CAPR - Capricor Therapeutics, Inc. Saham - Harga Saham, Kepemilikan Institusional, Pemegang Saham (NasdaqCM)

Capricor Therapeutics, Inc.
US ˙ NasdaqCM ˙ US14070B3096

Mga Batayang Estadistika
Pemilik Institusional 239 total, 216 long only, 7 short only, 16 long/short - change of -0.83% MRQ
Alokasi Portofolio Rata-rata 0.0646 % - change of 25.20% MRQ
Jumlah Saham Beredar shares (source: Capital IQ)
Saham Institusional (Jangka Panjang) 16,066,484 - 35.14% (ex 13D/G) - change of -5.14MM shares -24.25% MRQ
Nilai Institusional (Jangka Panjang) $ 158,341 USD ($1000)
Kepemilikan Institusional dan Pemegang Saham

Capricor Therapeutics, Inc. (US:CAPR) memiliki 239 pemilik institusional dan pemegang saham yang telah mengajukan formulir 13D/G atau 13F kepada Komisi Bursa Efek (Securities Exchange Commission/SEC). Lembaga-lembaga ini memegang total 16,067,207 saham. Pemegang saham terbesar meliputi BlackRock, Inc., Vanguard Group Inc, State Street Corp, Susquehanna International Group, Llp, Ikarian Capital, LLC, VTSMX - Vanguard Total Stock Market Index Fund Investor Shares, IWM - iShares Russell 2000 ETF, Geode Capital Management, Llc, Susquehanna International Group, Llp, and Caption Management, LLC .

Struktur kepemilikan institusional Capricor Therapeutics, Inc. (NasdaqCM:CAPR) menunjukkan posisi terkini di perusahaan oleh institusi dan dana, serta perubahan terbaru dalam ukuran posisi. Pemegang saham utama dapat mencakup investor individu, reksa dana, dana lindung nilai, atau institusi. Jadwal 13D menunjukkan bahwa investor memegang (atau pernah memegang) lebih dari 5% saham perusahaan dan bermaksud (atau pernah bermaksud) untuk secara aktif mengejar perubahan strategi bisnis. Jadwal 13G menunjukkan investasi pasif lebih dari 5%.

The share price as of September 5, 2025 is 6.74 / share. Previously, on September 9, 2024, the share price was 4.20 / share. This represents an increase of 60.48% over that period.

CAPR / Capricor Therapeutics, Inc. Institutional Ownership
Skor Sentimen Dana

Skor Sentimen Dana (sebelumnya dikenal sebagai Skor Akumulasi Kepemilikan) menemukan saham-saham yang paling banyak dibeli oleh dana. Ini adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi institusional tertinggi. Model penilaian menggunakan kombinasi dari total peningkatan pemilik yang diungkapkan, perubahan dalam alokasi portofolio pada pemilik tersebut, dan metrik lainnya. Angka berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenisnya, dan 50 adalah rata-ratanya.

Frekuensi Pembaruan: Setiap Hari

Lihat Ownership Explorer, yang menyediakan daftar perusahaan dengan peringkat tertinggi.

Rasio Put/Call Institusional

Selain melaporkan isu ekuitas dan utang standar, institusi dengan aset di bawah manajemen lebih dari 100 juta dolar AS juga harus mengungkapkan kepemilikan opsi put dan call mereka. Karena opsi put umumnya menunjukkan sentimen negatif, dan opsi call menunjukkan sentimen positif, kita dapat mengetahui sentimen institusional secara keseluruhan dengan memplot rasio put terhadap call. Grafik di sebelah kanan memplot rasio put/call historis untuk instrumen ini.

Menggunakan Rasio Put/Call sebagai indikator sentimen investor mengatasi salah satu kekurangan utama dari penggunaan total kepemilikan institusional, yaitu sejumlah besar aset yang dikelola diinvestasikan secara pasif untuk melacak indeks. Dana yang dikelola secara pasif biasanya tidak membeli opsi, sehingga indikator rasio put/call lebih akurat dalam melacak sentimen dana yang dikelola secara aktif.

