CGBD / Carlyle Secured Lending, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Carlyle Secured Lending, Inc.
US ˙ NasdaqGS ˙ US8722801029

Saham Orang Dalam1,524,586 shares
Orang Dalam Sejati35
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

5211 out of 11323

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Carlyle Secured Lending, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Sjukfoersaekringsaktiebolag AFA 10% Owner - [10%] 749,519 749,519
Nigel T Andrews Director - [D] 25,050 25,050
Desiree Annunziato Treasurer & PAO - [O] 0 0
Erik G Barrios 0
Taylor Boswell President & CIO, Director - [D] [O] 93,862 93,862
Leslie E Bradford Director - [D] 1,000 1,000
Carlyle Global Credit Investment Management L.L.C. 10% Owner - [10%] 100 100
Carlyle Investment Management LLC 10% Owner - [10%] 100 100
Cottrell Matthew C. 0
Peter Gaunt 0
Michael Hadley VP and Head of Underwriting - [O] 18,277 18,277
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Michael Anthony Hart CEO, Director - [D] [O] 40,988 40,988
William Peter Hendry 0
Thomas M Hennigan CFO, Director - [D] [O] 88,495 88,495
Mark David Jenkins Director - [D] 128,044 128,044
Nelson Joseph PAO - [O] 0 0
Kencel Kenneth J. Director - [D] 4,614 4,614
LeeKong Aren C. CEO and President, Director - [D] [O] 26,492 26,492
Joshua Lefkowitz CCO & Secretary - [O] 986 986
Jeffrey Levin President - [O] 15,782 15,782
Merrill Eliot P.S. Director - [D] 10,100 10,100
Orit Mizrachi COO - [O] 2,434 2,434
Nestor John G. Director - [D] 14,593 14,593
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Linda Pace Director - [D] 57,436 57,436
Jonathan Pearl VP & Head of Sponsor Coverage - [O] 4,871 4,871
Petrick Michael J. Director - [D] 31,739 31,739
Justin Plouffe CEO & President, Director - [D] [O] 40,296 40,296
Alexander Popov VP and Head of Illiquid Credit - [O] 47,853 47,853
Michael L Rankowitz 0
Venugopal Rathi Treasurer - [O] 2,026 2,026
Michele Reing 0
Financial Corp Stifel 10% Owner - [10%] 116,469 116,469
Sandler Ian J. COO & General Counsel - [O] 3,561 3,561
Vejseli Karen T. 0
William H II Wright Director - [D] 0 0

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di CGBD / Carlyle Secured Lending, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2025-08-20 Hennigan Thomas M 7,285 13.7500 7,285 13.7500 100,169 2 13.9900 1,749 1.75
2024-11-22 Jenkins Mark David 3,801 16.7900 3,801 16.7900 63,819
2024-11-12 Jenkins Mark David 35,000 16.6400 35,000 16.6400 582,400
2024-11-11 Jenkins Mark David 30,000 16.5000 30,000 16.5000 495,000
2024-08-29 Jenkins Mark David 3,800 16.8300 3,800 16.8300 63,954
2024-08-28 Jenkins Mark David 1,000 16.7400 1,000 16.7400 16,740
2023-08-30 Popov Alexander 5,000 14.7800 5,000 14.7800 73,900
2023-06-09 LeeKong Aren C. 3,394 14.7400 3,394 14.7400 50,028
2023-06-05 LeeKong Aren C. 6 14.1900 6 14.1900 85

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CGBD / Carlyle Secured Lending, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di CGBD / Carlyle Secured Lending, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2025-08-18 Nestor John G. 13,238 13.4900 13,238 13.4900 178,581 0 13.5300 530 0.30
2024-07-25 Hennigan Thomas M 3,550 18.1000 3,550 18.1000 64,255
2022-06-17 Nestor John G. 3,500 12.7850 3,500 12.7850 44,748
