HLIO / Helios Technologies, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Helios Technologies, Inc.
US ˙ NYSE ˙ US42328H1095

Mga Batayang Estadistika
LEI 5493000BCJSMIDRNTI78
CIK 1024795
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Helios Technologies, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 29, 2025 EX-99.1

Helios Technologies Fortifies Finance and Accounting Leadership Team

SARASOTA, FL, August 28, 2025 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced today that Michael Connaway will be joining the Company as Chief Financial Officer and Jeremy Evans, Helios’ Corporate Controller, will be promoted to the expanded role of Chief

August 29, 2025 8-K

FORM 8-K Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Item 9.01 Financial Statements and Exhibits.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

August 5, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2025 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-40935 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as

August 5, 2025 EX-10.1

GENERAL INFORMATION ABOUT THE PLAN SHARES AVAILABLE FOR AWARDS RESALE OF SECURITIES GRANTED OR PURCHASED UNDER THE PLAN GENERAL U.S. FEDERAL INCOME TAX CONSEQUENCES INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE

RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT THIS RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT (the “Agreement”), made effective as of (the “Date of Grant”), between Helios Technologies, Inc.

August 4, 2025 EX-99.1

Helios Technologies Announces Definitive Agreement to Sell its Australian-Based Hydraulic Fluid Power Solutions and Service Provider Business

SARASOTA, FL, August 4, 2025— Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology, announced today that it has executed a definitive agreement for the sale of Custom Fluidpower (“CFP”) to Questas Group (“Questas”). The all-cash transaction valued at approximately $83 million AUD (~$54 million USD

August 4, 2025 8-K

FORM 8-K Item 2.02 Results of Operations and Financial Condition. Item 9.01 Financial Statements and Exhibits.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 04, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

August 4, 2025 8-K

FORM 8-K Item 8.01 Other Events. Item 9.01 Financial Statements and Exhibits.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 04, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

August 4, 2025 EX-99.1

Helios Technologies Reports Second Quarter 2025 Financial Results; Positioned to Deliver Profitable Sales Growth as Demand Trends Continue to Improve

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports Second Quarter 2025 Financial Results; Positioned to Deliver Profitable Sales Growth as Demand Trends Continue to Improve • Delivered second quarter net sales of $212 million on better than expected Hydraulics demand, down 3% compared with prior year period (Hydraulics -3% and Electronics -4%) while up 9%, or $17 million s

June 24, 2025 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Commission File Number: 001-40935 A. Full title of the plan and the address of the plan, i

June 11, 2025 8-K

FORM 8-K Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Item 7.01 Regulation FD. Item 9.01 Financial Statements and Exhibits.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

June 11, 2025 EX-99.1

Helios Technologies Appoints Ian Walsh to Board of Directors Expands Board back to seven members

SARASOTA, FL, June 11, 2025 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic control technologies, today announced that its Board of Directors (the “Board”) has appointed Ian Walsh to serve as director, effective June 5, 2025. He will serve as a member of the class of directors whose term will expire at the 202

June 9, 2025 8-K

FORM 8-K Item 5.07 Submission of Matters to a Vote of Security Holders.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 09, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

June 5, 2025 8-K

FORM 8-K Item 8.01 Other Events. Item 9.01 Financial Statements and Exhibits.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 05, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

June 5, 2025 EX-99.1

Helios Technologies Extends History of Quarterly Dividends With 114th Consecutive Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Extends History of Quarterly Dividends With 114th Consecutive Cash Dividend SARASOTA, FL, June 5, 2025 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic control technologies, announced that its Board of Directors declared a quarterly cash divide

May 30, 2025 EX-1.01

Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Helios Technologies, Inc. Conflict Minerals Report For the year ended December 31, 2024 Introduction This report for the period from January 1, 2024 through December 31, 2024 (the “Reporting Period”) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the United States Securities and Exchange Commission (“SEC”) to impl

May 30, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in its Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in its Charter) FLORIDA 001-40935 59-2754337 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) (Commission File No.) Identification No.) 7456 16th Street E SARASOTA, FLORIDA 34243 (Address of P

May 7, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2025 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-40935 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration a

May 7, 2025 EX-10.1

Form of Restricted Stock Unit and Stock Option Agreement for officers and employees (filed herewith).

RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT THIS RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT (the “Agreement”), made effective as of (the “Date of Grant”), between Helios Technologies, Inc.

May 6, 2025 8-K

FORM 8-K Item 2.02 Results of Operations and Financial Condition. Item 9.01 Financial Statements and Exhibits.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 06, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission F

May 6, 2025 EX-99.1

Helios Technologies Reports First Quarter Financial Results; Exceeds its Quarterly Estimates on Stronger Demand Trends; Continued Balance Sheet Improvement

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports First Quarter Financial Results; Exceeds its Quarterly Estimates on Stronger Demand Trends; Continued Balance Sheet Improvement • Delivered first quarter net sales of $195.5 million down 8% compared with prior year period (Hydraulics -11% and Electronics -1%) while up 9%, or $16 million compared with fourth quarter 2024 •

April 23, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    ) Filed by the Registrant☒ Filed by a Party other than the Registrant☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

April 23, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    ) Filed by the Registrant☒ Filed by a Party other than the Registrant☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

March 31, 2025 EX-99.1

Helios Technologies Streamlines Leadership in Electronics Segment

SARASOTA, FL, March 31, 2025 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology, announced today that it has streamlined the structure of its Electronics Segment with the naming of Billy Aldridge as Senior Vice President, Managing Director, Electronics Segment. Mr. Aldridge replaces Lee Wichla

March 31, 2025 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

March 17, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

March 17, 2025 EX-99.1

Helios Technologies Announces Laura Dempsey Brown as New Board Chair Laura Dempsey Brown has been appointed successor to Board Chair as Philippe Lemaitre retires following nearly 18 years of service on the Board

SARASOTA, FL, March 17, 2025 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology, announced today that the Board of Directors has elected Laura Dempsey Brown as the new Board Chair. Ms. Dempsey Brown, a dedicated member of the Board since 2020, will assume the role immediately, succeeding Phili

March 14, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

March 14, 2025 EX-99.1

Over 28 Years of Consecutive Dividend Payments by Helios Technologies

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Over 28 Years of Consecutive Dividend Payments by Helios Technologies SARASOTA, FL, March 14, 2025 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared a quarterly cash dividen

February 25, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

5.un UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40935 HELIOS TEC

February 25, 2025 EX-21.1

Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIARIES OF THE COMPANY Name of Subsidiary Organized under the laws of Additional Name Under Which Subsidiary Does Business Balboa Water Group, LLC Delaware Custom Fluidpower Pty. Ltd. Australia Custom Fluidpower Vietnam Company Ltd. Vietnam Daman Products Company, LLC Indiana Enovation Controls, LLC Oklahoma Murphy, Zero Off Enovation Controls Europe, Ltd. United Kingdom Enovatio

February 25, 2025 EX-19.1

Helios Insider Trading Policy

Exhibit 19.1 HELIOS TECHNOLOGIES, INC. POLICY ON CONFIDENTIALITY AND INSIDER TRADING The Board of Directors of Helios Technologies, Inc. (the “Company) has adopted this Policy on Confidentiality and Insider Trading to protect the Company’s confidential information and to assist compliance with federal laws relating to insider trading. A. Safeguarding Confidential Information. Directors, officers a

