SERA - Sera Prognostics, Inc. Saham - Harga Saham, Kepemilikan Institusional, Pemegang Saham (NasdaqGM)

Sera Prognostics, Inc.
US ˙ NasdaqGM ˙ US81749D1072

Mga Batayang Estadistika
Pemilik Institusional 153 total, 152 long only, 1 short only, 0 long/short - change of -8.93% MRQ
Alokasi Portofolio Rata-rata 0.0382 % - change of 48.40% MRQ
Jumlah Saham Beredar shares (source: Capital IQ)
Saham Institusional (Jangka Panjang) 22,636,184 - 61.02% (ex 13D/G) - change of -0.72MM shares -3.10% MRQ
Nilai Institusional (Jangka Panjang) $ 63,775 USD ($1000)
Kepemilikan Institusional dan Pemegang Saham

Sera Prognostics, Inc. (US:SERA) memiliki 153 pemilik institusional dan pemegang saham yang telah mengajukan formulir 13D/G atau 13F kepada Komisi Bursa Efek (Securities Exchange Commission/SEC). Lembaga-lembaga ini memegang total 22,636,184 saham. Pemegang saham terbesar meliputi Baker Bros. Advisors Lp, Whetstone Capital Advisors, LLC, Standard Life Aberdeen plc, Vivo Capital, LLC, Vanguard Group Inc, Tekla Healthcare Opportunities Fund, Tekla Healthcare Investors, VTSMX - Vanguard Total Stock Market Index Fund Investor Shares, IWM - iShares Russell 2000 ETF, and AWM Investment Company, Inc. .

Struktur kepemilikan institusional Sera Prognostics, Inc. (NasdaqGM:SERA) menunjukkan posisi terkini di perusahaan oleh institusi dan dana, serta perubahan terbaru dalam ukuran posisi. Pemegang saham utama dapat mencakup investor individu, reksa dana, dana lindung nilai, atau institusi. Jadwal 13D menunjukkan bahwa investor memegang (atau pernah memegang) lebih dari 5% saham perusahaan dan bermaksud (atau pernah bermaksud) untuk secara aktif mengejar perubahan strategi bisnis. Jadwal 13G menunjukkan investasi pasif lebih dari 5%.

The share price as of September 5, 2025 is 3.34 / share. Previously, on September 6, 2024, the share price was 7.25 / share. This represents a decline of 53.93% over that period.

SERA / Sera Prognostics, Inc. Institutional Ownership
Skor Sentimen Dana

Skor Sentimen Dana (sebelumnya dikenal sebagai Skor Akumulasi Kepemilikan) menemukan saham-saham yang paling banyak dibeli oleh dana. Ini adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi institusional tertinggi. Model penilaian menggunakan kombinasi dari total peningkatan pemilik yang diungkapkan, perubahan dalam alokasi portofolio pada pemilik tersebut, dan metrik lainnya. Angka berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenisnya, dan 50 adalah rata-ratanya.

Frekuensi Pembaruan: Setiap Hari

Lihat Ownership Explorer, yang menyediakan daftar perusahaan dengan peringkat tertinggi.

Rasio Put/Call Institusional

Selain melaporkan isu ekuitas dan utang standar, institusi dengan aset di bawah manajemen lebih dari 100 juta dolar AS juga harus mengungkapkan kepemilikan opsi put dan call mereka. Karena opsi put umumnya menunjukkan sentimen negatif, dan opsi call menunjukkan sentimen positif, kita dapat mengetahui sentimen institusional secara keseluruhan dengan memplot rasio put terhadap call. Grafik di sebelah kanan memplot rasio put/call historis untuk instrumen ini.

Menggunakan Rasio Put/Call sebagai indikator sentimen investor mengatasi salah satu kekurangan utama dari penggunaan total kepemilikan institusional, yaitu sejumlah besar aset yang dikelola diinvestasikan secara pasif untuk melacak indeks. Dana yang dikelola secara pasif biasanya tidak membeli opsi, sehingga indikator rasio put/call lebih akurat dalam melacak sentimen dana yang dikelola secara aktif.