2022-06-17 Nestor John G. 3,500 12.8200 3,500 12.8200 44,870
2022-05-24 Nestor John G. 112 13.8000 112 13.8000 1,551

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CGBD / Carlyle Secured Lending, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-08-21 2025-08-18 4 Nestor John G. CGBD Common Stock S - Sale D 13.4900 -13,238 -179 14,593
2025-08-21 2025-08-20 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 13.7500 7,285 100 88,495
2025-07-22 2025-05-20 4 Nestor John G. CGBD Common Stock G - Gift D -1,650 27,831
2025-04-01 2025-03-27 4 Hennigan Thomas M CGBD Common Stock A - Award D 7,301 81,210
2025-04-01 2025-03-27 4 Hadley Michael CGBD Common Stock A - Award D 12,777 18,277
2025-04-01 2025-03-27 4 Pace Linda CGBD Common Stock A - Award D 14,862 57,436
2025-04-01 2025-03-27 4 Plouffe Justin CGBD Common Stock A - Award D 5,944 40,296
2025-04-01 2025-03-27 4 Popov Alexander CGBD Common Stock A - Award D 13,376 47,853
2025-04-01 2025-03-27 4 Jenkins Mark David CGBD Common Stock D - Sale to Issuer D 29,724 128,044
2025-02-14 2024-12-31 5 Plouffe Justin CGBD Common Stock J - Other D 2,637 34,352
2025-02-14 2024-12-31 5 ANDREWS NIGEL T CGBD Common Stock J - Other D 3,475 25,050
2025-02-14 2024-12-31 5 Nestor John G. By trust (#1) CGBD Common Stock W - Other I -8,652 0
2025-02-14 2024-12-31 5 Nestor John G. By trust (#2) CGBD Common Stock J - Other I 497 5,705
2025-02-14 2024-12-31 5 Nestor John G. By trust (#3) CGBD Common Stock J - Other I 669 11,484
2025-02-14 2024-12-31 5 Nestor John G. CGBD Common Stock J - Other D 3,326 29,481
2025-02-14 2024-12-31 5 Lefkowitz Joshua CGBD Common Stock J - Other D 148 986
2024-12-06 2024-12-04 4 Nestor John G. CGBD Common Stock G - Gift D -1,500 26,155
2024-11-25 2024-11-22 4 Jenkins Mark David CGBD Common Stock P - Purchase D 16.7900 3,801 64 98,320
2024-11-20 2024-11-18 4 Nestor John G. CGBD Common Stock G - Gift D -1,500 27,655
2024-11-19 2024-11-12 4 Jenkins Mark David CGBD Common Stock P - Purchase D 16.6400 35,000 582 94,519
2024-11-19 2024-11-11 4 Jenkins Mark David CGBD Common Stock P - Purchase D 16.5000 30,000 495 59,519
2024-08-30 2024-08-29 4 Jenkins Mark David CGBD Common Stock P - Purchase D 16.8300 3,800 64 29,519
2024-08-30 2024-08-28 4 Jenkins Mark David CGBD Common Stock P - Purchase D 16.7400 1,000 17 25,719
2024-08-12 2024-07-25 4 Hennigan Thomas M By spouse CGBD Common Stock S - Sale I 18.1000 -3,550 -64 2,360
2024-03-06 3 Plouffe Justin CGBD Common Stock D 31,715
2024-02-12 2023-12-31 5 ANDREWS NIGEL T CGBD Common Stock J - Other D 2,439 21,574
2024-02-12 2023-12-31 5 Nestor John G. By trust (#3) CGBD Common Stock J - Other I 785 10,815
2024-02-12 2023-12-31 5 Nestor John G. By trust (#2) CGBD Common Stock J - Other I 378 5,208
2024-02-12 2023-12-31 5 Nestor John G. By trust (#1) CGBD Common Stock J - Other I 628 8,652
2024-02-12 2023-12-31 5 Nestor John G. CGBD Common Stock J - Other D 3,040 29,155
2024-02-12 2023-12-31 5 LeeKong Aren C. CGBD Common Stock J - Other D 1,336 26,492
2023-09-07 2023-09-05 4 Nestor John G. CGBD Common Stock G - Gift D -6,043 26,115
2023-08-31 2023-08-30 4 Popov Alexander CGBD Common Stock P - Purchase D 14.7800 5,000 74 32,977
2023-08-31 2022-04-15 4 Popov Alexander CGBD Common Stock J - Other D 1,500 34,477
