Mga Batayang Estadistika
CIK | 1818382 |
SEC Filings
SEC Filings (Chronological Order)
August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Com |
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August 11, 2025 |
Exhibit 99.1 Humacyte Announces Second Quarter 2025 Financial Results and Provides Business Update - Total revenues of $301,000 for quarter, and $818,000 for first six months of 2025, from sales and collaborative research agreement - - 82 civilian hospitals now have VAC approval to purchase Symvess™ - - ECAT approval makes Symvess available to 35 Military Treatment Facilities and 160 U.S. Departme |
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August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: |
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June 11, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HUMACYTE, INC. Humacyte, Inc. (the “Corporation”), a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify that: FIRST: The original certificate of incorporation of the Corporation was filed with the Secretary of Stat |
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June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2025 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Commi |
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May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Commis |
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May 13, 2025 |
Exhibit 99.1 Humacyte Announces First Quarter 2025 Financial Results and Provides Business Update - Commenced market launch and first commercial sales of Symvess™ (acellular tissue engineered vessel-tyod) for the treatment of extremity vascular trauma - - Total revenues of $517,000 for quarter from sales and collaborative research agreement – - Completed public offering raising $46.7 million in ne |
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May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: |
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April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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April 29, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permi |
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April 18, 2025 |
Humacyte Statement on Recent Attacks Humacyte Statement on Recent Attacks DURHAM, N.C., April 17, 2025 – Dr. Laura Niklason, President and CEO of Humacyte, Inc. (Nasdaq: HUMA), released the following statement today: “At Humacyte, we’re in the business of saving lives and limbs. The authors of a recent ‘citizen petition’ to the FDA – four men who have never used our product – want to stop us. We won’t let them succeed.” “One of the s |
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April 18, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2025 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Comm |
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April 17, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permi |
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March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-395 |
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March 31, 2025 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of Humacyte, Inc. Humacyte Global, Inc. Humacyte Europe Limited |
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March 31, 2025 |
Exhibit 19.1 HUMACYTE, INC. INSIDER TRADING POLICY I.PURPOSE Humacyte, Inc. (“Humacyte” or the “Company”) has adopted the following policies and procedures with respect to trading in Humacyte securities by members of Company’s board of directors, officers and employees. These policies and procedures are designed to help you comply with insider trading laws, handle confidential information properly |
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March 31, 2025 |
As filed with the Securities and Exchange Commission on March 31, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 31, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Humacyte, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) (2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equity Common Stoc |
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March 28, 2025 |
Exhibit 99.1 Humacyte Announces Fourth Quarter and Year End 2024 Financial Results and Provides Business Update - Received U.S. Food and Drug Administration (FDA) approval of Symvess™ (acellular tissue engineered vessel-tyod) for the treatment of extremity vascular trauma - - Commenced market launch and first commercial sales of Symvess - - Budget Impact Model for Symvess published in Journal of M |
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March 28, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2025 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Comm |
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March 27, 2025 |
Humacyte Statement on New York Times Article Exhibit 99.1 Humacyte Statement on New York Times Article DURHAM, N.C., March 27, 2025 (GLOBE NEWSWIRE) – Dr. Laura Niklason, President and CEO of Humacyte, Inc. (Nasdaq: HUMA), released the following statement today: “Earlier this week, The New York Times published a story questioning the Food and Drug Administration’s (FDA’s) decision to approve SymvessTM for commercial sales. Until now, I have |
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March 27, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2025 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Comm |
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March 26, 2025 |
25,000,000 Shares Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-267225 PROSPECTUS SUPPLEMENT (To Prospectus dated September 9, 2022) 25,000,000 Shares Common Stock We are offering 25,000,000 shares of our common stock, par value $0.0001 per share, pursuant to this prospectus supplement. Our common stock is listed on the Nasdaq Global Select Market (“Nasdaq”) under the symbol “HUMA.” On M |
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March 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2025 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Comm |
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March 26, 2025 |
Exhibit 1.1 25,000,000 Shares HUMACYTE, INC. Common Stock UNDERWRITING AGREEMENT March 25, 2025 TD Securities (USA) LLC Barclays Capital Inc. BTIG, LLC As Representatives of the several Underwriters c/o TD Securities (USA) LLC 1 Vanderbilt Avenue New York, New York 10017 c/o Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019 c/o BTIG, LLC 65 East 55th Street New York, New York 10022 |
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March 26, 2025 |
Humacyte, Inc. Announces Proposed Public Offering of Common Stock Exhibit 99.1 Humacyte, Inc. Announces Proposed Public Offering of Common Stock DURHAM, N.C., March 25, 2025– Humacyte, Inc. (Nasdaq: HUMA), a commercial-stage biotechnology platform company developing universally implantable, bioengineered human tissues at commercial scale, today announced that it has commenced an underwritten public offering of its common stock. In addition, Humacyte intends to g |
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March 26, 2025 |
Humacyte, Inc. Announces Pricing of Public Offering of Common Stock Exhibit 99.2 Humacyte, Inc. Announces Pricing of Public Offering of Common Stock DURHAM, N.C., March 25, 2025– Humacyte, Inc. (Nasdaq: HUMA), a commercial-stage biotechnology platform company developing universally implantable, bioengineered human tissues at commercial scale, today announced the pricing of an underwritten public offering of 25,000,000 shares of its common stock at a public offerin |
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March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2025 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Comm |
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March 25, 2025 |
Subject to completion, dated March 25, 2025 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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March 25, 2025 |
Exhibit 99.1 Universally Implantable Regenerative Human Tissue 2 Disclaimer These slides and the accompanying oral presentation contain forward-looking statements. All statements, other than statements of historical fact, included in these slides and the accompanying oral presentation are forward-looking statements reflecting management’s current beliefs and expectations. In some cases, you can id |
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December 20, 2024 |
Exhibit 99.1 Humacyte Announces FDA Approval of SYMVESS™ (acellular tissue engineered vessel-tyod) for the Treatment of Extremity Vascular Trauma – SYMVESS is a first-in-class bioengineered human tissue designed to be a universally implantable vascular conduit for use in arterial replacement and repair – – In clinical testing SYMVESS was observed to have high rates of patency, or blood flow, and l |
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December 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (C |
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November 20, 2024 |
HUMA / Humacyte, Inc. / Niklason Laura E - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q 103 (CUSIP Number) Laura E. Niklason Brady W. Dougan c/o Humacyte, Inc. 2525 E NC Highway 54 Durham, North Carolina 27713 (919) 313-9633 (Name, |
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November 18, 2024 |
SC 13D/A 1 tm2428715d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3 HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 020751103 (CUSIP Number) Thomas D. Brouillard, Jr. Fresenius Medical Care North America 920 Winter Street Wal |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (C |
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November 14, 2024 |
