KALV - KalVista Pharmaceuticals, Inc. Saham - Harga Saham, Kepemilikan Institusional, Pemegang Saham (NasdaqGM)

KalVista Pharmaceuticals, Inc.
US ˙ NasdaqGM ˙ US4834971032

Mga Batayang Estadistika
Pemilik Institusional 271 total, 267 long only, 2 short only, 2 long/short - change of 4.62% MRQ
Alokasi Portofolio Rata-rata 0.1743 % - change of -16.52% MRQ
Jumlah Saham Beredar shares (source: Capital IQ)
Saham Institusional (Jangka Panjang) 60,895,629 - 120.97% (ex 13D/G) - change of -0.73MM shares -1.19% MRQ
Nilai Institusional (Jangka Panjang) $ 687,912 USD ($1000)
Kepemilikan Institusional dan Pemegang Saham

KalVista Pharmaceuticals, Inc. (US:KALV) memiliki 271 pemilik institusional dan pemegang saham yang telah mengajukan formulir 13D/G atau 13F kepada Komisi Bursa Efek (Securities Exchange Commission/SEC). Lembaga-lembaga ini memegang total 60,901,448 saham. Pemegang saham terbesar meliputi VR Adviser, LLC, Suvretta Capital Management, Llc, Tang Capital Management Llc, Frazier Life Sciences Management, L.P., Vestal Point Capital, LP, SMCWX - SMALLCAP WORLD FUND INC Class A, Capital World Investors, BlackRock, Inc., Vanguard Group Inc, and Woodline Partners LP .

Struktur kepemilikan institusional KalVista Pharmaceuticals, Inc. (NasdaqGM:KALV) menunjukkan posisi terkini di perusahaan oleh institusi dan dana, serta perubahan terbaru dalam ukuran posisi. Pemegang saham utama dapat mencakup investor individu, reksa dana, dana lindung nilai, atau institusi. Jadwal 13D menunjukkan bahwa investor memegang (atau pernah memegang) lebih dari 5% saham perusahaan dan bermaksud (atau pernah bermaksud) untuk secara aktif mengejar perubahan strategi bisnis. Jadwal 13G menunjukkan investasi pasif lebih dari 5%.

The share price as of September 5, 2025 is 15.82 / share. Previously, on September 9, 2024, the share price was 11.87 / share. This represents an increase of 33.28% over that period.

KALV / KalVista Pharmaceuticals, Inc. Institutional Ownership
Skor Sentimen Dana

Skor Sentimen Dana (sebelumnya dikenal sebagai Skor Akumulasi Kepemilikan) menemukan saham-saham yang paling banyak dibeli oleh dana. Ini adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi institusional tertinggi. Model penilaian menggunakan kombinasi dari total peningkatan pemilik yang diungkapkan, perubahan dalam alokasi portofolio pada pemilik tersebut, dan metrik lainnya. Angka berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenisnya, dan 50 adalah rata-ratanya.

Frekuensi Pembaruan: Setiap Hari

Lihat Ownership Explorer, yang menyediakan daftar perusahaan dengan peringkat tertinggi.

Rasio Put/Call Institusional

Selain melaporkan isu ekuitas dan utang standar, institusi dengan aset di bawah manajemen lebih dari 100 juta dolar AS juga harus mengungkapkan kepemilikan opsi put dan call mereka. Karena opsi put umumnya menunjukkan sentimen negatif, dan opsi call menunjukkan sentimen positif, kita dapat mengetahui sentimen institusional secara keseluruhan dengan memplot rasio put terhadap call. Grafik di sebelah kanan memplot rasio put/call historis untuk instrumen ini.

Menggunakan Rasio Put/Call sebagai indikator sentimen investor mengatasi salah satu kekurangan utama dari penggunaan total kepemilikan institusional, yaitu sejumlah besar aset yang dikelola diinvestasikan secara pasif untuk melacak indeks. Dana yang dikelola secara pasif biasanya tidak membeli opsi, sehingga indikator rasio put/call lebih akurat dalam melacak sentimen dana yang dikelola secara aktif.