2023-06-13 2023-06-09 4 LeeKong Aren C. CGBD Common Stock P - Purchase D 14.7400 3,394 50 25,156
2023-06-06 2023-06-05 4 LeeKong Aren C. CGBD Common Stock P - Purchase D 14.1900 6 0 21,762
2023-06-02 2023-06-01 4 LeeKong Aren C. CGBD Common Stock P - Purchase D 13.7300 1,454 20 21,756
2023-06-01 2023-05-31 4 LeeKong Aren C. CGBD Common Stock P - Purchase D 13.6500 1,454 20 20,302
2023-05-30 2023-05-26 4 LeeKong Aren C. CGBD Common Stock P - Purchase D 13.6900 1,454 20 18,848
2023-05-30 2023-05-25 4 LeeKong Aren C. CGBD Common Stock P - Purchase D 13.6000 1,454 20 17,394
2023-05-23 2023-05-18 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 13.3900 3,500 47 73,909
2023-05-23 2023-05-18 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 13.4000 400 5 70,409
2023-03-29 3 Joseph Nelson CGBD Common Stock D 0
2023-02-07 2022-12-31 5 ANDREWS NIGEL T CGBD Common Stock J - Other D 2,121 19,136
2023-02-07 2023-01-18 5 Nestor John G. By trust (#3) CGBD Common Stock J - Other I 729 10,030
2023-02-07 2023-01-18 5 Nestor John G. By trust (#2) CGBD Common Stock J - Other I 351 4,830
2023-02-07 2023-01-18 5 Nestor John G. By trust (#1) CGBD Common Stock J - Other I 584 8,024
2023-02-07 2023-01-18 5 Nestor John G. CGBD Common Stock J - Other D 2,339 32,158
2023-02-07 2022-06-17 5 Nestor John G. By trust (#4) CGBD Common Stock S - Sale I 12.7850 -3,500 -45 0
2023-02-07 2022-06-17 5 Nestor John G. By trust (#4) CGBD Common Stock S - Sale I 12.8200 -3,500 -45 3,500
2022-12-15 2022-12-14 4 LeeKong Aren C. CGBD Common Stock P - Purchase D 14.3990 3,470 50 15,940
2022-11-16 2022-11-15 4 LeeKong Aren C. CGBD Common Stock P - Purchase D 14.0340 8,900 125 12,470
2022-11-16 2022-11-15 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 13.9000 1,900 26 70,009
2022-11-16 2022-11-15 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 13.8900 415 6 68,109
2022-11-16 2022-11-14 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 13.7100 1 0 67,694
2022-11-16 2022-11-14 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 13.7011 1 0 67,693
2022-11-16 2022-11-14 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 13.6993 937 13 67,692
2022-11-16 2022-11-14 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 13.7200 1,500 21 66,755
2022-11-16 2022-11-16 4 Hadley Michael CGBD Common Stock P - Purchase D 14.1824 1,500 21 5,500
2022-09-22 3 Annunziato Desiree CGBD Common Stock D 0
2022-08-19 2022-08-17 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 14.2921 225 3 65,255
2022-08-19 2022-08-17 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 14.2999 2,750 39 65,030
2022-06-06 2022-06-02 4 Jenkins Mark David CGBD Common Stock P - Purchase D 14.2700 9,500 136 24,719
2022-05-25 2022-05-24 4 Nestor John G. By trust (#4) CGBD Common Stock S - Sale I 13.8000 -112 -2 7,000
2022-05-24 2022-05-23 4 Hadley Michael CGBD Common Stock P - Purchase D 14.0500 750 11 4,000
2022-05-18 2022-05-16 4 Pearl Jonathan CGBD Common Stock P - Purchase D 14.2900 1,750 25 4,871
2022-05-16 2022-05-16 4 Boswell Taylor CGBD Common Stock P - Purchase D 14.2100 2,250 32 93,862
2022-05-16 2021-04-16 4 Boswell Taylor CGBD Common Stock J - Other D 2,338 91,612
2022-05-16 2022-05-12 4 Hadley Michael CGBD Common Stock P - Purchase D 14.0300 400 6 3,250