Exhibit 4.1 COMMON STOCK PURCHASE WARRANT Humacyte, Inc. Warrant Shares: [ ] Issue Date: November 15, 2024 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Woodline Master Fund LP or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date |
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November 14, 2024 |
Humacyte Announces Pricing of $15.0 Million Registered Direct Offering Exhibit 99.1 Humacyte Announces Pricing of $15.0 Million Registered Direct Offering DURHAM, N.C., Nov. 14, 2024 (GLOBE NEWSWIRE) - Humacyte, Inc. (Nasdaq: HUMA), a clinical-stage biotechnology platform company developing universally implantable, bioengineered human tissue at commercial scale, today announced that it entered into a securities purchase agreement with an institutional investor to pur |
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November 14, 2024 |
2,808,988 Shares of Common Stock Warrants to Purchase up to 2,808,988 Shares of Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-267225 PROSPECTUS SUPPLEMENT (To Prospectus dated September 9, 2022) 2,808,988 Shares of Common Stock Warrants to Purchase up to 2,808,988 Shares of Common Stock We are offering 2,808,988 shares of our common stock, par value $0.0001 per share, and warrants to purchase up to 2,808,988 shares of our common stock (the “Warrant |
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November 14, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of November 13, 2024, between Humacyte, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set f |
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November 8, 2024 |
Exhibit 99.1 Humacyte Third Quarter 2024 Financial Results and Business Update - FDA review of acellular tissue engineered vessel (ATEV™) BLA for the Treatment of Vascular Trauma is ongoing - - Results from the V007 Phase 3 clinical trial of the ATEV in arteriovenous (AV) access for hemodialysis patients presented at American Society of Nephrology’s Kidney Week 2024 - - Long-term results from the |
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November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Co |
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November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Num |
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October 28, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Co |
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October 28, 2024 |
Exhibit 99.1 Humacyte Announces Presentation of Positive Results from V007 Phase 3 AV Access Clinical Trial at the American Society of Nephrology’s Kidney Week 2024 – ATEV™ demonstrated superiority at six and 12 months (co-primary endpoints) compared to autogenous fistula, the current standard of care for hemodialysis access – - ATEV also showed superior function and patency in female, obese and d |
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October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Com |
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October 7, 2024 |
Exhibit 4.1 COMMON STOCK PURCHASE WARRANT Humacyte, Inc. Warrant Shares: [ ] Issue Date: October 7, 2024 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Armistice Capital Master Fund Ltd. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Is |
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October 7, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 4, 2024, between Humacyte, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set for |
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October 7, 2024 |
Humacyte Announces Pricing of $30.0 Million Registered Direct Offering Exhibit 99.1 Humacyte Announces Pricing of $30.0 Million Registered Direct Offering DURHAM, N.C., Oct. 04, 2024 (GLOBE NEWSWIRE) - Humacyte, Inc. (Nasdaq: HUMA), a clinical-stage biotechnology platform company developing universally implantable, bioengineered human tissue at commercial scale, today announced that it entered into a securities purchase agreement with an institutional investor to pur |
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October 7, 2024 |
Exhibit 10.2 HUMACYTE, INC. 5,681,820 Shares of Common Stock Warrants to Purchase up to 5,681,820 Shares of Common Stock PLACEMENT AGENT AGREEMENT October 4, 2024 EF Hutton LLC 590 Madison Avenue, 39th Floor New York, New York 10022 Ladies and Gentlemen: Subject to the terms and conditions herein (this “Agreement”) Humacyte, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to |
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October 4, 2024 |
5,681,820 Shares of Common Stock Warrants to Purchase up to 5,681,820 Shares of Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-267225 PROSPECTUS SUPPLEMENT (To Prospectus dated September 9, 2022) 5,681,820 Shares of Common Stock Warrants to Purchase up to 5,681,820 Shares of Common Stock We are offering 5,681,820 shares of our common stock, par value $0.0001 per share, and warrants to purchase up to 5,681,820 shares of our common stock (the “Warrant |
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September 25, 2024 |
Exhibit 10.2 Execution Version REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 24, 2024, is entered into by and between HUMACYTE, INC., a Delaware corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the “Investor”). Capitalized terms used herein and no |
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September 25, 2024 |
Up to $50,000,000 of Common Stock 115,705 Shares of Common Stock as Commitment Shares TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-267225 PROSPECTUS SUPPLEMENT (To Prospectus dated September 9, 2022) Up to $50,000,000 of Common Stock 115,705 Shares of Common Stock as Commitment Shares This prospectus supplement relates to the issuance and sale of up to $50,000,000 of shares (the “Purchase Shares”) of our common stock, par value $0.0001 per share, that w |
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September 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) ( |
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September 25, 2024 |
Exhibit 10.1 Execution Version PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the “Agreement”), dated as of September 24, 2024 is made by and between HUMACYTE, INC., a Delaware corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Investor”). WHEREAS: Subject to the terms and conditions set forth in this Agreement, the Company wishes to sell to t |
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September 3, 2024 |
HUMA / Humacyte, Inc. / Niklason Laura E - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q 103 (CUSIP Number) Laura E. Niklason Brady W. Dougan c/o Humacyte, Inc. 2525 E NC Highway 54 Durham, North Carolina 27713 (919) 313-9633 (Name, |
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August 13, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Comm |
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August 13, 2024 |
Exhibit 99.1 Humacyte Announces FDA Communication of Additional Time Required to Complete Review of acellular tissue engineered vessel (ATEVTM) BLA for the Treatment of Vascular Trauma –2nd quarter conference call to be held Tuesday, August 13th, at 8:30 a.m. ET - DURHAM, N.C., August 9, 2024 – Humacyte, Inc. (Nasdaq: HUMA), a clinical-stage biotechnology platform company developing universally im |
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August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: |
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August 13, 2024 |
Exhibit 99.2 Humacyte Second Quarter 2024 Financial Results and Business Update -FDA requires additional time to complete its review of ATEV™ (acellular tissue engineered vessel) BLA for the Treatment of Vascular Trauma- -Reported Positive Topline Results from Phase 3 Trial of ATEV in Hemodialysis Access- -ATEV Received Third Regenerative Medicine Advanced Therapy (RMAT) Designation from FDA in Ad |
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August 13, 2024 |
Exhibit 10.1 Execution Version WAIVER AND AMENDMENT TO REVENUE INTEREST PURCHASE AGREEMENT May 8, 2024 This Waiver and Amendment to Revenue Interest Purchase Agreement (this “Amendment”), dated as of the date first set forth above, is entered into by and among Humacyte Global, Inc., a Delaware corporation (the “Company”), Humacyte, Inc., a Delaware corporation (the “Parent” and, together with the |
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August 6, 2024 |
August 6, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Attention: Christine Torney and Vanessa Robertson Re: Humacyte, Inc. Form 10-K for the Year Ended December 31, 2023 Filed March 28, 2024 File No. 001-3953 Dear Mses. Torney and Robertson: Humacyte, Inc. (the “Company,” “we,” or “our”) he |
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July 31, 2024 |
Exhibit 99.1 Humacyte Acellular Tissue Engineered Vessel (ATEV™) Meets Primary Endpoints in V007 Phase 3 Clinical Trial in Arteriovenous Access for Hemodialysis – ATEV demonstrated superiority at six and 12 months (co-primary endpoints) compared to autogenous fistula, the current standard of care for hemodialysis – – Detailed results to be presented at upcoming medical conferences – DURHAM, N.C., |
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July 31, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Commi |
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June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Commi |
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June 4, 2024 |
HUMA / Humacyte, Inc. / Niklason Laura E - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q 103 (CUSIP Number) Laura E. Niklason Brady W. Dougan Ayabudge LLC c/o Humacyte, Inc. 2525 E NC Highway 54 Durham, North Carolina 27713 (919) 31 |