CAPR / Capricor Therapeutics, Inc. Historical Put/Call Ratio
Pengajuan 13D/G

Kami menyajikan pengajuan 13D/G secara terpisah dari pengajuan 13F karena perlakuan yang berbeda oleh SEC. Pengajuan 13D/G dapat diajukan oleh kelompok investor (dengan satu pemimpin), sedangkan pengajuan 13F tidak bisa. Hal ini mengakibatkan situasi di mana seorang investor dapat mengajukan 13D/G yang melaporkan satu nilai untuk total saham (mewakili semua saham yang dimiliki oleh kelompok investor), tetapi kemudian mengajukan 13F yang melaporkan nilai yang berbeda untuk total saham (mewakili kepemilikan mereka sendiri). Ini berarti bahwa kepemilikan saham dari pengajuan 13D/G dan pengajuan 13F seringkali tidak dapat dibandingkan secara langsung, sehingga kami menyajikannya secara terpisah.

Catatan: Mulai 16 Mei 2021, kami tidak lagi menampilkan pemilik yang belum mengajukan 13D/G dalam setahun terakhir. Sebelumnya, kami menampilkan riwayat lengkap pengajuan 13D/G. Secara umum, entitas yang diwajibkan untuk mengajukan pengajuan 13D/G harus mengajukan setidaknya setiap tahun sebelum mengirimkan pengajuan penutupan. Namun, terkadang dana keluar dari posisi tanpa mengirimkan pengajuan penutupan (misalnya, mereka menghentikan operasi), sehingga menampilkan riwayat lengkap terkadang menyebabkan kebingungan tentang kepemilikan saat ini. Untuk mencegah kebingungan, kami sekarang hanya menampilkan pemilik 'saat ini' - yaitu - pemilik yang telah mengajukan dalam setahun terakhir.

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Tanggal File Formulir Investor Sebelumnya
Saham
Terbaru
Saham
Δ Saham
(Persen)
Kepemilikan
(Persen)
Δ Pagmamay-ari
(Persen)
2025-07-29 13G VANGUARD GROUP INC 2,263,991 2,305,078 1.81 5.04 1.82
2025-02-05 13G/A BlackRock, Inc. 1,750,007 2,966,914 69.54 6.50 20.37
2024-11-08 13G/A HIGHBRIDGE CAPITAL MANAGEMENT LLC 2,789,699 2,789,699 0.00 6.50 -28.57
2024-09-24 13G/A Nippon Shinyaku Co Ltd 4,291,844 7,090,351 65.21 18.90 43.18
Pengajuan 13F dan NPORT

Detail pada pengajuan 13F tersedia gratis. Detail pada pengajuan NP memerlukan keanggotaan premium. Baris berwarna hijau menunjukkan posisi baru. Baris berwarna merah menunjukkan posisi yang sudah ditutup. Klik tautan ini ikon untuk melihat riwayat transaksi selengkapnya.

Tingkatkan untuk membuka data premium dan mengekspor ke Excel .