KALV / KalVista Pharmaceuticals, Inc. Historical Put/Call Ratio
Pengajuan 13D/G

Kami menyajikan pengajuan 13D/G secara terpisah dari pengajuan 13F karena perlakuan yang berbeda oleh SEC. Pengajuan 13D/G dapat diajukan oleh kelompok investor (dengan satu pemimpin), sedangkan pengajuan 13F tidak bisa. Hal ini mengakibatkan situasi di mana seorang investor dapat mengajukan 13D/G yang melaporkan satu nilai untuk total saham (mewakili semua saham yang dimiliki oleh kelompok investor), tetapi kemudian mengajukan 13F yang melaporkan nilai yang berbeda untuk total saham (mewakili kepemilikan mereka sendiri). Ini berarti bahwa kepemilikan saham dari pengajuan 13D/G dan pengajuan 13F seringkali tidak dapat dibandingkan secara langsung, sehingga kami menyajikannya secara terpisah.

Catatan: Mulai 16 Mei 2021, kami tidak lagi menampilkan pemilik yang belum mengajukan 13D/G dalam setahun terakhir. Sebelumnya, kami menampilkan riwayat lengkap pengajuan 13D/G. Secara umum, entitas yang diwajibkan untuk mengajukan pengajuan 13D/G harus mengajukan setidaknya setiap tahun sebelum mengirimkan pengajuan penutupan. Namun, terkadang dana keluar dari posisi tanpa mengirimkan pengajuan penutupan (misalnya, mereka menghentikan operasi), sehingga menampilkan riwayat lengkap terkadang menyebabkan kebingungan tentang kepemilikan saat ini. Untuk mencegah kebingungan, kami sekarang hanya menampilkan pemilik 'saat ini' - yaitu - pemilik yang telah mengajukan dalam setahun terakhir.

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Tanggal File Formulir Investor Sebelumnya
Saham
Terbaru
Saham
Δ Saham
(Persen)
Kepemilikan
(Persen)
Δ Pagmamay-ari
(Persen)
2025-08-20 13D/A Frazier Life Sciences Public Fund, L.P. 4,887,867 2,400,276 -50.89 4.80 -52.00
2025-05-15 13G/A TANG CAPITAL MANAGEMENT LLC 4,321,547 4,941,798 14.35 9.90 -0.90
2025-05-13 13G/A Capital World Investors 3,374,064 3,177,587 -5.82 6.40 -17.95
2024-11-14 13G Vestal Point Capital, LP 4,000,000 9.30
2024-11-14 13G/A SUVRETTA CAPITAL MANAGEMENT, LLC 2,684,005 4,328,904 61.29 9.99 28.08
2024-11-12 13G/A Adage Capital Management, L.P. 1,419,792 3.29
2024-11-12 13G/A VANGUARD GROUP INC 2,150,527 2,150,527 0.00 4.97 0.00
Pengajuan 13F dan NPORT

Detail pada pengajuan 13F tersedia gratis. Detail pada pengajuan NP memerlukan keanggotaan premium. Baris berwarna hijau menunjukkan posisi baru. Baris berwarna merah menunjukkan posisi yang sudah ditutup. Klik tautan ini ikon untuk melihat riwayat transaksi selengkapnya.

Tingkatkan untuk membuka data premium dan mengekspor ke Excel .