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May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: |
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May 10, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Commis |
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May 10, 2024 |
Exhibit 99.1 Humacyte First Quarter 2024 Financial Results and Business Update -Biologics License Application (BLA) for HAV™ Accepted by FDA- -BLA Granted Priority Review for Vascular Trauma Indication; PDUFA date set for August 10, 2024- -Raised approximately $43 million in net proceeds from public offering of common stock- -Conference call and live webcast at 8:00 a.m. ET today- DURHAM, N.C., Ma |
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April 29, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permi |
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April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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March 28, 2024 |
Exhibit 10.1.2 Execution Version WAIVER February 18, 2024 This Waiver (this “Waiver”), dated as of the date first set forth above, is entered into by and among Humacyte Global, Inc., a Delaware corporation (the “Company”), Humacyte, Inc., a Delaware corporation (the “Parent” and, together with the Company, the “Obligors” and each, an “Obligor”), the Persons listed on the signature pages hereof und |
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March 28, 2024 |
Humacyte, Inc. Compensation Clawback Policy. Exhibit 97 Humacyte, Inc. Compensation Clawback Policy Adopted September 14, 2023 Purpose The Board of Directors (the “Board”) of Humacyte, Inc. (the “Corporation”) believes that it is in the best interest of the Corporation and its stockholders to maintain a culture that emphasizes integrity and accountability and that reinforces the Corporation’s compensation philosophy. The Board has therefore |
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March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-395 |
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March 28, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Humacyte, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) (2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equity Common Stoc |
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March 28, 2024 |
As filed with the Securities and Exchange Commission on March 28, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 28, 2024 |
Exhibit 4.6 DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The authorized capital stock of Humacyte, Inc., a Delaware corporation (“we,” “us,” “our,” or the “Company”), consists of: (i) 250,000,000 shares of common stock, $0.0001 par value per share (“Common Stock”), and (ii) 20,000,000 shares of preferred stock, $0.0001 |
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March 22, 2024 |
Exhibit 99.1 Humacyte Fourth Quarter and Year End 2023 Financial Results and Business Update -Biologics License Application (BLA) for HAV™ Accepted by FDA on February 8, 2024- -BLA Granted Priority Review for Vascular Trauma Indication; PDUFA date set for August 10, 2024- -Raised approximately $43.1 million in net proceeds from public offering of common stock- -Conference call and live webcast at |
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March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Comm |
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March 8, 2024 |
HUMA / Humacyte, Inc. / Niklason Laura E - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q 103 (CUSIP Number) Laura E. Niklason Brady W. Dougan Ayabudge LLC c/o Humacyte, Inc. 2525 E NC Highway 54 Durham, North Carolina 27713 (919) 31 |
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March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2 HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 020751103 (CUSIP Number) Thomas D. Brouillard, Jr. Fresenius Medical Care North America 920 Winter Street Waltham MA 02451-1547 781-699-9000 Copy to: R |
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March 4, 2024 |
Humacyte, Inc. Announces Pricing of $40.2 Million Public Offering of Common Stock Exhibit 99.2 Humacyte, Inc. Announces Pricing of $40.2 Million Public Offering of Common Stock DURHAM, N.C., February 29, 2024 – Humacyte, Inc. (Nasdaq: HUMA), a clinical-stage biotechnology platform company developing universally implantable, bioengineered human tissue at commercial scale, today announced the pricing of an underwritten public offering of 13,400,000 shares of its common stock at a |
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March 4, 2024 |
Humacyte, Inc. Announces Proposed Public Offering of Common Stock Exhibit 99.1 Humacyte, Inc. Announces Proposed Public Offering of Common Stock DURHAM, N.C., February 29, 2024 – Humacyte, Inc. (Nasdaq: HUMA), a clinical-stage biotechnology platform company developing universally implantable, bioengineered human tissue at commercial scale, today announced that it has commenced an underwritten public offering of its common stock. In addition, Humacyte intends to |
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March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (C |
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March 4, 2024 |
Exhibit 1.1 13,400,000 Shares HUMACYTE, INC. Common Stock UNDERWRITING AGREEMENT February 29, 2024 COWEN AND COMPANY, LLC CANTOR FITZGERALD & CO. As Representatives of the several Underwriters c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 c/o Cantor Fitzgerald & Co. 110 E. 59th St., 6th Floor New York, New York 10022 Dear Sirs and Madams: 1. INTRODUCTORY. Humacyte, Inc., |
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March 1, 2024 |
13,400,000 Shares Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-267225 PROSPECTUS SUPPLEMENT (To Prospectus dated September 9, 2022) 13,400,000 Shares Common Stock We are offering 13,400,000 shares of our common stock, par value $0.0001 per share, pursuant to this prospectus supplement. Our common stock is listed on the Nasdaq Global Select Market (“Nasdaq”) under the symbol “HUMA.” On Feb |
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February 29, 2024 |
Universally Implantable Regenerative Human Tissue 1 Exhibit 99.1 2 Disclaimer These slides and the accompanying oral presentation contain forward-looking statements. All statements, other than statements of historical fact, included in these slides and the accompanying oral presentation are forward-looking statements reflecting management’s current beliefs and expectations. In some cases, you can |
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February 29, 2024 |
Subject to completion, dated February 29, 2024 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-267225 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where |
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February 29, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (C |
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February 9, 2024 |
Exhibit 99.1 Human Acellular Vessel™ (HAV™) Biologics License Application Granted Priority Review by U.S. FDA for the Treatment of Vascular Trauma – BLA submission supported by results from Phase 2/3 clinical trial and outcomes of real-world use of the HAV under a Humanitarian Aid Program to treat wartime trauma injuries in Ukraine – – The HAV had higher rates of patency, and lower rates of amputa |
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February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2024 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Co |
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December 12, 2023 |
Exhibit 99.1 Humacyte Submits Biologics License Application (BLA) to U.S. FDA Seeking Approval of Human Acellular Vessel™ (HAV™) for the Treatment of Vascular Trauma – BLA supported by results from Phase 2/3 clinical trial and outcomes of real-world use of the HAV under a humanitarian aid program to treat wartime trauma injuries in Ukraine – – The HAV had higher rates of patency, and lower rates o |
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December 12, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2023 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (C |
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December 1, 2023 |
SC 13D/A 1 tm2331316d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 020751103 (CUSIP Number) Thomas D. Brouillard, Jr. Fresenius Medical Care North America 920 Winter Street Wa |
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November 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Co |
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November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Num |
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November 9, 2023 |
Exhibit 99.1 Humacyte Third Quarter 2023 Financial Results and Business Update – Positive top line results from the V005 Phase 2/3 trial of the Human Acellular Vessel™ (HAV™) in vascular trauma repair – – BLA for an indication in vascular trauma planned to be filed with the FDA during the current quarter – - Conference call and live webcast at 4:30 p.m. ET today - DURHAM, N.C., November 9, 2023 – |
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September 15, 2023 |
HUMA / Humacyte Inc / Niklason Laura E - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q 103 (CUSIP Number) Laura E. Niklason Brady W. Dougan Ayabudge LLC c/o Humacyte, Inc. 2525 E NC Highway 54 Durham, North Carolina 27713 (919) 31 |
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September 12, 2023 |
Exhibit 99.1 Humacyte Announces Positive Top Line Results from Phase 2/3 Trial of Human Acellular Vessel™ (HAV™) in Treatment of Patients with Vascular Trauma - Single-arm clinical trial was a success and showed the HAV had higher rates of patency, and lower rates of amputation and infection, compared to historic synthetic graft benchmarks - - BLA planned to be filed with FDA in 4th Quarter 2023 - |