Tanggal File Sumber Investor Ketik Presyo ng Avg
(Silangan)
Saham Δ Saham
(%)
Dilaporkan
Nilai
($1000)
Nilai Δ
(%)
Alokasi Port
(%)
2025-08-13 13F Propel Bio Management, LLC 70,000 695
2025-05-14 13F Torno Capital, Llc Put 0 -100.00 0 -100.00
2025-08-26 NP NOSGX - Northern Small Cap Value Fund 0 0
2025-07-16 13F Signaturefd, Llc 0 -100.00 0
2025-08-19 NP GARTX - Goldman Sachs Absolute Return Tracker Fund Class A 2,325 113.11 23 130.00
2025-06-24 NP SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 90,380 2.55 1,148 -13.43
2025-07-29 13F Activest Wealth Management 5,000 0.00 50 4.26
2025-06-26 NP ISCG - iShares Morningstar Small-Cap Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 11,152 3.82 142 -12.42
2025-08-27 NP BBGSX - Bridge Builder Small/Mid Cap Growth Fund 8,032 34.18 80 41.07
2025-06-25 NP BBC - Virtus LifeSci Biotech Clinical Trials ETF 11,457 170.34 146 130.16
2025-08-14 13F State Of Wisconsin Investment Board 0 -100.00 0 -100.00
2025-08-14 13F Royal Bank Of Canada 3,954 -26.36 39 -23.53
2025-08-12 13F XTX Topco Ltd 27,499 -49.88 273 -47.50
2025-06-26 NP FZIPX - Fidelity ZERO Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 12,650 161
2025-08-27 NP Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 13,438 0.00 133 4.72
2025-05-27 NP FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,203 8.96 59 -25.64
2025-05-27 NP IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 53,492 -6.04 508 -35.41
2025-08-28 NP SSBIX - State Street Balanced Index Fund Class K 324 0.00 3 0.00
2025-07-28 NP UWM - ProShares Ultra Russell2000 3,654 -18.71 36 -47.83
2025-08-14 13F Perceptive Advisors Llc Call 100,000 993
2025-08-14 13F Perceptive Advisors Llc Put 650,000 6,454
2025-08-14 13F Ubs Asset Management Americas Inc 92,176 55.79 915 63.10
2025-08-19 13F State of Wyoming 2,216 22
2025-06-26 NP USMIX - Extended Market Index Fund 4,628 -6.13 59 -21.62
2025-08-14 13F UBS Group AG 549,427 39.68 5,456 46.17
2025-06-18 NP NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 758 0.00 10 -18.18
2025-08-12 13F Jpmorgan Chase & Co 195,189 1,020.17 1,938 1,074.55
2025-08-28 NP SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 826 3.38 8 14.29
2025-08-26 NP VVICX - Voya VACS Index Series SC Portfolio 2,715 7.78 27 13.04
2025-07-30 NP SBIO - ALPS Medical Breakthroughs ETF 32,359 -8.32 320 -40.96
2025-08-13 13F EverSource Wealth Advisors, LLC 35 -10.26 0
2025-08-01 13F Envestnet Asset Management Inc 0 -100.00 0 -100.00
2025-07-30 13F FNY Investment Advisers, LLC 100 -66.67 0
2025-08-14 13F Verition Fund Management LLC 18,705 -60.75 186 -59.07
2025-06-23 NP SLPIX - Small-cap Profund Investor Class 36 -10.00 0
2025-08-08 13F/A Sterling Capital Management LLC 93 -29.55 1 -100.00
2025-05-15 13F Lazard Asset Management Llc 0 -100.00 0
2025-06-26 NP FZROX - Fidelity ZERO Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 19,078 242
2025-08-14 13F Bnp Paribas Arbitrage, Sa 36,398 2,342.82 361 2,478.57
2025-08-06 13F Fox Run Management, L.l.c. 0 -100.00 0 -100.00
2025-08-14 13F Federation des caisses Desjardins du Quebec 1,106 -36.14 11 -37.50
2025-05-15 13F Aster Capital Management (DIFC) Ltd 0 -100.00 0 -100.00
2025-08-18 NP PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,305 -23.59 13 -25.00
2025-07-28 NP ITWO - ProShares Russell 2000 High Income ETF 623 -2.81 6 -33.33
2025-07-22 NP DSMFX - Destinations Small-Mid Cap Equity Fund Class I 797 0.00 8 -41.67
2025-08-07 13F Parkside Financial Bank & Trust 0 -100.00 0
2025-08-12 13F Corebridge Financial, Inc. 0 -100.00 0 -100.00
2025-08-22 NP VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 897 341.87 9
2025-05-08 13F Gsa Capital Partners Llp 0 -100.00 0
2025-05-28 NP PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 518 -15.64 5 -50.00
2025-08-14 13F Voya Investment Management Llc 10,644 3.57 106 8.25