SERA / Sera Prognostics, Inc. Historical Put/Call Ratio
Pengajuan 13D/G

Kami menyajikan pengajuan 13D/G secara terpisah dari pengajuan 13F karena perlakuan yang berbeda oleh SEC. Pengajuan 13D/G dapat diajukan oleh kelompok investor (dengan satu pemimpin), sedangkan pengajuan 13F tidak bisa. Hal ini mengakibatkan situasi di mana seorang investor dapat mengajukan 13D/G yang melaporkan satu nilai untuk total saham (mewakili semua saham yang dimiliki oleh kelompok investor), tetapi kemudian mengajukan 13F yang melaporkan nilai yang berbeda untuk total saham (mewakili kepemilikan mereka sendiri). Ini berarti bahwa kepemilikan saham dari pengajuan 13D/G dan pengajuan 13F seringkali tidak dapat dibandingkan secara langsung, sehingga kami menyajikannya secara terpisah.

Catatan: Mulai 16 Mei 2021, kami tidak lagi menampilkan pemilik yang belum mengajukan 13D/G dalam setahun terakhir. Sebelumnya, kami menampilkan riwayat lengkap pengajuan 13D/G. Secara umum, entitas yang diwajibkan untuk mengajukan pengajuan 13D/G harus mengajukan setidaknya setiap tahun sebelum mengirimkan pengajuan penutupan. Namun, terkadang dana keluar dari posisi tanpa mengirimkan pengajuan penutupan (misalnya, mereka menghentikan operasi), sehingga menampilkan riwayat lengkap terkadang menyebabkan kebingungan tentang kepemilikan saat ini. Untuk mencegah kebingungan, kami sekarang hanya menampilkan pemilik 'saat ini' - yaitu - pemilik yang telah mengajukan dalam setahun terakhir.

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Tanggal File Formulir Investor Sebelumnya
Saham
Terbaru
Saham
Δ Saham
(Persen)
Kepemilikan
(Persen)
Δ Pagmamay-ari
(Persen)
2025-08-14 13G/A RA CAPITAL MANAGEMENT, L.P. 3,032,808 0 -100.00 0.00 -100.00
2025-08-05 13G Standard Life Aberdeen plc 2,227,367 6.07
2025-05-15 13G/A Vivo Capital IX, LLC 1,650,440 1,650,440 0.00 4.50 -16.67
2025-02-14 13D/A Chione Ltd 1,980,350 2,605,351 31.56 7.60 11.76
2025-02-14 13D BAKER BROS. ADVISORS LP 5,434,399 5,498,170 1.17 16.10 -10.06
2024-11-04 13G/A Schindel Yair Chaim 2,978,511 1,911,332 -35.83 5.73 -39.68
Pengajuan 13F dan NPORT

Detail pada pengajuan 13F tersedia gratis. Detail pada pengajuan NP memerlukan keanggotaan premium. Baris berwarna hijau menunjukkan posisi baru. Baris berwarna merah menunjukkan posisi yang sudah ditutup. Klik tautan ini ikon untuk melihat riwayat transaksi selengkapnya.

Tingkatkan untuk membuka data premium dan mengekspor ke Excel .