February 24, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commiss

February 24, 2025 EX-99.1

Helios Technologies Reports Fourth Quarter and Full Year 2024 Financial Results; Delivered Expanded Margins and Record Cash Generation in Challenging Macro

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports Fourth Quarter and Full Year 2024 Financial Results; Delivered Expanded Margins and Record Cash Generation in Challenging Macro • Generated fourth quarter 2024 cash from operations of $35.7 million up 6% over prior year period; Full year 2024 cash from operations of $122.1 million, a company record, up 46% compared to prio

February 10, 2025 EX-99

JOINT FILING AGREEMENT

EX-99 2 Rule13DJointFilingAgreement.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13G (the “Schedule 13G”) with respect to the common stock of Helios Technologies, Inc. is, and any additional amendment thereto signed by each of the undersigned shall be, filed on behalf of each undersigned pursuant to and in accordance with the provisions of 13d-1

January 6, 2025 EX-99.1

Helios Technologies Appoints Sean P. Bagan as President and Chief Executive Officer

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Appoints Sean P. Bagan as President and Chief Executive Officer SARASOTA, FL, January 6, 2025— Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology, today announced that its Board of Directors has promoted Sean P. Bagan to Preside

January 6, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 06, 2025 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissi

December 6, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 05, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commiss

December 6, 2024 EX-99.1

Helios Technologies Extends History of Quarterly Dividends With 112th Consecutive Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Extends History of Quarterly Dividends With 112th Consecutive Cash Dividend SARASOTA, FL, December 5, 2024 — Helios Technologies, Inc. (NYSE: HLIO), a global leader in highly engineered motion control and electronic controls technology, announced that its Board of Directors declared a quarterly cash dividend of $0.09 per common sh

November 14, 2024 SC 13G/A

HLIO / Helios Technologies, Inc. / BROWN CAPITAL MANAGEMENT LLC Passive Investment

SC 13G/A 1 fp0090934-6sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 19)* Helios Technologies, Inc. (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 42328H109 (CUSI

November 8, 2024 SC 13G/A

HLIO / Helios Technologies, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Helios Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 42328H109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate

November 8, 2024 EX-99

JOINT FILING AGREEMENT

EX-99 2 Rule13DJointFilingAgreement.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13G (the “Schedule 13G”) with respect to the common stock of Helios Technologies, Inc. is, and any additional amendment thereto signed by each of the undersigned shall be, filed on behalf of each undersigned pursuant to and in accordance with the provisions of 13d-1

November 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2024 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-40935 HELIOS TECHNOLOGIES, INC. (Exact Name of Registrati

November 6, 2024 EX-10.1

Form of Restricted Stock Unit and Stock Option Agreement for officers and employees (filed herewith).

RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT THIS RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT (the “Agreement”), made effective as of 9/11/2024 (the “Date of Grant”), between Helios Technologies, Inc.

November 5, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 05, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commiss

November 5, 2024 EX-99.1

Helios Technologies Reports Third Quarter 2024 Financial Results; Operational Efficiency and Working Capital Management Initiatives Gain Traction

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports Third Quarter 2024 Financial Results; Operational Efficiency and Working Capital Management Initiatives Gain Traction • Generated $34.8 million in cash from operations, up 195% over prior-year period, reflecting disciplined working capital initiatives • Reduced $19.3 million in total debt, the fifth consecutive quarter of

October 15, 2024 EX-99.1

Helios Technologies Provides Update on Recovery Efforts from Hurricane Milton

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Provides Update on Recovery Efforts from Hurricane Milton SARASOTA, FL, October 15, 2024— Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology, today provided an update on its recovery efforts from Hurricane Milton. “I am so grate

October 15, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissi

October 10, 2024 EX-99.1

Helios Technologies Provides Update on Status from Hurricane Milton

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Provides Update on Status from Hurricane Milton SARASOTA, FL, October 10, 2024— Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology, today provided a preliminary update on its status from Hurricane Milton. “Our immediate concern

October 10, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissi

September 24, 2024 EX-99.1

Helios Technologies Extends History of Quarterly Dividends With 111th Consecutive Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Extends History of Quarterly Dividends With 111th Consecutive Cash Dividend SARASOTA, FL, September 24, 2024 — Helios Technologies, Inc. (NYSE: HLIO), a global leader in highly engineered motion control and electronic controls technology, announced that its Board of Directors declared a quarterly cash dividend of $0.09 per common

September 24, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commis

August 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2024 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-40935 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as

August 5, 2024 EX-99.1

Helios Technologies Reports Second Quarter 2024 Financial Results; Delivers Continued Sequential Margin and Cash Flow Improvements

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports Second Quarter 2024 Financial Results; Delivers Continued Sequential Margin and Cash Flow Improvements • Delivered net sales of $219.9 million up 4% over 1Q24 with Hydraulics up 2% and Electronics up 7% • Demonstrated sequential margin improvement over 1Q24 across both gross (+40 bps) and operating (+220 bps) margins from

August 5, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 05, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

July 29, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

July 29, 2024 EX-99.1

Helios Technologies Provides Update on Leadership Transition

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Provides Update on Leadership Transition SARASOTA, FL, July 29, 2024 — (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology, today announced that it has completed the previously announced investigation and determined that Josef Matosevic violated Company p

July 8, 2024 EX-99.1

Helios Technologies Announces Leadership Team Update Appoints Sean Bagan as Interim President and Chief Executive Officer; Appoints Philippe Lemaitre as Interim Executive Chairman

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Announces Leadership Team Update Appoints Sean Bagan as Interim President and Chief Executive Officer; Appoints Philippe Lemaitre as Interim Executive Chairman SARASOTA, FL, July 8, 2024 — (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology, today announc

July 8, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 01, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

June 27, 2024 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Commission File Number: 001-40935 A. Full title of the plan and the address of the plan, i

June 26, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

June 26, 2024 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 06, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

June 26, 2024 EX-10.1

Third Amended and Restated Credit Agreement, dated June 25, 2024, by and among Helios Technologies, Inc. as Borrower, the Guarantors party thereto, the financial institutions party thereto from time to time as lenders, and PNC Bank, National Association, as Administrative Agent (filed herewith).

Exhibit 10.1 Execution Version CUSIP NO. (REVOLVING CREDIT FACILITY) 42328JAB1 CUSIP NO. (TERM LOAN FACILITY) 42328JAC9 $800,000,000.00 THIRD AMENDED AND RESTATED CREDIT AGREEMENT by and among HELIOS TECHNOLOGIES, INC., a Florida corporation, THE LENDERS PARTY HERETO, THE GUARANTORS PARTY HERETO, and PNC BANK, NATIONAL ASSOCIATION, as Administrative Agent PNC CAPITAL MARKETS LLC, BMO BANK N.A., WE

June 26, 2024 EX-99.1

Helios Technologies Extends and Upsizes Credit Facility, While Reducing Borrowing Spreads

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Extends and Upsizes Credit Facility, While Reducing Borrowing Spreads SARASOTA, FL, June 26, 2024 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology, today announced it has entered into an amendment and restatement of its exis

June 10, 2024 EX-99.1

Helios Technologies Extends History of Quarterly Dividends With 110th Consecutive Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Extends History of Quarterly Dividends With 110th Consecutive Cash Dividend SARASOTA, FL, June 10, 2024 — Helios Technologies, Inc. (NYSE: HLIO), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared a quarterly cash dividend o