2025-06-30 NP Two Roads Shared Trust - Hypatia Women CEO ETF 554 -47.69 7 -53.33
2025-08-14 13F Avidity Partners Management LP 0 -100.00 0
2025-08-14 13F Voloridge Investment Management, Llc 0 -100.00 0
2025-08-14 13F Janus Henderson Group Plc 16,400 0.00 163 -13.83
2025-08-26 NP NSIDX - Northern Small Cap Index Fund 17,793 9.46 177 14.29
2025-06-24 NP SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 23,201 0.00 295 -15.52
2025-08-26 NP EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IB 46,510 1,160.43 462 1,217.14
2025-08-28 NP TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 886 0.00 9 0.00
2025-08-18 NP PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 9,342 0.00 93 4.55
2025-08-13 13F Virtus Investment Advisers, Inc. 6,746 -41.07 67 -38.89
2025-08-14 13F MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 23,576 -7.73 237 -5.60
2025-08-20 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 7,135 9.96 71 14.75
2025-08-14 13F Goldman Sachs Group Inc 71,971 -82.49 715 -81.70
2025-08-08 13F Creative Planning 13,557 2.04 135 6.35
2025-08-15 13F Tower Research Capital LLC (TRC) 6,748 280.81 67 318.75
2025-08-27 13F/A Squarepoint Ops LLC Call 0 -100.00 0 -100.00
2025-07-24 13F IFP Advisors, Inc 0 0
2025-08-11 13F Alps Advisors Inc 24,671 -25.76 245 -22.54
2025-08-13 13F Jump Financial, LLC 232,536 42.64 2,309 49.26
2025-08-28 NP SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,027 38.97 10 42.86
2025-06-25 NP FHLC - Fidelity MSCI Health Care Index ETF This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 17,931 17.21 228 -1.30
2025-05-05 13F Lindbrook Capital, Llc 52 0
2025-08-26 NP QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 63,111 0.00 627 4.68
2025-07-31 13F Nisa Investment Advisors, Llc 453 -62.69 4 -63.64
2025-08-14 13F Engineers Gate Manager LP 0 -100.00 0
2025-08-14 13F Caption Management, LLC Put 477,400 218.27 4,741 233.10
2025-08-14 13F Caption Management, LLC Call 897,500 797.50 8,912 839.09
2025-08-08 13F Geode Capital Management, Llc 963,080 6.85 9,565 11.78
2025-08-11 13F Persistent Asset Partners Ltd Put 65,650 5,479
2025-08-07 13F Allworth Financial LP 65 1
2025-08-27 NP VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 17,890 0.00 178 4.73
2025-08-05 13F Harel Insurance Investments & Financial Services Ltd. 689 0.00 0
2025-08-14 13F Moneta Group Investment Advisors Llc 27,454 10.88 273 16.24
2025-08-11 13F Citigroup Inc 29,528 -68.66 293 -67.19
2025-08-28 NP XBI - SPDR(R) S&P(R) Biotech ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 586,331 -42.33 5,822 -39.66
2025-08-05 13F Bank of New York Mellon Corp 90,353 3.00 897 7.81
2025-08-26 NP EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IB 1,261 13.91 13 20.00
2025-05-07 13F Bryce Point Capital, LLC 0 -100.00 0 -100.00
2025-08-06 13F BNP Paribas Asset Management Holding S.A. 448 0
2025-08-08 13F Police & Firemen's Retirement System of New Jersey 8,334 0.00 83 3.80
2025-08-14 13F Jane Street Group, Llc Put 78,300 7.85 778 12.94
2025-08-14 13F Jane Street Group, Llc Call 503,900 85.67 5,004 94.29
2025-08-14 13F Raymond James Financial Inc 11,058 -0.52 110 3.81
2025-08-28 NP SSMHX - State Street Small/mid Cap Equity Index Portfolio This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 11,600 -10.77 115 -6.50
2025-06-26 NP IBRN - iShares Neuroscience and Healthcare ETF 3,119 -10.81 40 -25.00
2025-08-08 13F SBI Securities Co., Ltd. 103 2,475.00 1
2025-08-14 13F Susquehanna International Group, Llp 46,015 -72.77 457 -71.55
2025-07-16 13F Magnus Financial Group LLC 25,000 25.00 248 31.22
2025-08-13 13F Quadrature Capital Ltd 0 -100.00 0
2025-08-14 13F Susquehanna International Group, Llp Call 1,385,900 1,249.46 13,762 1,312.83
2025-08-14 13F State Street Corp 1,466,685 -20.41 14,564 -16.72
2025-08-14 13F Susquehanna International Group, Llp Put 922,700 417.79 9,162 441.81
