incentive Plan 2024-2026 Performance Stock Unit Award Agreement Dear #ParticipantName#: You have been selected to receive a Performance Stock Unit Award (“Award”) under the 2021 Genworth Financial, Inc. Omnibus Incentive Plan (the “Plan”), on the terms and conditions set forth below. This Award Agreement and the Plan together govern your r |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 1, 2024 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 1, 2024 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT FIRST QUARTER 2024 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income (Loss) by Quarter 8 Reconciliation of Net Income (Loss) to Adjusted Operating Income (Loss) 9 Consolidated B |
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| May 1, 2024 |
Genworth Financial Announces First Quarter 2024 Results Exhibit 99.1 Genworth Financial Announces First Quarter 2024 Results Strategic Highlights • Executed $63M in share repurchases in the quarter; $434M in total executed through April 30, 2024, at an average price of $5.42 per share • Enact announced an increase to its quarterly dividend, as well as a new share repurchase program with authorization to purchase up to $250M of common stock • Continued |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 1, 2024 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organization) |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Submitted Pursuant to Rule 14a-6(g) (Amendment No. ) 1. Name of the Registrant: Genworth Financial, Inc. [CIK: 1276520] 2. Name of Person Relying on Exemption: Scott Klarquist 3. Address of Person Relying on the Exemption: Available Upon Request 4. Written Material. The following written materials |
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| April 11, 2024 |
Power of Attorney with respect to Genworth Holdings, Inc. signatories (1) Exhibit 24.2 POWER OF ATTORNEY Genworth Holdings, Inc. KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director or officer of Genworth Holdings, Inc., a Delaware corporation (the “Company”), hereby severally constitutes and appoints Thomas J. McInerney, Jerome T. Upton and Gregory S. Karawan and each of them individually, his or her true and lawful attorneys-in-fact and a |
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| April 11, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) GENWORTH FINANCIAL, INC. |
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| April 11, 2024 |
As filed with the Securities and Exchange Commission on April 11, 2024 Table of Contents As filed with the Securities and Exchange Commission on April 11, 2024 Registration No. |
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| April 11, 2024 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95- |
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| April 11, 2024 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95- |
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| April 11, 2024 |
Power of Attorney with respect to Genworth Financial, Inc. signatories (1) Exhibit 24.1 POWER OF ATTORNEY Genworth Financial, Inc. KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director or officer of Genworth Financial, Inc., a Delaware corporation (the “Company”), hereby severally constitutes and appoints Thomas J. McInerney, Jerome T. Upton and Gregory S. Karawan and each of them individually, his or her true and lawful attorneys-in-fact and |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 8, 2024 |
Annual Meeting & Proxy Statement Notice of 2024We are compassionate, experienced allies for those navigating care now and in the future, with guidance, products and services that meet families where they are in the aging journey. |
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| March 27, 2024 |
Table of Contents PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION—MARCH 27, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 29, 2024 |
Powers of Attorney (filed herewith) EX-24 Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director of Genworth Financial, Inc. |
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| February 29, 2024 |
Genworth Financial, Inc. Incentive-Based Compensation Recovery Policy (filed herewith ) EX-97 Exhibit 97 Genworth Financial, Inc. Incentive-Based Compensation Recovery Policy Section 1. Introduction. The Management Development and Compensation Committee (the “Committee”) of the board of directors (the “Board”) of Genworth Financial, Inc. (the “Company”) has adopted the Incentive-Based Compensation Recovery Policy (the “Policy”) to provide for the recovery by the Company of a Recovery |
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| February 29, 2024 |
EX-10.41 Exhibit 10.41 AMENDED AND RESTATED INDEMNIFICATION AGREEMENT This Amended and Restated Indemnification Agreement, dated as of February 26, 2024 (this “Agreement”), amends and restates that certain Indemnification Agreement, dated July 22, 2021 (the “2021 Agreement”), by and between Genworth Financial, Inc., a Delaware corporation (the “Company”), and Rohit Gupta (“Indemnitee”). WHEREAS, i |
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| February 29, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-3219 |
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| February 29, 2024 |
Subsidiaries of the registrant (filed herewith) EX-21 Exhibit 21 Genworth Financial, Inc.’s subsidiaries as of December 31, 2023 are listed below. Except where noted below, Genworth Financial, Inc. owns, directly or indirectly, 100% of the outstanding shares or other equity interests of these companies (including, with respect to certain companies, shares in names of nominees and qualifying shares in names of directors). Name Domicile Assigned |
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| February 29, 2024 |
Genworth Financial, Inc. Split-Dollar Leadership Life Insurance Plan (filed herewith) Exhibit 10.40 GENWORTH FINANCIAL, INC. SPLIT-DOLLAR LEADERSHIP LIFE INSURANCE PLAN EFFECTIVE JULY 1, 2023 GENWORTH FINANCIAL, INC. SPLIT-DOLLAR LEADERSHIP LIFE INSURANCE PLAN Article 1 – Purpose; Effective Date 1.1. Purpose. The purpose of this Split-Dollar Leadership Life Insurance Plan is to provide selected key employees of Genworth Financial, Inc. or its affiliated or subsidiary companies with |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 21, 2024 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissi |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 21, 2024 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiz |
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| February 21, 2024 |
Genworth Financial Announces Fourth Quarter 2023 Results Exhibit 99.1 Genworth Financial Announces Fourth Quarter 2023 Results Strategic Highlights • Executed $35M in share repurchases in the quarter; $384M in total executed through February 13, 2024, at an average price of $5.33 per share with approximately 443M shares outstanding • Significant progress on Long-Term Care Insurance (LTC) multi-year rate action plan (MYRAP), reducing the estimated remain |
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| February 21, 2024 |
Page intentionally left blank GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT FOURTH QUARTER 2023 Exhibit 99.2 Page intentionally left blank i GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT FOURTH QUARTER 2023 Cautionary Note Regarding Forward-Looking Statements This financial supplement contains certain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements may be identified by words such as “expects,” “intends,” “an |
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| February 13, 2024 |
GNW / Genworth Financial, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01009-genworthfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: Genworth Financial, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 37247D106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropri |
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| February 9, 2024 |
GNW / Genworth Financial, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Genworth Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 37247D106 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 6, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2024 GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiz |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 18, 2024 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiza |
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| January 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 31, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiz |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 11, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiz |
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| November 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file |
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| November 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 8, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissio |
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| November 8, 2023 |
Page intentionally left blank GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT THIRD QUARTER 2023 Exhibit 99.2 Page intentionally left blank i GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT THIRD QUARTER 2023 Cautionary Note Regarding Forward-Looking Statements This financial supplement contains certain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements may be identified by words such as “expects,” “anticipates,” “ |
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| November 8, 2023 |
Exhibit 99.1 Genworth Financial Announces Third Quarter 2023 Results Net Income of $29 Million and Adjusted Operating Income of $42 Million • Enact segment adjusted operating income of $134M; PMIERs1 sufficiency ratio of 162%2 • LTC adjusted operating loss of $71M; Life and Annuities adjusted operating loss of $3M • Continued progress on Long-Term Care Insurance (LTC) multi-year rate action plan, |
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| November 1, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2023 GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiz |
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| October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 18, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissio |
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| October 19, 2023 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 1 TO THE REPLACEMENT CAPITAL COVENANT This Amendment No. 1 (this “Amendment”) to the Replacement Capital Covenant, dated as of November 14, 2006 (the “Agreement”), is made as of October 18, 2023, by Genworth Holdings, Inc., a wholly owned subsidiary of Genworth Financial, Inc., a Delaware corporation (together with its successors and assigns, th |
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| October 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 11, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissio |
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| October 12, 2023 |
Exhibit 99.1 Consent Solicitation Statement October 11, 2023 GENWORTH HOLDINGS, INC. Solicitation of Consents from Holders of the Notes set forth below to Amend the Replacement Capital Covenant, dated as of November 14, 2006 (the “Replacement Capital Covenant”) Outstanding Principal Amount Description of Securities CUSIP Number(s) $276,103,000 6.500% Senior Notes due 2034 (the “2034 Notes” or the |
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| August 29, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 11, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission |
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| August 29, 2023 |
Page intentionally left blank GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT SECOND QUARTER 2023 EX-99.1 Exhibit 99.1 Page intentionally left blank i GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT SECOND QUARTER 2023 Cautionary Note Regarding Forward-Looking Statements This financial supplement contains certain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements may be identified by words such as "expects," "antici |
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| August 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32195 GENW |
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| August 9, 2023 |
EX-10.1 Exhibit 10.1 2021 Genworth Financial, Inc. Omnibus Incentive Plan 2023 Director Restricted Stock Unit Award Agreement Dear #DirectorName#: This Award Agreement and the 2021 Genworth Financial, Inc. Omnibus Incentive Plan (the “Plan”) together govern your rights under this Award Agreement and set forth all of the conditions and limitations affecting such rights. Unless the context otherwise |
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| August 8, 2023 |