June 10, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

May 30, 2024 EX-1.01

Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Items 1.01 & 1.02 Conflict Minerals Report and Exhibit Helios Technologies, Inc. Conflict Minerals Report For the year ended December 31, 2023 Introduction This report for the period from January 1, 2023 through December 31, 2023 (the “Reporting Period”) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the United States Securiti

May 30, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in its Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in its Charter) FLORIDA 001-40935 59-2754337 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) (Commission File No.) Identification No.) 7456 16th Street E SARASOTA, FLORIDA 34243 (Address of P

May 9, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2024 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-40935 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration a

May 8, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 08, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission F

May 8, 2024 EX-99.1

Helios Technologies Reports First Quarter 2024 Financial Results; Strong Sequential Growth for a Solid Start to the Year

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports First Quarter 2024 Financial Results; Strong Sequential Growth for a Solid Start to the Year • Delivered net sales of $212.0 million up 10% over 4Q23 with Hydraulics up 7% and Electronics up 17% sequentially; Notably Electronics up 6% over the year-ago period • Demonstrated sequential margin improvement over 4Q23 across bo

April 25, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6

April 25, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    ) Filed by the Registrant  ☒      Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a

March 8, 2024 EX-99.1

Over 27 Years of Consecutive Dividend Payments by Helios Technologies

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Over 27 Years of Consecutive Dividend Payments by Helios Technologies SARASOTA, FL, March 8, 2024 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared a quarterly cash dividend

March 8, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 08, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

February 27, 2024 EX-97.1

adopted pursuant to 17 CFR 240.10D-1 (previously filed as Exhibit 97.1 to the Company's Report on Form 10-K filed on February 27, 2024, and incorporated herein by reference)

Exhibit 97.1 HELIOS TECHNOLOGIES, INC. CLAWBACK POLICY Effective September 29, 2023 1. Purpose. The purpose of this Helios Technologies, Inc. (the “Company”) Clawback Policy (the “Policy”) is to provide for the recovery of certain incentive-based compensation in the event that the Company is required to prepare an Accounting Restatement (as defined below). This Policy is designed to comply with, a

February 27, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

5.un UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40935 HELIOS TEC

February 27, 2024 EX-10.30

Form of Restricted Stock Unit Grant Agreement

RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (the “Agreement”), made effective as of (the “Date of Grant”), between Helios Technologies, Inc.

February 27, 2024 EX-21

Subsidiaries of the Registrant.

Exhibit 21 SUBSIDIARIES OF THE COMPANY Name of Subsidiary Organized under the laws of Additional Name Under Which Subsidiary Does Business Balboa Water Group, LLC Delaware Custom Fluidpower Pty.

February 26, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2024 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 001-40935 59-2754337 (State or Other Jurisdiction of Incorporation) (Commiss

February 26, 2024 EX-99.1

Helios Technologies Reports Fourth Quarter 2023 Financial Results; Focused on Execution During a Period of Sustained Market Headwinds

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports Fourth Quarter 2023 Financial Results; Focused on Execution During a Period of Sustained Market Headwinds • Delivered revenue and earnings in line with recent guidance; revenue of $193.4 million in 4Q23 and $835.6 million for FY23 • Demonstrated disciplined cost control during 2H23 resulting in 4Q23 SEA expenses at the low

February 14, 2024 SC 13G/A

HLIO / Helios Technologies, Inc. / BROWN CAPITAL MANAGEMENT LLC Passive Investment

SC 13G/A 1 fp0086869-8sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 18)* Helios Technologies, Inc. (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 42328H109 (CUSI

February 13, 2024 SC 13G/A

HLIO / Helios Technologies, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01103-heliostechnologiesin.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Helios Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 42328H109 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to

February 8, 2024 SC 13G

HLIO / Helios Technologies, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Helios Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 42328H109 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

January 5, 2024 SC 13G/A

HLIO / Helios Technologies, Inc. / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment

SC 13G/A 1 hlioa310524.htm CONESTOGA CAPITAL ADVISORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Helios Technologies, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 42328H109 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Stateme

December 13, 2023 SC 13G/A

HLIO / Helios Technologies Inc / BROWN CAPITAL MANAGEMENT LLC Passive Investment

SC 13G/A 1 fp0086197-1sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 17)* Helios Technologies, Inc. (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 42328H109 (CUSI

December 12, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

December 12, 2023 EX-99.1

Helios Technologies Extends History of Quarterly Dividends With 108th Consecutive Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Extends History of Quarterly Dividends With 108th Consecutive Cash Dividend SARASOTA, FL, December 12, 2023 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors decl

November 29, 2023 CORRESP

November 29, 2023

November 29, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.

November 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-21835 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration

November 2, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 02, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

November 2, 2023 EX-99.1

Helios Technologies Reports Third Quarter 2023 Financial Results; Investing for the Future While Responding to Swiftly Changing Environment

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports Third Quarter 2023 Financial Results; Investing for the Future While Responding to Swiftly Changing Environment • 3Q23 revenue of $201.4 million reflects impact of swift change in demand dynamics as evolving macroeconomic conditions influenced customer behavior with push out of orders and delivery dates • Margins impacted

September 25, 2023 EX-99.1

Helios Technologies Extends History of Quarterly Dividends With 107th Consecutive Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Extends History of Quarterly Dividends With 107th Consecutive Cash Dividend SARASOTA, FL, Sept 25, 2023 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared

September 25, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissi

August 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2023 ☐ TRANSITION REPORT PURSUANT TO SE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-21835 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Sp

August 7, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 07, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

August 7, 2023 EX-99.1

Helios Technologies Reports Strong Sequential Growth in the Second Quarter 2023 with Revenue Up 7% and Net Income Up 21%

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports Strong Sequential Growth in the Second Quarter 2023 with Revenue Up 7% and Net Income Up 21% • Delivered strong sequential top line growth of 7%; growth excluding acquisitions was 6% over 1Q23 • Expanded operating margin 140 basis points sequentially, even while increasing investments to integrate flywheel acquisitions, ex

July 18, 2023 EX-99.1

Helios Technologies Announces Retirement of Chief Financial Officer Tricia L. Fulton and Names Sean P. Bagan as Successor

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Announces Retirement of Chief Financial Officer Tricia L. Fulton and Names Sean P. Bagan as Successor SARASOTA, FL, July 18, 2023— Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced today that

July 18, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission Fi

July 18, 2023 EX-10.1

2023 (previously filed as Exhibit 10.1+ to the Company’s Current Report on Form 8-K filed on July 17, 2023,

Exhibit 10.1 ADVISORY AND TRANSITION SERVICES & RELEASE AGREEMENT This Advisory and Transition Services & Release Agreement (“Agreement”) is entered into by and between Tricia L. Fulton (“Employee”) and Helios Technologies, Inc. (“Company”). Employee and the Company are both Parties to this Agreement and are collectively referred to herein as the “Parties.” The Parties desire to enter into this Ag

June 27, 2023 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Commission File Number: 000-21835 A. Full title of the plan and the address of the plan, i

June 6, 2023 S-8

As filed with the Securities and Exchange Commission on June 6, 2023

As filed with the Securities and Exchange Commission on June 6, 2023 Registration No.

June 6, 2023 EX-FILING FEES

Calculation of Filing Fee Tables.

EXHIBIT 107 Calculation of Filing Fee Table Form S-8 (Form Type) Helios Technologies, Inc.