2022-04-29 2022-04-19 4 Nestor John G. By trust (#4) CGBD Common Stock J - Other I 612 7,112
2022-04-29 2022-04-19 4 Nestor John G. By trust (#3) CGBD Common Stock J - Other I 801 9,301
2022-04-29 2022-04-19 4 Nestor John G. By trust (#2) CGBD Common Stock J - Other I 479 4,479
2022-04-29 2022-04-19 4 Nestor John G. By trust (#1) CGBD Common Stock J - Other I 641 7,441
2022-04-29 2022-04-19 4 Nestor John G. CGBD Common Stock J - Other D 10,019 29,819
2022-04-28 2021-03-08 4/A Pace Linda CGBD Common Stock P - Purchase D 12.8700 7,072 91 42,574
2022-04-12 3 Pearl Jonathan CGBD Common Stock D 3,121
2022-04-12 3 Popov Alexander CGBD Common Stock D 27,977
2022-04-12 3 Hadley Michael CGBD Common Stock D 2,850
2022-03-01 2022-02-28 4 Hennigan Thomas M By spouse CGBD Common Stock A - Award I 14.0700 3,950 56 5,910
2022-03-01 2022-02-28 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 14.0800 240 3 62,280
2022-03-01 2022-02-25 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 14.0400 3,260 46 62,040
2022-02-02 2021-12-31 5 ANDREWS NIGEL T CGBD Common Stock J - Other D 887 17,015
2022-02-02 2021-06-15 5 ANDREWS NIGEL T CGBD Common Stock D - Sale to Issuer D 15.2500 -0 -0 16,128
2022-02-02 2021-04-16 5 ANDREWS NIGEL T CGBD Common Stock J - Other D 903 16,128
2022-02-02 2020-12-31 5 ANDREWS NIGEL T CGBD Common Stock J - Other D 5,125 15,225
2021-08-12 2021-08-11 4 LeeKong Aren C. CGBD Common Stock P - Purchase D 14.1200 340 5 3,570
2021-08-12 2021-08-10 4 LeeKong Aren C. CGBD Common Stock P - Purchase D 13.9600 3,230 45 3,230
2021-08-10 2021-08-06 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 13.8900 14,450 201 58,780
2021-06-21 3 LeeKong Aren C. CGBD Common Stock D 0
2021-05-13 2021-05-12 4 Jenkins Mark David CGBD Common Stock P - Purchase D 13.1200 11,500 151 15,219
2021-03-12 2021-03-10 4 Bradford Leslie E CGBD Common Stock P - Purchase D 13.1300 1,000 13 1,000
2021-03-09 2021-03-08 4 Pace Linda CGBD Common Stock P - Purchase D 12.8700 7,702 99 43,204
2021-03-09 2021-03-05 4 Pace Linda CGBD Common Stock P - Purchase D 12.6300 800 10 35,502
2021-02-25 3 Wright William H II CGBD Common Stock D 0
2020-11-12 2020-11-09 4 Boswell Taylor CGBD Common Stock P - Purchase D 9.4500 22,000 208 89,274
2020-09-04 2020-08-26 4 Nestor John G. CGBD Common Stock P - Purchase D 8.7500 3,000 26 19,800
2020-08-12 2020-08-10 4 Boswell Taylor CGBD Common Stock P - Purchase D 9.2000 25,000 230 67,274
2020-08-11 3 Boswell Taylor CGBD Common Stock D 84,548
2020-08-11 3 Boswell Taylor CGBD Common Stock D 84,548
2020-08-11 3 Boswell Taylor CGBD Common Stock D 84,548
2020-04-27 3 Jenkins Mark David CGBD Common Stock D 7,438
2020-04-27 3 Jenkins Mark David CGBD Common Stock D 7,438
2020-04-27 3 Jenkins Mark David CGBD Common Stock D 7,438
2020-03-18 2020-03-17 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 7.1157 14,075 100 43,947
2020-03-18 2020-03-16 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 8.1510 3,365 27 29,872
2020-03-18 2020-03-17 4 Pace Linda CGBD Common Stock P - Purchase D 6.8052 10,000 68 34,702
2020-03-17 2020-03-13 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 9.7064 15,685 152 26,507
2020-03-04 2020-03-04 4 Pace Linda CGBD Common Stock P - Purchase D 12.7700 9,984 127 24,702