Exhibit 99.1 Genworth Financial Announces Second Quarter 2023 Results Net Income of $137 Million and Adjusted Operating Income of $85 Million Announced $350 Million Expansion of Existing Share Repurchase Program • Enact segment adjusted operating income of $146M; PMIERs1 sufficiency ratio of 162%2 • Continued progress on Long-Term Care Insurance (LTC) multi-year rate action plan, with $94M of gros |
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| August 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 8, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2023 GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizat |
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| August 1, 2023 |
EX-99.1 Exhibit 99.1 ENACT REPORTS SECOND QUARTER 2023 RESULTS GAAP Net Income of $168 million, or $1.04 per diluted share Adjusted Operating Income of $178 million, or $1.10 per diluted share Return on Equity of 15.5% and Adjusted Operating Return on Equity of 16.4% Record Primary Insurance-in-Force of $258 billion, a 9% increase from second quarter 2022 PMIERs Sufficiency of 162% or $1,958 milli |
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| July 11, 2023 |
EX-99.1 Exhibit 99.1 Page intentionally left blank i Cautionary Note Regarding Forward-Looking Statements This financial supplement contains certain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements may be identified by words such as “expects,” “anticipates,” “intends,” “plans,” “believes,” “seeks,” “estimates,” “wil |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 11, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission F |
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| June 23, 2023 |
11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 16, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizatio |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 18, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organization |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 18, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organization |
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| May 5, 2023 |
EX-10.1 Exhibit 10.1 Date of Notification: February 5, 2023 TRANSITION, SEVERANCE & RELEASE AGREEMENT This is an Agreement between GENWORTH FINANCIAL, INC. (the “Company”) and Daniel Sheehan (the “Employee”). WHEREAS the Employee’s employment with the Company will end on March 31, 2023, WHEREAS the payments and other consideration provided to the Employee under this Agreement are inclusive of all |
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| May 5, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32195 GEN |
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| May 5, 2023 |
EX-10.3 Exhibit 10.3 2021 Genworth Financial, Inc. Omnibus Incentive Plan 2023-2025 Performance Stock Unit Award Agreement Dear #ParticipantName#: You have been selected to receive a Performance Stock Unit Award (“Award”) under the 2021 Genworth Financial, Inc. Omnibus Incentive Plan (the “Plan”), on the terms and conditions set forth below. This Award Agreement and the Plan together govern your r |
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| May 5, 2023 |
EX-10.2 Exhibit 10.2 2021 Genworth Financial, Inc. Omnibus Incentive Plan 2023-2025 Restricted Stock Unit Award Agreement Dear #ParticipantName#: This Award Agreement and the 2021 Genworth Financial, Inc. Omnibus Incentive Plan (the “Plan”) together govern your rights under this Award Agreement and set forth all of the conditions and limitations affecting such rights. Unless the context otherwise |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 3, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 3, 2023 |
EX-99.1 Exhibit 99.1 Genworth Financial Announces First Quarter 2023 Results Net Income of $62 Million and Adjusted Operating Income of $84 Million • Enact segment adjusted operating income of $143M; PMIERs1 sufficiency ratio of 164%2 • Continued progress on long-term care insurance (LTC) multi-year rate action plan, with approximately $23.8B net present value achieved from in-force rate actions ( |
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| May 3, 2023 |
EX-99.2 Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT FIRST QUARTER 2023 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income by Select Quarters 8 Reconciliation of Net Income to Adjusted Operating Income 9 Consolidated Balanc |
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| April 5, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 4, 2023 |
CORRESP SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE +1 212 839 8744 KLIEKEFETT@SIDLEY. |
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| April 3, 2023 |
SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE +1 212 839 8744 KLIEKEFETT@SIDLEY. |
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| March 24, 2023 |
Table of Contents PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION—MARCH 24, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 1, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizatio |
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| February 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SE CTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32195 GENWOR |
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| February 28, 2023 |
Subsidiaries of the registrant (filed herewith) EX-21 Exhibit 21 Genworth Financial, Inc.’s subsidiaries as of December 31, 2022 are listed below. Except where noted below, Genworth Financial, Inc. owns, directly or indirectly, 100% of the outstanding shares or other equity interests of these companies (including, with respect to certain companies, shares in names of nominees and qualifying shares in names of directors). Name Domicile Assigned |
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| February 28, 2023 |
Powers of Attorney (filed herewith) EX-24 Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director of Genworth Financial, Inc. |
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| February 9, 2023 |
GNW / Genworth Financial Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Genworth Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 37247D106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 5, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiza |
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| February 6, 2023 |
Exhibit 99.1 Genworth Financial Announces Fourth Quarter 2022 Results Fourth Quarter Net Income of $175 Million and Adjusted Operating Income of $167 Million; 2022 Full Year Net Income of $609 Million and Adjusted Operating Income of $633 Million • Enact segment fourth quarter adjusted operating income of $120 million, with 10 percent annual growth in primary insurance in-force • Received $168 mil |
