SWBI / Smith & Wesson Brands, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Smith & Wesson Brands, Inc.
US ˙ NasdaqGS ˙ US8317541063

Mga Batayang Estadistika
LEI 5493004PFHUPOR1PWN79
CIK 1092796
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Smith & Wesson Brands, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
September 4, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2025 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as speci

September 4, 2025 EX-99.1

Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2026 Financial Results

EX-99.1 Exhibit 99.1 Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2026 Financial Results • Q1 Net Sales of $85.1 Million • Q1 Gross Margin of 25.9%; Non-GAAP Gross Margin of 26.0% • Q1 Net Loss of $0.08/Share MARYVILLE, Tenn., September 4, 2025 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manufacturing and design, today announced financial

September 4, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2025 Smith & Wesson

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2025 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

August 18, 2025 EX-10.126(D)

FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT

EX-10.126(d) Exhibit 10.126(d) Execution Version FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of August 15, 2025 (this “Amendment”) is entered into among SMITH & WESSON BRANDS, INC., a Nevada corporation (f/k/a American Outdoor Brands Corporation) (the “Company”), SMITH & WESSON SALES COMPANY, a Delawa

August 18, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2025 Smith & Wesson Br

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2025 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission F

August 5, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

August 5, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

June 20, 2025 EX-19.1

Policy on Inside Information and Insider Trading

Exhibit 19.1 SMITH & WESSON BRANDS, INC. POLICY ON INSIDE INFORMATION AND INSIDER TRADING 1. PURPOSE In the course of your relationship with Smith & Wesson Brands, Inc. (the “Company”) or one or more of its subsidiaries, you may have access to information about the Company that is not generally available to the public. A principal purpose of the federal securities laws is to prohibit so-called “in

June 20, 2025 EX-10.119(A)

Amended and Restated Employment Agreement, executed June 18, 2025 and effective as of June 18, 2025, by and between Mark P. Smith and the Registrant

Exhibit 10.119(a) AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDED AND RESTATED EMPLOYMENT AGREEMENT effective as of the 18th day of June 2025, by and between SMITH & WESSON BRANDS, INC. (formerly known as AMERICAN OUTDOOR BRANDS CORPORATION), a Nevada corporation (“Employer”), and MARK P. SMITH (“Employee”) (this “Agreement”). WHEREAS, Employer and Employee entered into an employment agreement,

June 20, 2025 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES Name State or Jurisdiction of Organization Smith & Wesson Inc. Delaware Smith & Wesson Sales Company Delaware

June 20, 2025 EX-10.107

Smith & Wesson Brands, Inc. Executive Severance Pay Plan

Exhibit 10.107 SMITH & WESSON BRANDS, INC. EXECUTIVE SEVERANCE PAY PLAN (Amended and Restated as of June 4, 2020) (Amended and Restated as of June 18, 2025) Smith & Wesson Brands, Inc. (the “Company”) hereby amends and restates the Company’s Executive Severance Pay Plan (the “Plan”), originally adopted on July 2, 2013 and amended and restated on June 4, 2020, for the benefit of the Participating E

June 20, 2025 EX-97.1

Executive Officer Clawback Policy

Exhibit 97.1 CLAWBACK POLICY (Effective November 30, 2023) If Smith & Wesson Brands, Inc. (together with its subsidiaries, the “Company”) is required to prepare an Accounting Restatement (as defined below), then the Company will recover reasonably promptly the amount of Erroneously Awarded Compensation (as defined below) Received by any current or former Executive Officer (as defined below) during

June 20, 2025 EX-10.124(B)

AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT

Exhibit 10.124(b) AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT This AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT (the “Agreement”) is entered into and made effective on this 11th day of April, 2024, the (“Amended Effective Date”) by and between Smith & Wesson Inc., a Delaware corporation having a place of business at 1852 Proffitt Springs Rd., Maryville, TN 37801 (“S&W” or “Licensor”) and

June 20, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD Commission file number 1-31552 Smith & Wesson Brands, Inc. (Exact Name

June 18, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 Smith & Wesson Bran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

June 18, 2025 EX-99.1

Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Fiscal 2025 Financial Results

EX-99.1 Exhibit 99.1 Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Fiscal 2025 Financial Results • Q4 Net Sales of $140.8 Million • Q4 Gross Margin of 28.8%; Non-GAAP Gross Margin of 29.2% • Q4 EPS of $0.19/Share MARYVILLE, Tenn., June 18, 2025 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manufacturing and design, today announced financia

May 30, 2025 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 SMITH & WESSON BRANDS, INC. CONFLICT MINERALS REPORT FOR THE REPORTING PERIOD JANUARY 1, 2024 TO DECEMBER 31, 2024 INTRODUCTION This Conflict Minerals Report for Smith & Wesson Brands, Inc. (“SWBI,” “Company,” “we,” or “our”) is provided for the reporting period January 1, 2024 to December 31, 2024, and is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (

May 30, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SMITH & WESSON BRANDS, INC. (Exact name of registrant as specified in its charter) NEVADA 001-31552 87-0543688 (State or other jurisdiction

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SMITH & WESSON BRANDS, INC. (Exact name of registrant as specified in its charter) NEVADA 001-31552 87-0543688 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 1852 Proffitt Springs Road Maryville, Tennessee 37801 (Ad

May 2, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 Smith & Wesson Bra

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fi

May 2, 2025 EX-10.132

Agreement and Release, dated April 28, 2025

Exhibit 10. 132 AGREEMENT dated as of the 28th day of April 2025 between SMITH & WESSON SALES COMPANY (“Company”) and SUSAN J. CUPERO (“SJC”). SJC has served as Vice President, Sales of Company since January 1979. SJC has advised Company of her intention to retire from all her positions with Company and its subsidiaries and affiliates, including, but not limited to, Smith & Wesson Brands, Inc. (“S

March 6, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2025 Smith & Wesson Bran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2025 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

March 6, 2025 EX-99.1

Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2025 Financial Results

Exhibit 99.1 Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2025 Financial Results • Q3 Net Sales of $115.9 Million • Q3 Gross Margin of 24.1%; Non-GAAP Gross Margin of 25.1% • Q3 EPS of $0.04/Share; Q3 Adjusted EPS of $0.02/Share MARYVILLE, Tenn., March 6, 2025 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manufacturing and design, today anno

March 6, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2025 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as sp

January 17, 2025 EX-99.1

Smith & Wesson Brands, Inc. Announces Upcoming Retirement of Sue Cupero

Exhibit 99.1 Smith & Wesson Brands, Inc. Announces Upcoming Retirement of Sue Cupero January 17, 2025 MARYVILLE, Tenn., January 17, 2025 /Agility/ — Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manufacturing and design, today announced the upcoming retirement of Sue Cupero, Vice President of Sales, after more than four decades of dedicated service to the

January 17, 2025 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

December 5, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 Smith & Wesson B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

December 5, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2024 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as sp

December 5, 2024 EX-99.1

Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2025 Financial Results

Exhibit 99.1 Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2025 Financial Results • Q2 Net Sales of $129.7 Million; Sequential Increase of 46.8% • Q2 Gross Margin of 26.6%; Non-GAAP Gross Margin of 27.1% • Q2 EPS of $0.09/Share; Q2 Adjusted EPS of $0.11/Share • Q2 Adjusted EBITDAS Margin of 14.3% MARYVILLE, Tenn., December 5, 2024 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SW

October 4, 2024 EX-10.126

Second Amended and Restated Credit Agreement, dated October 3, 2024, by and among the Registrant, Smith & Wesson Sales Company, Smith & Wesson Inc., the Guarantors, the Lenders and TD Bank, N.A.

Exhibit 10.126 EXECUTION VERSION SECOND AMENDED AND RESTATED CREDIT AGREEMENT Among SMITH & WESSON BRANDS, INC. (f/k/a American Outdoor Brands Corporation), SMITH & WESSON SALES COMPANY (f/k/a American Outdoor Brands Sales Company), and SMITH & WESSON INC. (f/k/a Smith & Wesson Firearms Inc.), as Borrowers, THE SUBSIDIARIES OF THE BORROWERS PARTY HERETO, as the Guarantors, TD BANK, N.A., as the Ad

October 4, 2024 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2024 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission F

September 20, 2024 EX-16.1

Letter from Deloitte & Touche LLP to the Securities and Exchange Commission, dated September 20, 2024

Exhibit 16.1 September 20, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Sirs/Madams: We have read Item 4.01 of Smith & Wesson Brands, Inc.’s Form 8-K dated September 20, 2024, and have the following comments: 1. We agree with the statements made in paragraphs 3, 5, 6, 7, 8, and 9. 2. We have no basis on which to agree or disagree with the statements made i

September 20, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2024 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commissio

September 5, 2024 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2024 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

September 5, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as speci

September 5, 2024 EX-99.1

Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2025 Financial Results -   Q1 Net Sales of $88.3 Million -   Q1 Gross Margin of 27.4%; Q1 Non-GAAP Gross Margin of 28.7% -   Q1 Net Loss of $0.05/Share; Q1 Adjusted Net Loss of $0.02/Share -   

Exhibit 99.1 Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2025 Financial Results -   Q1 Net Sales of $88.3 Million -   Q1 Gross Margin of 27.4%; Q1 Non-GAAP Gross Margin of 28.7% -   Q1 Net Loss of $0.05/Share; Q1 Adjusted Net Loss of $0.02/Share -   Q1 Adjusted EBITDAS Margin of 11.2% -   Board of Directors Authorized New $50 Million Stock Repurchase Program MARYVILLE, Tenn., Septembe

August 15, 2024 PX14A6G

This communication is not a solicitation of proxy authority, and no proxy cards will be accepted. Vote your proxies in accordance with the Company’s instructions.