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September 12, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) ( |
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August 22, 2023 |
HUMA / Humacyte Inc / Niklason Laura E - SC 13D/A Activist Investment SC 13D/A 1 humaschedule13da4.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q 103 (CUSIP Number) Laura E. Niklason Brady W. Dougan Ayabudge LLC c/o Humacyte, Inc. 2525 E NC Highwa |
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August 14, 2023 |
Exhibit 10.1 Execution Version REVENUE INTEREST PURCHASE AGREEMENT dated as of May 12, 2023 among HUMACYTE GLOBAL, INC., as the Company, HUMACYTE, INC., as Parent, the Purchasers from time to time party hereto and HOOK SA LLC, as Purchaser Agent TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 Section 1.01 Definitions. 1 ARTICLE II PURCHASE OF REVENUE INTERESTS; PAYMENTS 31 Section 2.01 Purchase of Reven |
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August 14, 2023 |
Exhibit 99.1 Humacyte Second Quarter 2023 Financial Results and Business Update – Completed Enrollment in Phase 2/3 V005 Trial of HAV™ in Vascular Trauma Repair; Top-Line Results on Track for Q3 2023 – – Results from Vascular Trauma Humanitarian Program in Ukraine Highlighted at 2023 Military Health System Research Symposium – - Conference call and live webcast at 8:00 a.m. ET today - DURHAM, N.C. |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Com |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: |
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July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Commi |
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July 26, 2023 |
Exhibit 99.1 Humacyte Completes Enrollment in Phase 2/3 Trial of Human Acellular Vessel™ (HAV™) for Vascular Trauma Repair -Top-line results planned to be released in third quarter 2023 -Trial results are intended to support Biologics License Application (BLA) planned for fourth quarter 2023- DURHAM, N.C., July 26, 2023 – Humacyte, Inc. (Nasdaq: HUMA), a clinical-stage biotechnology platform compa |
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June 22, 2023 |
Up to 1,333,334 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-272550 PROSPECTUS Up to 1,333,334 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders named in this prospectus or their permitted transferees (the “selling stockholders”) of up to 1,333,334 shares of our common stock, $0.0001 par value per share (the “common stock” |
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June 16, 2023 |
June 16, 2023 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Alan Campbell Re: Humacyte, Inc. Registration Statement Filed on Form S-3 (the “Registration Statement”) File No. 333-272550 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Humacyte, Inc. (the “Company”) hereby resp |
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June 15, 2023 |
HUMA / Humacyte Inc / Niklason Laura E - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q 103 (CUSIP Number) Laura E. Niklason Brady W. Dougan Ayabudge LLC c/o Humacyte, Inc. 2525 E NC Highway 54 Durham, North Carolina 27713 (919) 31 |
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June 9, 2023 |
As filed with the Securities and Exchange Commission on June 9, 2023 S-3 1 humaoresales-3.htm S-3 Table of Contents As filed with the Securities and Exchange Commission on June 9, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 85-1763759 (State or other jurisdiction of inc |
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June 9, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Humacyte, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equity Common Stock, par |
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June 9, 2023 |
Exhibit 4.1 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FILED UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAWS, UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE OPTION AGREEMENT This OPTION AGREEMENT (this “Agreement”), is made a |
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June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Commis |
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May 26, 2023 |
HUMA / Humacyte Inc / Niklason Laura E - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q 103 (CUSIP Number) Laura E. Niklason Brady W. Dougan Ayabudge LLC c/o Humacyte, Inc. 2525 E NC Highway 54 Durham, North Carolina 27713 (919) 31 |
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May 12, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Commis |
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May 12, 2023 |
Exhibit 99.1 Humacyte First Quarter 2023 Financial Results and Business Update - Human Acellular Vessel™ (HAV™) granted second RMAT designation by the FDA, for Vascular Trauma - - Completion of enrollment in Phase 3 trial of HAV in Hemodialysis Access in End-Stage Renal Disease Patients - - Conference call and live webcast at 8:00 a.m. ET today - DURHAM, N.C., May 12, 2023 – Humacyte, Inc. (Nasdaq |
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May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: |
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April 28, 2023 |
Definitive Proxy Statement on Schedule 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permi |
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April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Comm |
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March 24, 2023 |
Exhibit 99.1 Humacyte Announces Fourth Quarter and Year End 2022 Financial Results and Business Update - Enrollment Nearing Completion in Human Acellular Vessel™ (HAV™) Phase 2/3 Trial in Vascular Trauma and Phase 3 Trial in Arteriovenous (AV) Access in Hemodialysis Patients - Multiple publications and scientific meeting presentations highlighting clinical and preclinical HAV results – - Conferenc |
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March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-395 |
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March 24, 2023 |
Executive Employment Agreement, Exhibit 10.12 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”) is made and entered into by Humacyte, Inc. (“Humacyte” or the “Company”) and Shamik Parikh, MD (hereinafter “Executive”) on January 13, 2022. This Agreement will become effective upon Executive’s commencement of employment with the Company (such date, the “Effective Date”), April 4, 2022. WHEREAS, the Co |
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March 24, 2023 |
Exhibit 10.11 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”) is made and entered into by Humacyte, Inc. (“Humacyte” or the “Company”) and Dale Sander (hereinafter “Executive”) dated May 18, 2021 (the “Effective Date”). WHEREAS, the Company promoted Executive to become Humacyte’s Chief Corporate Development Officer, Chief Financial Officer and Treasurer and Executi |
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March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Comm |
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December 12, 2022 |
Exhibit 3.2 to our Annual Report Exhibit 3.2 AMENDED AND RESTATED BY LAWS OF HUMACYTE, INC. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registered agen |
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December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2022 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Co |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (C |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Num |
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November 10, 2022 |
Exhibit 99.1 Humacyte Third Quarter 2022 Financial Results and Business Update - Progress Continues in Clinical Development of Human Acellular Vessel™ (HAV™) for Vascular Trauma; BLA Filing Anticipated mid 2023 – - Experience with HAV in Ukrainian War Vascular Trauma Mirrors Clinical Experiences in Civilians in the U.S., High Patency and Low Rates of Amputation and Infection Observed – - Pre-Clini |
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September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2022 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) ( |
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September 20, 2022 |
Exhibit 99.1 Humacyte Expands Board of Directors and Leadership Team with New Appointments Lt. General Bruce Green, M.D., USAF-ret. Joins Board of Directors Cindy Cao, Ph.D. Appointed as Chief Regulatory Officer DURHAM, N.C., - Sept. 20, 2022 - Humacyte, Inc. (Nasdaq: HUMA), a clinical-stage biotechnology platform company developing universally implantable bioengineered human tissues, today announ |
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September 19, 2022 |
HUMA / Humacyte, Inc. / Niklason Laura E - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q 103 (CUSIP Number) Laura E. Niklason Brady W. Dougan Ayabudge LLC c/o Humacyte, Inc. 2525 E NC Highway 54 Durham, North Carolina 27713 (919) 31 |
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September 12, 2022 |
As filed with the Securities and Exchange Commission on September 12, 2022 As filed with the Securities and Exchange Commission on September 12, 2022 Registration No. |
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September 9, 2022 |
Up to $80,000,000 Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-267225 PROSPECTUS Up to $80,000,000 Common Stock We have entered into an Open Market Sale AgreementSM, dated September 1, 2022 (the ?Sales Agreement?), with Jefferies LLC (?Jefferies?), relating to the sale of shares of our common stock, par value $0.0001 per share, offered by this prospectus. In accordance with the terms of t |