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| February 6, 2023 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT FOURTH QUARTER 2022 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income by Quarter 8 Reconciliation of Net Income to Adjusted Operating Income 9 Consolidated Balance Sheets 10-11 |
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| February 6, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 6, 2023 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissio |
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| November 3, 2022 |
Exhibit 10.1 Genworth Financial, Inc. Amended and Restated 2014 Change of Control Plan Amended and Restated as of October 18, 2022 1. Purpose. The purpose of the Plan is to enable the Company to offer certain protections to a selected group of key employees of the Company if their employment is terminated in connection with a Change of Control. Capitalized terms and phrases used herein shall have |
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| November 3, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32195 |
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| November 3, 2022 |
Exhibit 10.2 Genworth Financial, Inc. Amended and Restated Senior Executive Severance Plan Amended and Restated as of October 18, 2022 1. Purpose. The purpose of the Plan is to promote the retention of the Company?s senior executives by enabling the Company to offer certain protections to such employees in the event their employment is involuntarily terminated under certain circumstances. Capitali |
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| November 1, 2022 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT THIRD QUARTER 2022 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income by Quarter 8 Reconciliation of Net Income to Adjusted Operating Income 9 Consolidated Balance Sheets 10-11 C |
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| November 1, 2022 |
Exhibit 99.1 Genworth Financial Announces Third Quarter 2022 Results Net Income of $104 Million and Adjusted Operating Income of $159 Million ? Enact segment adjusted operating income of $156 million ? Received $19 million quarterly dividend from Enact ? U.S. Life Insurance segment adjusted operating income of $11 million ? $47 million in annual long-term care insurance (LTC) premium rate increase |
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| November 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 1, 2022 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissio |
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| October 21, 2022 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF GENWORTH FINANCIAL, INC. (Effective as of October 19, 2022) Article I. Office Section 1.1. Office. The principal executive office of this corporation shall be in the county of Henrico in the Commonwealth of Virginia. Article II. Meetings of Stockholders Section 2.1. Annual Meetings. If required by applicable law, an annual meeting of stockholders shall be |
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| October 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 October 19, 2022 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissio |
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| August 3, 2022 |
Exhibit 10.1 Date of Notification: December 8, 2021 Notice to Employee: This is a legal document. You are advised to consult with an attorney prior to signing this agreement. SEPARATION AGREEMENT & RELEASE This is an Agreement between GENWORTH FINANCIAL, INC. and its affiliates (collectively, the ?Company?) and WARD BOBITZ (the ?Employee?). WHEREAS the Employee?s employment with the Company will e |
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| August 3, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32195 GENW |
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| August 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 1, 2022 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission |
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| August 1, 2022 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT SECOND QUARTER 2022 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income by Quarter 8 Reconciliation of Net Income to Adjusted Operating Income 9 Consolidated Balance Sheets 10-11 |
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| August 1, 2022 |
Exhibit 99.1 Genworth Financial Announces Second Quarter 2022 Results Net Income of $181 Million and Adjusted Operating Income of $176 Million ? Enact segment adjusted operating income of $167 million, with nine percent annual growth in insurance in-force and strong loss performance ? Received first quarterly dividend from Enact of $19 million ? U.S. Life Insurance segment adjusted operating incom |
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| June 24, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SE |
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| May 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 19, 2022 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organization |
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| May 19, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 19, 2022 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organization |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| May 5, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32195 GEN |
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| May 3, 2022 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT FIRST QUARTER 2022 Table of Contents Page Investor Letter . 3 Use of Non-GAAP Measures. 4 Results of Operations and Selected Operating Performance Measures .. 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income by Quarter 8 Reconciliation of Net Income to Adjusted Operating Income 9 Consolidated Balance Sheets. |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| May 3, 2022 |
Exhibit 99.1 Genworth Financial Announces First Quarter 2022 Results First Quarter Net Income of $149 Million and Adjusted Operating Income of $131 Million Announced $350 Million Share Repurchase Authorization, The First Shareholder Return Program In Over 13 Years ? Enact segment adjusted operating income of $135 million, with 10 percent annual growth in insurance in-force and strong loss performa |
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| May 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 3, 2022 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 29, 2022 | ||
| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 19, 2022 | ||
| April 19, 2022 | ||
| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X - Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: Preliminary Proxy Statement Confidentia |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 15, 2022 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizati |
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| April 14, 2022 | ||
| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 14, 2022 | ||
| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confid |
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| April 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 12, 2022 | ||
| April 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| April 7, 2022 | ||
| April 6, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| April 6, 2022 | ||
| April 6, 2022 |
DEFINITIVE PROXY STATEMENT IN CONNECTION WITH CONTESTED SOLICITATIONS |
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| April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 5, 2022 |
Table of Contents PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION?APRIL 5, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2022 |
PREC14A 1 gnw3986081prec14a.htm PRELIMINARY PROXY STATEMENT IN CONNECTION WITH CONTESTED SOLICITATIONS Table of Contents PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION—MARCH 28, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed b |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 23, 2022 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizati |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 23, 2022 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizati |
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| March 24, 2022 |
Genworth Financial Announces Election of Elaine Sarsynski to Board of Directors Exhibit 99.1 Genworth Financial Announces Election of Elaine Sarsynski to Board of Directors Richmond, VA (March 23, 2022) ? Genworth Financial, Inc. (NYSE: GNW) today announced the election of a new independent director to its Board of Directors: Elaine Sarsynski, former Chairwoman, Chief Executive Officer and President of Mass Mutual International. She will stand for election with the other Dire |
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| March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 16, 2022 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizati |
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| February 28, 2022 |
Exhibit 10.60 2021 Genworth Financial, Inc. Omnibus Incentive Plan 2022-2024 Restricted Stock Unit Award Agreement Dear #ParticipantName#: This Award Agreement and the 2021 Genworth Financial, Inc. Omnibus Incentive Plan (the ?Plan?) together govern your rights under this Award Agreement and set forth all of the conditions and limitations affecting such rights. Unless the context otherwise require |
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| February 28, 2022 |
Exhibit 10.53 2018 Genworth Financial, Inc. Omnibus Incentive Plan 2021-2023 Cash-Based Award Agreement Dear #ParticipantName#: This Award Agreement and the 2018 Genworth Financial, Inc. Omnibus Incentive Plan (the ?Plan?) together govern your rights under this Cash-Based Award (the ?Award?) and set forth all of the conditions and limitations affecting such rights. Unless the context otherwise req |
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| February 28, 2022 |
Amended and Restated Genworth Financial, Inc. 2014 Change of Control Plan (filed herewith) Exhibit 10.57 Genworth Financial, Inc. Amended and Restated 2014 Change of Control Plan Amended and Restated as of January 1, 2022 1. Purpose. The purpose of the Plan is to enable the Company to offer certain protections to a selected group of key employees of the Company if their employment is terminated in connection with a Change of Control. Capitalized terms and phrases used herein shall have |
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| February 28, 2022 |
Powers of Attorney (filed herewith) Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director of Genworth Financial, Inc. |
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| February 28, 2022 |
Subsidiaries of the registrant (filed herewith) Exhibit 21 Genworth Financial, Inc.?s subsidiaries as of December 31, 2021 are listed below. Except where noted below, Genworth Financial, Inc. owns, directly or indirectly, 100% of the outstanding shares or other equity interests of these companies (including, with respect to certain companies, shares in names of nominees and qualifying shares in names of directors). Name Domicile Assigned Settle |
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| February 28, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32195 GENWORTH |
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| February 28, 2022 |
Exhibit 10.59 2021 Genworth Financial, Inc. Omnibus Incentive Plan 2022-2024 Performance Stock Unit Award Agreement Dear #ParticipantName#: You have been selected to receive a Performance Stock Unit Award (?Award?) under the 2021 Genworth Financial, Inc. Omnibus Incentive Plan (the ?Plan?), on the terms and conditions set forth below. This Award Agreement and the Plan together govern your rights u |
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| February 28, 2022 |
Exhibit 10.52 2018 Genworth Financial, Inc. Omnibus Incentive Plan 2021-2023 Restricted Stock Unit Award Agreement Dear #ParticipantName#: This Award Agreement and the 2018 Genworth Financial, Inc. Omnibus Incentive Plan (the ?Plan?) together govern your rights under this Award Agreement and set forth all of the conditions and limitations affecting such rights. Unless the context otherwise require |
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| February 28, 2022 |
Amended and Restated Genworth Financial, Inc. Senior Executive Severance Plan (filed herewith) Exhibit 10.58 Genworth Financial, Inc. Amended and Restated Senior Executive Severance Plan Amended and Restated as of January 1, 2022 1. Purpose. The purpose of the Plan is to promote the retention of the Company?s senior executives by enabling the Company to offer certain protections to such employees in the event their employment is involuntarily terminated under certain circumstances. Capitali |
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| February 28, 2022 |