2020-03-04 2020-03-02 4 Pace Linda CGBD Common Stock P - Purchase D 12.4000 10,000 124 14,718
2019-06-25 3 Pace Linda CGBD Common Stock D 9,436
2019-06-25 3 Pace Linda CGBD Common Stock D 9,436
2019-06-25 3 Pace Linda CGBD Common Stock D 9,436
2019-03-11 2019-03-07 4 Nestor John G. CGBD Common Stock P - Purchase D 14.6282 6,800 99 16,800
2018-12-12 2018-12-10 4 Rathi Venugopal CGBD Common Stock P - Purchase D 14.4600 1,500 22 2,026
2018-12-12 2018-12-10 4 Hart Michael Anthony CGBD Common Stock P - Purchase D 14.4273 3,500 50 40,988
2018-12-12 2018-12-10 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 14.4400 1,475 21 10,822
2018-12-10 2018-12-07 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 14.9958 1,200 18 9,347
2018-12-07 2018-12-06 4 Hart Michael Anthony CGBD Common Stock P - Purchase D 14.9608 3,250 49 37,488
2018-12-07 2018-12-06 4 Hennigan Thomas M CGBD Common Stock P - Purchase D 14.9233 800 12 8,147
2018-12-04 2018-12-03 4 Hart Michael Anthony CGBD Common Stock P - Purchase D 15.6433 6,500 102 34,238
2018-11-30 2018-11-29 4 Hart Michael Anthony CGBD Common Stock P - Purchase D 15.4730 6,500 101 27,738
2018-03-23 3 Hennigan Thomas M CGBD Common Stock D 14,694
2018-03-23 3 Hennigan Thomas M CGBD Common Stock D 14,694
2018-03-23 3 Hennigan Thomas M CGBD Common Stock D 14,694
2017-12-06 2017-12-05 4 Nestor John G. CGBD Common Stock P - Purchase D 18.5500 10,000 186 10,000
2017-10-27 3 Bradford Leslie E CGBD Common Stock D 0
2017-06-13 2017-06-09 4 Levin Jeffrey NONE Common Stock J - Other D 76 15,782
2017-06-13 2017-06-09 4 Mizrachi Orit NONE Common Stock J - Other D 54 2,434
2017-05-26 2017-05-25 4 Levin Jeffrey NONE Common Stock P - Purchase D 18.4800 1,023 19 15,706
2017-05-26 2017-05-25 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 18.4800 1,593 29 10,100
2017-05-26 2017-05-25 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 18.4800 1,593 29 10,100
2017-05-26 2017-05-25 4 Mizrachi Orit NONE Common Stock P - Purchase D 18.4800 159 3 2,380
2017-05-22 2017-05-19 4 Levin Jeffrey NONE Common Stock A - Award D 3,926 14,683
2017-05-22 2017-05-19 4 Mizrachi Orit NONE Common Stock A - Award D 373 2,221
2017-05-22 2017-05-19 4 Rathi Venugopal NONE Common Stock A - Award D 102 526
2017-05-22 2017-05-19 4 Hart Michael Anthony NONE Common Stock A - Award D 7,126 21,238
2017-02-14 2016-11-18 5 Mizrachi Orit NONE Common Stock A - Award D 514 1,848
2017-02-14 2016-11-18 5 Levin Jeffrey NONE Common Stock A - Award D 5,254 10,757
2017-02-14 2016-11-18 5 Hart Michael Anthony NONE Common Stock A - Award D 8,476 14,112
2017-02-14 2016-11-18 5 Rathi Venugopal NONE Common Stock A - Award D 424 424
2016-11-10 2016-11-04 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 18.5900 289 5 8,507
2016-11-09 2016-11-04 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 18.5900 289 5 8,507
2016-11-09 2016-11-04 4 Mizrachi Orit NONE Common Stock P - Purchase D 18.5900 29 1 1,334
2016-11-09 2016-11-04 4 Levin Jeffrey NONE Common Stock P - Purchase D 18.5900 185 3 5,503
2016-09-06 2016-09-01 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 18.3700 283 5 8,218
2016-09-06 2016-09-01 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 18.3700 283 5 8,218
2016-09-06 2016-09-01 4 Mizrachi Orit NONE Common Stock P - Purchase D 18.3700 28 1 1,305