2025-08-12 13F Ameritas Investment Partners, Inc. 3,832 0.00 38 5.56
2025-05-09 13F R Squared Ltd 0 -100.00 0
2025-08-27 NP VBINX - Vanguard Balanced Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 22,929 0.00 228 4.61
2025-05-28 NP PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,004 11.18 10 -25.00
2025-08-14 13F Diadema Partners Lp Call 0 -100.00 0 -100.00
2025-08-14 13F/A Barclays Plc Put 94,100 1
2025-08-14 13F/A Barclays Plc 130,911 68.81 1
2025-07-28 NP VCSLX - Small Cap Index Fund 15,190 8.56 150 -30.23
2025-06-18 NP GMRAX - Nationwide Small Cap Index Fund Class A 3,173 0.00 40 -14.89
2025-08-22 NP DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 5,722 0.00 57 3.70
2025-08-14 13F Wells Fargo & Company/mn 41,302 -27.70 410 -24.35
2025-06-26 NP TIEIX - TIAA-CREF Equity Index Fund Institutional Class 35,424 -69.54 450 -74.31
2025-08-13 13F Kennedy Capital Management, Inc. 75,019 -51.12 745 -48.90
2025-07-28 NP HDG - ProShares Hedge Replication ETF 48 11.63 0
2025-08-26 NP Profunds - Profund Vp Ultrasmall-cap 134 1.52 1 0.00
2025-08-13 13F Worth Venture Partners, LLC 0 -100.00 0
2025-08-14 13F California State Teachers Retirement System 32,237 0.00 320 4.92
2025-08-14 13F Ikarian Capital, LLC Call 700,000 75.00 6,951 83.11
2025-08-29 NP JAEWX - Small Cap Index Trust NAV 7,597 6.65 75 11.94
2025-07-30 13F Black Diamond Financial, LLC 277,737 0.00 2,758 4.63
2025-08-12 13F Proequities, Inc. Put 0 0
2025-08-14 13F Ikarian Capital, LLC Put 1,360,200 13,507
2025-08-11 13F Vanguard Group Inc 2,305,078 1.81 22,889 6.53
2025-08-14 13F Rafferty Asset Management, LLC 47,946 -42.23 476 -39.52
2025-08-12 13F Proequities, Inc. 0 0
2025-08-12 13F LPL Financial LLC 17,721 176
2025-08-04 13F HBK Sorce Advisory LLC 127,626 156.05 1,267 167.86
2025-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Mid Cap 200 Fund Standard Class 0 -100.00 0 -100.00
2025-07-24 NP FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 78,675 0.00 778 -35.70
2025-08-14 13F Sig Brokerage, Lp Put 0 -100.00 0
2025-08-07 13F Simplify Asset Management Inc. 40,000 397
2025-08-12 13F EAM Investors, LLC 0 -100.00 0 -100.00
2025-08-14 13F Manufacturers Life Insurance Company, The 14,161 9.25 141 13.82
2025-05-14 13F Northwestern Mutual Wealth Management Co 0 -100.00 0
2025-08-14 13F Balyasny Asset Management Llc Put 140,000 1,390
2025-05-13 13F Persistent Asset Partners Ltd Call 0 -100.00 0 -100.00
2025-08-14 13F Balyasny Asset Management Llc Call 100,000 993
2025-08-14 13F Point72 Asset Management, L.P. Put 0 -100.00 0
2025-08-11 13F Stoneridge Investment Partners Llc 0 -100.00 0
2025-08-13 13F Connective Capital Management, LLC 0 -100.00 0
2025-08-14 13F LMR Partners LLP Put 545,500 194.86 5,417 208.60
2025-08-14 13F LMR Partners LLP Call 206,500 275.45 2,051 293.47
2025-08-26 NP EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IB 27,700 188.84 275 202.20
2025-08-12 13F Legal & General Group Plc 41,273 8.42 410 13.30
2025-08-14 13F Aquatic Capital Management LLC 1 0
2025-05-14 13F Virtus ETF Advisers LLC 0 -100.00 0 -100.00
2025-08-28 NP ITOT - iShares Core S&P Total U.S. Stock Market ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 60,315 2.61 599 7.36
2025-08-28 NP IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 86,423 5.76 858 10.71
2025-07-29 NP RBB FUND, INC. - Adara Smaller Companies Fund 58,905 86.20 583 19.75
2025-08-14 13F AWM Investment Company, Inc. 0 -100.00 0
2025-05-13 13F/A Altium Capital Management LP 0 -100.00 0
2025-08-05 13F Pier Capital, LLC 367,717 3.82 3,651 8.63
2025-07-09 13F Krilogy Financial LLC 40,800 78.95 405 87.50
2025-08-22 NP VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,309 364.59 23 2,100.00
2025-07-24 NP FNCMX - Fidelity Nasdaq Composite Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 27,035 -1.14 267 -36.43