Tanggal File Sumber Investor Ketik Presyo ng Avg
(Silangan)
Saham Δ Saham
(%)
Dilaporkan
Nilai
($1000)
Nilai Δ
(%)
Alokasi Port
(%)
2025-08-14 13F Atom Investors LP 16,312 184
2025-07-29 NP VRTGX - Vanguard Russell 2000 Growth Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 34,086 8.90 402 12.92
2025-08-14 13F HighVista Strategies LLC 0 -100.00 0
2025-07-29 NP VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 196,157 26.51 2,315 31.03
2025-07-28 NP ITWO - ProShares Russell 2000 High Income ETF 663 11.06 8 16.67
2025-08-12 13F Dimensional Fund Advisors Lp 173,209 -73.19 1,959 -73.74
2025-07-31 13F Caitong International Asset Management Co., Ltd 0 -100.00 0
2025-08-14 13F State Street Corp 1,349,539 23.40 15,257 20.89
2025-08-27 NP BBGSX - Bridge Builder Small/Mid Cap Growth Fund 7,902 5.67 89 3.49
2025-07-28 NP UWM - ProShares Ultra Russell2000 3,887 -7.05 46 -4.26
2025-08-14 13F Manufacturers Life Insurance Company, The 14,626 5.92 165 3.77
2025-08-14 13F Group One Trading, L.p. 4,963 56
2025-08-26 NP EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 7,919 12.76 90 9.88
2025-08-14 13F Citadel Advisors Llc Put 0 -100.00 0
2025-08-26 NP EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IB 13,410 0.00 152 -1.95
2025-08-14 13F Caption Management, LLC Call 0 -100.00 0
2025-08-04 13F Amalgamated Bank 1,343 0.00 0
2025-08-14 13F Citadel Advisors Llc Call 0 -100.00 0
2025-08-14 13F Qube Research & Technologies Ltd 97,248 1,099
2025-08-26 NP IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 7,861 4.12 89 1.15
2025-08-13 13F Quadrature Capital Ltd 19,973 226
2025-07-29 NP SMXAX - SIIT Extended Market Index Fund - Class A 4,700 0.00 55 3.77
2025-07-24 13F IFP Advisors, Inc 0 -100.00 0
2025-08-14 13F Comerica Bank 711 0.00 8 0.00
2025-05-05 13F Lindbrook Capital, Llc 265 3
2025-07-14 13F GAMMA Investing LLC 441 14.84 5 0.00
2025-07-28 NP URTY - ProShares UltraPro Russell2000 2,850 -18.17 34 -15.38
2025-08-26 NP VVICX - Voya VACS Index Series SC Portfolio 2,853 6.10 32 3.23
2025-05-15 13F Graham Capital Management, L.P. 0 -100.00 0
2025-08-07 13F Parkside Financial Bank & Trust 40 0
2025-08-14 13F Citadel Advisors Llc 15,841 179
2025-08-26 NP NSIDX - Northern Small Cap Index Fund 17,256 -6.52 195 -8.45
2025-08-26 NP EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 11,647 -3.50 132 -5.76
2025-08-20 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 7,167 11.43 81 9.46
2025-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 29,200 0.34 330 -1.49
2025-08-14 13F Aqr Capital Management Llc 47,413 -15.30 536 -16.90
2025-08-26 NP EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 44,285 -0.44 501 -2.53
2025-08-28 NP SSMHX - State Street Small/mid Cap Equity Index Portfolio This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 12,300 0.00 139 -1.42
2025-06-26 NP FZIPX - Fidelity ZERO Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 10,835 0.00 149 55.21
2025-08-27 NP Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 12,559 0.00 142 -2.08
2025-08-14 13F Great Point Partners Llc 323,170 -68.14 3,653 -68.79
2025-08-13 13F Parkworth Wealth Management, Inc. 22 0
2025-06-26 NP TIEIX - TIAA-CREF Equity Index Fund Institutional Class 16,585 0.00 228 55.10
2025-08-27 NP VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,398,334 0.00 15,808 -2.03
2025-08-05 13F Bank of New York Mellon Corp 107,635 3.97 1,217 1.84
2025-08-12 13F Deutsche Bank Ag\ 28,474 -11.37 322 -12.97
2025-08-13 13F MetLife Investment Management, LLC 21,688 0.00 245 -2.00
2025-06-23 NP BIPIX - Biotechnology Ultrasector Profund Investor Class 3,074 -52.69 42 -26.32
2025-08-26 NP PENN SERIES FUNDS INC - Small Cap Index Fund 900 0.00 10 0.00