June 5, 2023 EX-99.1

Helios Technologies Continues Long History of Consecutive Quarterly Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Continues Long History of Consecutive Quarterly Cash Dividend SARASOTA, FL, June 5, 2023 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared a quarterly ca

June 5, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 05, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission Fi

June 2, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission Fil

May 26, 2023 EX-1.01

Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Items 1.01 & 1.02 Conflict Minerals Report and Exhibit Helios Technologies, Inc. Conflict Minerals Report For the year ended December 31, 2022 Introduction This report for the period from January 1, 2022 through December 31, 2022 (the “Reporting Period”) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the United States Securiti

May 26, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in its Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in its Charter) FLORIDA 0-21835 59-2754337 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) (Commission File No.) Identification No.) 7456 16th Street E SARASOTA, FLORIDA 34243 (Address of Pri

May 17, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission Fil

May 17, 2023 EX-10.1

Technologies, Inc. as Borrower, the Guarantor parties thereto, the financial institutions party thereto from

Exhibit 10.1 CUSIP NO. (REVOLVING CREDIT FACILITY) 42328JAB1 CUSIP NO. (TERM LOAN FACILITY) 42328JAC9 CUSIP NO. (TERM LOAN A-2 FACILITY) 86676RAD4 Incremental Facility Amendment to Second Amended and Restated Credit Agreement Dated as of May 17, 2023 to the Second Amended and Restated Credit Agreement Dated as of October 28, 2020 among Helios Technologies, inc., as Borrower, The Guarantors From Ti

May 17, 2023 EX-99.1

Helios Technologies Expands Financial Capacity with Oversubscribed $150 Million Term Loan

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Expands Financial Capacity with Oversubscribed $150 Million Term Loan SARASOTA, FL, May 17, 2023 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced an additional term loan of $150 million fro

May 9, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2023 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-21835 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as S

May 9, 2023 EX-10

filed as Exhibit 10.2 to the Company’s Report on Form 10-Q filed on May 9, 2023, and incorporated herein by reference).

Exhibit 10.2 FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (the "Amendment"), dated as of [], 2023 (the "Fourth Amendment Effective Date"), is made by HELIOS TECHNOLOGIES, INC., a Florida corporation (the "Borrower"), the Guarantors (as defined in the Credit Agreement (as hereinafter defined)), each of the Len

May 9, 2023 EX-10

Separation Agreement between Jason Morgan and Helios Technologies, Inc., dated March 20, 2023 (filed herewith).

Exhibit 10.1 SEPARATION AGREEMENT AND FULL AND FINAL RELEASE This Separation Agreement and Full and Final Release (“Agreement”) is entered into by and between Jason Morgan (“Employee”) and Helios Technologies, Inc (“Company”). Employee and the Company are both parties to this Agreement and are collectively referred to herein as the “Parties.” The Parties desire to enter into this Agreement to full

May 8, 2023 EX-99

Helios Technologies Reports Strong Revenue Growth in the First Quarter 2023 While Investing in Augmented Strategy for Future Growth

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports Strong Revenue Growth in the First Quarter 2023 While Investing in Augmented Strategy for Future Growth • Strong sequential top line growth over 4Q22 in both segments including a 36% increase in the health and wellness end market and sequential consolidated margin growth • Investing in operating expenses (SEA) to integrate

May 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 08, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission Fil

May 1, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission F

April 20, 2023 DEF 14A

COURTESY COPY

DearShareholders, In 2022, the Helios Technologies team continued to build a strong foundation for sustainable success, by executing the strategies we have laid out over the last few years.

April 20, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte

April 20, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

March 20, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission F

March 9, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 09, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission F

March 9, 2023 EX-99

Helios Technologies Declares its 105th Consecutive Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Declares its 105th Consecutive Cash Dividend SARASOTA, FL, March 9, 2023 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared a quarterly cash dividend of $

February 28, 2023 EX-21

Subsidiaries of the Registrant.

Exhibit 21 SUBSIDIARIES OF THE COMPANY Name of Subsidiary Organized under the laws of Additional Name Under Which Subsidiary Does Business Balboa Water Group, LLC Delaware Custom Fluidpower Pty.

February 28, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

5.un UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-21835 HELIOS TECHN

February 27, 2023 EX-99

Helios Technologies’ Augmented Strategy Drives Top-Tier Margins and Solid Earnings for the Full Year 2022

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies’ Augmented Strategy Drives Top-Tier Margins and Solid Earnings for the Full Year 2022 • Executing to full year outlook with manufacturing and operating strategy driving productivity and efficiencies, protecting the full year margin, earnings, and cash flow while navigating supply chain, health and wellness, and FX impacts in the f

February 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

February 14, 2023 SC 13G/A

HLIO / Helios Technologies Inc / BROWN CAPITAL MANAGEMENT LLC Passive Investment

SC 13G/A 1 fp0081790-1sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 16)* Helios Technologies, Inc. (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 42328H109 (CUSI

February 9, 2023 SC 13G/A

HLIO / Helios Technologies Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01065-heliostechnologiesin.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Helios Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 42328H109 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box t

January 18, 2023 SC 13G/A

HLIO / Helios Technologies Inc / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment

SC 13G/A 1 hlioa211823.htm CONESTOGA CAPITAL ADVISORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Helios Technologies, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 42328H109 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Stateme

December 9, 2022 EX-99.1

Helios Technologies Appoints Lee Wichlacz to Newly Created Position as President of Electronics Segment

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Appoints Lee Wichlacz to Newly Created Position as President of Electronics Segment SARASOTA, FL, December 9, 2022? Helios Technologies, Inc. (NYSE: HLIO) (?Helios? or the ?Company?), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced today that Lee Wichlacz re

December 9, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 07, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

December 8, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 08, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

December 8, 2022 EX-99.1

Helios Technologies Continues Long History of Consecutive Quarterly Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Continues Long History of Consecutive Quarterly Cash Dividend SARASOTA, FL, December 8, 2022 ? Helios Technologies, Inc. (NYSE: HLIO) (?Helios? or the ?Company?), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared a quarterl

November 8, 2022 EX-10.1

Form of Performance Stock Option Agreement for Helios employees (previously filed as Exhibit 10.1+ to the Company’s Report on Form 10-Q filed on November 8, 2022, and incorporated herein by reference).

Exhibit 10.1 Performance STOCK OPTION AGREEMENT THIS PERFORMANCE STOCK OPTION AGREEMENT (the ?Agreement?), made effective as of October 1, 2022 (the ?Date of Grant?), between HELIOS TECHNOLOGIES, INC, a Florida corporation (the ?Corporation?), and Helios Employee (?Participant?). WITNESSETH: WHEREAS, Participant is an employee of the Corporation and/or a Subsidiary; WHEREAS, the Corporation has ad

November 8, 2022 EX-10.3

Third Amendment to Second Amended and Restated Credit Agreement among Helios Technologies, Inc. as Borrower, the Guarantor parties thereto, the financial institutions party thereto from time to time as lenders, and PNC Bank, National Association, as Administrative Agent, dated July 29, 2022 (previously filed as Exhibit 10.3 to the Company’s Report on Form 10-Q filed on November 8, 2022, and incorporated herein by reference).

Exhibit 10.3 THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (the "Amendment"), dated as of June [], 2022 (the "Third Amendment Effective Date"), is made by HELIOS TECHNOLOGIES, INC., a Florida corporation (the "Borrower"), the Guarantors (as defined in the Credit Agreement (as hereinafter defined)), each of the L

November 8, 2022 EX-10.2

Form of Performance Stock Option Agreement for business unit officers (previously filed as Exhibit 10.2+ to the Company’s Report on Form 10-Q filed on November 8, 2022, and incorporated herein by reference).