Exhibit 10.51 2018 Genworth Financial, Inc. Omnibus Incentive Plan 2021-2023 Performance Stock Unit Award Agreement Dear #ParticipantName#: You have been selected to receive a Performance Stock Unit Award (?Award?) under the 2018 Genworth Financial, Inc. Omnibus Incentive Plan (the ?Plan?), on the terms and conditions set forth below. This Award Agreement and the Plan together govern your rights u |
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| February 10, 2022 |
GNW / Genworth Financial Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Genworth Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 37247D106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 1, 2022 |
Exhibit 99.1 Genworth Financial Announces Fourth Quarter 2021 Results Fourth Quarter Net Income of $163 Million and Adjusted Operating Income of $164 Million; 2021 Full Year Net Income of $904 Million and Adjusted Operating Income of $765 Million ? Enact segment adjusted operating income of $125 million, with nine percent annual growth in primary insurance in force and a loss ratio of three percen |
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| February 1, 2022 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT FOURTH QUARTER 2021 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income (Loss) by Quarter 8 Reconciliation of Net Income (Loss) to Adjusted Operating Income (Loss) 9 Consolidated |
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| February 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 1, 2022 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissio |
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| January 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 31, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiz |
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| November 4, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32195 |
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| November 2, 2021 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT THIRD QUARTER 2021 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income (Loss) by Quarter 8 Reconciliation of Net Income (Loss) to Adjusted Operating Income (Loss) 9 Consolidated B |
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| November 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 2, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissio |
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| November 2, 2021 |
Exhibit 99.1 Genworth Financial Announces Third Quarter 2021 Results Third Quarter Net Income of $314 Million and Adjusted Operating Income of $239 Million ? Successfully completed initial public offering (IPO) of Enact Holdings, Inc. (Enact) ? Enact adjusted operating income of $134 million, with 10 percent annual growth in primary insurance in force and a 14 percent loss ratio ? Enact?s PMIERs1 |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 25, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiza |
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| September 23, 2021 |
Genworth Financial, Inc. Unaudited Pro Forma Condensed Consolidated Financial Statements Exhibit 99.1 Genworth Financial, Inc. Unaudited Pro Forma Condensed Consolidated Financial Statements The following unaudited pro forma condensed consolidated financial statements and related notes are presented to show the effects of the initial public offering (?IPO?) of common shares of Enact Holdings, Inc. (?Enact Holdings?), an indirect subsidiary of Genworth Financial, Inc. (the ?Company?), |
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| September 23, 2021 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 20, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commiss |
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| August 5, 2021 |
Exhibit 10.2 Date of Notification: January 22, 2021 Notice to Employee: This is a legal document. You are advised to consult with an attorney prior to signing this agreement. SEPARATION AGREEMENT & RELEASE This Separation Agreement & Release (the ?Agreement?) is made between GENWORTH FINANCIAL, INC. and its affiliates (collectively, the ?Company?) and KEVIN SCHNEIDER (the ?Employee?). WHEREAS the |
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| August 5, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32195 GENW |
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| August 5, 2021 |
Exhibit 10.1 2021 Genworth Financial, Inc. Omnibus Incentive Plan Table of Contents Article 1. Establishment, Purpose, Awards, Eligibility and Participation 2 Article 2. Definitions 2 Article 3. Administration 4 Article 4. Shares Subject to the Plan and Maximum Awards 6 Article 5. Stock Options 8 Article 6. Stock Appreciation Rights 9 Article 7. Restricted Stock and Restricted Stock Units 10 Artic |
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| August 3, 2021 |
Genworth Financial Announces Second Quarter 2021 Results Exhibit 99.1 Genworth Financial Announces Second Quarter 2021 Results Second Quarter Net Income Of $240 Million And Adjusted Operating Income Of $194 Million ? Continued Progress On Company?s Strategic Objectives With Strong Second Quarter Earnings, Preparations For An Initial Public Offering (IPO) Of Minority Interest In Enact1 And Holding Company Debt Reduction ? Enact Adjusted Operating Income |
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| August 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 3, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission |
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| August 3, 2021 |
Table of Contents Exhibit 99.2 Table of Contents GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT SECOND QUARTER 2021 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income (Loss) by Quarter 8 Reconciliation of Net Income (Loss) to Adjusted Ope |
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| July 26, 2021 |
Exhibit 10.1 INDEMNIFICATION AGREEMENT This Indemnification Agreement, dated as of [ ] [ ], 20[ ] (this ?Agreement?), is entered into between Genworth Financial, Inc., a Delaware corporation (the ?Company?), and [ ] (?Indemnitee?). WHEREAS, it is essential to the Company to attract and retain as directors and officers the most capable persons available; WHEREAS, Indemnitee is a director and/or off |
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| July 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 22, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizatio |
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| June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE |
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| May 25, 2021 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each of the undersigned, being a director of Genworth Financial, Inc., a Delaware corporation (the ?Company?), hereby severally constitutes and appoints Thomas J. McInerney, Daniel J. Sheehan IV and Ward E. Bobitz and each of them individually, his or her true and lawful attorneys-in-fact and agents, with full power of substitution an |
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| May 25, 2021 |
As filed with the Securities and Exchange Commission on May 25, 2021. As filed with the Securities and Exchange Commission on May 25, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 80-0873306 (State or other jurisdiction of incorporation or organization) (I.R.S. Em |
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| May 21, 2021 |
EX-3.2 2 d184969dex32.htm EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF GENWORTH FINANCIAL, INC. (Effective as of May 20, 2021) Article I. Office Section 1.1. Office. The principal executive office of this corporation shall be in the county of Henrico in the Commonwealth of Virginia. Article II. Meetings of Stockholders Section 2.1. Annual Meetings. If required by applicable law, an annual mee |
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| May 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 20, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organization |
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| May 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Genworth Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 37247D106 Date of Event Which Requires Filing of this Statement: April 30, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| May 5, 2021 |
Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 29, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission |
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| April 29, 2021 |
Exhibit 99.1 Genworth Financial Announces First Quarter 2021 Results First Quarter Net Income Of $187 Million And Adjusted Operating Income Of $168 Million ? Executing On The Company?s Strategic Plan Following The Termination Of The Merger Agreement With China Oceanwide Holdings Group Co., Ltd (Oceanwide) - Completed Sale Of Genworth?s Interest In Genworth Mortgage Insurance Australia Limited (Gen |
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| April 29, 2021 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT FIRST QUARTER 2021 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income (Loss) by Quarter 8 Reconciliation of Net Income (Loss) to Adjusted Operating Income (Loss) 9 Consolidated B |
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| April 12, 2021 |
Power of Attorney with respect to Genworth Holdings, Inc. signatories (1) Exhibit 24.2 POWER OF ATTORNEY Genworth Holdings, Inc. KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director or officer of Genworth Holdings, Inc., a Delaware corporation (the ?Company?), hereby severally constitutes and appoints Thomas J. McInerney, Daniel J. Sheehan IV and Ward E. Bobitz and each of them individually, his or her true and lawful attorneys-in-fact and |
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| April 12, 2021 |
Power of Attorney with respect to Genworth Financial, Inc. signatories (1) Exhibit 24.1 POWER OF ATTORNEY Genworth Financial, Inc. KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director or officer of Genworth Financial, Inc., a Delaware corporation (the ?Company?), hereby severally constitutes and appoints Thomas J. McInerney, Daniel J. Sheehan IV and Ward E. Bobitz and each of them individually, his or her true and lawful attorneys-in-fact an |
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| April 12, 2021 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ? CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95- |
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| April 12, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on April 12, 2021 Registration No. |
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| April 12, 2021 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ? CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95- |
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| April 6, 2021 |
Genworth Announces Termination of Merger Agreement with Oceanwide Exhibit 99.1 Genworth Announces Termination of Merger Agreement with Oceanwide RICHMOND, Va., (April 6, 2021) ? Genworth Financial, Inc. (NYSE: GNW) (Genworth, the Company) today announced that it has exercised its right to terminate its merger agreement with China Oceanwide Holdings Group Co., Ltd. (Oceanwide) as of April 6, 2021. Terminating the agreement allows Genworth to pursue its revised st |
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| April 6, 2021 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 6, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizatio |
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| April 1, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14 |
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| April 1, 2021 |
Notice of 2021 Annual Meeting and Proxy Statement Genworth Financial, Inc.Our Promise We apply our nearly 150 years of experience each day in helping customers achieve the dream of homeownership, navigate caregiving options, protect and grow their retirement income and prepare for the financial challenges that come as we age. We’re here to be a trusted ally for everybody who needs care as they age |
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| April 1, 2021 |
- DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 25, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizati |
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| March 26, 2021 |
Genworth Financial Announces Election of Three New Independent Directors EX-99.1 Exhibit 99.1 Genworth Financial Announces Election of Three New Independent Directors Richmond, VA (March 25, 2021) – Genworth Financial, Inc. (NYSE: GNW) today announced the election of three new independent directors to its Board of Directors: Jill R. Goodman, Managing Director at Foros Advisors LLC; Howard D. Mills, III, former Superintendent of the New York Insurance Department; and Ra |
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| March 8, 2021 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 2, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commission F |
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| March 8, 2021 |