NAME OF REGISTRANT: Smith & Wesson Brands, Inc NAME OF PERSON RELYING ON EXEMPTION: Mercy Investment Services ADDRESS OF PERSON RELYING ON EXEMPTION: 2039 N Geyer Rd, Frontenac, MO 63131 Written materials are submitted pursuant to Rule 14a-6(g)(1) promulgated under the Securities Exchange Act of 1934.

August 6, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

June 20, 2024 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

June 20, 2024 EX-99.1

Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Fiscal 2024 Financial Results

Exhibit 99.1 Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Fiscal 2024 Financial Results • Q4 Net Sales of $159.1 Million • Q4 Gross Margin of 35.5%; Non-GAAP Gross Margin of 35.6% • Q4 EPS of $0.57/Share; Q4 Adjusted EPS of $0.45/Share • Q4 Adjusted EBITDAS Margin of 22.6% • Board of Directors Authorized 8.3% Increase in Quarterly Dividend MARYVILLE, Tenn., June 20, 2024 – Smith & W

June 20, 2024 10-K

meads UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

meads UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD Commission file number 1-31552 Smith & Wesson Brands, Inc. (Exac

June 20, 2024 EX-97.1

Executive Officer Clawback Policy

Exhibit 97.1 CLAWBACK POLICY (Effective November 30, 2023) If Smith & Wesson Brands, Inc. (together with its subsidiaries, the “Company”) is required to prepare an Accounting Restatement (as defined below), then the Company will recover reasonably promptly the amount of Erroneously Awarded Compensation (as defined below) Received by any current or former Executive Officer (as defined below) during

June 20, 2024 EX-10.124(B)

Amended and Restated Trademark License Agreement, dated as of April 11, 2024, by and between Smith & Wesson Inc. and AOB Products Company

Exhibit 10.124(b) AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT This AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT (the “Agreement”) is entered into and made effective on this 11th day of April, 2024, the (“Amended Effective Date”) by and between Smith & Wesson Inc., a Delaware corporation having a place of business at 1852 Proffitt Springs Rd., Maryville, TN 37801 (“S&W” or “Licensor”) and

June 20, 2024 EX-19.1

Policy on Inside Information and Insider Trading

Exhibit 19.1 SMITH & WESSON BRANDS, INC. POLICY ON INSIDE INFORMATION AND INSIDER TRADING 1. PURPOSE In the course of your relationship with Smith & Wesson Brands, Inc. (the “Company”) or one or more of its subsidiaries, you may have access to information about the Company that is not generally available to the public. A principal purpose of the federal securities laws is to prohibit so-called “in

June 20, 2024 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES Name State or Jurisdiction of Organization Smith & Wesson Inc. Delaware Smith & Wesson Sales Company Delaware

May 31, 2024 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 SMITH & WESSON BRANDS, INC. CONFLICT MINERALS REPORT FOR THE REPORTING PERIOD JANUARY 1, 2023 TO DECEMBER 31, 2023 INTRODUCTION This Conflict Minerals Report for Smith & Wesson Brands, Inc. (“SWBI,” “Company,” “we,” or “our”) is provided for the reporting period January 1, 2023 to December 31, 2023, and is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (

May 31, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SMITH & WESSON BRANDS, INC. (Exact name of registrant as specified in its charter) NEVADA 001-31552 87-0543688 (State or other jurisdiction

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SMITH & WESSON BRANDS, INC. (Exact name of registrant as specified in its charter) NEVADA 001-31552 87-0543688 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 2100 Roosevelt Avenue, Springfield, Massachusetts 01104 (

March 22, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fi

March 22, 2024 EX-3.1

Amended and Restated Bylaws, dated March 20, 2024.

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF SMITH & WESSON BRANDS, INC. Effective as of March 20, 2024 ARTICLE I — OFFICES The Corporation may have offices at such places within and without the State of Nevada as the Board of Directors may, from time to time, determine or the business of the Corporation may require. ARTICLE II — MEETING OF STOCKHOLDERS Section 1 — Annual Meetings. Annual meetings o

March 7, 2024 EX-99.1

Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2024 Financial Results

Exhibit 99.1 Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2024 Financial Results • Q3 Net Sales of $137.5 Million • Q3 Gross Margin of 28.7%; Non-GAAP Gross Margin of 29.1% • Q3 EPS of $0.17/Share; Q3 Adjusted EPS of $0.19/Share • Q3 Adjusted EBITDAS Margin of 15.6% MARYVILLE, Tenn., March 7, 2024 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firear

March 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2024 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as sp

March 7, 2024 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2024 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

February 13, 2024 SC 13G/A

SWBI / Smith & Wesson Brands, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01945-smithwessonbrandsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 14)* Name of issuer: Smith & Wesson Brands Inc Title of Class of Securities: Common Stock CUSIP Number: 831754106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box

February 9, 2024 SC 13G/A

SWBI / Smith & Wesson Brands, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Smith & Wesson Brands Inc (Name of Issuer) Common Stock (Title of Class of Securities) 831754106 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t

December 7, 2023 EX-99.1

Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2024 Financial Results

EX-99.1 Exhibit 99.1 Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2024 Financial Results • Q2 Net Sales of $125.0 Million • Q2 Gross Margin of 25.4%; Non-GAAP Gross Margin of 28.3% • Q2 EPS of $0.05/Share; Q2 Adjusted EPS of $0.14/Share • Q2 Adjusted EBITDAS Margin of 15.5% MARYVILLE, Tenn., December 7, 2023 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based lead

December 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as sp

December 7, 2023 EX-10.137

Form of Dividend Equivalent Award Agreement

Exhibit 10.137 DIVIDEND EQUIVALENTS AWARD AGREEMENT Eligible Person: Grant Date: September 19, 2023 This Dividend Equivalents Award Agreement (this “Agreement”), dated as of the Grant Date listed above, is entered into by and between Smith & Wesson Brands, Inc., a Nevada corporation (the “Company”), and the Eligible Person listed above, pursuant to the Smith & Wesson Brands, Inc. 2022 Incentive St

December 7, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

September 22, 2023 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2023 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commissio

September 20, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2023 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commissio

September 20, 2023 EX-99.1

Smith & Wesson Board of Directors Authorizes $50 Million Stock Repurchase Program

Exhibit 99.1 Smith & Wesson Board of Directors Authorizes $50 Million Stock Repurchase Program September 20, 2023 SPRINGFIELD, Mass., September 20, 2023 /Agility/ — Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manufacturing and design, today announced that its Board of Directors has authorized the repurchase of up to $50 million of the company’s common s

September 7, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2023 Smith & Wesson

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2023 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

September 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as speci

September 7, 2023 EX-99.1

Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2024 Financial Results -   Q1 Net Sales of $114.2 Million -   Q1 Gross Margin of 26.6%; Non-GAAP Gross Margin of 27.4% -   Q1 EPS of $0.07/Share; Q1 Adjusted EPS of $0.13/Share -   Q1 Adjusted

EX-99.1 Exhibit 99.1 Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2024 Financial Results -   Q1 Net Sales of $114.2 Million -   Q1 Gross Margin of 26.6%; Non-GAAP Gross Margin of 27.4% -   Q1 EPS of $0.07/Share; Q1 Adjusted EPS of $0.13/Share -   Q1 Adjusted EBITDAS Margin of 15.3% SPRINGFIELD, Mass., September 7, 2023 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-

August 29, 2023 PX14A6G

Smith & Wesson Brands, Inc. (SWBI)

Smith & Wesson Brands, Inc. (SWBI) Shareholder Alert Voluntary submission by John Chevedden, POB 2673, Redondo Beach, CA 90278 Beware of the Blank Check Special Meeting Proposal 5 by the Board Proposal 5 could also be called the “to be determined” proposal, the Gamesmanship Proposal or the Governance Engineering Proposal. The sole purpose of Proposal 5 is to reduce the shareholder support for the

August 14, 2023 PX14A6G

This communication is not a solicitation of proxy authority and no proxy cards will be accepted. Vote your proxies in accordance with the Company’s instructions.