2016-09-06 2016-09-01 4 Levin Jeffrey NONE Common Stock P - Purchase D 18.3700 182 3 5,318
2016-08-16 2016-08-12 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 18.3300 349 6 7,935
2016-08-16 2016-08-12 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 18.3300 349 6 7,935
2016-08-16 2016-08-12 4 Mizrachi Orit NONE Common Stock P - Purchase D 18.3300 35 1 1,277
2016-08-16 2016-08-12 4 Levin Jeffrey NONE Common Stock P - Purchase D 18.3300 224 4 5,136
2016-06-15 2016-06-10 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 18.1300 335 6 7,586
2016-06-15 2016-06-10 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 18.1300 335 6 7,586
2016-06-15 2016-06-10 4 Mizrachi Orit NONE Common Stock P - Purchase D 18.1300 34 1 1,242
2016-06-15 2016-06-10 4 Levin Jeffrey NONE Common Stock P - Purchase D 18.1300 215 4 4,912
2016-05-12 3 Levin Jeffrey NONE Common Stock D 9,394
2016-05-12 3 Levin Jeffrey NONE Common Stock D 9,394
2016-04-26 2016-04-22 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 17.8700 302 5 7,251
2016-04-26 2016-04-22 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 17.8700 302 5 7,251
2016-04-26 2016-04-22 4 Petrick Michael J. NONE Common Stock P - Purchase D 17.8700 1,210 22 31,739
2016-04-26 2016-04-22 4 Mizrachi Orit NONE Common Stock P - Purchase D 17.8700 30 1 1,208
2016-03-01 2016-02-26 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 18.1800 242 4 6,949
2016-03-01 2016-02-26 4 Petrick Michael J. NONE Common Stock P - Purchase D 18.1800 967 18 30,529
2016-03-01 2016-02-26 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 18.1800 242 4 6,949
2016-03-01 2016-02-26 4 Mizrachi Orit NONE Common Stock P - Purchase D 18.1800 24 0 1,178
2015-12-09 2015-12-07 4 Mizrachi Orit NONE Common Stock A - Award D 356 1,154
2015-12-09 2015-12-07 4 Mizrachi Orit NONE Common Stock P - Purchase D 19.0800 47 1 798
2015-12-09 2015-12-07 4 Hart Michael Anthony NONE Common Stock A - Award D 4,329 5,636
2015-12-09 2015-12-07 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.0800 471 9 6,707
2015-12-09 2015-12-07 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.0800 471 9 6,707
2015-12-09 2015-12-07 4 Petrick Michael J. NONE Common Stock A - Award D 1,915 29,562
2015-12-09 2015-12-07 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.0800 1,884 36 27,647
2015-09-28 2015-09-25 4 Mizrachi Orit NONE Common Stock P - Purchase D 19.1400 28 1 751
2015-09-28 2015-09-25 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.1400 276 5 6,236
2015-09-28 2015-09-25 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.1400 276 5 6,236
2015-09-28 2015-09-25 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.1400 1,104 21 25,763
2015-08-10 2015-08-07 4 Mizrachi Orit NONE Common Stock P - Purchase D 19.3700 20 0 723
2015-08-10 2015-08-07 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.3700 789 15 24,659
2015-08-10 2015-08-07 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.3700 197 4 5,960
2015-08-10 2015-08-07 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.3700 197 4 5,960
2015-06-15 2015-06-11 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.4800 505 10 5,763
2015-06-15 2015-06-11 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.4800 505 10 5,763