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September 9, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-267222 PROSPECTUS Up to 89,716,840 Shares of Common Stock Up to 5,177,500 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus relates to the issuance by us of an aggregate of up to 5,177,500 shares of our common stock, $0.0001 par value per share (the ?common stock?), which consists of (i) up to 177,500 s |
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September 7, 2022 |
CORRESP 1 filename1.htm September 7, 2022 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Joshua Gorsky Re: Humacyte, Inc. Registration Statement Filed on Form S-3 (the “Registration Statement”) File No. 333-267222 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Humacyte, Inc. |
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September 7, 2022 |
September 7, 2022 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Joshua Gorsky Re: Humacyte, Inc. Registration Statement Filed on Form S-3 (the ?Registration Statement?) File No. 333-267225 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Humacyte, Inc. (the ?Company?) hereby |
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September 1, 2022 |
Form of subordinated debt security (included in Exhibit 4.8). EXHIBIT 4.8 HUMACYTE, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.1 Definitions. 1 Section 1.2 Compliance Certificates and Opinions. 9 Section 1.3 Form of Documents Delivered to Trustee. 9 Section 1.4 Acts of Holders; Record Dates. 10 Section 1.5 Notices, etc., to Tru |
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September 1, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Humacyte, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equity Common Stock, par |
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September 1, 2022 |
Form of senior debt security (included in Exhibit 4.6). EXHIBIT 4.6 HUMACYTE, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.1 Definitions. 1 Section 1.2 Compliance Certificates and Opinions. 7 Section 1.3 Form of Documents Delivered to Trustee. 8 Section 1.4 Acts of Holders; Record Dates. 8 Section 1.5 Notices, etc., to Trustee an |
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September 1, 2022 |
As filed with the Securities and Exchange Commission on September 1, 2022 Table of Contents As filed with the Securities and Exchange Commission on September 1, 2022 Registration No. |
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September 1, 2022 |
As filed with the Securities and Exchange Commission on September 1, 2022 Table of Contents As filed with the Securities and Exchange Commission on September 1, 2022 Registration No. |
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September 1, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Humacyte, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equity Common Stock, par va |
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September 1, 2022 |
EX-1.2 3 humashelfatms-3xexhibit12.htm EX-1.2 Exhibit 1.2 EXECUTION VERSION OPEN MARKET SALE AGREEMENTSM September 1, 2022 JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Humacyte, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or |
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August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: |
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August 12, 2022 |
Exhibit 99.1 Humacyte Second Quarter 2022 Financial Results and Business Update - Human Acellular Vessels? (HAVs?) successfully implanted in wounded Ukrainian citizens and reported to be functioning, saving limbs ? - Hosted key opinion leader (KOL) webinar on HAV in the treatment of vascular trauma, featuring Ernest E. Moore, M.D and Gregory A. Magee, M.D. ? - Strengthened Board of Directors with |
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August 12, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-259624 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated April 4, 2022) Up to 89,706,840 Shares of Common Stock Up to 5,177,500 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated April 4, 2022 (the ?Prospectus?), which forms a part of our registration statement |
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August 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2022 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Com |
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June 13, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-259624 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated April 4, 2022) Up to 89,706,840 Shares of Common Stock Up to 5,177,500 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated April 4, 2022 (as supplemented to date, the ?Prospectus?), which forms a part of our registration sta |
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June 13, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2022 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Commis |
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May 13, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-259624 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated April 4, 2022) Up to 89,706,840 Shares of Common Stock Up to 5,177,500 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement supplements the prospectus dated April 4, 2022 (the ?Prospectus?), which forms a part of our registration statement |
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May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: |
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May 13, 2022 |
EX-99.1 2 huma-20220513xexx991.htm EX-99.1 Exhibit 99.1 Humacyte First Quarter 2022 Financial Results and Business Update - Human Acellular Vessels™ (HAVs™) shipped to six hospitals in Ukraine for treatment of civilian and military vascular trauma injuries – - Strengthened leadership team with appointment of Shamik Parikh M.D., as Chief Medical Officer – - Multiple scientific meeting presentations |
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May 13, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2022 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Commis |
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April 29, 2022 |
DEF 14A 1 huma-2022def14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, fo |
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April 29, 2022 |
DEFA14A 1 huma-2022defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Comm |
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April 4, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(7) Registration No. 333-259624 PROSPECTUS Up to 89,706,840 Shares of Common Stock Up to 5,177,500 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus relates to the issuance by us of an aggregate of up to 5,177,500 shares of our common stock, $0.0001 par value per share (the ?common stock?), which consists of (i) up to 177,500 s |
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March 30, 2022 |
As filed with the Securities and Exchange Commission on March 30, 2022 As filed with the Securities and Exchange Commission on March 30, 2022 Registration No. |
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March 29, 2022 |
Exhibit 4.6 DESCRIPTION OF THE COMPANY?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The authorized capital stock of Humacyte, Inc. (f/k/a Alpha Healthcare Acquisition Corp.), a Delaware corporation (?we,? ?us,? ?our,? or the ?Company?), consists of: (i) 250,000,000 shares of common stock, $0.0001 par value per share (?Common Stock?), and (ii) 20 |
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March 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-395 |
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March 29, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Comm |
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March 29, 2022 |
Exhibit 10.7.6 SIXTH AMENDMENT TO EXCLUSIVE PATENT LICENSE AGREEMENT This Sixth Amendment (this ?Sixth Amendment?), effective as of January 10, 2022 (?EFFECTIVE DATE?), amends the Exclusive Patent License Agreement, effective March 14, 2006, as amended by the First Amendment to Exclusive Patent License Agreement, effective as of February 25, 2011, the Second Amendment to Exclusive Patent License A |
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March 29, 2022 |
Exhibit 10.11.2 EXECUTIVE SEPARATION AND RELEASE AGREEMENT This Executive Separation and Release Agreement (?Agreement?) is entered into by and between Humacyte, Inc. (?Humacyte?) and Jeffrey Lawson, M.D., Ph.D. (?Executive?), effective as of the date signed by Executive (the ?Effective Date?). Humacyte and Executive are collectively referred to as the ?Parties.? WHEREAS, Executive entered into an |
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March 29, 2022 |
Exhibit 99.1 Humacyte Reports Fourth Quarter and Year End 2021 Financial Results and Provides Business Update -Advancing late-stage clinical and preclinical programs of the Human Acellular Vessel? (HAV?) and other engineered tissues across several indications- -Multiple publications and scientific meeting presentations highlighting clinical and preclinical HAV results- -Conference call and live we |
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February 14, 2022 |
Alpha Healthcare Acquisition Corp. Unit / GLAZER CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Humacyte, Inc. formerly known as Alpha Healthcare Acquisition Corp. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 020751202 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check |
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February 9, 2022 |