NAME OF REGISTRANT: Smith & Wesson Brands, Inc NAME OF PERSON RELYING ON EXEMPTION: Mercy Investment Services ADDRESS OF PERSON RELYING ON EXEMPTION: 2039 N Geyer Rd, Frontenac, MO 63131 Written materials are submitted pursuant to Rule 14a-6(g)(1) promulgated under the Securities Exchange Act of 1934.

August 10, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

July 28, 2023 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

July 17, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 Smith & Wesson Bran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

July 17, 2023 EX-99.1

Smith & Wesson Brands, Inc. Announces Election of Michelle J. Lohmeier to Board of Directors

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Smith & Wesson Brands, Inc. Announces Election of Michelle J. Lohmeier to Board of Directors SPRINGFIELD, MA., (7/17/2023) – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manufacturing and design, today announced that Michelle J. Lohmeier has been appointed to the company’s board of directors. This appointment fu

June 30, 2023 EX-3.1

Amended and Restated Bylaws, dated June 27, 2023

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF SMITH & WESSON BRANDS, INC. Effective as of June 27, 2023 ARTICLE I — OFFICES The Corporation may have offices at such places within and without the State of Nevada as the Board of Directors may, from time to time, determine or the business of the Corporation may require. ARTICLE II — MEETING OF STOCKHOLDERS Section 1 — Annual Meetings. Annual meet

June 30, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 Smith & Wesson Bran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

June 22, 2023 EX-10.112(D)

Form of Performance Stock Unit Award Grant Notice and Agreement to the 2022 Incentive Stock Plan for awards made beginning in 2023 (13)

Exhibit 10.112 (d) SMITH & WESSON BRANDS, INC. 2022 INCENTIVE STOCK PLAN Performance Stock Unit Award Grant Notice and Agreement I. Performance Stock Unit Award Grant Notice SMITH & WESSON BRANDS, INC. (the “Company”), pursuant to its 2022 Incentive Stock Plan (as amended, the “Plan”), hereby grants to the Participant named below a right to receive the number of Shares set forth below. This Perfor

June 22, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 Smith & Wesson Bran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

June 22, 2023 EX-10.127

Supply Agreement, dated as of August 22, 2022, by and between AOB Products Company, as Supplier, and Smith & Wesson Inc.

Exhibit 10.127 SUPPLY AGREEMENT This Supply Agreement (the "Agreement") is dated as of August 22, 2022 (the "Effective Date"), by and between Smith & Wesson Inc., a Delaware corporation having its principal address at 2100 Roosevelt Avenue, Springfield, MA 01104 ("S&W"), and AOB Products Company, a corporation organized under the laws of Missouri having its principal address at 1800 North Route Z,

June 22, 2023 EX-99.1

Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Fiscal 2023 Financial Results

EX-99.1 Exhibit 99.1 Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Fiscal 2023 Financial Results • Q4 Net Sales of $144.8 Million • Q4 Gross Margin of 29.0%; Non-GAAP Gross Margin of 29.4% • Q4 EPS of $0.28/Share; Q4 Adjusted EPS of $0.32/Share • Q4 Adjusted EBITDAS Margin of 20.9% • Board of Directors Authorized 20% Increase in Quarterly Dividend SPRINGFIELD, Mass., June 22, 2023 –

June 22, 2023 EX-10.126

Supply Agreement, dated as of August 22, 2022, by and between Crimson Trace Corporation, as Supplier, and Smith & Wesson Inc.

Exhibit 10.126 SUPPLY AGREEMENT This Supply Agreement (the "Agreement") is dated as of August 22, 2022 (the "Effective Date") by and between Smith & Wesson Inc., a Delaware corporation having its principal address at 2100 Roosevelt Avenue, Springfield, MA O1104 (hereinafter referred to as "S&W"), and Crimson Trace Corporation, a corporation organized under the laws of the State of Oregon having it

June 22, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD Commission file number 1-31552 Smith & Wesson Brands, Inc. (Exact Name

June 22, 2023 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES Name State or Jurisdiction of Organization Smith & Wesson Inc. Delaware Smith & Wesson Sales Company Delaware

June 22, 2023 EX-10.111(D)

Form of Restricted Stock Unit Award Grant Notice and Agreement to the 2022 Incentive Stock Plan for awards made beginning in April 2023 (13)

Exhibit 10.111 (d) SMITH & WESSON BRANDS, INC. 2022 INCENTIVE STOCK PLAN Restricted Stock Unit Award Grant Notice and Agreement I. Restricted Stock Unit Award Grant Notice Smith & Wesson Brands, Inc. (the “Company”), pursuant to its 2022 Incentive Stock Plan (as amended, the “Plan”), hereby grants to the Participant named below a right to receive the number of Shares set forth below. This Restrict

May 31, 2023 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EX-1.01 Exhibit 1.01 SMITH & WESSON BRANDS, INC. CONFLICT MINERALS REPORT FOR THE REPORTING PERIOD JANUARY 1, 2022 TO DECEMBER 31, 2022 INTRODUCTION This Conflict Minerals Report for Smith & Wesson Brands, Inc. (“SWBI,” “Company,” “we,” or “our”) is provided for the reporting period January 1, 2022 to December 31, 2022, and is presented to comply with Rule 13p-1 under the Securities Exchange Act o

May 31, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SMITH & WESSON BRANDS, INC. (Exact name of registrant as specified in its charter) NEVADA 001-31552 87-0543688 (State or other jurisdiction

Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SMITH & WESSON BRANDS, INC. (Exact name of registrant as specified in its charter) NEVADA 001-31552 87-0543688 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 2100 Roosevelt Avenue, Springfield, Massachusetts

May 2, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 Smith & Wesson Bra

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fi

May 2, 2023 EX-10.128A

First Amendment to Amended and Restated Credit Agreement, dated as of April 28, 2023 (17)

EX-10.128A Exhibit 10.128(a) Execution Version FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT dated as of April 28, 2023 (this “Amendment”) is entered into among SMITH & WESSON BRANDS, INC., a Nevada corporation (f/k/a American Outdoor Brands Corporation) (the “Company”), SMITH & WESSON SALES COMPANY, a Delaware corporation (f

March 24, 2023 CORRESP

Deana L. McPherson, CPA

CORRESP Deana L. McPherson, CPA Executive Vice President, Chief Financial Officer & Treasurer March 24, 2023 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Smith & Wesson Brands, Inc. Form 10-K for the Fiscal Year Ended April 30, 2022 Form 10-Q for the quarterly period ended October 31, 2022 Response dated March 10, 2023 File

March 10, 2023 CORRESP

Deana L. McPherson, CPA Executive Vice President, Chief Financial Officer & Treasurer

CORRESP Deana L. McPherson, CPA Executive Vice President, Chief Financial Officer & Treasurer March 10, 2023 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Smith & Wesson Brands, Inc. Form 10-K for the Fiscal Year Ended April 30, 2022 Form 10-Q for the quarterly period ended October 31, 2022 File No. 001-31552 To Whom it May C

March 9, 2023 EX-99.1

Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2023 Financial Results

EX-99.1 Exhibit 99.1 Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2023 Financial Results - Q3 Net Sales of $129.0 Million - Q3 Gross Margin of 32.4%; Non-GAAP Gross Margin of 32.7% - Q3 EPS of $0.24/Share; Q3 Adjusted EBITDAS Margin of 18.4% SPRINGFIELD, Mass., March 9, 2023 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manufacturing and des

March 9, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 Smith & Wesson Bran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

March 9, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2023 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as sp

March 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 Smith & Wesson

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

March 3, 2023 EX-3.1

Amended and Restated Bylaws, dated February 28, 2023.