2015-06-15 2015-06-11 4 Petrick Michael J. NONE Common Stock J - Other D 818 23,870
2015-06-15 2015-06-11 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.4800 2,019 39 23,052
2015-06-15 2015-06-11 4 Mizrachi Orit NONE Common Stock J - Other D 127 703
2015-06-15 2015-06-11 4 Mizrachi Orit NONE Common Stock P - Purchase D 19.4800 50 1 576
2015-06-15 2015-06-11 4 Hart Michael Anthony NONE Common Stock J - Other D 1,307 1,307
2015-05-11 2015-05-08 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.3200 1,489 29 21,033
2015-05-11 2015-05-08 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.3200 372 7 5,258
2015-05-11 2015-05-08 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.3200 372 7 5,258
2015-05-11 2015-05-08 4 Mizrachi Orit NONE Common Stock P - Purchase D 19.3200 37 1 526
2015-04-20 2015-04-17 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.2000 1,088 21 19,544
2015-04-20 2015-04-17 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.2000 272 5 4,886
2015-04-20 2015-04-17 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.2000 272 5 4,886
2015-04-20 2015-04-17 4 Mizrachi Orit NONE Common Stock P - Purchase D 19.2000 27 1 489
2015-02-13 2014-02-07 5 Petrick Michael J. NONE Common Stock L - Other D 2 15,693
2015-02-13 2015-02-11 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.4600 486 9 4,614
2015-02-13 2015-02-11 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.4600 486 9 4,614
2015-02-13 2015-02-11 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.4600 1,944 38 18,456
2015-02-13 2015-02-11 4 Kencel Kenneth J. NONE Common Stock P - Purchase D 19.4600 486 9 4,614
2015-02-13 2015-02-11 4 Mizrachi Orit NONE Common Stock P - Purchase D 19.4600 49 1 462
2015-01-05 2015-01-02 4 Kencel Kenneth J. NONE Common Stock P - Purchase D 19.4600 205 4 4,128
2015-01-05 2015-01-02 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.4600 819 16 16,512
2015-01-05 2015-01-02 4 Mizrachi Orit NONE Common Stock P - Purchase D 19.4600 20 0 413
2015-01-05 2015-01-02 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.4600 205 4 4,128
2015-01-05 2015-01-02 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.4600 205 4 4,128
2014-11-25 2014-11-21 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.5300 1,970 38 15,693
2014-11-25 2014-11-21 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.5300 493 10 3,923
2014-11-25 2014-11-21 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.5300 493 10 3,923
2014-11-25 2014-11-21 4 Kencel Kenneth J. NONE Common Stock P - Purchase D 19.5300 493 10 3,923
2014-11-25 2014-11-21 4 Mizrachi Orit NONE Common Stock P - Purchase D 19.5300 49 1 393
2014-10-21 2014-10-20 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.8300 216 4 3,430
2014-10-21 2014-10-20 4 Kencel Kenneth J. NONE Common Stock P - Purchase D 19.8300 216 4 3,430
2014-10-21 2014-10-20 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.8300 863 17 13,723
2014-10-21 2014-10-20 4 Mizrachi Orit NONE Common Stock P - Purchase D 19.8300 22 0 344
2014-10-21 2014-10-20 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.8300 216 4 3,430
2014-10-03 2014-10-01 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.8300 247 5 3,214