HUMA / Humacyte, Inc. / Parian Global Management LP Passive Investment SC 13G/A 1 formsc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Humacyte, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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January 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2022 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (Co |
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January 10, 2022 |
Exhibit 99.1 1 Humacyte, Inc. Universally Implantable Regenerative Human Tissue 2 DISCLAIMER These slides and the accompanying oral presentation contain forward-looking statements. All statements, other than statements of historical fact, included in these slides and the accompanying oral presentation are forward-looking statements reflecting management?s current beliefs and expectations. In some |
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December 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2021 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation |
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December 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2021 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (C |
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December 10, 2021 |
TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(7) ?Registration No. 333-259624? PROSPECTUS Up to 90,006,840 Shares of Common Stock Up to 5,177,500 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus relates to the issuance by us of an aggregate of up to 5,177,500 shares of our common stock, $0.0001 par value per share (the ?common stock?), which consists of (i) up to 177,50 |
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November 19, 2021 |
Power of attorney (included on signature page). Table of Contents As filed with the Securities and Exchange Commission on November 19, 2021 Registration No. |
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November 15, 2021 |
Exhibit 99.1 Humacyte Presents New 12-Month Data from HAVs? Produced Using Commercial-Scale Manufacturing System - Performance of HAVs produced in the LUNA200TM commercial-scale system demonstrated efficacy that is similar to prior HAV performance in dialysis access trials ? - 83% secondary patency observed at 12 months post-implantation ? - Data presented today in keynote presentation at 6th Worl |
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November 15, 2021 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 15, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (C |
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November 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 Humacyte, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation or organization) (C |
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November 12, 2021 |
Exhibit 99.1 Humacyte Reports Third Quarter 2021 Financial Results and Provides Business Highlights - Completed business combination with Alpha Healthcare Acquisition Corp. and raised $242M in proceeds - - Progressed advanced-stage clinical- and early-stage programs of the human acellular vessel (HAV?) and other engineered tissue platform applications - DURHAM, N.C. ? Nov. 12, 2021 ? Humacyte, Inc |
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October 28, 2021 |
As filed with the Securities and Exchange Commission on October 28, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Humacyte, Inc. |
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October 27, 2021 |
TABLE OF CONTENTS ? Filed Pursuant to Rule 424(b)(7)? PROSPECTUS?Registration No. 333-259624 Up to 90,006,840 Shares of Common Stock Up to 5,177,500 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus relates to the issuance by us of an aggregate of up to 5,177,500 shares of our common stock, $0.0001 par value per share (the ?common stock?), which consists of (i) up to 177,50 |
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October 22, 2021 |
As filed with the Securities and Exchange Commission on October 21, 2021 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 21, 2021 Registration No. |
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October 21, 2021 |
October 21, 2021 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Jordan Nimitz Re: Humacyte, Inc. Registration Statement Filed on Form S-1 (the ?Registration Statement?) File No. 333-259624 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Humacyte, Inc. (the ?Company?) hereby r |
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September 17, 2021 |
As filed with the Securities and Exchange Commission on September 17, 2021 Table of Contents As filed with the Securities and Exchange Commission on September 17, 2021 Registration No. |
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September 17, 2021 |
? Exhibit 10.2.2 ? SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT This SECOND AMENDMENT to Loan and Security Agreement (this ?Amendment?) is entered into as of September 17, 2021 by and among (a) SILICON VALLEY BANK, a California corporation (?SVB?), in its capacity as administrative agent and collateral agent (?Agent?), (b) SVB, as a lender, (c) SVB INNOVATION CREDIT FUND VIII, L.P., a Delaware |
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September 8, 2021 |
HUMA / Humacyte, Inc. / PTC Trustees GY Ltd as Trustee of The GYF Trust Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.)* HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q103 (CUSIP Number) August 26, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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September 8, 2021 |
Exhibit 99.1 JOINT FILING AGREEMENT JOINT FILING AGREEMENT, dated as of the 8th day of September, 2021, between PTC Trustees GY Limited as Trustee of The GYF Trust and Gavril Abramovich Yushvaev (collectively, the ?Joint Filers?). WHEREAS, pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), the parties hereto desire to satisfy any filing obligation |
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September 2, 2021 |
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.0001 per share, of Humacyte, Inc., and further agree that this Joint Filing Agreement shall be incl |
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September 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 020751103 (CUSIP Number) Mark Fawcett Fresenius Medical Care North America 920 Winter Street Waltham MA 02451-1547 781 699 2668 Copy to: Robert A. Grau |
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September 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 27, 2021 HUMACYTE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation) (Commission File Num |
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August 30, 2021 |
Exhibit 10.4.1 STOCK OPTION GRANT NOTICE UNDER THE HUMACYTE, INC. 2021 LONG-TERM INCENTIVE PLAN Humacyte, Inc. (the ?Company?) hereby grants to Grantee, as of the Grant Date, an option (this ?Option?) to purchase shares of the Company?s Common Stock pursuant to the Humacyte, Inc. 2021 Long-Term Incentive Plan (as amended from time to time, the ?Plan?). Capitalized terms not otherwise defined herei |
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August 30, 2021 |
HUMA / Humacyte, Inc. / Niklason Laura E - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 HUMACYTE, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 44486Q 103 (CUSIP Number) Laura E. Niklason Brady W. Dougan Ayabudge LLC c/o Humacyte, Inc. 2525 E NC Highway 54 Durham, North Carolina 27713 (919) 313-9633 (Name, Addr |
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August 30, 2021 |
Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALPHA HEALTHCARE ACQUISITION CORP. August 26, 2021 Alpha Healthcare Acquisition Corp., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is ?Alpha Healthcare Acquisition Corp.?. The original certificate of incorporati |
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August 30, 2021 |
Exhibit 10.8 HUMACYTE, INC. ANNUAL BONUS PLAN 1. Purposes of the Plan. The purposes of the Plan are to attract and retain the best available personnel, to provide additional incentives to employees, and to promote the success of the business of Humacyte, Inc. 2. Definitions. (a) ?Actual Award? means the actual bonus payout (if any) made to a Participant for the applicable Performance Period, subje |
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August 30, 2021 |
Report of Independent Registered Public Accounting Firm Exhibit 99.1 Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Humacyte, Inc. Opinion on the Financial Statements We have audited the accompanying balance sheets of Humacyte, Inc. (the ?Company?) as of December 31, 2020 and 2019, and the related statements of operations and comprehensive loss, of changes in redeemable convertible preferred stock |
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August 30, 2021 |
Exhibit 10.5 HUMACYTE, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN The purpose of the Plan is to provide eligible employees of the Company and each Designated Company with opportunities to purchase shares of the Company?s Common Stock. 1,030,033 shares of Common Stock have been approved and reserved for this purpose. Commencing on January 1, 2022 and on each subsequent anniversary thereof (but not foll |
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August 30, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Defined terms included below have the same meaning as terms defined and included elsewhere in the Current Report, unless defined below. As used in this unaudited pro forma condensed combined financial information, ?Humacyte? refers to Humacyte, Inc. prior to the Business Combination. The unaudited pro forma condensed combine |
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August 30, 2021 |
EXHIBIT 21.1 Subsidiaries of Humacyte, Inc. Humacyte Global, Inc. |