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF SMITH & WESSON BRANDS, INC. Effective as of February 28, 2023 ARTICLE I — OFFICES The Corporation may have offices at such places within and without the State of Nevada as the Board of Directors may, from time to time, determine or the business of the Corporation may require. ARTICLE II — MEETING OF STOCKHOLDERS Section 1 — Annual Meetings. Annual

February 10, 2023 SC 13G

SWBI / Smith & Wesson Brands Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Smith & Wesson Brands Inc (Name of Issuer) Common Stock (Title of Class of Securities) 831754106 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

February 9, 2023 SC 13G/A

SWBI / Smith & Wesson Brands Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01918-smithwessonbrandsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: Smith & Wesson Brands Inc. Title of Class of Securities: Common Stock CUSIP Number: 831754106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate bo

February 3, 2023 EX-10.135

Assignment and Assumption of Lease Agreement, dated January 31, 2023, between Smith & Wesson Sales Company and American Outdoor Brands, Inc. (15)

EX-10.135 Exhibit 10.135 ASSIGNMENT AND ASSUMPTION OF LEASE AGREEMENT THIS ASSIGNMENT AND ASSUMPTION OF LEASE AGREEMENT (this “Agreement”) is made and entered into effective as of January 31, 2023, by and between SMITH & WESSON SALES COMPANY (formerly known as Smith & Wesson Corp.), a Delaware corporation (“Assignor”), and AMERICAN OUTDOOR BRANDS, INC., a Delaware corporation (“Assignee”). RECITAL

February 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 Smith & Wesson B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

February 3, 2023 EX-10.134

Amended and Restated Guaranty, dated January 31, 2023 (15)

EX-10.134 Exhibit 10.134 AMENDED AND RESTATED GUARANTY THIS AMENDED AND RESTATED GUARANTY (this “Guaranty”) is entered into by the undersigned (individually, collectively, jointly and severally, the “Guarantor”) this 31st day of January, 2023 (the “Effective Date”). RECITALS WHEREAS, SMITH & WESSON SALES COMPANY (formerly known as Smith & Wesson Corp.), a Delaware corporation (“S&W Tenant”) and RC

February 3, 2023 EX-10.136

Standard Design-Build Agreement and General Conditions, dated February 2, 2023, between Smith & Wesson Brands, Inc and The Christman Company (portions of the exhibit have been omitted) (15)

EX-10.136 Exhibit 10.136 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED BECAUSE IT IS NOT MATERIAL AND IS THE TYPE WE TREAT AS PRIVATE OR CONFIDENTIAL ConsensusDocs® 410 STANDARD DESIGN-BUILD AGREEMENT AND GENERAL CONDITIONS BETWEEN OWNER AND DESIGN-BUILDER (Cost of the Work Plus a Fee with a GMP) TABLE OF ARTICLES 1. AGREEMENT 1 2. GENERAL PROVISIONS 2 3. DESIGN-BUILDER’S RESPONSIBILITIES 5 4.

December 6, 2022 EX-99.1

Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2023 Financial Results

EX-99.1 Exhibit 99.1 Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2023 Financial Results • Q2 Net Sales of $121.0 Million • Q2 Gross Margin of 32.4%; Non-GAAP Gross Margin of 33.9% • Q2 EPS of $0.21/Share; Q2 Adjusted EBITDAS Margin of 21.1% SPRINGFIELD, Mass., December 6, 2022 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manufacturing and

December 6, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2022 Smith & Wesson B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2022 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

December 6, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as sp

September 13, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2022 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commissio

September 12, 2022 S-8

Power of Attorney (included in the Signatures section of this Registration Statement)

As filed with the Securities and Exchange Commission on September 12, 2022 Registration No.

September 12, 2022 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Smith & Wesson Brands, Inc.

September 8, 2022 EX-99.1

Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2023 Financial Results

Exhibit 99.1 Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2023 Financial Results ? Q1 Net Sales of $84.4 Million ? Q1 Gross Margin of 37.3%; Non-GAAP Gross Profit of 38.8% ? Q1 EPS of $0.07/Share; Q1 Adjusted EBITDAS Margin of 18.5% ? $110.5 Million of Cash on Hand SPRINGFIELD, Mass., September 8, 2022 ? Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in f

September 8, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2022 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

September 8, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as speci

September 8, 2022 EX-10.133

Form of Indemnity Agreement entered into with the following directors and executive officers: as of August 9, 2022 with Anita D. Britt, Fred M. Diaz, Kevin A. Maxwell, Deana L. McPherson, Barry M. Monheit, and Robert L. Scott; as of August 15, 2022 with Michael F. Golden; as of August 24, 2022 with Susan J. Cupero; as of August 25, 2022 with Denis G. Suggs and Mark P. Smith; and as of September 5, 2022 with John B. Furman.

Exhibit 10.133 INDEMNITY AGREEMENT This Indemnity Agreement (this ?Agreement?), dated as of August , 2022, is made by and between SMITH & WESSON BRANDS, INC., a Nevada corporation (the ?Corporation?), and the undersigned who is either a director, an officer, a director and officer, or Agent of the Corporation (the ?Indemnitee?), with this Agreement to be deemed effective as of the date that the In

August 16, 2022 PX14A6G

NOTICE OF EXEMPT SOLICITATION (VOLUNTARY SUBMISSION)

NOTICE OF EXEMPT SOLICITATION (VOLUNTARY SUBMISSION) NAME OF REGISTRANT: Smith & Wesson Brands, Inc.

August 3, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

August 3, 2022 DEF 14A

2022 Incentive Stock Plan (1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

June 23, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2022 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

June 23, 2022 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES Name State or Jurisdiction of Organization Smith & Wesson Inc. Delaware Smith & Wesson Sales Company Delaware

June 23, 2022 EX-99.1

Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Year Fiscal 2022 Financial Results

Exhibit 99.1 Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Year Fiscal 2022 Financial Results ? Q4 Net Sales of $181.3 Million ? Q4 Gross Margin of 39.8% ? Q4 EPS of $0.79/Share; Q4 Adjusted EBITDAS Margin of 31.8% ? $120.7 Million of Cash on Hand ? Board of Directors Authorized 25% Increase in Quarterly Dividend SPRINGFIELD, Mass., June 23, 2022 ? Smith & Wesson Brands, Inc. (NASDAQ

June 23, 2022 10-K

le UNITED STATES l SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

le UNITED STATES l SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD Commission file number 1-31552 Smith & Wesson Brands, Inc. (Exact

May 27, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SMITH & WESSON BRANDS, INC. (Exact name of registrant as specified in its charter) NEVADA 001-31552 87-0543688 (State or other jurisdiction

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SMITH & WESSON BRANDS, INC. (Exact name of registrant as specified in its charter) NEVADA 001-31552 87-0543688 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 2100 Roosevelt Avenue, Springfield, Massachusetts 01104 (

May 27, 2022 EX-1.01

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

Exhibit 1.01 SMITH & WESSON BRANDS, INC. CONFLICT MINERALS REPORT FOR THE REPORTING PERIOD JANUARY 1, 2021 TO DECEMBER 31, 2021 INTRODUCTION This Conflict Minerals Report for Smith & Wesson Brands, Inc. (?SWBI,? ?Company,? ?we,? or ?our?) is provided for the reporting period January 1, 2021 to December 31, 2021, and is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (

March 30, 2022 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Smith & Wesson Brands, Inc.

March 30, 2022 EX-10.131

2021 Employee Stock Purchase Plan (20)

Exhibit 10.131 SMITH & WESSON BRANDS, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN 1. Purpose. The purpose of the Plan is to provide incentive for present and future employees of the Company and any Designated Subsidiary to acquire a proprietary interest (or increase an existing proprietary interest) in the Company through the purchase of Common Stock. It is the Company?s intention that the Plan qualify

March 30, 2022 S-8

As filed with the Securities and Exchange Commission on March 30, 2022

As filed with the Securities and Exchange Commission on March 30, 2022 Registration No.

March 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2022 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as sp

March 3, 2022 EX-99.1

Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2022 Financial Results

Contact: [email protected] (413) 747-3448 Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2022 Financial Results - Two-Year Compounded Sales Growth of more than 118% - Gross Margin of 39.6% - EPS of $0.65/Share and EBITDAS Margin of 29.2% - 2.8 Million Shares Repurchased - $107 million of Cash on Hand SPRINGFIELD, Mass., March 3, 2022 ? Smith & Wesson Brands, Inc. (NASDAQ

March 3, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

February 10, 2022 SC 13G/A

SWBI / Smith & Wesson Brands Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Smith & Wesson Brands Inc. Title of Class of Securities: Common Stock CUSIP Number: 831754106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is

February 8, 2022 SC 13G/A

SWBI / Smith & Wesson Brands Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Smith & Wesson Brands Inc (Name of Issuer) Common Stock (Title of Class of Securities) 831754106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t

December 6, 2021 EX-99.1

Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2022 Financial Results

Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2022 Financial Results - Two-Year Compounded Sales Growth of over 140% - Gross Margin of 44.3% - EPS of $1.05/Share and EBITDAS of 34.9% SPRINGFIELD, Mass., December 2, 2021 ? Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manuf

December 6, 2021 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2021 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commissio

December 2, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as sp

December 2, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2021 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

December 2, 2021 EX-99.1

Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2022 Financial Results

Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2022 Financial Results - Two-Year Compounded Sales Growth of over 140% - Gross Margin of 44.3% - EPS of $1.05/Share and EBITDAS of 34.9% SPRINGFIELD, Mass., December 2, 2021 ? Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manuf

September 30, 2021 EX-99.1

Smith & Wesson to Relocate Headquarters to Tennessee Move includes headquarters and significant portion of operations due to changing business climate for firearms manufacturing in Massachusetts

Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson to Relocate Headquarters to Tennessee Move includes headquarters and significant portion of operations due to changing business climate for firearms manufacturing in Massachusetts SPRINGFIELD, Mass., September 30, 2021 ? Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), one of the nation?s oldest firearm

September 30, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2021 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commissio

September 30, 2021 EX-10.130

Project Agreement, dated September 30, 2021, by and among The Industrial Development Board of Blount County and the cities of Alcoa and Maryville, Tennessee, a public, nonprofit corporation organized and existing under the laws of the State of Tennessee and the Registrant (19)