2025-06-26 NP BLACKROCK FUNDS - iShares Russell Small/Mid-Cap Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,410 0.00 69 -16.05
2025-08-14 13F Point72 Asset Management, L.P. Call 0 -100.00 0
2025-08-26 NP NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 16,353 -5.54 162 -1.22
2025-08-08 13F Citizens Financial Group Inc/ri 35,000 249.20 348 265.26
2025-08-14 13F Diadema Partners Lp Put 106,600 1,059
2025-07-28 NP MSSM - Morgan Stanley Pathway Small-Mid Cap Equity ETF 1,420 0.00 14 -33.33
2025-08-29 NP JAFEX - Total Stock Market Index Trust NAV 774 5.16 8 16.67
2025-07-29 NP VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,827 -0.70 38 -37.29
2025-08-06 13F True Wealth Design, LLC 0 -100.00 0
2025-08-07 13F Zurcher Kantonalbank (Zurich Cantonalbank) 13,591 2.60 135 7.20
2025-06-26 NP BLACKROCK FUNDS - iShares Total U.S. Stock Market Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,016 165.82 64 125.00
2025-05-15 13F Aqr Capital Management Llc 0 -100.00 0
2025-07-24 13F Us Bancorp \de\ 7,462 -1.40 74 4.23
2025-07-08 13F Parallel Advisors, LLC 0 -100.00 0
2025-07-31 13F Quest Partners LLC 6,051 -11.13 60 -6.25
2025-08-04 13F Amalgamated Bank 1,264 0.00 0
2025-08-14 13F Ubs Oconnor Llc 17,054 169
2025-08-14 13F Coastal Bridge Advisors, LLC 10,894 0.00 108 4.85
2025-08-12 13F MAI Capital Management 4,032 11.01 40 17.65
2025-08-14 13F Ubs Oconnor Llc Put 33,000 44
2025-06-27 NP LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 75,105 -37.36 954 -47.14
2025-05-15 13F Freestone Grove Partners LP 0 -100.00 0 -100.00
2025-07-24 NP FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 58,940 7.25 583 -31.12
2025-08-29 NP JAFVX - Strategic Equity Allocation Trust Series NAV 5,748 13.53 57 18.75
2025-08-26 NP SURI - Simplify Propel Opportunities ETF 40,000 397
2025-08-19 NP RIFBX - U.S. Small Cap Equity Fund Short -723 -7
2025-08-14 13F Fmr Llc 24,190 -2.29 240 2.56
2025-08-28 NP IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 338,205 23.54 3,358 29.30
2025-08-25 NP Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 3,832 0.00 38 5.56
2025-07-29 NP VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 107,397 13.33 1,062 -27.11
2025-08-12 13F BlackRock, Inc. 2,984,063 1.34 29,632 6.04
2025-08-14 13F C M Bidwell & Associates Ltd 0 -100.00 0
2025-05-23 NP EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 1,104 0.00 10 -33.33
2025-08-26 NP PENN SERIES FUNDS INC - Small Cap Index Fund 900 0.00 9 0.00
2025-05-19 13F/A Jane Street Group, Llc 0 -100.00 0 -100.00
2025-07-29 13F Virginia Retirement Systems Et Al 13,600 30.77 135 37.76
2025-08-18 13F/A National Bank Of Canada /fi/ Put 2,834 2,814
2025-08-27 13F/A Squarepoint Ops LLC 34,613 -79.78 344 -78.88
2025-08-14 13F Caption Management, LLC 0 -100.00 0 -100.00
2025-08-27 NP VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 657,601 -0.12 6,530 4.51
2025-06-23 NP UAPIX - Ultrasmall-cap Profund Investor Class 374 -29.96 5 -50.00
2025-06-26 NP FLXSX - Fidelity Flex Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,067 16.91 90 -1.11
2025-08-14 13F Tang Capital Management Llc 0 -100.00 0
2025-05-15 13F Ubs Oconnor Llc Call 0 -100.00 0 -100.00
2025-08-27 NP RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 196 6.52 2 0.00
2025-08-13 13F Northern Trust Corp 370,674 -2.40 3,681 2.11
2025-05-27 NP Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 4,048 -0.66 38 -32.14
2025-06-30 NP DADGX - Dunham Small Cap Growth Fund Class A 39,465 501
2025-08-11 13F HighTower Advisors, LLC Call 35,200 -15.38 142 28.18
2025-08-14 13F Wellington Management Group Llp 131,877 19.10 1,310 24.67
2025-07-29 NP SMXAX - SIIT Extended Market Index Fund - Class A 7,200 0.00 71 -35.45
2025-08-11 13F HighTower Advisors, LLC 2,302 27.75 23 29.41
2025-08-14 13F Millennium Management Llc 173,848 -21.71 1,726 -18.08
2025-04-18 13F Bfsg, Llc 0 -100.00 0 -100.00