Tanggal File Sumber Investor Ketik Presyo ng Avg
(Silangan)
Saham Δ Saham
(%)
Dilaporkan
Nilai
($1000)
Nilai Δ
(%)
Alokasi Port
(%)
2025-08-12 13F Dimensional Fund Advisors Lp 22,424 -38.44 67 -50.38
2025-06-26 NP DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,612 0.00 11 -56.52
2025-05-28 NP QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 46,916 0.00 173 -54.86
2025-05-13 13F Heck Capital Advisors, LLC 0 -100.00 0 -100.00
2025-08-08 13F Geode Capital Management, Llc 302,410 -52.32 838 -64.14
2025-08-14 13F State Street Corp 121,592 -74.25 337 -80.67
2025-08-27 NP VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 13,486 0.00 37 -24.49
2025-08-08 13F Intech Investment Management Llc 0 -100.00 0
2025-08-15 13F Tower Research Capital LLC (TRC) 10,439 167.05 29 100.00
2025-03-31 NP Innovator ETFs Trust - Innovator U.S. Small Cap Managed Floor ETF 341 231.07 2
2025-08-14 13F Goldman Sachs Group Inc 45,914 -27.15 127 -45.02
2025-05-28 NP SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 728 0.00 3 -60.00
2025-08-14 13F Ghisallo Capital Management LLC 0 -100.00 0
2025-08-14 13F Ra Capital Management, L.p. 0 -100.00 0 -100.00
2025-07-29 NP VRTGX - Vanguard Russell 2000 Growth Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 25,534 -1.54 40 -64.22
2025-05-28 NP PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 8,072 0.00 30 -55.38
2025-07-21 13F Cliftonlarsonallen Wealth Advisors, Llc 78,855 218
2025-05-29 NP JAFEX - Total Stock Market Index Trust NAV 574 17.38 2 -33.33
2025-08-12 13F Rhumbline Advisers 0 -100.00 0
2025-08-27 NP VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 760,813 11.15 2,107 -16.36
2025-08-14 13F Manufacturers Life Insurance Company, The 0 -100.00 0
2025-06-26 NP KCXIX - Knights of Columbus U.S. All Cap Index Fund I Shares 99 8.79 0
2025-08-12 13F Legal & General Group Plc 0 -100.00 0
2025-08-14 13F Price T Rowe Associates Inc /md/ 0 -100.00 0
2025-06-23 NP SLPIX - Small-cap Profund Investor Class 28 -9.68 0
2025-06-26 NP FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 288,826 3.13 849 -53.15
2025-08-27 NP JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 3,288 0.00 9 -25.00
2025-07-22 NP DSMFX - Destinations Small-Mid Cap Equity Fund Class I 1,277 0.00 2 -80.00
2025-05-22 NP VVICX - Voya VACS Index Series SC Portfolio 2,212 -16.56 8 -61.90
2025-08-19 NP GARTX - Goldman Sachs Absolute Return Tracker Fund Class A 7,580 -25.17 21 -45.95
2025-07-28 NP HDG - ProShares Hedge Replication ETF 38 15.15 0
2025-06-23 NP PPNMX - SmallCap Growth Fund I R-3 3,098 -0.61 9 -55.00
2025-04-25 NP DWAS - Invesco DWA SmallCap Momentum ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-08-14 13F Bridgeway Capital Management Inc 45,705 -49.61 127 -62.16
2025-08-14 13F Colony Group, LLC 12,156 -0.09 34 -25.00
2025-05-13 13F American Century Companies Inc 0 -100.00 0 -100.00
2025-07-28 NP UWM - ProShares Ultra Russell2000 2,850 -17.75 4 -71.43
2025-07-28 NP AVSC - Avantis U.S. Small Cap Equity ETF This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,403 -50.21 8 -82.61
2025-08-14 13F Vivo Capital, LLC 1,650,440 0.00 4,572 -24.73
2025-08-15 13F Captrust Financial Advisors 602,277 20.00 1,668 -9.69
2025-05-22 NP IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 48,869 -23.97 180 -65.77
2025-05-23 NP EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 8,701 0.00 32 -54.29
2025-05-23 NP EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IB 1,169 0.00 4 -55.56
2025-05-14 13F MetLife Investment Management, LLC 0 -100.00 0
2025-05-15 13F Hrt Financial Lp 0 -100.00 0