Genworth Financial, Inc. Unaudited Pro Forma Condensed Consolidated Financial Statements Exhibit 99.2 Genworth Financial, Inc. Unaudited Pro Forma Condensed Consolidated Financial Statements The following unaudited pro forma condensed consolidated financial statements and related notes are presented to show the effect on the historical condensed consolidated financial statements of Genworth Financial, Inc. (the ?Company?) of the sale of the Company?s attributable share of its Australi |
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| March 1, 2021 |
EXHIBIT 10.1 EXECUTION VERSION AMENDMENT NO. 1 TO AXA NOTE This AMENDMENT NO. 1 TO AXA NOTE (this ?Amendment?) is entered into as of February 25, 2021, by and among GENWORTH FINANCIAL, INC., a Delaware corporation (?GFI?), GENWORTH FINANCIAL INTERNATIONAL HOLDINGS, LLC, a Delaware limited liability company (?GFIH? and, together with GFI, the ?Issuers? and each, an ?Issuer?), and AXA SA (?AXA? or t |
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| March 1, 2021 |
Genworth Financial Announces Sale of Its Interest in Genworth Mortgage Insurance Australia Limited EX-99.1 Exhibit 99.1 Genworth Financial Announces Sale of Its Interest in Genworth Mortgage Insurance Australia Limited Richmond, VA (February 28, 2021) – Genworth Financial, Inc. (NYSE: GNW) today announced that its wholly owned subsidiaries Genworth Financial International Holdings, LLC and Genworth Holdings, Inc. (as partners) (together, “Genworth") have sold, through an underwritten agreement, |
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| March 1, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 27, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiz |
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| February 26, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-32195 GENWORTH |
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| February 26, 2021 |
Subsidiaries of the registrant (filed herewith) Exhibit 21 Genworth Financial, Inc.?s subsidiaries as of December 31, 2020 are listed below. Except where noted below, Genworth Financial, Inc. owns, directly or indirectly, 100% of the outstanding shares or other equity interests of these companies (including, with respect to certain companies, shares in names of nominees and qualifying shares in names of directors). Name Domicile Assigned Settle |
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| February 26, 2021 |
Powers of Attorney (filed herewith) Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned, being a director of Genworth Financial, Inc. |
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| February 26, 2021 |
Exhibit 10.53 Notice Date: September 15, 2020 Notice to Employee: This is a legal document. You are advised to consult with an attorney prior to signing this agreement. SEPARATION AGREEMENT & RELEASE This is an Agreement between GENWORTH FINANCIAL, INC. and its affiliates (collectively, the ?Company?) and KELLY GROH (the ?Employee?). WHEREAS the Employee?s employment with the Company concluded upo |
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| February 26, 2021 |
Exhibit 10.48 GENWORTH FINANCIAL, INC. LEADERSHIP LIFE INSURANCE PLAN AS AMENDED AND RESTATED EFFECTIVE JANUARY 1, 2020 GENWORTH FINANCIAL, INC. LEADERSHIP LIFE INSURANCE PLAN Article 1 ? Purpose; Effective Date 1.1. Purpose. The purpose of this Leadership Life Insurance Plan is to provide selected key employees of Genworth Financial, Inc. or its affiliated or subsidiary companies with additional, |
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| February 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 16, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation) (Commissi |
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| February 16, 2021 |
Genworth Announces Date of 2021 Annual Stockholders Meeting EX-99.1 Exhibit 99.1 Genworth Announces Date of 2021 Annual Stockholders Meeting Richmond, VA (February 16, 2021) – Genworth Financial, Inc. (NYSE: GNW) today announced that its 2021 Annual Meeting will be held as a virtual meeting on Thursday, May 20, 2021, at 9:00 a.m. Eastern Time. Holders of record of Genworth’s Class A common stock on March 22, 2021, will be eligible to vote at the 2021 Annua |
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| February 16, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 16, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiz |
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| February 16, 2021 |
EX-99.1 Exhibit 99.1 Genworth Financial Announces Fourth Quarter 2020 Results Fourth Quarter Net Income Of $267 Million And Adjusted Operating Income Of $173 Million; 2020 Full Year Net Income Of $178 Million And Adjusted Operating Income Of $317 Million • U.S. Mortgage Insurance (MI) 2020 Full Year Adjusted Operating Income Of $381 Million; Record New Insurance Written (NIW) • U.S. MI’s PMIERs1 S |
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| February 16, 2021 |
Exhibit 99.2 GENWORTH FINANCIAL, INC. FINANCIAL SUPPLEMENT FOURTH QUARTER 2020 Table of Contents Page Investor Letter 3 Use of Non-GAAP Measures 4 Results of Operations and Selected Operating Performance Measures 5 Financial Highlights 6 Consolidated Quarterly Results Consolidated Net Income (Loss) by Quarter 8 Reconciliation of Net Income (Loss) to Adjusted Operating Income (Loss) 9 Consolidated |
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| February 11, 2021 |
Genworth Mortgage Insurance Australia Limited Full Year 2020 Results EX-99.1 Exhibit 99.1 Genworth Mortgage Insurance Australia Limited Full Year 2020 Results SYDNEY 12 February 2021 – Genworth Mortgage Insurance Australia Limited (Genworth or the Company) (ASX: GMA) today reported its financial results for the full year ending 31 December 2020 (FY20)1. Financial results overview 2H19 2H20 2H19 v 2H20 (%) FY19 FY20 FY19 v FY20 (%) Gross written premium (GWP) ($m) 2 |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 11, 2021 GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organi |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Genworth Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 37247D106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 25, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organiza |
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| January 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 4, 2021 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-32195 80-0873306 (State or other jurisdiction of incorporation or organizat |