2025-08-05 13F Simplex Trading, Llc 0 -100.00 0
2025-08-12 13F Deutsche Bank Ag\ 27,767 -3.25 276 1.10
2025-08-14 13F Citadel Advisors Llc 0 -100.00 0
2025-07-23 13F Klp Kapitalforvaltning As 10,900 65.15 108 74.19
2025-08-26 NP IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,263 -0.77 72 4.35
2025-08-14 13F Two Sigma Investments, Lp 155,837 24.71 1,547 30.55
2025-08-13 13F Russell Investments Group, Ltd. 2,280 8.52 23 15.79
2025-07-29 NP VRTTX - Vanguard Russell 3000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,952 0.00 29 -35.56
2025-08-27 NP RYRRX - Russell 2000 Fund Class A 90 40.62 1
2025-08-28 NP IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 963,946 -3.19 9,572 1.30
2025-08-14 13F Two Sigma Advisers, Lp 60,622 602
2025-05-28 NP BBVSX - Bridge Builder Small/Mid Cap Value Fund 3,483 0.00 33 -31.25
2025-08-15 13F Morgan Stanley 550,581 -32.47 5,467 -29.34
2025-08-14 13F Millennium Management Llc Call 40,000 397
2025-08-20 NP ASMOX - AQR Small Cap Momentum Style Fund Class I 5,858 -27.11 58 -23.68
2025-08-14 13F Millennium Management Llc Put 12,500 124
2025-06-23 NP BIPIX - Biotechnology Ultrasector Profund Investor Class 9,711 -35.56 123 -45.58
2025-08-26 NP EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 8,068 22.32 80 29.03
2025-06-27 NP SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 4,165 2.61 53 -14.75
2025-08-07 13F/A Ellerson Group Inc /adv 17,100 170
2025-08-18 13F/A National Bank Of Canada /fi/ 168,700 1,675
2025-08-14 13F Alliancebernstein L.p. 78,720 492.77 782 519.84
2025-07-25 NP WSML - iShares MSCI World Small-Cap ETF 3,094 31
2025-06-23 NP PJARX - SmallCap Value Fund II R-3 358 0.00 5 -20.00
2025-08-12 13F Rhumbline Advisers 53,450 7.30 531 12.29
2025-08-08 13F SG Americas Securities, LLC 0 -100.00 0
2025-08-08 13F Intech Investment Management Llc 31,114 -22.87 309 -19.37
2025-08-27 NP VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,234,475 3.71 12,258 8.53
2025-07-29 NP VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 183,561 8.93 1,815 -29.95
2025-06-24 NP Innovator ETFs Trust - Innovator U.S. Small Cap Managed Floor ETF 233 3
2025-07-24 NP FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 228,790 0.59 2,263 -35.33
2025-08-06 13F New Millennium Group LLC 16 -52.94 0
2025-08-06 13F Commonwealth Equity Services, Llc 30,862 -0.02 0
2025-07-31 13F Oppenheimer & Co Inc 162,536 25.81 1,614 31.57
2025-08-13 13F Affinity Asset Advisors, LLC Put 175,000 1,738
2025-08-26 NP EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 6,244 32.37 62 40.91
2025-08-13 13F New York State Common Retirement Fund 5,800 0.00 0
2025-08-14 13F Boothbay Fund Management, Llc Put 494,500 4,910
2025-08-27 NP RYMKX - Russell 2000 1.5x Strategy Fund Class H 54 5.88 1
2025-08-14 13F Boothbay Fund Management, Llc Call 252,100 96.65 2,503 105.84
2025-07-28 NP URTY - ProShares UltraPro Russell2000 2,678 -28.47 26 -54.39
2025-08-26 NP Profunds - Profund Vp Biotechnology 3,497 -40.12 35 -38.18
2025-09-04 13F/A Advisor Group Holdings, Inc. 18,472 9.62 183 15.09
2025-08-14 13F Woodline Partners LP 241,644 -66.87 2,400 -65.34
2025-08-14 13F Bank Of America Corp /de/ Put 100 1
2025-08-14 13F Bank Of America Corp /de/ 68,749 -37.53 683 -34.67
2025-08-14 13F Sherbrooke Park Advisers Llc 10,472 104
2025-07-31 13F Acuitas Investments, LLC 0 -100.00 0 -100.00
2025-08-13 13F Arizona State Retirement System 11,969 2.24 119 6.31
2025-08-14 13F Group One Trading, L.p. Put 241,000 107.22 2,393 116.95
2025-08-14 13F Schonfeld Strategic Advisors LLC 0 -100.00 0
2025-08-14 13F Farallon Capital Management Llc 41,000 -98.18 407 -98.09
2025-08-12 13F Nuveen, LLC 89,073 -0.08 884 4.62
2025-08-12 13F Swiss National Bank 79,300 0.00 787 4.65
2025-07-22 NP GSSC - Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF 0 -100.00 0 -100.00