2025-08-13 13F Skandinaviska Enskilda Banken AB (publ) 40,863 0.00 462 -1.91
2025-08-11 13F Rothschild Investment Llc 140 33.33 2 0.00
2025-06-24 NP SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 96,493 17.41 1,329 81.42
2025-08-18 NP PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 10,599 0.00 120 -2.46
2025-08-28 NP XBI - SPDR(R) S&P(R) Biotech ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 573,576 78.25 6,484 74.63
2025-04-15 13F SG Americas Securities, LLC 0 -100.00 0
2025-06-26 NP TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 50,515 28.24 696 98.57
2025-08-12 13F Nuveen, LLC 68,539 83.65 775 -84.31
2025-08-12 13F Jefferies Financial Group Inc. 0 -100.00 0
2025-08-13 13F Walleye Capital LLC 0 -100.00 0 -100.00
2025-08-13 13F Schroder Investment Management Group 554,958 -36.07 6,274 -39.42
2025-06-26 NP DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 25,388 -15.55 350 30.71
2025-06-30 NP PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 13,978 192
2025-07-16 13F Signaturefd, Llc 1,392 419.40 16 400.00
2025-07-28 NP BIB - ProShares Ultra Nasdaq Biotechnology 1,818 -13.76 21 -12.50
2025-08-19 NP GARTX - Goldman Sachs Absolute Return Tracker Fund Class A 956 -23.03 11 -28.57
2025-08-15 13F Tower Research Capital LLC (TRC) 8,059 816.84 91 810.00
2025-05-15 13F Two Sigma Advisers, Lp 0 -100.00 0
2025-08-12 13F Charles Schwab Investment Management Inc 113,496 0.33 1,283 -1.69
2025-08-04 13F Emerald Mutual Fund Advisers Trust 768,972 26.43 8,693 23.87
2025-08-19 NP RIFBX - U.S. Small Cap Equity Fund Short -2,062 83.13 -23 91.67
2025-08-08 13F Police & Firemen's Retirement System of New Jersey 9,756 26.78 110 25.00
2025-06-26 NP DCOR - Dimensional US Core Equity 1 ETF 945 0.00 13 62.50
2025-04-18 NP AVSC - Avantis U.S. Small Cap Equity ETF This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,010 -80.29 23 -78.43
2025-08-13 13F Invesco Ltd. 50,761 27.53 574 24.84
2025-08-08 13F Creative Planning 33,380 20.04 377 17.81
2025-08-14 13F Ikarian Capital, LLC Call 400,000 4,522
2025-08-28 NP IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 955,116 -6.40 10,798 -8.31
2025-05-15 13F Nebula Research & Development LLC 0 -100.00 0
2025-08-12 13F Virtu Financial LLC 30,739 0
2025-08-08 13F Intech Investment Management Llc 17,671 -1.21 200 -3.40
2025-07-25 13F Cwm, Llc 3,627 -20.89 0
2025-08-14 13F Ikarian Capital, LLC 198,528 2,244
2025-06-27 NP RSSL - Global X Russell 2000 ETF 23,752 23.37 327 91.23
2025-08-13 13F OMERS ADMINISTRATION Corp 33,900 383
2025-09-04 13F/A Advisor Group Holdings, Inc. 21,915 248
2025-08-13 13F Nan Fung Group Holdings Ltd 0 -100.00 0
2025-08-12 13F Choate Investment Advisors 10,000 0.00 113 -1.74
2025-08-22 NP VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 814 0.00 9 0.00
2025-07-24 NP FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 54,051 12.39 638 16.24
2025-08-27 NP RYMKX - Russell 2000 1.5x Strategy Fund Class H 53 -1.85 1
2025-08-27 NP CWSGX - Carillon Chartwell Small Cap Growth Fund Class Chartwell 17,016 192
2025-08-25 NP Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 3,731 0.00 42 -2.33
2025-08-12 13F Ameritas Investment Partners, Inc. 3,731 0.00 42 -2.33
2025-07-08 13F Parallel Advisors, LLC 1,423 10.57 16 14.29
2025-08-12 13F Jefferies Financial Group Inc. Call 0 -100.00 0
2025-08-11 13F Vanguard Group Inc 2,412,399 4.95 27,272 2.82
2025-07-25 13F Stephens Consulting, LLC 0 -100.00 0
2025-08-14 13F Schonfeld Strategic Advisors LLC 145,282 -75.03 1,642 -75.54
2025-08-12 13F Jpmorgan Chase & Co 23,218 -94.23 262 -94.36
2025-08-14 13F StemPoint Capital LP 386,790 -0.01 4,373 -2.06