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August 30, 2021 |
Exhibit 3.2 BY LAWS OF HUMACYTE, INC. (THE ?CORPORATION?) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation?s registered agent in Delaware. Sectio |
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August 30, 2021 |
Exhibit 99.3 Humacyte Announces Successful Closing of Business Combination with Alpha Healthcare Acquisition Corp. ? Humacyte raises $245M gross proceeds ? Combined company is expected to begin trading on the Nasdaq Global Select Market? under ?HUMA? and ?HUMAW? on August 27, 2021 ? Company well-positioned to deliver on promise of regenerative tissue HAV technology for initial indications in vascu |
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August 30, 2021 |
Exhibit 16.1 August 27, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Humacyte, Inc. (formerly Alpha Healthcare Acquisition Corp.) under Item 4.01 of its Form 8-K dated August 27, 2021. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other state |
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August 30, 2021 |
Exhibit 10.4 HUMACYTE, INC. 2021 LONG-TERM INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are to attract, retain, incentivize and reward top talent through stock ownership, to improve operating and financial performance and strengthen the mutuality of interest between eligible service providers and stockholders of Humacyte, Inc. (the ?Company?). This Plan will replace the Humacy |
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August 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 26, 2021 HUMACYTE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation) (Commission File Num |
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August 25, 2021 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 24, 2021 ALPHA HEALTHCARE ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation) |
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August 25, 2021 |
EX-99.1 2 ea146398ex99-1alphahealth.htm PRESS RELEASE, DATED AUGUST 24, 2021 Exhibit 99.1 Alpha Healthcare Acquisition Corp. Announces Shareholder Approval of Business Combination with Humacyte NEW YORK and Durham, N.C. – August 24, 2021 – Alpha Healthcare Acquisition Corp. (Nasdaq: AHAC) (“AHAC”), a special purpose acquisition company, today announced that its stockholders voted to approve the pr |
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August 17, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2021 ALPHA HEALTHCARE ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation) |
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August 17, 2021 |
Exhibit 99.1 Humacyte Announces Addition of Chief Commercial Officer and Integration of Commercial-Scale Manufacturing into Clinical Trial Programs ? Appoints proven commercial leader B.J. Scheessele as Chief Commercial Officer ? In-house Durham, N.C. facility is operational and supplying clinical trial material produced in commercial-scale manufacturing system ? Company?s proprietary modular manu |
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August 17, 2021 |
Exhibit 99.1 Humacyte Announces Addition of Chief Commercial Officer and Integration of Commercial-Scale Manufacturing into Clinical Trial Programs ? Appoints proven commercial leader B.J. Scheessele as Chief Commercial Officer ? In-house Durham, N.C. facility is operational and supplying clinical trial material produced in commercial-scale manufacturing system ? Company?s proprietary modular manu |
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August 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2021 ALPHA HEALTHCARE ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation) |
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August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Alpha Healthcare Acquisition Corp. (Exact name of registrant as specified in i |
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August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2021 ALPHA HEALTHCARE ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation) ( |
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August 4, 2021 |
EX-99.1 2 ea145245ex99-1alphahealth.htm PRESS RELEASE, DATED AUGUST 4,2021 Exhibit 99.1 Alpha Healthcare Acquisition Corp. Sets August 24, 2021 for Special Shareholder Meeting to Vote on Humacyte Business Combination · Special shareholder meeting to approve, among other items, the proposed business combination with Humacyte, Inc. to be held August 24, 2021 at 10:00 a.m. EDT · Shareholders as of th |
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August 4, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-254597 PROXY STATEMENT FOR SPECIAL MEETING OF ALPHA HEALTHCARE ACQUISITION CORP. PROSPECTUS FOR 95,000,000 SHARES OF CLASS A COMMON STOCK All of the members of the board of directors of Alpha Healthcare Acquisition Corp., a Delaware corporation (?AHAC?), voting on the transaction approved the Business Combination Agreement, dated as of February |
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August 4, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2021 ALPHA HEALTHCARE ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of incorporation) ( |
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August 4, 2021 |
EX-99.1 2 ea145245ex99-1alphahealth.htm PRESS RELEASE, DATED AUGUST 4,2021 Exhibit 99.1 Alpha Healthcare Acquisition Corp. Sets August 24, 2021 for Special Shareholder Meeting to Vote on Humacyte Business Combination · Special shareholder meeting to approve, among other items, the proposed business combination with Humacyte, Inc. to be held August 24, 2021 at 10:00 a.m. EDT · Shareholders as of th |
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August 3, 2021 |
Alpha Healthcare Acquisition Corp. 1177 Avenue of the Americas, 5th Floor New York, New York 10036 CORRESP 1 filename1.htm Alpha Healthcare Acquisition Corp. 1177 Avenue of the Americas, 5th Floor New York, New York 10036 August 3, 2021 VIA EDGAR Margaret Schwartz Suzanne Hayes Michael Fay Jean Baker Office of Life Sciences U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Alpha Healthcare Acquisition Corp. Acceleration Request |
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August 2, 2021 |
August 2, 2021 Suzanne Hayes Margaret Schwartz Michael Fay Jean Baker Office of Life Sciences Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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August 2, 2021 |
S-4/A 1 fs42021a4alphahealthcare.htm REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on August 2, 2021 Registration No. 333-254597 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA HEALTHCARE ACQUISITION CORP. (Exact name of Registrant as specified in its charter |
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July 23, 2021 |
Exhibit 10.6.1 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT to Loan and Security Agreement (this “Amendment”) is entered into as of June 30, 2021 by and among (a) SILICON VALLEY BANK, a California corporation (“SVB”), in its capacity as administrative agent and collateral agent (“Agent”), (b) SVB, as a lender, (c) SVB INNOVATION CREDIT FUND VIII, L.P., a Delaware limited par |
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July 23, 2021 |
As filed with the Securities and Exchange Commission on July 23, 2021 As filed with the Securities and Exchange Commission on July 23, 2021 Registration No. |
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July 23, 2021 |
July 23, 2021 Suzanne Hayes Margaret Schwartz Michael Fay Jean Baker Office of Life Sciences Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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July 1, 2021 |
EX-10.23 2 fs42021a2ex10-23alpha.htm FORM OF INDEMNITY AGREEMENT BY AND BETWEEN HUMACYTE, INC. AND EACH OF ITS DIRECTORS AND EXECUTIVE OFFICERS Exhibit 10.23 FORM OF INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) dated as of , is made by and between Humacyte, INC., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS A. The Company desires to attract and retain the |
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July 1, 2021 |
EX-99.9 7 fs42021a2ex99-9alpha.htm CONSENT OF GORDON M. BINDER Exhibit 99.9 CONSENT OF DIRECTOR NOMINEE In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, I hereby consent to my being named in the Registration Statement on Form S-4 of Alpha Healthcare Acquisition Corp., a Delaware corporation (the “Company”), with the Securities and Exchange Commission, and all a |
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July 1, 2021 |
Consent of Michael T. Constantino Exhibit 99.10 CONSENT OF DIRECTOR NOMINEE In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, I hereby consent to my being named in the Registration Statement on Form S-4 of Alpha Healthcare Acquisition Corp., a Delaware corporation (the “Company”), with the Securities and Exchange Commission, and all amendments (including post-effective amendments) thereto (the “ |
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July 1, 2021 |
As filed with the Securities and Exchange Commission on June 30, 2021 As filed with the Securities and Exchange Commission on June 30, 2021 Registration No. |
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July 1, 2021 |
Subsidiaries of Alpha Healthcare Acquisition Corp. Exhibit 21.1 Subsidiaries of Alpha Healthcare Acquisition Corp. None. |
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July 1, 2021 |
EX-99.12 10 fs42021a2ex99-12alpha.htm CONSENT OF TODD M. POPE Exhibit 99.12 CONSENT OF DIRECTOR NOMINEE In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, I hereby consent to my being named in the Registration Statement on Form S-4 of Alpha Healthcare Acquisition Corp., a Delaware corporation (the “Company”), with the Securities and Exchange Commission, and all a |