Exhibit 10.130 PROJECT AGREEMENT (Project Eagle) THIS PROJECT AGREEMENT (this ?Agreement?) is hereby made and entered into as of September 30, 2021 (the ?Effective Date?), by and among THE INDUSTRIAL DEVELOPMENT BOARD OF BLOUNT COUNTY AND THE CITIES OF ALCOA AND MARYVILLE, TENNESSEE, a public, nonprofit corporation organized and existing under the laws of the State of Tennessee (the ?Board?), and

September 29, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commissio

September 17, 2021 DEFR14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi

September 10, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

September 1, 2021 PX14A6G

SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTICE OF EXEMPT SOLICITATION

SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Name of Registrant: Smith & Wesson Brands, Inc. Name of persons relying on exemption: 1. Adrian Dominican Sisters 2. Providence St. Joseph Health 3. PeaceHealth 4. Congregation of the Sisters of the Holy Cross, Indiana 5. School Sisters of Notre Dame Central Pacific Province 6. Sisters of Bon Secours USA 7. Commo

September 1, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2021 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

September 1, 2021 EX-99.1

Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2022 Financial Results

Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2022 Financial Results - Record Gross Margin of 47.3% - Record Q1 Net Sales of $274.6M - Two-Year Compounded Sales Growth of Nearly 170% - EPS of $1.57/Share and EBITDAS of 39.9% SPRINGFIELD, Mass., September 1, 2021 ? Smith & Wesson Brands, Inc. (NASDAQ Global Select: S

September 1, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as speci

August 19, 2021 DEFR14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

August 18, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

August 18, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

June 21, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2021 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

June 21, 2021 EX-99.1

https://youtu.be/QvG96wlKoD4 12

Exhibit 99.1 https://youtu.be/QvG96wlKoD4 12 13 14 https://youtu.be/SlmHcXiIapM

June 17, 2021 EX-99.1

Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Year Fiscal 2021 Financial Results

Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Year Fiscal 2021 Financial Results ? Annual Net Sales of $1.1 Billion; Net Income of $243.6 Million ? Annual EPS of $4.40/Share (GAAP) ? Q4 Net Sales of $322.9 million; Net Income of $89.2 Million ? Q4 EPS of $1.70/Share (GAAP) ? New $50M Share Buyback Program and a 6

June 17, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2021 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

June 17, 2021 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES Name State or Jurisdiction of Organization Smith & Wesson Inc. Delaware Smith & Wesson Sales Company Delaware

June 17, 2021 EX-10.112B

Form of Performance Stock Unit Award Grant Notice and Agreement to the 2013 Incentive Stock Plan for awards made in 2020 (6)

Exhibit 10.112 (b) SMITH & WESSON BRANDS, INC. 2013 INCENTIVE STOCK PLAN Performance Stock Unit Award Grant Notice and Agreement I. Performance Stock Unit Award Grant Notice Smith & Wesson Brands, Inc. (the ?Company?), pursuant to its 2013 Incentive Stock Plan (as amended, the ?Plan?), hereby grants to the Participant named below a right to receive the number of Shares set forth below. This Perfor

June 17, 2021 EX-4.2

Description of Securities (6)

Exhibit 4.2 DESCRIPTION OF SECURITIES Following is a brief description of the common stock, par value $.001 per share (?Common Stock?), of Smith & Wesson Brands, Inc. (?we,? ?us,? and ?our?), which is the only security of our company registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended. This description is not complete and is subject to and qualified in its entirety

June 17, 2021 EX-10.112C

Form of Performance Stock Unit Award Grant Notice and Agreement to the 2013 Incentive Stock Plan for awards made beginning in 2021 (6)

Exhibit 10.112 (c) SMITH & WESSON BRANDS, INC. 2013 INCENTIVE STOCK PLAN Performance Stock Unit Award Grant Notice and Agreement I. Performance Stock Unit Award Grant Notice SMITH & WESSON BRANDS, INC. (the ?Company?), pursuant to its 2013 Incentive Stock Plan (as amended, the ?Plan?), hereby grants to the Participant named below a right to receive the number of Shares set forth below. This Perfor

June 17, 2021 10-K

@P moop UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

@P moop UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD Commission file number 1-31552 Smith & Wesson Brands, Inc. (Ex

June 17, 2021 EX-10.111C

Form of Restricted Stock Unit Award Grant Notice and Agreement to the 2013 Incentive Stock Plan for awards made beginning in April 2020 (6)

Exhibit 10.111 (c) SMITH & WESSON BRANDS, INC. 2013 INCENTIVE STOCK PLAN Restricted Stock Unit Award Grant Notice and Agreement I. Restricted Stock Unit Award Grant Notice Smith & Wesson Brands Inc. (the ?Company?), pursuant to its 2013 Incentive Stock Plan (as amended, the ?Plan?), hereby grants to the Participant named below a right to receive the number of Shares set forth below. This Restricte

May 28, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SMITH & WESSON BRANDS, INC. (Exact name of registrant as specified in its charter) NEVADA 001-31552 87-0543688 (State or other jurisdiction

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SMITH & WESSON BRANDS, INC. (Exact name of registrant as specified in its charter) NEVADA 001-31552 87-0543688 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 2100 Roosevelt Avenue, Springfield, Massachusetts 01104 (

May 28, 2021 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EX-1.01 2 d124881dex101.htm EX-1.01 EXHIBIT 1.01 SMITH & WESSON BRANDS, INC. CONFLICT MINERALS REPORT FOR THE REPORTING PERIOD JANUARY 1, 2020 TO DECEMBER 31, 2020 INTRODUCTION This Conflict Minerals Report for Smith & Wesson Brands, Inc. (“SWBI,” “Company,” “we,” or “our”) is provided for the reporting period January 1, 2020 to December 31, 2020, and is presented to comply with Rule 13p-1 under t

May 24, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2021 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission File

May 24, 2021 EX-10.129

Separation and Release Agreement, dated as of May 24, 2021, by and between Robert J. Cicero and the Registrant

Exhibit 10.129 May 24, 2021 Mr. Robert J. Cicero RE: Separation and Release Agreement Dear Rob: The purpose of this separation and release agreement (the ?Separation Agreement?) is to memorialize the terms and conditions of the termination of your employment with Smith & Wesson Brands, Inc. and its subsidiaries and affiliates (collectively, the ?Company?) as a result of your voluntary resignation.

May 3, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2021 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission File

May 3, 2021 EX-99.1

Smith & Wesson Brands, Inc. Announces Intent to Divest Thompson/Center Arms™ Brand

Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson Brands, Inc. Announces Intent to Divest Thompson/Center Arms? Brand SPRINGFIELD, Mass., May 3rd, 2021 ? Smith & Wesson Brands, Inc. (NASDAQ Global Select Market: SWBI), a leader in firearm manufacturing and design, today announced that it plans to divest its Thompson/Center Arms brand. This decision is part of t

May 3, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2021 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission File

May 3, 2021 EX-99.1

Smith & Wesson Announces Two New Appointments to Board of Directors

Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson Announces Two New Appointments to Board of Directors SPRINGFIELD, Mass., May 3, 2021 ? Smith & Wesson Brands, Inc. (NASDAQ Global Select Market: SWBI), a leader in firearm manufacturing and design, today announced that the Board of Directors has appointed Fred M. Diaz, former President and CEO of Mitsubishi Moto

March 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2021 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

March 4, 2021 EX-99.1

Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2021 Financial Results

EX-99.1 Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson Brands, Inc. Reports Third Quarter Fiscal 2021 Financial Results • Record Quarterly Net Sales of $257.6 Million • Record Net Income of $62.3 Million • Record GAAP/non-GAAP EPS of $1.12/Share • $100M Share Buyback Program and $0.05/Share Quarterly Dividend SPRINGFIELD, Mass., March 4, 2021 – Smith & Wesso

March 4, 2021 10-Q

Quarterly Report - SWBI Q3 20210131

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2021 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as sp

February 16, 2021 SC 13G

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Smith & Wesson Brands Inc (Name of Issuer) Common Stock (Title of Class of Securities) 831754106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Smith & Wesson Brands Inc. Title of Class of Securities: Common Stock CUSIP Number: 831754106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is

February 3, 2021 SC 13G/A

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* SMITH & WESSON BRANDS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 02874P103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

December 16, 2020 EX-99.1

Smith & Wesson Board of Directors Authorizes $50 Million Stock Repurchase Plan

EX-99.1 Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson Board of Directors Authorizes $50 Million Stock Repurchase Plan SPRINGFIELD, Mass., December 16, 2020 — Smith & Wesson Brands, Inc. (NASDAQ Global Select Market: SWBI), a leader in firearm manufacturing and design, today announced that its Board of Directors has authorized the repurchase of up to $50 mil