2025-08-14 13F Group One Trading, L.p. 0 -100.00 0 -100.00
2025-08-14 13F Octagon Capital Advisors LP 0 -100.00 0 -100.00
2025-06-25 NP ISCB - iShares Morningstar Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,952 3.83 25 -14.29
2025-08-14 13F Citadel Advisors Llc Put 302,000 14.57 2,999 19.87
2025-06-26 NP TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 41,020 -14.63 521 -27.98
2025-08-13 13F Invesco Ltd. 14,524 1.94 144 6.67
2025-08-22 NP FECGX - Fidelity Small Cap Growth Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 26,027 34.69 258 40.98
2025-08-14 13F Citadel Advisors Llc Call 433,800 286.29 4,308 304.41
2025-06-27 NP RSSL - Global X Russell 2000 ETF 22,374 7.70 284 -8.97
2025-07-31 13F Caitong International Asset Management Co., Ltd 138 -99.39 1 -99.53
2025-08-13 13F HAP Trading, LLC Put 45,500 49
2025-08-14 13F Superstring Capital Management Lp 0 -100.00 0
2025-07-29 NP NKMCX - North Square Kennedy MicroCap Fund Class I 4,476 81.36 44 18.92
2025-05-08 13F ProShare Advisors LLC 0 -100.00 0 -100.00
2025-08-07 13F Profund Advisors Llc 10,241 -40.14 102 -37.65
2025-08-13 13F HAP Trading, LLC Call 191,200 732
2025-08-14 13F Sig Brokerage, Lp Call 15,000 -35.90 149 -33.33
2025-08-18 13F/A Nomura Holdings Inc Call 0 -100.00 0 -100.00
2025-08-26 NP EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 13,762 52.29 137 60.00
2025-08-18 13F/A Nomura Holdings Inc 14,267 142
2025-08-13 13F Jones Financial Companies Lllp 1,996 3,666.04 22
2025-03-28 NP GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A 0 -100.00 0 -100.00
2025-08-13 13F MetLife Investment Management, LLC 22,242 0.00 221 4.27
2025-08-14 13F Silverarc Capital Management, Llc Put 144,700 1,437
2025-08-13 13F Marshall Wace, Llp 80,187 796
2025-08-01 13F Teacher Retirement System Of Texas 11,037 0.77 110 5.83
2025-08-11 13F Rothschild Investment Llc 60 33.33 1
2025-08-26 NP EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 46,219 8.90 459 13.93
2025-08-27 NP RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 10 11.11 0
2025-08-14 13F Price T Rowe Associates Inc /md/ 19,018 22.48 0
2025-08-05 13F Simplex Trading, Llc Put 346,800 346.91 3
2025-08-18 13F Wolverine Trading, Llc 46,926 523
2025-08-18 13F Wolverine Trading, Llc Call 127,700 8.22 1,424 4.86
2025-08-14 13F D. E. Shaw & Co., Inc. 10,733 107
2025-08-18 13F Wolverine Trading, Llc Put 85,900 86.33 958 80.57
2025-06-23 NP PPNMX - SmallCap Growth Fund I R-3 3,106 -3.63 39 -18.75
2025-08-01 13F Bessemer Group Inc 26 0.00 0
2025-08-26 NP PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-05-12 13F Citigroup Inc Call 0 -100.00 0 -100.00
2025-08-26 NP Profunds - Profund Vp Small-cap 88 6.02 1
2025-06-26 NP FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 371,557 2.69 4,719 -13.29
2025-05-15 13F ADAR1 Capital Management, LLC 0 -100.00 0 -100.00
2025-08-12 13F Franklin Resources Inc 0 -100.00 0 -100.00
2025-08-26 NP TRSYX - T. Rowe Price Small-Cap Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,361 10.52 33 17.86
2025-07-29 NP VRTGX - Vanguard Russell 2000 Growth Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 27,173 -4.77 269 -38.81
2025-08-12 13F Charles Schwab Investment Management Inc 120,285 5.84 1,194 10.76
2025-05-15 13F ADAR1 Capital Management, LLC Call 0 -100.00 0 -100.00
2025-05-14 13F Maven Securities LTD 0 -100.00 0 -100.00
2025-04-15 13F/A GAMMA Investing LLC 0 -100.00 0
2025-08-14 13F PFM Health Sciences, LP 0 -100.00 0
2025-07-25 13F Cwm, Llc 382 -8.39 0
2025-08-28 NP BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,546 0.00 45 4.65
2025-08-26 NP TLSTX - Stock Index Fund 1,551 0.00 15 7.14
2025-08-26 NP IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 7,929 2.20 79 6.85
2025-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 27,400 4.58 272 9.68
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