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July 1, 2021 |
Consent of Jeffrey H. Lawson, M.D., Ph.D. Exhibit 99.11 CONSENT OF DIRECTOR NOMINEE In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, I hereby consent to my being named in the Registration Statement on Form S-4 of Alpha Healthcare Acquisition Corp., a Delaware corporation (the “Company”), with the Securities and Exchange Commission, and all amendments (including post-effective amendments) thereto (the “ |
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July 1, 2021 |
Form of Proxy for Stockholders of Alpha Healthcare Acquisition Corp. EX-99.1 6 fs42021a2ex99-1alpha.htm FORM OF PROXY FOR STOCKHOLDERS OF ALPHA HEALTHCARE ACQUISITION CORP Exhibit 99.1 PRELIMINARY PROXY SPECIAL MEETING OF STOCKHOLDERS THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS OF ALPHA HEALTHCARE ACQUISITION CORP. P R O X Y C A R D The undersigned appoints Rajiv Shukla as proxy, with the power to appoint a substitute, and hereby authorizes such per |
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June 30, 2021 |
June 30, 2021 Suzanne Hayes Margaret Schwartz Michael Fay Jean Baker Office of Life Sciences Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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June 14, 2021 |
Exhibit 10.6 LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT (this ?Agreement?) dated as of March 30, 2021 (the ?Effective Date?) by and among (a) SILICON VALLEY BANK, a California corporation (?SVB?), in its capacity as administrative agent and collateral agent (?Agent?), (b) SVB, as a lender, (c) SVB INNOVATION CREDIT FUND VIII, L.P., a Delaware limited partnership (?SVB Capital?), |
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June 14, 2021 |
Form of Stock Option Agreement under Humacyte, Inc. 2021 Long-Term Incentive Plan. Exhibit 10.18.1 STOCK OPTION GRANT NOTICE UNDER THE HUMACYTE, INC. 2021 LONG-TERM INCENTIVE PLAN Humacyte, Inc. (the “Company”) hereby grants to Grantee, as of the Grant Date, an option (this “Option”) to purchase shares of the Company’s Common Stock pursuant to the Humacyte, Inc. 2021 Long-Term Incentive Plan (as amended from time to time, the “Plan”). Capitalized terms not otherwise defined here |
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June 14, 2021 |
Exhibit 10.6.1 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 6.3 AND 6.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY |
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June 14, 2021 |
EX-10.10 9 fs42021a1ex10-10alphahealt.htm EXCLUSIVE LICENSE AGREEMENT, DATED AUGUST 25, 2019, BY AND BETWEEN YALE UNIVERSITY AND HUMACYTE, INC Exhibit 10.10 EXCLUSIVE LICENSE AGREEMENT TABLE OF CONTENTS 1. BACKGROUND 1 2. DEFINITIONS 1 3. LICENSE GRANT; OPTION; TERM 6 4. DUE DILIGENCE 7 5. LICENSE ISSUE FEE; LICENSE MAINTENANCE FEE; MILESTONE FEES 10 6. ROYALTY PAYMENTS 10 7. SUBLICENSES 13 8. CON |
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June 14, 2021 |
Exhibit 10.9 EXCLUSIVE LICENSE AGREEMENT TABLE OF CONTENTS 1. BACKGROUND 1 2. DEFINITIONS 1 3. LICENSE GRANT AND TERM 6 4. DUE DILIGENCE 7 5. LICENSE ISSUE FEE; LICENSE MAINTENANCE FEE; MILESTONE FEES 9 6. ROYALTY PAYMENTS 10 7. SUBLICENSES 12 8. CONFIDENTIALITY AND PUBLICITY 13 9. REPORTS, RECORDS AND INSPECTIONS 14 10. PATENT PROTECTION 15 11. INFRINGEMENT AND LITIGATION 17 12. USE OF YALE’S NAM |
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June 14, 2021 |
Exhibit 10.8 EXCLUSIVE LICENSE AGREEMENT TABLE OF CONTENTS 1. BACKGROUND 1 2. DEFINITIONS 1 3. LICENSE GRANT AND TERM 6 4. DUE DILIGENCE 7 5. LICENSE ISSUE FEE; LICENSE MAINTENANCE FEE; MILESTONE FEES 9 6. ROYALTY PAYMENTS 10 7. SUBLICENSES 12 8. CONFIDENTIALITY AND PUBLICITY 13 9. REPORTS, RECORDS AND INSPECTIONS 14 10. PATENT PROTECTION 15 11. INFRINGEMENT AND LITIGATION 17 12. USE OF YALE’S NAM |
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June 14, 2021 |
Exhibit 10.26 EXHIBIT 1 TO SEVERANCE AGREEMENT AND RELEASE CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (the “Agreement”) is made as of May 17, 2021 by and between Humacyte, Inc., a Delaware corporation (the “Company”), and Douglas Blankenship (“Consultant” or “Blankenship”). WHEREAS, A. The Company is in the business of researching and developing biologics and pharmaceuticals; B. Consultant was |
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June 14, 2021 |
EX-10.25 13 fs42021a1ex10-25alphahealt.htm SEVERANCE AGREEMENT AND RELEASE, DATED MAY 29, 2021, BETWEEN DOUGLAS BLANKENSHIP AND HUMACYTE, INC Exhibit 10.25 SEVERANCE AGREEMENT AND RELEASE This Severance Agreement and Release (“Release”) is entered into by and between Humacyte, Inc. (“Humacyte”) and Douglas Blankenship (“Blankenship”) as of the date signed by Blankenship. WHEREAS, Blankenship has b |
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June 14, 2021 |
EX-10.12.2 10 fs42021a1ex10-12iialphahea.htm SECOND AMENDMENT TO SUPPLY AGREEMENT, DATED MARCH 24, 2021, BETWEEN SERACARE LIFE SCIENCES, INC. AND HUMACYTE, INC Exhibit 10.12.2 SECOND AMENDMENT TO THE SUPPLY AGREEMENT BY AND BETWEEN SERACARE LIFE SCIENCES, INC. AND HUMACYTE, INC. This amendment to the Supply Agreement (the “Second Amendment”) is made and entered into as of March 24, 2021 (the “2nd |
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June 14, 2021 |
As filed with the Securities and Exchange Commission on June 11, 2021 As filed with the Securities and Exchange Commission on June 11, 2021 Registration No. |
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June 14, 2021 |
Exhibit 10.6.2 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 6.3 AND 6.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY |
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June 14, 2021 |
EX-10.1 3 fs42021a1ex10-1alphahealt.htm FORM OF LOCK-UP AGREEMENT Exhibit 10.1 [●], 2021 Alpha Healthcare Acquisition Corp. 1177 Avenue of the Americas, 5th Floor New York, New York 10036 Humacyte, Inc. 2525 E NC Highway 54 Durham, North Carolina 27713 Ladies and Gentlemen: This letter agreement (the “Agreement”) is being delivered to you in connection with the Business Combination Agreement dated |
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June 14, 2021 |
Exhibit 10.13 SUPPLY AGREEMENT This Supply Agreement (“Agreement”), is effective as of June 1, 2020 (“Effective Date”) by and between Humacyte, Inc. having a place of business 2525 E. NC Highway 54, Durham, NC 27713 (“Humacyte”), and Confluent Medical Technologies, Inc. having its principal place of business at 6263 N Scottsdale Road, Suite 224, Scottsdale, AZ 85250 (“Supplier”). Humacyte and Supp |
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June 11, 2021 |
June 11, 2021 Suzanne Hayes Margaret Schwartz Michael Fay Jean Baker Office of Life Sciences Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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June 7, 2021 |
Humacyte to Provide Investor Update on June 7 Exhibit 99.1 Humacyte to Provide Investor Update on June 7 Durham, N.C. ? June 4, 2021 ? Humacyte, Inc., a clinical-stage biotechnology platform company developing universally implantable bioengineered human tissue at commercial scale, today announced an investor update presentation will be available at 9:00 a.m. ET on Monday, June 7 at http://www.humacyte.com/investorupdate. The presentation will |
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June 7, 2021 |
Exhibit 99.2 Humacyte Incorporated June 2021 Investor Update DISCLAIMER 2 These slides and the accompanying oral presentation contain forward - looking statements . All statements, other than statements of historical fact, included in these slides and the accompanying oral presentation are forward - looking statements reflecting management?s current beliefs and expectations . In some cases, you ca |
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June 7, 2021 |
EX-99.2 3 ea142305ex99-2alphahealth.htm INVESTOR PRESENTATION, DATED JUNE 7, 2021 Exhibit 99.2 Humacyte Incorporated June 2021 Investor Update DISCLAIMER 2 These slides and the accompanying oral presentation contain forward - looking statements . All statements, other than statements of historical fact, included in these slides and the accompanying oral presentation are forward - looking statement |
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June 7, 2021 |
Humacyte to Provide Investor Update on June 7 Exhibit 99.1 Humacyte to Provide Investor Update on June 7 Durham, N.C. – June 4, 2021 – Humacyte, Inc., a clinical-stage biotechnology platform company developing universally implantable bioengineered human tissue at commercial scale, today announced an investor update presentation will be available at 9:00 a.m. ET on Monday, June 7 at http://www.humacyte.com/investorupdate. The presentation will |
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June 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2021 (June 4, 2021) ALPHA HEALTHCARE ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of inc |
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June 7, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2021 (June 4, 2021) ALPHA HEALTHCARE ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39532 85-1763759 (State or other jurisdiction of inc |
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May 26, 2021 |
EX-99.2 3 ea141748ex99-2alphahealth.htm PRESS RELEASE, DATED MAY 26, 2021 Exhibit 99.2 Humacyte Receives 2021 Life Sciences Award from Triangle Business Journal Company recognized for its innovative contributions to the life sciences industry in North Carolina Durham, N.C. – May 26, 2021 – Humacyte, Inc., a clinical-stage biotechnology platform company developing universally implantable bioenginee |