Exhibit 10.2 Performance STOCK OPTION AGREEMENT THIS PERFORMANCE STOCK OPTION AGREEMENT (the ?Agreement?), made effective as of October 1, 2022 (the ?Date of Grant?), between HELIOS TECHNOLOGIES, INC, a Florida corporation (the ?Corporation?), and Business Unit Officer (?Participant?). WITNESSETH: WHEREAS, Participant is an employee of the Corporation and/or a Subsidiary; WHEREAS, the Corporation

November 8, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2022 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-21835 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as

November 7, 2022 EX-99.1

Helios Technologies' Augmented Strategy Continues to Deliver Top-Tier Margins in the Third Quarter 2022

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies' Augmented Strategy Continues to Deliver Top-Tier Margins in the Third Quarter 2022 ? Helios team unites to overcome impacts of Hurricane Ian and economic conditions in APAC and Europe to deliver top-tier margins ? Remain on path to achieve strategic goal of at least $1 billion in revenue in 2023 ? Executing to plan with manufactu

November 7, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 07, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

September 23, 2022 EX-99.1

Helios Technologies Continues Long History of Consecutive Quarterly Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Continues Long History of Consecutive Quarterly Cash Dividend SARASOTA, FL, September, 23 2022 ? Helios Technologies, Inc. (NYSE: HLIO) (?Helios? or the ?Company?), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared a quarte

September 23, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissi

August 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2022 ☐ TRANSITION REPORT PURSUANT TO SE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-21835 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Sp

August 8, 2022 EX-99.1

Helios Technologies Drives Execution of Augmented Strategy to Deliver Net Sales Growth of 8% in the Second Quarter 2022 and 13% Year-to-Date with Top-Tier Operating Margins

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Drives Execution of Augmented Strategy to Deliver Net Sales Growth of 8% in the Second Quarter 2022 and 13% Year-to-Date with Top-Tier Operating Margins ? Achieved 5% organic growth in 2Q22 and 9% YTD as strategy to diversify end markets and geographic breadth provides greater stability ? Manufacturing and operating strategy focus

August 8, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 08, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

June 28, 2022 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K For Annual Reports of Employee Stock Purchase, Savings and Similar Plans Pursuant to Section 15(d) Of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K For Annual Reports of Employee Stock Purchase, Savings and Similar Plans Pursuant to Section 15(d) Of the Securities Exchange Act of 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 1

June 9, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 09, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission Fi

June 9, 2022 EX-99.1

Helios Technologies Declares 102nd Consecutive Quarterly Cash Dividend

EX-99.1 2 hlio-ex991.htm EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Declares 102nd Consecutive Quarterly Cash Dividend SARASOTA, FL, June 9, 2022 — Helios Technologies, Inc. (NYSE: HLIO) (“Helios” or the “Company”), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors d

June 9, 2022 8-K

Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 07, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission Fi

May 31, 2022 EX-1.01

Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EX-1.01 2 hlio-ex101.htm EX-1.01 Items 1.01 & 1.02 Conflict Minerals Report and Exhibit Helios Technologies, Inc. Conflict Minerals Report For the year ended December 31, 2021 Introduction This report for the period from January 1, 2021, through December 31, 2021 (the “Reporting Period”) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was ado

May 31, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in its Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in its Charter) FLORIDA 0-21835 59-2754337 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) (Commission File No.) Identification No.) 7456 16th Street E SARASOTA, FLORIDA 34243 (Address of Pri

May 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2022 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-21835 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as S

May 9, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 09, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission Fil

May 9, 2022 EX-99.1

Helios Technologies | 7456 16th St East | Sarasota, FL 34243 | 941-362-1200

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies First Quarter 2022 Diluted Earnings per Share Grew 34% on a 17% Increase in Revenue Driven by Strong Execution ? Providing best in class lead times through execution of manufacturing and operations strategy along with focused inventory investments resulted in strong revenue growth of 17% in the quarter and 14% organic growth; achi

April 27, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 27, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitte

April 27, 2022 DEF 14A

COURTESY COPY

March 14, 2022 EX-99.1

Helios Technologies Nominates Diana Sacchi to Board of Directors Also announces planned retirement of Marc Bertoneche, PhD

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Nominates Diana Sacchi to Board of Directors Also announces planned retirement of Marc Bertoneche, PhD SARASOTA, FL, March 14, 2022 ? Helios Technologies, Inc. (NYSE: HLIO) (?Helios? or the ?Company?), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced today th

March 14, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 09, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission F

March 10, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission F

March 10, 2022 EX-99.1

Helios Technologies Declares 101st Consecutive Quarterly Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Declares 101st Consecutive Quarterly Cash Dividend SARASOTA, FL, March 10, 2022 ? Helios Technologies, Inc. (NYSE: HLIO) (?Helios? or the ?Company?), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared its 101st consecutive q

March 1, 2022 EX-10.23

Second Amendment to Second Amended and Restated Credit Agreement among Helios Technologies, Inc. as Borrower, the Guarantor parties thereto, the financial institutions party thereto from time to time as lenders, and PNC Bank, National Association, as Administrative Agent, dated November 19, 2021 (previously filed as Exhibit 10.23+ to the Company’s Report on Form 10-K filed on March 1, 2022, and incorporated herein by reference).*

Exhibit 10.23 Certain information has been excluded from the exhibit because it is not material. [***] indicates the redacted portion of this exhibit. SECOND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS SECOND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (the "Amendment"), dated as of November 19, 2021 (the "Second Amendment Effective Date"), is made by HELIOS TECHNO

March 1, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

un UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-21835 HELIOS TECHNOLOG

March 1, 2022 EX-10.29

Separation Agreement between Melanie Nealis and Helios Technologies, Inc., dated January 3, 2022 (filed herewith).

Exhibit 10.29 AGREEMENT AND FULL AND FINAL RELEASE This Agreement and Full and Final Release (?Agreement?) is entered into by and between Melanie Nealis (?Employee?) and Helios Technologies, Inc. (?Company?). Employee and the Company are both parties to this Agreement and are collectively referred to herein as the ?Parties.? Outside (and subject to the Parties? execution of) a separate advisory se

March 1, 2022 EX-21

Subsidiaries of the Registrant.

Exhibit 21 SUBSIDIARIES OF THE COMPANY Name of Subsidiary Organized under the laws of Additional Name Under Which Subsidiary Does Business Balboa Water Group, LLC Delaware Custom Fluidpower Pty.

March 1, 2022 EX-10.12

Helios Technologies, Inc. 2022 Non-Employee Director Compensation Policy (previously filed as Exhibit 10.12+ to the Company’s Report on Form 10-K filed on March 1, 2022, and incorporated herein by reference).

Exhibit 10.12 HELIOS TECHNOLOGIES, INC. NON-EMPLOYEE DIRECTOR Compensation Policy Effective January 1, 2022 1. General. This Non-Employee Director Compensation Policy (this ?Policy?) sets forth the cash and equity-based compensation that has been recommended by the Compensation Committee (the ?Committee?) of the Board of Directors (the ?Board?) of Helios Technologies, Inc., a Florida corporation (

March 1, 2022 EX-10.30

Advisory Services Agreement between Melanie Nealis and Helios Technologies, Inc., dated February 25, 2022 (filed herewith).