2025-05-13 13F Algert Global Llc 0 -100.00 0
2025-06-23 NP SLPIX - Small-cap Profund Investor Class 38 2.70 1
2025-08-26 NP EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IB 23,890 0.00 270 -1.82
2025-08-14 13F Boxer Capital Management, LLC 93,400 1,056
2025-08-08 13F Larson Financial Group LLC 166 15.28 2 0.00
2025-08-14 13F/A Skopos Labs, Inc. 244 -29.68 3 -50.00
2025-08-22 NP FECGX - Fidelity Small Cap Growth Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 25,511 5.28 288 3.23
2025-05-15 13F Syon Capital Llc 0 -100.00 0
2025-08-13 13F Northern Trust Corp 352,152 -9.14 3,981 -10.98
2025-06-24 NP SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 18,163 0.00 250 55.28
2025-08-14 13F Susquehanna Portfolio Strategies, LLC 92,259 1,043
2025-08-22 NP FESM - Fidelity Enhanced Small Cap ETF 92,452 116.68 1,045 112.40
2025-08-29 NP JAFVX - Strategic Equity Allocation Trust Series NAV 6,005 5.55 68 3.08
2025-07-28 NP MSSM - Morgan Stanley Pathway Small-Mid Cap Equity ETF 1,371 0.00 16 6.67
2025-07-14 13F UMA Financial Services, Inc. 51 1
2025-08-14 13F Parkman Healthcare Partners LLC 679,063 -9.91 7,677 -11.75
2025-08-28 NP IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 335,165 -1.73 3,789 -3.73
2025-08-26 NP TLSTX - Stock Index Fund 390 0.00 4 0.00
2025-07-14 13F Toth Financial Advisory Corp 100 1
2025-08-12 13F Trexquant Investment LP 12,781 144
2025-08-29 NP JAFEX - Total Stock Market Index Trust NAV 898 10.59 10 11.11
2025-08-22 NP VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,048 12.59 23 15.00
2025-08-14 13F Rosalind Advisors, Inc. 157,725 -48.09 1,783 -49.14
2025-08-07 13F Evoke Wealth, Llc 32,181 -0.82 364 -2.94
2025-07-21 13F Mirae Asset Global Investments Co., Ltd. 1,921 17.13 22 10.53
2025-08-27 NP CSSAX - Carillon Scout Small Cap Fund Class A 55,895 632
2025-08-11 13F Persistent Asset Partners Ltd 0 -100.00 0
2025-08-14 13F MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 22,964 -5.60 260 -7.83
2025-08-26 NP Profunds - Profund Vp Ultrasmall-cap 132 -6.38 1 0.00
2025-08-27 NP Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 1,880 0.00 21 0.00
2025-08-14 13F Millennium Management Llc 340,629 71.86 3,851 68.34
2025-08-13 13F Russell Investments Group, Ltd. 53,069 0.08 600 -1.96
2025-08-14 13F Bank Of America Corp /de/ 366,966 19.05 4,149 16.62
2025-08-07 13F Rathbone Brothers plc 19,022 0.00 215 -1.83
2025-08-14 13F Millennium Management Llc Put 90,000 1,017
2025-08-14 13F Octagon Capital Advisors LP 1,273,333 -7.06 14,395 -8.94
2025-08-26 NP QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 66,313 0.00 750 -2.09
2025-05-09 13F R Squared Ltd 0 -100.00 0
2025-08-29 NP JAEWX - Small Cap Index Trust NAV 7,671 5.62 87 3.61
2025-08-26 NP TMED - T. Rowe Price Health Care ETF 364 4
2025-08-13 13F Walleye Capital LLC Put 100 1
2025-08-13 13F Walleye Capital LLC Call 21,400 242
2025-08-28 NP TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 487 0.00 6 0.00
2025-05-15 13F Aquatic Capital Management LLC 0 -100.00 0
2025-08-14 13F Birchview Capital, LP 67,000 -0.00 757 -2.07
2025-08-13 13F Virtus Investment Advisers, Inc. 7,184 81
2025-08-12 13F BlackRock, Inc. 3,129,494 -0.71 35,379 -2.73
2025-06-18 NP NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 1,064 0.00 15 55.56
2025-08-27 NP VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 585,703 1.82 6,621 -0.26
2025-06-26 NP DFAC - Dimensional U.S. Core Equity 2 ETF 64,725 -13.18 891 34.19
2025-08-04 13F Emerald Advisers, Llc 1,038,049 15.57 11,735 13.22
2025-05-13 13F American Century Companies Inc 0 -100.00 0
2025-08-14 13F Brevan Howard Capital Management LP 13,333 151
2025-08-14 13F D. E. Shaw & Co., Inc. 25,720 0.00 291 -2.03