2025-07-08 13F Rise Advisors, LLC 172 0
2025-08-15 13F Equitable Holdings, Inc. 10,000 -69.03 28 -77.12
2025-07-18 13F Requisite Capital Management, LLC 55,648 0.00 154 -24.51
2025-07-29 NP VRTTX - Vanguard Russell 3000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,934 0.00 3 -62.50
2025-08-14 13F Baker Bros. Advisors Lp 5,498,170 0.00 15,230 -24.73
2025-08-08 13F Police & Firemen's Retirement System of New Jersey 0 -100.00 0
2025-08-12 13F Proequities, Inc. 0 0
2025-08-13 13F Invesco Ltd. 0 -100.00 0
2025-08-14 13F/A Barclays Plc 2 -99.99 0
2025-08-26 NP EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 5,409 0.00 15 -26.32
2025-05-28 NP PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,419 -31.12 5 -68.75
2025-08-28 NP Tekla Healthcare Opportunities Fund 1,133,977 77.18 3,141 33.38
2025-07-16 13F Twelve Points Wealth Management LLC 43,388 0.00 120 -24.53
2025-07-16 13F Perigon Wealth Management, LLC 72,685 0.00 201 -24.72
2025-08-27 NP VBINX - Vanguard Balanced Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 11,848 0.00 33 -25.58
2025-08-01 13F Y-Intercept (Hong Kong) Ltd 67,692 188
2025-05-22 NP IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 6,906 0.00 25 -55.36
2025-05-23 NP EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 4,540 0.00 17 -55.56
2025-08-13 13F Northern Trust Corp 91,635 -65.41 254 -74.02
2025-08-27 NP Advanced Series Trust - Ast Small-cap Growth Portfolio 2,450 0.00 7 -33.33
2025-05-29 NP JAFVX - Strategic Equity Allocation Trust Series NAV 4,300 0.00 16 -57.14
2025-08-27 13F/A Squarepoint Ops LLC 85,420 161.07 237 96.67
2025-05-14 13F Susquehanna International Group, Llp Put 0 -100.00 0 -100.00
2025-06-26 NP USMIX - Extended Market Index Fund 2,094 -20.11 6 -62.50
2025-07-31 13F Nisa Investment Advisors, Llc 129 -58.52 0 -100.00
2025-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 0 -100.00 0 -100.00
2025-08-12 13F Charles Schwab Investment Management Inc 12,092 -85.11 33 -88.93
2025-06-26 NP FLXSX - Fidelity Flex Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,278 30.47 18 -41.94
2025-05-29 NP RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 142 -4.70 1 -100.00
2025-07-24 13F Standard Life Aberdeen plc 2,227,367 79.63 6,170 35.20
2025-08-14 13F Royal Bank Of Canada 36 -90.84 0 -100.00
2025-06-26 NP TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 37,417 0.00 110 -54.55
2025-05-14 13F Walleye Capital LLC 0 -100.00 0 -100.00
2025-05-29 NP RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 7 -41.67 0
2025-08-26 NP NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 11,523 -5.53 32 -29.55
2025-07-24 NP FNCMX - Fidelity Nasdaq Composite Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 23,191 0.00 36 -63.27
2025-05-28 NP Profunds - Profund Vp Ultrasmall-cap 103 -5.50 0
2025-08-15 13F Morgan Stanley 91,382 11.00 253 -16.23
2025-06-18 NP GMRAX - Nationwide Small Cap Index Fund Class A 2,518 0.00 7 -56.25
2025-05-15 13F Macquarie Group Ltd 0 -100.00 0
2025-05-19 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP JPMorgan Small Cap Core Fund Service Class 58,435 0.00 215 -54.74
2025-08-11 13F Vanguard Group Inc 1,163,182 -8.80 3,222 -31.34
2025-08-13 13F Riverview Capital Advisers, LLC 12,733 35
2025-06-24 NP SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 69,228 0.00 204 -54.59
2025-07-09 13F Pallas Capital Advisors LLC 13,711 -1.05 38 -26.00
2025-05-27 NP IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 717,333 -2.00 2,640 -55.71
2025-08-05 13F Simplex Trading, Llc 0 -100.00 0