December 16, 2020 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

December 3, 2020 EX-99.1

Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2021 Financial Results

EX-99.1 2 d40645dex991.htm EX-99.1 Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson Brands, Inc. Reports Second Quarter Fiscal 2021 Financial Results - Record Quarterly Revenue of $249 Million - GAAP EPS of $0.87/Share, non-GAAP EPS of $0.93/Share - $0.05 per Share Dividend SPRINGFIELD, Mass., December 3, 2020 – Smith & Wesson Brands, Inc. (NASDAQ Global Selec

December 3, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

December 3, 2020 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as sp

October 13, 2020 8-K

Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

October 6, 2020 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

September 3, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission

September 3, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 Commission File No. 001-31552 Smith & Wesson Brands, Inc. (Exact name of registrant as speci

September 3, 2020 EX-99.1

Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2021 Financial Results - Record Quarterly Revenue of $230 million - Zero Net Debt at Quarter End - Initiating Regular, Quarterly Cash Dividend of $0.05 per Share

EX-99.1 2 d19300dex991.htm EX-99.1 Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson Brands, Inc. Reports First Quarter Fiscal 2021 Financial Results - Record Quarterly Revenue of $230 million - Zero Net Debt at Quarter End - Initiating Regular, Quarterly Cash Dividend of $0.05 per Share SPRINGFIELD, Mass., September 3, 2020 – Smith & Wesson Brands, Inc. (NASDA

August 28, 2020 EX-10.120

Agreement, dated as of August 5, 2020, by and between Jeffrey D. Buchanan and the Registrant

EX-10.120 2 d29844dex10120.htm EX-10.120 Exhibit 10.120 AGREEMENT dated as of the 5th day of August 2020 between SMITH & WESSON BRANDS, INC. (“Company”) and JEFFREY D. BUCHANAN (“JDB”). JDB has served as Executive Vice President, Chief Financial Officer, Chief Administrative Officer, and Treasurer of the Company for a number of years. JDB advised Company of his intension to retire from all his pos

August 28, 2020 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

August 28, 2020 DEF 14A

- DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 28, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fi

August 26, 2020 EX-10.128

Amended and Restated Credit Agreement, dated as of August 24, 2020, by and among the Registrant, Smith & Wesson Sales Company, Smith & Wesson, Inc., the Guarantors, the Lenders, and TD Bank, N.A.

EX-10.128 Exhibit 10.128 AMENDED AND RESTATED CREDIT AGREEMENT Among SMITH & WESSON BRANDS, INC. (f/k/a American Outdoor Brands Corporation), SMITH & WESSON SALES COMPANY (f/k/a American Outdoor Brands Sales Company), and SMITH & WESSON INC. (f/k/a Smith & Wesson Firearms Inc.), as Borrowers, THE SUBSIDIARIES OF THE BORROWERS PARTY HERETO, as the Guarantors, TD BANK, N.A., as the Administrative Ag

August 26, 2020 EX-10.124

Trademark License Agreement, dated as of August 24, 2020, by and between Smith & Wesson Inc. and AOB Products Company (1)

EX-10.124 Exhibit 10.124 TRADEMARK LICENSE AGREEMENT This TRADEMARK LICENSE AGREEMENT (the “Agreement”) is entered into and made effective on this 24th day of August, 2020, the (“Effective Date”) by and between Smith & Wesson Inc., a Delaware corporation having a place of business at 2100 Roosevelt Avenue, Springfield, Massachusetts 01104 (“S&W” or “Licensor”) and AOB Products Company, a Delaware

August 26, 2020 EX-10.125

Sublease, dated as of August 24, 2020, by and between Smith & Wesson Sales Company and American Outdoor Brands, Inc. (1)

EX-10.125 Exhibit 10.125 SUBLEASE AGREEMENT THIS SUBLEASE AGREEMENT (the “Sublease”) is made and entered into effective as of August 24, 2020 (the “Effective Date”), by and between SMITH & WESSON SALES COMPANY (formerly known as Smith & Wesson Corp.), a Delaware corporation (“Sublandlord”), and AMERICAN OUTDOOR BRANDS, INC., a Delaware corporation (“Subtenant”). RECITALS: WHEREAS, Sublandlord and

August 26, 2020 EX-2.13

Separation and Distribution Agreement, dated as of August 21, 2020, by and between the Registrant and American Outdoor Brands, Inc.

EX-2.13 Exhibit 2.13 SEPARATION AND DISTRIBUTION AGREEMENT by and between SMITH & WESSON BRANDS, INC. and AMERICAN OUTDOOR BRANDS, INC. Dated as of August 21, 2020 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 Section 1.1 Definitions 2 Section 1.2 Interpretation 12 ARTICLE 2 PRE-DISTRIBUTION ACTIONS 12 Section 2.1 Information Statement; Listing 12 Section 2.2 The Transfer and Other Related Action

August 26, 2020 EX-99.2

Smith & Wesson Brands, Inc. Names Deana L. McPherson as CFO Previously Announced Transition Follows Retirement of Jeffrey D. Buchanan, Completion of Spin-Off

EX-99.2 12 d14369dex992.htm EX-99.2 Exhibit 99.2 Contact: [email protected] (413) 747-3448 Smith & Wesson Brands, Inc. Names Deana L. McPherson as CFO Previously Announced Transition Follows Retirement of Jeffrey D. Buchanan, Completion of Spin-Off SPRINGFIELD, Mass., August 24, 2020 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manufac

August 26, 2020 EX-99.3

Smith & Wesson Brands, Inc. Unaudited Pro Forma Condensed Consolidated Financial Statements

EX-99.3 Exhibit 99.3 Smith & Wesson Brands, Inc. Unaudited Pro Forma Condensed Consolidated Financial Statements On August 24, 2020, or the Distribution Date, at 12:01 a.m. Eastern Time, the previously announced separation, or the Separation, of our wholly owned subsidiary, American Outdoor Brands, Inc., a Delaware corporation, or AOUT, from our company was completed. The Separation was achieved t

August 26, 2020 EX-10.127

Supply Agreement, dated as of August 24, 2020, by and between AOB Products Company, as Supplier, and Smith & Wesson Inc.

EX-10.127 Exhibit 10.127 SUPPLY AGREEMENT This Supply Agreement (the “Agreement”) is dated as of August 24, 2020 (the “Effective Date”), by and between Smith & Wesson Inc., a Delaware corporation having its principal address at 2100 Roosevelt Avenue, Springfield, MA 01104 (“S&W”), and AOB Products Company, a corporation organized under the laws of Missouri having its principal address at 1800 Nort

August 26, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission F

August 26, 2020 EX-99.1

Smith & Wesson Brands, Inc. Completes Spin-off of American Outdoor Brands, Inc.

EX-99.1 Exhibit 99.1 Contact: [email protected] (413) 747-3448 Smith & Wesson Brands, Inc. Completes Spin-off of American Outdoor Brands, Inc. SPRINGFIELD, Mass., August 24, 2020 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), a U.S.-based leader in firearm manufacturing and design, today announced that it has completed the previously announced spin-off of its outdoor

August 26, 2020 EX-10.123

Employee Matters Agreement, dated as of August 21, 2020, by and between the Registrant and American Outdoor Brands, Inc.

EX-10.123 Exhibit 10.123 EMPLOYEE MATTERS AGREEMENT by and between SMITH & WESSON BRANDS, INC. and AMERICAN OUTDOOR BRANDS, INC. Dated as of August 21, 2020 TABLE OF CONTENTS Page Article 1 DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Certain Constructions 5 Section 1.3 Sections 6 Section 1.4 Distribution Time 6 Article 2 ALLOCATION OF EMPLOYEES AND LIABILITIES; EMPLOYEE BENEFITS 6 Section

August 26, 2020 EX-10.121

Transition Services Agreement, dated as of August 21, 2020, by and between the Registrant and American Outdoor Brands, Inc.

EX-10.121 Exhibit 10.121 TRANSITION SERVICES AGREEMENT by and between SMITH & WESSON BRANDS, INC. and AMERICAN OUTDOOR BRANDS, INC. Dated as of August 21, 2020 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.1 Definitions 1 ARTICLE 2 SERVICES 3 Section 2.1 Provision of Services 3 Section 2.2 Standard of Service 4 Section 2.3 Third-Party Service Providers 4 Section 2.4 Access to Premises 4

August 26, 2020 EX-10.126

Supply Agreement, dated as of August 24, 2020, by and between Crimson Trace Corporation, as Supplier, and Smith & Wesson Inc.

EX-10.126 8 d14369dex10126.htm EX-10.126 Exhibit 10.126 SUPPLY AGREEMENT This Supply Agreement (the “Agreement”) is dated as of August 24, 2020 (the “Effective Date”) by and between Smith & Wesson Inc., a Delaware corporation having its principal address at 2100 Roosevelt Avenue, Springfield, MA 01104 (hereinafter referred to as “S&W”), and Crimson Trace Corporation, a corporation organized under

August 26, 2020 EX-10.122

Tax Matters Agreement, dated as of August 21, 2020, by and between the Registrant and American Outdoor Brands, Inc.