2025-05-06 13F Readystate Asset Management Lp 0 -100.00 0
2025-08-14 13F Tang Capital Management Llc 4,941,798 0.00 55,867 -2.04
2025-08-14 13F Susquehanna International Group, Llp 294,198 463.94 3,326 452.33
2025-08-14 13F Suvretta Capital Management, Llc 4,955,000 0.85 56,016 -1.20
2025-08-08 13F NAN FUNG TRINITY (HK) Ltd 154,522 1,747
2025-08-12 13F Legal & General Group Plc 4,202 -50.80 48 -52.04
2025-08-14 13F Woodline Partners LP 1,920,664 18.75 21,713 16.33
2025-08-14 13F Susquehanna International Group, Llp Call 270,600 -19.80 3,060 -21.40
2025-08-14 13F Voya Investment Management Llc 10,714 4.64 121 2.54
2025-08-12 13F Corebridge Financial, Inc. 0 -100.00 0
2025-08-26 NP NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 13,570 -5.53 153 -7.27
2025-08-27 NP RYRRX - Russell 2000 Fund Class A 89 -3.26 1 0.00
2025-07-28 NP QQQS - Invesco NASDAQ Future Gen 200 ETF 3,698 -19.35 44 -17.31
2025-08-27 NP Advanced Series Trust - Ast Small-cap Growth Portfolio 3,057 -52.90 35 -54.05
2025-06-26 NP FZROX - Fidelity ZERO Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 16,918 -10.58 233 38.10
2025-08-29 NP Gabelli Healthcare & Wellnessrx Trust 1,875 21
2025-08-13 13F Ironwood Investment Management Llc 16,711 45.46 189 42.42
2025-05-27 NP Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 5,079 13.60 59 56.76
2025-08-14 13F Diadema Partners Lp 0 -100.00 0
2025-08-14 13F Vestal Point Capital, LP 4,675,000 -1.61 52,851 -3.61
2025-08-26 NP Profunds - Profund Vp Small-cap 86 -2.27 1 -100.00
2025-08-14 13F Diadema Partners Lp Call 0 -100.00 0
2025-08-14 13F PDT Partners, LLC 0 -100.00 0
2025-06-24 NP Innovator ETFs Trust - Innovator U.S. Small Cap Managed Floor ETF 449 59.79 6 200.00
2025-06-26 NP DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 32,314 -22.04 445 20.33
2025-06-26 NP BLACKROCK FUNDS - iShares Total U.S. Stock Market Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,567 0.00 35 59.09
2025-08-28 NP NPSGX - NICHOLAS PARTNERS SMALL CAP GROWTH FUND Institutional Shares 6,124 -85.33 69 -85.95
2025-08-07 13F Allworth Financial LP 45 45.16 1
2025-08-28 NP SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,085 20.42 12 20.00
2025-07-28 NP VCSLX - Small Cap Index Fund 15,722 20.77 186 25.00
2025-08-05 13F Simplex Trading, Llc 3,543 0
2025-08-26 NP GAFCX - Virtus AlphaSimplex Global Alternatives Fund Class C 16,183 183
2025-07-24 NP FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 202,450 0.65 2,389 4.19
2025-06-26 NP DFSTX - U.s. Small Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 109,979 -18.20 1,514 26.48
2025-06-26 NP KCXIX - Knights of Columbus U.S. All Cap Index Fund I Shares 182 19.74 3 100.00
2025-08-28 NP BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,806 0.00 54 -1.82
2025-05-27 NP NOSGX - Northern Small Cap Value Fund 14,394 -5.14 166 29.69
2025-08-14 13F Ameriprise Financial Inc 945,125 2,258.57 10,685 2,212.55
2025-05-15 13F Two Sigma Investments, Lp 0 -100.00 0
2025-08-14 13F California State Teachers Retirement System 2,511 0.00 28 0.00
2025-06-18 NP GMRAX - Nationwide Small Cap Index Fund Class A 3,200 19.23 44 91.30
2025-08-14 13F Engineers Gate Manager LP 26,257 1.61 297 -0.67
2025-08-26 NP EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IB 1,391 2.05 16 0.00
2025-08-12 13F Rhumbline Advisers 54,376 2.76 615 0.66
2025-08-14 13F Hudson Bay Capital Management LP Call 0 -100.00 0
2025-08-25 NP SMCWX - SMALLCAP WORLD FUND INC Class A 3,177,587 0.00 35,923 -2.04
2025-08-13 13F EverSource Wealth Advisors, LLC 449 340.20 5 400.00
2025-08-13 13F Panagora Asset Management Inc 292,593 306.97 3,308 298.91
2025-08-14 13F Wells Fargo & Company/mn 25,324 10.77 286 8.75