2014-10-03 2014-10-01 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.8300 247 5 3,214
2014-10-03 2014-10-01 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.8300 989 20 12,860
2014-10-03 2014-10-01 4 Kencel Kenneth J. NONE Common Stock P - Purchase D 19.8300 247 5 3,214
2014-10-03 2014-10-01 4 Mizrachi Orit NONE Common Stock P - Purchase D 19.8300 25 0 322
2014-05-19 3 Mizrachi Orit NONE Common Stock D 594
2014-05-19 3 Mizrachi Orit NONE Common Stock D 594
2014-01-14 2014-01-10 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 19.5900 191 4 2,967
2014-01-14 2014-01-10 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 19.5900 191 4 2,967
2014-01-14 2014-01-10 4 Petrick Michael J. NONE Common Stock P - Purchase D 19.5900 765 15 11,869
2014-01-14 2014-01-10 4 Kencel Kenneth J. NONE Common Stock P - Purchase D 19.5900 191 4 2,967
2014-01-14 2014-01-10 4 Sandler Ian J. By Trust NONE Common Stock P - Purchase I 19.5900 230 5 3,561
2013-08-30 3 STIFEL FINANCIAL CORP NONE Common Stock D 116,469
2013-08-30 2013-07-17 4 STIFEL FINANCIAL CORP NONE Common Stock P - Purchase D 20.0000 78,490 1,570 333,119
2013-08-30 2013-06-11 4 STIFEL FINANCIAL CORP NONE Common Stock P - Purchase D 20.0000 138,160 2,763 254,629
2013-07-19 2013-07-17 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 20.0000 654 13 2,776
2013-07-19 2013-07-17 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 20.0000 654 13 2,776
2013-07-19 2013-07-17 4 Petrick Michael J. NONE Common Stock P - Purchase D 20.0000 2,617 52 11,104
2013-07-19 2013-07-17 4 Sandler Ian J. By Trust NONE Common Stock P - Purchase I 20.0000 2,058 41 3,331
2013-07-19 2013-07-17 4 Kencel Kenneth J. NONE Common Stock P - Purchase D 20.0000 654 13 2,776
2013-07-19 2013-07-17 4 AFA Sjukfoersaekringsaktiebolag NONE Common Stock, par value $0.01 per share P - Purchase D 20.0000 176,604 3,532 749,519
2013-06-13 2013-06-11 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 20.0000 1,151 23 2,122
2013-06-13 2013-06-11 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 20.0000 1,151 23 2,122
2013-06-13 2013-06-11 4 Petrick Michael J. NONE Common Stock P - Purchase D 20.0000 4,605 92 8,487
2013-06-13 2013-06-11 4 Kencel Kenneth J. NONE Common Stock P - Purchase D 20.0000 1,151 23 2,122
2013-06-13 2013-06-11 4 Sandler Ian J. By Trust NONE Common Stock P - Purchase I 20.0000 691 14 1,273
2013-06-12 2013-06-11 4 AFA Sjukfoersaekringsaktiebolag NONE Common Stock, par value $0.01 per share P - Purchase D 20.0000 310,864 6,217 572,915
2013-06-07 3 AFA Sjukfoersaekringsaktiebolag NONE Common Stock, par value $0.01 per share (the Common Stock) D 262,051
2013-05-10 2013-05-08 4 Petrick Michael J. NONE Common Stock P - Purchase D 20.0000 3,882 78 3,882
2013-05-10 2013-05-08 4 ANDREWS NIGEL T NONE Common Stock P - Purchase D 20.0000 971 19 971
2013-05-10 2013-05-08 4 Merrill Eliot P.S. NONE Common Stock P - Purchase D 20.0000 971 19 971
2013-05-10 2013-05-08 4 Kencel Kenneth J. NONE Common Stock P - Purchase D 20.0000 971 19 971
2013-05-10 2013-05-08 4 Sandler Ian J. By Trust NONE Common Stock P - Purchase I 20.0000 582 12 582
2013-04-12 3 Carlyle Investment Management LLC NONE Common Stock I 100
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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