Exhibit 10.30 ADVISORY SERVICES AGREEMENT This Advisory Services Agreement (?Agreement?) is entered into by and between Melanie M. Nealis (?Employee?) and Helios Technologies, Inc. (?Company?). Employee and the Company are both Parties to this Agreement and are collectively referred to herein as the ?Parties.? The Parties desire to enter into this Agreement to set forth the terms of Advisory Servi

February 28, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

February 28, 2022 EX-99.1

Helios Technologies | 7456 16th St East | Sarasota, FL 34243 | 941-362-1200

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Outperforms on Augmented Strategy to Deliver 44% Revenue Growth and 324% EPS Growth in the Fourth Quarter 2021 ? Strong organic sales growth of 26% in the quarter and 27% for the year driven by innovation and responsiveness to meet strong demand and capture greater market share ? Fundamental strength in operational strategy drives

February 14, 2022 SC 13G/A

HLIO / Helios Technologies Inc / BROWN CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 15)* Helios Technologies, Inc. (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 42328H109 (CUSIP Number) Eddie C. Brown Brown Ca

February 10, 2022 SC 13G/A

HLIO / Helios Technologies Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Helios Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 42328H109 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is fil

January 10, 2022 SC 13G/A

HLIO / Helios Technologies Inc / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Helios Technologies, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 42328H109 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

January 4, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 03, 2022 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

December 9, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 09, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

December 9, 2021 EX-99.1

Helios Technologies Declares 25 Years of Consecutive Quarterly Cash Dividends

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Declares 25 Years of Consecutive Quarterly Cash Dividends SARASOTA, FL, December 9, 2021 ? Helios Technologies, Inc. (NYSE: HLIO) (?Helios? or the ?Company?), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared a quarterly ca

November 9, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2021 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-21835 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as

November 8, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 08, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissio

November 8, 2021 EX-99.1

Helios Technologies’ Effective Execution of Augmented Strategy Drives 82% Sales Growth and Strong Cash Generation in Third Quarter 2021

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies? Effective Execution of Augmented Strategy Drives 82% Sales Growth and Strong Cash Generation in Third Quarter 2021 ? Strong organic sales growth of 30% in the quarter driven by high demand, operational flexibility, diversified end markets, and new products ? Executed well against supply chain constraints and material costs; Net i

October 29, 2021 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-21835 Helios Technologies, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-21835 Helios Technologies, Inc./NASDAQ Global Select Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 745

October 19, 2021 8-K

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commission

October 19, 2021 EX-99.1

Helios Technologies Announces Transfer of Its Common Stock Listing to the New York Stock Exchange

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Announces Transfer of Its Common Stock Listing to the New York Stock Exchange SARASOTA, FL, October 19, 2021 ? Helios Technologies, Inc. (Nasdaq: HLIO) (?Helios? or the ?Company?), a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced today that it is transferring

October 19, 2021 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 HELIOS TECHNOLOGIES, INC. (Exact Name of Regi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 HELIOS TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Its Charter) Florida 59-2754337 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.

September 27, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of Registrant as Specified in Its Charter) Florida 0-21835 59-2754337 (State or Other Jurisdiction of Incorporation) (Commissi

September 27, 2021 EX-99.1

Helios Technologies Continues Long History of Quarterly Consecutive Dividends

EX-99.1 2 hlio-20210927ex991.htm EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Continues Long History of Quarterly Consecutive Dividends Sarasota, FL, September 27, 2021 — Helios Technologies (Nasdaq: HLIO) (“Helios” or the “Company”) a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Boar

August 10, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2021 ☐ TRANSITION REPORT PURSUANT TO SE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-21835 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Sp

August 10, 2021 EX-10.3

First Amendment to Second Amended and Restated Credit Agreement among Helios Technologies, Inc. as Borrower, the Guarantor parties thereto, the financial institutions party thereto from time to time as lenders, and PNC Bank, National Association, as Administrative Agent, dated July 1, 2021 (previously filed as Exhibit 10.3 to the Company’s Report on Form 10-Q on August 10, 2021, and incorporated herein by reference).

Exhibit 10.3 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (the "Amendment"), dated as of July 1, 2021 (the "First Amendment Effective Date"), is made by HELIOS TECHNOLOGIES, INC., a Florida corporation (the "Borrower"), the Guarantors (as defined in the Credit Agreement (as hereinafter defined)), each of the Le

August 10, 2021 EX-10.1

Separation Agreement between Jinger McPeak and Helios Technologies Inc., dated April 30, 2021 (previously filed as Exhibit 10.1+ to the Company’s Form 10-Q filed on August 10, 2021, and incorporated herein by reference).

EXHIBIT 10.1 EXECUTION COPY SEPARATION AGREEMENT This SEPARATION AGREEMENT (the ?Agreement?) is entered into as of April 30, 2021 (the ?Effective Date?), by and between JINGER MCPEAK, an individual residing in Broken Arrow, Oklahoma (?McPeak?), and HELIOS TECHNOLOGIES, INC. (together with its subsidiaries, the ?Company?), a Florida corporation. W I T N E S E T H: WHEREAS, the Company and McPeak ha

August 9, 2021 EX-99.1

Helios Technologies Second Quarter 2021 Revenue Grew 87% with Strong Organic Growth; Executing on Strategy to Achieve Accelerated Goals

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Second Quarter 2021 Revenue Grew 87% with Strong Organic Growth; Executing on Strategy to Achieve Accelerated Goals ? Organic growth of 37% achieved in the quarter driven by industry-best lead times, flexibility and new products ? Net income grew to $30.7 million, up 138% over the prior-year period and up 36% over the trailing fir

August 9, 2021 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission F

June 24, 2021 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K For Annual Reports of Employee Stock Purchase, Savings and Similar Plans Pursuant to Section 15(d) Of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K For Annual Reports of Employee Stock Purchase, Savings and Similar Plans Pursuant to Section 15(d) Of the Securities Exchange Act of 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 1

June 15, 2021 EX-99.1

2021 Investor Day Welcome and Agenda Tania Almond VP, Investor Relations & Corporate Communications

Exhibit 99.1 2021 Investor Day Welcome and Agenda Tania Almond VP, Investor Relations & Corporate Communications Safe Harbor Statement This presentation and oral statements made by management in connection herewith that are not historical facts are ?forward?looking statements? within the meaning of Section 21E of the Securities Exchange Act of 1934. Forward?looking statements involve risks and unc

June 15, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission Fi

June 7, 2021 EX-3.1

Fourth Amended and Restated Bylaws dated June 4, 2021 (previously filed as Exhibit 3.1 to the Company’s Form 8-K filed on June 7, 2021 and incorporated herein by reference).

Exhibit 3.1 FOURTH AMENDED AND RESTATED BYLAWS OF HELIOS TECHNOLOGIES, INC. Set forth below are the Bylaws of Helios Technologies, Inc., a Florida corporation (the ?Corporation?), as adopted by the Board of Directors of the Corporation effective as of June 4, 2021. ARTICLE I Offices Section 1.Registered Office. The address of the Corporation?s registered office in the State of Florida is 7456 16th

June 7, 2021 EX-99.1

Helios Technologies Appoints New President of CVT

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Appoints New President of CVT SARASOTA, FL, June 7, 2021 ?Helios Technologies, Inc. (Nasdaq: HLIO) (?Helios? or the ?Company) a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced today that Jason Morgan has been appointed to the corporate officer position of Pres

June 7, 2021 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission Fil

June 7, 2021 EX-99.2

Helios Technologies Declares 99th Sequential Quarterly Cash Dividend

Exhibit 99.2 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Declares 99th Sequential Quarterly Cash Dividend Sarasota, FL, June 7, 2021 ? Helios Technologies (Nasdaq: HLIO) (?Helios? or the ?Company?) a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared a quarterly cash dividend of $0.