2025-06-25 NP GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A 4,016 12
2025-04-07 13F GAMMA Investing LLC 0 -100.00 0
2025-07-23 13F Abel Hall, LLC 11,037 31
2025-05-27 NP BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,426 0.00 13 -55.56
2025-07-28 NP ITWO - ProShares Russell 2000 High Income ETF 486 -1.82 1 -100.00
2025-05-28 NP JSCSX - JPMorgan U.S. Small Company Fund Class I 282,251 -4.97 1,039 -57.05
2025-08-14 13F Point72 (DIFC) Ltd 204 1
2025-08-12 13F Corebridge Financial, Inc. 0 -100.00 0
2025-08-13 13F Russell Investments Group, Ltd. 0 -100.00 0
2025-05-23 NP EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 32,192 0.00 118 -54.96
2025-07-30 13F FNY Investment Advisers, LLC Put 100 0
2025-08-07 13F Perkins Capital Management Inc 131,000 -12.67 363 -30.65
2025-08-12 13F Nuveen, LLC 0 -100.00 0
2025-08-14 13F Wells Fargo & Company/mn 0 -100.00 0
2025-06-26 NP BLACKROCK FUNDS - iShares Total U.S. Stock Market Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,698 0.00 14 -56.67
2025-05-22 NP PENN SERIES FUNDS INC - Small Cap Index Fund 1,100 0.00 4 -50.00
2025-08-14 13F Qube Research & Technologies Ltd 33,382 92
2025-08-14 13F UBS Group AG 1,025 -98.82 3 -99.37
2025-08-12 13F Jpmorgan Chase & Co 146 -99.98 0 -100.00
2025-07-28 NP URTY - ProShares UltraPro Russell2000 2,085 -27.73 3 -75.00
2025-07-28 NP MSSM - Morgan Stanley Pathway Small-Mid Cap Equity ETF 1,154 0.00 2 -75.00
2025-06-23 NP UAPIX - Ultrasmall-cap Profund Investor Class 291 -29.20 1 -100.00
2025-05-30 NP TRSYX - T. Rowe Price Small-Cap Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,324 17.14 9 -50.00
2025-04-21 13F Ronald Blue Trust, Inc. 0 -100.00 0
2025-08-12 13F BlackRock, Inc. 145,279 -90.55 402 -92.90
2025-05-29 NP SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 3,176 3.05 12 -56.00
2025-08-14 13F Point72 Asia (Singapore) Pte. Ltd. 13,804 38
2025-04-21 13F Nelson, Van Denburg & Campbell Wealth Management Group, LLC 0 -100.00 0
2025-07-22 13F Gsa Capital Partners Llp 62,534 127.77 0
2025-08-07 13F Acadian Asset Management Llc 37,384 0
2025-08-14 13F Fmr Llc 14,845 180.20 41 115.79
2025-07-25 13F Cwm, Llc 1,111 4.03 0
2025-07-30 13F Sanders Morris Harris Llc 263,600 179.83 730 110.98
2025-08-06 13F Sterling Capital Management LLC 0 -100.00 0
2025-08-14 13F Bnp Paribas Arbitrage, Sa 584 -63.88 2 -80.00
2025-08-14 13F Bank Of America Corp /de/ 3,867 -78.96 11 -85.07
2025-08-15 13F CI Private Wealth, LLC 100,000 73.91 277 31.28
2025-08-04 13F Amalgamated Bank 0 -100.00 0
2025-05-29 NP RYRRX - Russell 2000 Fund Class A 66 34.69 0
2025-08-28 NP IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 62,867 -1.34 174 -25.64
2025-05-23 NP EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IB 1,670 0.00 6 -53.85
2025-05-16 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 4,558 0.00 17 -56.76
2025-08-13 13F Townsquare Capital Llc 0 -100.00 0
2025-05-15 13F CAPROCK Group, Inc. 33,523 123
2025-05-28 NP Profunds - Profund Vp Small-cap 64 -8.57 0
2025-05-28 NP Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 2,704 0.00 10 -59.09
2025-08-08 13F SBI Securities Co., Ltd. 7 75.00 0
2025-08-14 13F Susquehanna International Group, Llp 24,446 -35.15 68 -51.45
2025-05-29 NP RYMKX - Russell 2000 1.5x Strategy Fund Class H 39 -11.36 0
2025-07-28 NP VCSLX - Small Cap Index Fund 7,591 -29.61 12 -75.56
2025-08-11 13F Citigroup Inc 5 -99.98 0 -100.00
2025-05-27 NP Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 3,725 0.57 14 -56.67
2025-05-28 NP BBGSX - Bridge Builder Small/Mid Cap Growth Fund 5,381 0.00 20 -55.81