EX-10.122 Exhibit 10.122 TAX MATTERS AGREEMENT by and between SMITH & WESSON BRANDS, INC. and AMERICAN OUTDOOR BRANDS, INC. Dated as of August 21, 2020 TAX MATTERS AGREEMENT THIS TAX MATTERS AGREEMENT (this “Agreement”) is entered into as of August 21, 2020, by and between Smith & Wesson Brands, Inc., a Nevada corporation (“SWBI”), and American Outdoor Brands, Inc., a Delaware corporation (“AOUT”)

August 11, 2020 EX-10.120

Agreement, dated as of August 5, 2020, by and between Jeffrey D. Buchanan and the Registrant

EX-10.120 Exhibit 10.120 AGREEMENT dated as of the 5th day of August 2020 between SMITH & WESSON BRANDS, INC. (“Company”) and JEFFREY D. BUCHANAN (“JDB”). JDB has served as Executive Vice President, Chief Financial Officer, Chief Administrative Officer, and Treasurer of the Company for a number of years. JDB advised Company of his intension to retire from all his positions with Company and its sub

August 11, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fi

August 4, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fi

August 4, 2020 EX-99.1

INFORMATION STATEMENT American Outdoor Brands, Inc. Common Stock, par value $0.001 per share

EX-99.1 Exhibit 99.1 August 3, 2020 Dear Smith & Wesson Brands, Inc. Stockholder: On November 13, 2019, Smith & Wesson Brands, Inc., or SWBI, (then called American Outdoor Brands Corporation), announced its plan to spin-off its outdoor products and accessories business, or the Separation, to American Outdoor Brands, Inc., or AOUT (then called American Outdoor Brands Spin Co.), a newly formed wholl

July 31, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

July 31, 2020 EX-99.1

Smith & Wesson Brands, Inc. Announces Record and Distribution Dates for American Outdoor Brands, Inc. Spin-Off

EX-99.1 2 d934770dex991.htm EX-99.1 Exhibit 99.1 Contact: Liz Sharp, VP Investor Relations Smith & Wesson Brands, Inc. (413) 747-6284 [email protected] Smith & Wesson Brands, Inc. Announces Record and Distribution Dates for American Outdoor Brands, Inc. Spin-Off SPRINGFIELD, Mass., July 31, 2020 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), one of the world’s leading providers of firear

July 29, 2020 EX-99.1

Certain statements contained in this presentation may be deemed to be forward-looking statements under federal securities laws, and we intend that such forward-looking statements be subject to the safe-harbor created thereby. Such forward-looking sta

EX-99.1 Exhibit 99.1 Certain statements contained in this presentation may be deemed to be forward-looking statements under federal securities laws, and we intend that such forward-looking statements be subject to the safe-harbor created thereby. Such forward-looking statements include, among others, proposed timing for the spin-off; strategic rationale for the spin-off; our plans to drive organic

July 29, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

July 20, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

July 20, 2020 EX-99.1

American Outdoor Brands (NASDAQ: AOUT) Certain statements contained in this presentation may be deemed to be forward-looking statements under federal securities laws, and we intend that such forward-looking statements be subject to the safe-harbor cr

EX-99.1 INVESTOR PRESENTATION JULY 2020 NASDAQ: AOUT Exhibit 99.1 American Outdoor Brands (NASDAQ: AOUT) Certain statements contained in this presentation may be deemed to be forward-looking statements under federal securities laws, and we intend that such forward-looking statements be subject to the safe-harbor created thereby. Such forward-looking statements include, among others, the anticipate

June 19, 2020 EX-4.1

Form of Common Stock Certificate

Exhibit 4.1

June 19, 2020 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES Name State or Jurisdiction of Organization Smith & Wesson Inc. Delaware Smith & Wesson Sales Company Delaware AOB Products Company Missouri Crimson Trace Corporation Oregon

June 19, 2020 EX-99.1

THOMSON REUTERS STREETEVENTS | www.streetevents.com | Contact Us ©2020 Thomson Reuters. All rights reserved. Republication or redistribution of Thomson Reuters content, including by framing or similar means, is prohibited without the prior written co

EX-99.1 Exhibit 99.1 THOMSON REUTERS STREETEVENTS | www.streetevents.com | Contact Us ©2020 Thomson Reuters. All rights reserved. Republication or redistribution of Thomson Reuters content, including by framing or similar means, is prohibited without the prior written consent of Thomson Reuters. ‘Thomson Reuters’ and the Thomson Reuters logo are registered trademarks of Thomson Reuters and its aff

June 19, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

June 19, 2020 10-K

Annual Report - AOBC_FY20_10K

P moop UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD Commission file number 1-31552 Smith & Wesson Brands, Inc. (Exa

June 18, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission Fil

June 18, 2020 EX-99.1

Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Year Fiscal 2020 Financial Results

EX-99.1 Exhibit 99.1 Contact: Liz Sharp, VP Investor Relations Smith & Wesson Brands, Inc. (413) 747-6284 [email protected] Smith & Wesson Brands, Inc. Reports Fourth Quarter and Full Year Fiscal 2020 Financial Results SPRINGFIELD, Mass., June 18, 2020 – Smith & Wesson Brands, Inc. (NASDAQ Global Select: SWBI), one of the world’s leading providers of firearms and quality products for the shooting, hu

June 9, 2020 EX-10.107A

Smith & Wesson Brands, Inc. Executive Severance Pay Plan (8)

EX-10.107A Exhibit 10.107(a) SMITH & WESSON BRANDS, INC. EXECUTIVE SEVERANCE PAY PLAN (Amended and Restated as of June 4, 2020) Smith & Wesson Brands, Inc. (the “Company”) hereby amends and restates the Company’s Executive Severance Pay Plan (the “Plan”), originally adopted on July 2, 2013, for the benefit of the Participating Employees as defined herein. The Plan is designed to serve as a vehicle

June 9, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission File

June 1, 2020 8-K

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2020 Smith & Wesson Brands, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commission File

June 1, 2020 EX-99.1

American Outdoor Brands Prepares for Spin-Off With Name and Stock Ticker Symbol Change Company Prepares for Spin-Off of Outdoor Products & Accessories Business Fourth Quarter and Full Fiscal 2020 Financial Release and Conference Call Scheduled

EX-99.1 4 d830363dex991.htm EX-99.1 Exhibit 99.1 Contact: Liz Sharp, VP Investor Relations Smith & Wesson Brands, Inc. (413) 747-6284 [email protected] American Outdoor Brands Prepares for Spin-Off With Name and Stock Ticker Symbol Change Company Prepares for Spin-Off of Outdoor Products & Accessories Business Fourth Quarter and Full Fiscal 2020 Financial Release and Conference Call Scheduled SPRINGF

June 1, 2020 EX-2.12

Plan of Merger, dated May 29, 2020, by and between American Outdoor Brands and the Registrant (1)

EX-2.12 Exhibit 2.12 PLAN OF MERGER THIS PLAN OF MERGER is adopted, made and entered into as of May 29, 2020 (this “Plan of Merger”) by American Outdoor Brands Corporation, a Nevada corporation (“Parent”), in accordance with Section 92A.180 of the Nevada Revised Statutes (“NRS”). 1. Parent and Subsidiary. Smith & Wesson Brands, Inc., a Nevada corporation (“Merger Sub”), is a wholly-owned subsidiar

June 1, 2020 EX-3.10

Articles of Merger

EX-3.10 Exhibit 3.10 BARBARA K. CEGAVSKE Secretary of State KIMBERLEY PERONDI Deputy Secretary for Commercial Recordings STATE OF NEVADA LOGO OFFICE OF THE SECRETARY OF STATE Commercial Recordings Division 202 N. Carson Street Carson City, NV 89701 Telephone (775) 684-5708 Fax (775) 684-7138 North Las Vegas City Hall 2250 Las Vegas Blvd North, Suite 400 North Las Vegas, NV 89030 Telephone (702) 48

May 21, 2020 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EX-1.01 EXHIBIT 1.01 AMERICAN OUTDOOR BRANDS CORPORATION CONFLICT MINERALS REPORT FOR THE REPORTING PERIOD JANUARY 1, 2019 TO DECEMBER 31, 2019 INTRODUCTION This Conflict Minerals Report for American Outdoor Brands Corporation (“AOBC,” “Company,” “we,” or “our”) is provided for the reporting period January 1, 2019 to December 31, 2019, and is presented to comply with Rule 13p-1 under the Securitie

May 21, 2020 SD

- SD

SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AMERICAN OUTDOOR BRANDS CORPORATION (Exact name of registrant as specified in its charter) NEVADA 001-31552 87-0543688 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 2100 Roosevelt Avenue, Springfield, Massachuse

April 9, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2020 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commis