June 7, 2021 EX-10.4

Amended and Restated Executive Officer Severance Agreement between Josef Matosevic and Helios Technologies, Inc., dated as of June 4, 2021 (previously filed as Exhibit 10.4+ to the Company’s Form 8-K filed on June 7, 2021 and incorporated herein by reference).

Exhibit 10.4 AMENDED AND RESTATED EXECUTIVE OFFICER SEVERANCE AGREEMENT THIS AMENDED AND RESTATED EXECUTIVE OFFICER SEVERANCE AGREEMENT (?Agreement?) made and entered into as of the 4th day of June, 2021, by and between HELIOS TECHNOLOGIES, INC., a Florida corporation, along with its affiliates and subsidiaries (together, the ?Company?) and Josef Matosevic (?Executive?) amends and restates in its

May 27, 2021 EX-1.01

Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Helios Technologies, Inc. Conflict Minerals Report For the year ended December 31, 2020 Introduction This report for the period from January 1, 2020 through December 31, 2020 (the ?Reporting Period?) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (?the Rule?). The Rule was adopted by the United States Securities and Exchange Commission (?SEC?) to impl

May 27, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in its Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in its Charter) FLORIDA 0-21835 59-2754337 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) (Commission File No.) Identification No.) 1500 WEST UNIVERSITY PARKWAY SARASOTA, FLORIDA 34243 (Addr

May 11, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-21835 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as S

May 10, 2021 EX-99.1

Helios Technologies First Quarter 2021 Revenue Grew 58% Reflecting Strong Market Leadership; Augmented Strategy Gaining Traction

EX-99.1 2 hlio-ex9916.htm EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies First Quarter 2021 Revenue Grew 58% Reflecting Strong Market Leadership; Augmented Strategy Gaining Traction • End markets outperform expectations as record levels of demand are realized in agriculture, marine and health & wellness • Diversification strategy bearing fruit with additional customer

May 10, 2021 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission Fil

April 30, 2021 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission F

April 23, 2021 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 23, 2021 DEF 14A

- DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitte

March 11, 2021 EX-99.1

Helios Technologies Declares 98th Sequential Quarterly Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Declares 98th Sequential Quarterly Cash Dividend Sarasota, FL, March 11, 2021 ? Helios Technologies (Nasdaq: HLIO) (?Helios? or the ?Company?) a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared a quarterly cash dividend of $

March 11, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission F

March 2, 2021 EX-14

Helios Code of Business Conduct and Ethics (previously filed as exhibit 14 to the Company's Report on Form 10-K filed on March 2, 2021, and incorporated herein by reference).

Exhibit 14 Code of Business Conduct and Ethics Effective Date: January 1 2021 Table of Contents 4 Preface 5 Conflicts of Interest 5 Fair Dealing 6 Confidential Information & Intellectual Property 7 Computers, Telephones & Other Communications Resources 8 Corporate Assets 8 Environmental, Health & Safety 9 Fair Employment Practices 10 Maintaining Books & Records 11 Anti-Bribery & Anti-Corruption 13

March 2, 2021 EX-21

Subsidiaries of the Registrant.

Exhibit 21 SUBSIDIARIES OF THE COMPANY Name of Subsidiary Organized under the laws of Additional Name Under Which Subsidiary Does Business Balboa Water Group, LLC Delaware Custom Fluidpower Pty.

March 2, 2021 10-K

Annual Report - 10-K

I UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-21835 HELIOS TECHNOLOGI

March 2, 2021 EX-10.22

Employment Agreement between Matteo Arduini and Helios Technologies, Inc., dated December 20, 2018, as amended on February 28, 2020 and December 16, 2020 (previously filed as Exhibit 10.22+ to the Company's Report on Form 10-K filed on March 2, 2021, and incorporated herein by reference).

Exhibit 10.22 Rivolta d?Adda, 20/12/2018 a mano Egregio signor dott. Matteo Arduini c/o sede Egregio dott. Arduini, come anticipatoLe oralmente, a seguito della acquisizione, da parte di Sun Hydraulics Corporation d/b/a Helios Technologies (?Helios?) del 100% del capitale sociale di Faster S.p.A. (la ?Societ??), Lei ? alla luce della professionalit? e delle competenze, anche a livello manageriale,

March 1, 2021 EX-99.1

Helios Technologies | 1500 West University Parkway | Sarasota, FL 34243 | 941-362-1200

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports Strong Sequential and Year-over-Year Sales Growth and Solid Cash Generation in Fourth Quarter 2020 ? End markets continue to rebound with agriculture, marine and health/wellness leading the way ? New customer wins in the fourth quarter drive end market diversification ? Adjusted EBITDA* margins consistent with prior year e

March 1, 2021 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission Fi

February 12, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 14)* Hel

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 14)* Helios Technologies, Inc. (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 866942105 (CUSIP Number) Eddie C. Brown Brown Ca

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Helios Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 42328H109 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is fil

February 1, 2021 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2021 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission

December 10, 2020 EX-99.1

Helios Technologies Declares 97th Sequential Quarterly Cash Dividend

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Declares 97th Sequential Quarterly Cash Dividend Sarasota, FL, December 10, 2020 ? Helios Technologies (Nasdaq: HLIO) (?Helios? or the ?Company?) a global leader in highly engineered motion control and electronic controls technology for diverse end markets, announced that its Board of Directors declared a quarterly cash dividend o

December 10, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commissio

November 9, 2020 EX-2.1

First Amendment to Agreement and Plan of Merger, dated as of November 3, 2020, by and among Helios Technologies, Inc., Vitality Merger Sub, Inc., BWG Holdings I Corp., ICM Holdco I Corp., and SBF II Representative Corp. (previously filed as Exhibit 2.1 to the Company’s Form 8-K filed on November 9, 2020, and incorporated herein by reference).*

Exhibit 2.1 EXECUTION VERSION Certain information has been excluded from the exhibit because it is not material and would likely cause competitive harm to the company if publicly disclosed. [***] indicates the redacted confidential portions of this exhibit. FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER This FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, dated as of November 3, 2020 (this “Amen

November 9, 2020 EX-99.1

Helios Technologies Completes Acquisition of Balboa Water Group

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Completes Acquisition of Balboa Water Group • Balboa strategically expands Helios’s electronic controls technology with complementary AC (alternating current) capabilities • Brings proprietary electronic controls technology to further end market diversification • State-of-the-art, low-cost manufacturing facility in Mexico and supp

November 9, 2020 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission

November 2, 2020 EX-99.1

Helios Technologies | 1500 West University Parkway | Sarasota, FL 34243 | 941-362-1200

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports Sequential Sales Growth and Strong Margins for Third Quarter 2020; Generates $37 million in Cash from Operations • Net sales grew $3.3 million sequentially to $122.6 million compared with trailing second quarter o Electronics sales up 42% over trailing second quarter to $24.4 million • Gross margin expanded 50 basis points

November 2, 2020 8-K

Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission

November 2, 2020 EX-10.1

Separation Agreement between Rajasekhar Menon and Helios Technologies, Inc., dated September 9, 2020 (previously filed as Exhibit 10.1+ to the Company’s Quarterly Report on Form 10-Q filed on November 2, 2020, and incorporated herein by reference).