2025-06-27 NP RSSL - Global X Russell 2000 ETF 16,685 5.28 49 -51.96
2025-05-23 NP EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IB 1,670 0.00 6 -53.85
2025-05-29 NP SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 13,075 -8.97 48 -58.62
2025-08-11 13F HighTower Advisors, LLC 42,984 -0.20 119 -24.68
2025-08-14 13F Whetstone Capital Advisors, LLC 3,632,371 10,062
2025-08-28 NP Tekla Healthcare Investors 1,093,390 82.23 3,029 37.14
2025-07-15 13F Ballentine Partners, LLC 49,664 0.00 138 -24.73
2025-06-26 NP DFAS - Dimensional U.S. Small Cap ETF 13,798 0.00 41 -55.06
2025-08-12 13F XTX Topco Ltd 0 -100.00 0
2025-07-24 NP FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 141,338 5.31 220 -61.34
2025-05-27 NP IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 243,807 -3.65 897 -56.44
2025-03-28 NP DFAC - Dimensional U.S. Core Equity 2 ETF 3,276 0.00 21 -16.00
2025-07-17 13F Wagner Wealth Management, Llc 12,400 34
2025-05-15 13F Gotham Asset Management, LLC 0 -100.00 0
2025-08-05 13F Bank of New York Mellon Corp 76,757 -43.39 213 -57.43
2025-08-14 13F Millennium Management Llc 184,564 756.45 511 546.84
2025-08-14 13F AWM Investment Company, Inc. 680,931 -21.45 1,886 -40.86
2025-08-14 13F Dauntless Investment Group, LLC 10,000 28
2025-05-13 13F Prime Capital Investment Advisors, LLC 0 -100.00 0 -100.00
2025-08-26 NP BRSIX - Ultra-Small Company Market Fund Class N 41,105 -52.26 114 -64.24
2025-07-24 NP FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 51,169 14.86 80 -57.98
2025-08-14 13F MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0 -100.00 0
2025-08-12 13F Ameritas Investment Partners, Inc. 0 -100.00 0
2025-08-14 13F Citadel Advisors Llc Put 0 -100.00 0
2025-08-14 13F Citadel Advisors Llc Call 12,300 4,000.00 34 3,300.00
2025-07-29 NP VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 141,305 8.96 220 -59.93
2025-05-27 NP FECGX - Fidelity Small Cap Growth Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 17,807 3.41 66 -53.57
2025-05-28 NP SSMHX - State Street Small/mid Cap Equity Index Portfolio This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 10,900 0.00 40 -54.55
2025-08-14 13F Raymond James Financial Inc 1,005 3
2025-07-24 NP FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 36,544 13.24 57 -58.09
2025-08-27 NP VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 365,866 0.00 1,013 -24.74
2025-06-24 NP SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 12,000 0.00 35 -54.55
2025-05-22 NP DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 4,362 0.00 16 -54.29
2025-08-14 13F Citadel Advisors Llc 629,007 0.26 1,742 -24.52
2025-07-10 13F Wealth Enhancement Advisory Services, Llc 99,155 0.40 247 -32.23
2025-08-12 13F Deutsche Bank Ag\ 8,729 -74.35 24 -80.80
2025-05-29 NP SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 2,296 -0.56 8 -55.56
2025-05-27 NP NSIDX - Northern Small Cap Index Fund 11,465 -18.91 42 -63.48
2025-08-13 13F New York State Common Retirement Fund 0 -100.00 0
2025-06-27 NP SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 3,254 3.99 10 -55.00
2025-08-12 13F MAI Capital Management 0 -100.00 0
2025-08-14 13F Group One Trading, L.p. 0 -100.00 0
2025-04-15 13F SG Americas Securities, LLC 0 -100.00 0
2025-05-29 NP JAEWX - Small Cap Index Trust NAV 5,894 -2.21 22 -57.14
2025-06-26 NP BLACKROCK FUNDS - iShares Russell Small/Mid-Cap Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,932 0.00 9 -55.56
2025-08-14 13F California State Teachers Retirement System 0 -100.00 0
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