April 9, 2020 EX-10.119

Employment Agreement, executed April 4, 2020 and effective as of January 15, 2020, by and between Mark P. Smith and the Registrant (16)

EX-10.119 Exhibit 10.119 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT executed April 4, 2020 and effective as of the 15th day of January 2020, by and between AMERICAN OUTDOOR BRANDS CORPORATION, a Nevada corporation (“Employer”), and MARK P. SMITH (“Employee”). WHEREAS, Employer desires to employ Employee as Co-President and Co-Chief Executive Officer, and Employee desires to accept such employment,

April 9, 2020 EX-10.118

Employment Agreement, executed April 4, 2020 and effective as of January 15, 2020, by and between Brian D. Murphy and the Registrant

EX-10.118 2 d915582dex10118.htm EX-10.118 Exhibit 10.118 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT executed April 4, 2020 and effective as of the 15th day of January 2020, by and between AMERICAN OUTDOOR BRANDS CORPORATION, a Nevada corporation (“Employer”), and BRIAN D. MURPHY (“Employee”). WHEREAS, Employer desires to employ Employee as Co-President and Co-Chief Executive Officer, and Employee d

March 26, 2020 8-K

Material Impairments

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commi

March 10, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2020 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commi

March 10, 2020 EX-99.1

LEGAL SAFE HARBOR Certain statements contained in this presentation may be deemed to be forward- the prioritization of investments and capital allocation focused on both organic and looking statements under federal securities laws, and we intend that

EX-99.1 Exhibit 99.1 INVESTOR PRESENTATION MARCH 2020 © 2020 AMERICAN OUTDOOR BRANDS CORP. ALL RIGHTS RESERVED.Exhibit 99.1 INVESTOR PRESENTATION MARCH 2020 © 2020 AMERICAN OUTDOOR BRANDS CORP. ALL RIGHTS RESERVED. LEGAL SAFE HARBOR Certain statements contained in this presentation may be deemed to be forward- the prioritization of investments and capital allocation focused on both organic and loo

March 5, 2020 EX-99.1

American Outdoor Brands Corporation Reports Third Quarter Fiscal 2020 Financial Results

EX-99.1 Exhibit 99.1 Contact: Liz Sharp, VP Investor Relations American Outdoor Brands Corporation (413) 747-6284 [email protected] American Outdoor Brands Corporation Reports Third Quarter Fiscal 2020 Financial Results SPRINGFIELD, Mass., March 5, 2020 — American Outdoor Brands Corporation (NASDAQ Global Select: AOBC), one of the world’s leading providers of firearms and quality products for the sho

March 5, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2020 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Commis

March 5, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2020 Commission File No. 001-31552 American Outdoor Brands Corporation (Exact name of registra

February 28, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2020 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Co

February 28, 2020 EX-10.117

Separation Agreement and Release, dated February 26, 2020, by and between American Outdoor Brands Corporation and P. James Debney.

EX-10.117 Exhibit 10.117 Execution Copy February 26, 2020 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is made and entered into freely, by and between P. James Debney (“Debney”) and American Outdoor Brands Corporation (“AOBC”), a Nevada corporation and its parent, subsidiaries, affiliates, agents, successors, assigns and related entities (hereinafter collect

February 12, 2020 SC 13G/A

SWHC / Smith & Wesson Holding Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: American Outdoor Brands Corp Title of Class of Securities: Common Stock CUSIP Number: 02874P103 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule i

February 12, 2020 SC 13G/A

SWHC / Smith & Wesson Holding Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AMERICAN OUTDOOR BRANDS CORP (Name of Issuer) Common Stock (Title of Class of Securities) 02874P103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

January 28, 2020 SC 13G

SWHC / Smith & Wesson Holding Corp. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* American Outdoor (Name of Issuer) Common Stock (Title of Class of Securities) 02874P103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

January 16, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2020 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Com

January 16, 2020 EX-99.1

American Outdoor Brands Corporation Announces Leadership Transition

EX-99.1 Exhibit 99.1 ` Contact: Liz Sharp, VP Investor Relations American Outdoor Brands Corporation (413) 747-6284 [email protected] American Outdoor Brands Corporation Announces Leadership Transition SPRINGFIELD, Mass., January 15, 2020 — American Outdoor Brands Corporation (NASDAQ Global Select: AOBC), today announced that its Board of Directors has named Mark P. Smith and Brian D. Murphy as co-Pr

January 9, 2020 8-K

Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2020 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Comm

December 5, 2019 EX-99.1

American Outdoor Brands Corporation Reports Second Quarter Fiscal 2020 Financial Results

EX-99.1 Exhibit 99.1 Contact: Liz Sharp, VP Investor Relations American Outdoor Brands Corporation (413) 747-6284 [email protected] American Outdoor Brands Corporation Reports Second Quarter Fiscal 2020 Financial Results SPRINGFIELD, Mass., December 5, 2019 — American Outdoor Brands Corporation (NASDAQ Global Select: AOBC), one of the world’s leading providers of firearms and quality products for the

December 5, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2019 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Com

December 5, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2019 Commission File No. 001-31552 American Outdoor Brands Corporation (Exact name of registra

November 26, 2019 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2019 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Co

November 26, 2019 EX-10.113(B)

Fifth Amendment to Credit Agreement, dated as of November 22, 2019, among the Registrant, American Outdoor Brands Sales Company, and Smith & Wesson Inc., as Borrowers, the subsidiaries of the Borrowers party thereto, as the guarantors, the lenders party thereto, and TD Bank, N.A., as Administrative Agent and Swingline Lender

EX-10.113(B) 2 d838214dex10113b.htm EX-10.113(B) Exhibit 10.113(b) Execution Version FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT dated as of November 22, 2019 (this “Amendment”) is entered into among AMERICAN OUTDOOR BRANDS CORPORATION (f/k/a/ Smith & Wesson Holding Corporation), a Nevada corporation (the “Company”), AMERICAN OUTDOOR BRANDS SALES COMPANY (f/k/a Smi

November 14, 2019 EX-99.1

Firearms Outdoor Products & Accessories American Outdoor Brands Corporation (NASDAQ Global Select: AOBC) is a provider of quality products for shooting, hunting, and rugged outdoor enthusiasts in the global consumer and professional markets AOBC repo

EX-99.1 November 2019 Exhibit 99.1 LEGAL SAFE HARBOR Certain statements contained in this press release may be deemed to be forward-looking statements under federal securities laws, and we intend that such forward-looking statements be subject to the safe-harbor created thereby. Such forward-looking statements include, among others, the purpose, methodology, effects, timing, and tax-free nature of

November 14, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2019 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Co

November 13, 2019 EX-99.1

American Outdoor Brands Corporation Announces Intention to Separate Into Two Independent Publicly Traded Companies • Planned Tax-Free Spin-off of Outdoor Products & Accessories Business to AOBC Stockholders • Separation of Companies to Enhance Prospe

EX-99.1 2 d801271dex991.htm EX-99.1 Exhibit 99.1 Contact: Liz Sharp, VP Investor Relations American Outdoor Brands Corporation (413) 747-6284 [email protected] American Outdoor Brands Corporation Announces Intention to Separate Into Two Independent Publicly Traded Companies • Planned Tax-Free Spin-off of Outdoor Products & Accessories Business to AOBC Stockholders • Separation of Companies to Enhance

November 13, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2019 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (Co

November 5, 2019 CORRESP

SWHC / Smith & Wesson Holding Corp. CORRESP - -

CORRESP 2100 Roosevelt Avenue PO Box 2208 Springfield, MA 01102-2208 Jeffrey D. Buchanan Executive Vice President Chief Financial Officer & Treasurer FOIA Confidential Treatment Request by American Outdoor Brands Corporation Pursuant to Rule 83 (17 C.F.R. 200.83) November 5, 2019 VIA EDGAR Division of Corporation Finance Office of Manufacturing Securities and Exchange Commission 100 F Street, NE W

September 27, 2019 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2019 American Outdoor Brands Corporation (Exact Name of Registrant as Specified in Charter) Nevada 001-31552 87-0543688 (State or other jurisdiction of incorporation) (C

September 19, 2019 DEFA14A

SWHC / Smith & Wesson Holding Corp. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

September 18, 2019 DEFA14A

SWHC / Smith & Wesson Holding Corp. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

September 12, 2019 DEFA14A

SWHC / Smith & Wesson Holding Corp. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

September 11, 2019 DEFA14A

SWHC / Smith & Wesson Holding Corp. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

September 9, 2019 PX14A6G

AOBC / American Outdoor Brands Corp PX14A6G - -

SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Name of Registrant: American Outdoor Brands Company Name of persons relying on exemption: a. Sisters of the Holy Names of Jesus and Mary, U.S.-Ontario Province b. Catholic Health Initiatives c. Congregation of St. Joseph d. Daughters of Charity, Province of St Louise e. Sisters of Bon Secours, USA f. Sisters of P

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