Exhibit 10.1 SEPARATION AGREEMENT This SEPARATION AGREEMENT (the “Agreement”) is entered into as of September 9, 2020 (the “Effective Date”), by and between RAJASEKHAR MENON, an individual residing in Manatee County, Florida (“Menon”), and HELIOS TECHNOLOGIES, INC. (together with its subsidiaries, the “Company”), a Florida corporation. W I T N E S E T H: WHEREAS, Menon has elected to terminate his

November 2, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 26, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-21835 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration

October 30, 2020 EX-99.1

Helios Technologies Upsizes Credit Facilities to $900M

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Upsizes Credit Facilities to $900M Sarasota, FL, October 30, 2020 — Helios Technologies (Nasdaq: HLIO) (“Helios” or the “Company”), a global industrial technology leader that develops and manufactures solutions for both the hydraulics and electronics markets, today announced that effective October 28, 2020 the Company has entered

October 30, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission

October 30, 2020 EX-10.1

Second Amended and Restated Credit Agreement, dated October 28, 2020, by and among Helios Technologies, Inc. as Borrower, the Guarantor parties thereto, the financial institutions party thereto from time to time as lenders, and PNC Bank, National Association, as Administrative Agent. (previously filed as Exhibit 10.1 to the Company’s Report on Form 8-K filed on October 30, 2020, and incorporated herein by reference).

Exhibit 10.1 CUSIP NO. (REVOLVING CREDIT FACILITY) 42328JAB1 CUSIP NO. (TERM LOAN FACILITY) 42328JAC9 $600,000,000.00 SECOND AMENDED AND RESTATED CREDIT AGREEMENT by and among HELIOS TECHNOLOGIES, INC., a Florida corporation and THE LENDERS PARTY HERETO and THE GUARANTORS PARTY HERETO and PNC CAPITAL MARKETS LLC, as Joint Lead Arranger and Sole Bookrunner and TRUIST SECURITIES, INC., as Joint Lead

October 13, 2020 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission

October 13, 2020 EX-2.1

Agreement and Plan of Merger, dated as of October 9, 2020, by and among Helios Technologies, Inc., Vitality Merger Sub, Inc., BWG Holdings I Corp., ICM Holdco I Corp., and SBF II Representative Corp. (previously filed as Exhibit 2.1 to the Company’s Form 8-K filed on October 13, 2020, and incorporated herein by reference).*

Exhibit 2.1 Certain information has been excluded from the exhibit because it is not material and would likely cause competitive harm to the company if publicly disclosed. [***] indicates the redacted confidential portions of this exhibit. AGREEMENT AND PLAN OF MERGER by and among HELIOS TECHNOLOGIES, INC., VITALITY MERGER SUB, INC., BWG HOLDINGS I CORP, ICM HOLDCO I CORP. and SBF II REPRESENTATIV

October 13, 2020 EX-99.1

Helios Technologies Signs Definitive Agreement to Acquire Balboa Water Group

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Signs Definitive Agreement to Acquire Balboa Water Group • Strategically expands Helios’s electronic control technology with complementary AC (alternating current) capabilities, enabling further diversification of end markets • Proprietary electronic controls technology will be leveraged to increase penetration of existing Helios

September 24, 2020 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2020 HELIOS TECHNOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commissi

September 24, 2020 EX-99.1

Helios Technologies Declares 96th Sequential Quarterly Cash Dividend

EX-99.1 2 hlio-ex9916.htm EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Declares 96th Sequential Quarterly Cash Dividend Sarasota, FL, September 24, 2020 — Helios Technologies (Nasdaq: HLIO) (“Helios” or the “Company”), a global industrial technology leader that develops and manufactures solutions for both the hydraulics and electronics markets, announced that its Boa

September 9, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commissio

August 10, 2020 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission F

August 10, 2020 EX-3.1

Third Amended and Restated Bylaws dated August 7, 2020.

Exhibit 3.1 THIRD AMENDED AND RESTATED BYLAWS OF HELIOS TECHNOLOGIES, INC. Set forth below are the Bylaws of Helios Technologies, Inc., a Florida corporation (the “Corporation”), as adopted by the Board of Directors of the Corporation effective as of August 7, 2020. ARTICLE I Offices Section 1.Registered Office. The address of the Corporation’s registered office in the State of Florida is 1500 Uni

August 4, 2020 10-Q

Quarterly Report - 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 27, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-21835 HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in it

August 3, 2020 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 03, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission

August 3, 2020 EX-99.1

Helios Technologies Reports Second Quarter 2020 Generates Strong Cash from Operations and Executes Successfully on Cost Containment

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Reports Second Quarter 2020 Generates Strong Cash from Operations and Executes Successfully on Cost Containment • Net sales of $119.3 million; moderate 8% decline from prior quarter during COVID-19 pandemic • Planned and aggressive cost containment provided for solid margins on lower volume o Operating improvements led to gross ma

July 20, 2020 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

June 26, 2020 11-K

- 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-21835 A. Full title of the p

June 10, 2020 SC 13G/A

HLIO / Helios Technologies, Inc. / BROWN CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 13)* Helios Technologies, Inc. (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 866942105 (CUSIP Number) Eddie C. Brown Brown Ca

June 8, 2020 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

June 8, 2020 EX-99.1

Helios Technologies Declares Quarterly Cash Dividend of $0.09 per Share

Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Helios Technologies Declares Quarterly Cash Dividend of $0.09 per Share Sarasota, FL, June 8, 2020 — Helios Technologies (Nasdaq: HLIO) (“Helios” or the “Company”), a global industrial technology leader that develops and manufactures solutions for both the hydraulics and electronics markets, announced that its Board of Directors declared a quarterly

June 8, 2020 DEF 14A

- DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 8, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission Fil

May 27, 2020 EX-1.01

Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Helios Technologies, Inc. Conflict Minerals Report For the year ended December 31, 2019 Introduction This report for the period from January 1, 2019 through December 31, 2019 (the “Reporting Period”) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the United States Securities and Exchange Commission (“SEC”) to impl

May 27, 2020 SD

- SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT HELIOS TECHNOLOGIES, INC. (Exact Name of Registration as Specified in its Charter) FLORIDA 0-21835 59-2754337 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) (Commission File No.) Identification No.) 1500 WEST UNIVERSITY PARKWAY SARASOTA, FLORIDA 34243 (Addr

May 19, 2020 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporat

May 15, 2020 EX-10.1

Executive Officer Severance Agreement between Josef Matosevic and Helios Technologies, Inc., dated June 1, 2020 (previously filed as Exhibit 10.1+ to the Company’s Form 8-K filed on May 15, 2020, and incorporated herein by reference).

Exhibit 10.1 EXECUTIVE OFFICER SEVERANCE AGREEMENT THIS EXECUTIVE OFFICER SEVERANCE AGREEMENT (“Agreement”) made and entered into as of the day of June, 2020, by and between HELIOS TECHNOLOGIES, INC., a Florida corporation, along with its affiliates and subsidiaries (together, the “Company”) and Josef Matosevic (“Executive”). W I T N E S S E TH: WHEREAS, Executive is the President and Chief Execut

May 15, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2020 HELIOS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Florida 0-21835 59-2754337 (State or other jurisdiction of incorporation) (Commission Fil

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