2025-06-26 NP DFUS - Dimensional U.S. Equity ETF 4,877 0.00 67 55.81
2025-08-28 NP IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 84,756 -2.40 958 -4.39
2025-08-14 13F Alliancebernstein L.p. 40,020 0.00 452 -1.95
2025-07-22 NP DSMFX - Destinations Small-Mid Cap Equity Fund Class I 1,162 0.00 14 0.00
2025-08-22 NP DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 5,835 0.00 66 -2.99
2025-07-29 NP LFSC - F/m Emerald Life Sciences Innovation ETF 115,128 1,359
2025-08-27 NP JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 1,861 -73.46 21 -73.75
2025-08-27 NP VBINX - Vanguard Balanced Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 26,515 0.00 300 -1.97
2025-07-07 13F Versant Capital Management, Inc 1,024 4.60 12 0.00
2025-06-26 NP DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Social Core Equity 2 Portfolio Shares This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,292 0.00 73 53.19
2025-07-24 13F Us Bancorp \de\ 533 -6.49 6 0.00
2025-08-14 13F Rafferty Asset Management, LLC 46,901 78.54 530 74.92
2025-06-26 NP DFAU - Dimensional US Core Equity Market ETF 3,062 -62.36 42 -41.67
2025-08-13 13F Saturn V Capital Management LLC 62,793 -75.38 710 -75.91
2025-07-22 13F Gf Fund Management Co. Ltd. 1,247 0.00 14 0.00
2025-08-22 NP VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 20,394 0.00 231 -2.13
2025-08-14 13F Goldman Sachs Group Inc 134,398 -60.46 1,519 -61.27
2025-08-14 13F Royal Bank Of Canada 64,294 42,478.81 727 36,250.00
2025-08-27 13F/A Squarepoint Ops LLC 26,386 298
2025-08-13 13F Marshall Wace, Llp 119,622 47.75 1,352 44.65
2025-08-14 13F Daiwa Securities Group Inc. 154 0.00 0
2025-08-07 13F Profund Advisors Llc 10,020 113
2025-08-13 13F HAP Trading, LLC Call 0 -100.00 0
2025-07-25 NP ISGDX - Columbia Integrated Small Cap Growth Fund Class A 1,715 -3.05 20 0.00
2025-08-07 13F Hennion & Walsh Asset Management, Inc. 155,961 40.37 1,763 37.52
2025-08-14 13F Price T Rowe Associates Inc /md/ 17,864 6.19 0
2025-06-18 NP RTSSX - Tax-Managed U.S. Mid & Small Cap Fund Class S 52,939 -54.45 729 -29.66
2025-08-27 NP VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 23,274 0.00 263 -1.87
2025-06-26 NP BLACKROCK FUNDS - iShares Russell Small/Mid-Cap Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,156 0.00 85 55.56
2025-05-14 13F EntryPoint Capital, LLC 0 -100.00 0 -100.00
2025-08-26 NP TRSYX - T. Rowe Price Small-Cap Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,547 8.54 40 8.11
2025-08-14 13F State Of Wisconsin Investment Board 73,343 20.15 829 17.76
2025-08-28 13F China Universal Asset Management Co., Ltd. 9,985 0.74 113 -1.75
2025-08-14 13F First Turn Management, LLC 214,138 2,421
2025-08-13 13F Capital World Investors 3,177,587 0.00 35,923 -2.04
2025-08-14 13F Susquehanna Fundamental Investments, Llc 28,884 -33.05 327 -34.41
2025-08-14 13F Quarry LP 16,796 99.95 190 96.88
2025-08-26 NP IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,435 -0.76 73 -2.70
2025-08-14 13F/A Barclays Plc Call 50,800 1
2025-08-14 13F/A Barclays Plc 168,923 205.87 2
2025-08-13 13F Quadrant Capital Group Llc 0 -100.00 0
2025-08-14 13F Bnp Paribas Arbitrage, Sa 4,041 47.00 46 45.16
2025-08-12 13F CIBC Private Wealth Group, LLC 160 0.00 2 0.00
2025-08-14 13F Allostery Investments LP 40,000 -91.27 452 -91.45
2025-08-12 13F Coldstream Capital Management Inc 0 -100.00 0
2025-06-26 NP FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 397,565 19.52 5,474 84.75
2025-08-13 13F Truvestments Capital Llc 1,324 15
2025-08-07 13F 1620 Investment Advisors, Inc. 1,590 0.00 18 -5.56
2025-08-12 13F Proequities, Inc. 0 0
2025-05-07 13F Zurcher Kantonalbank (Zurich Cantonalbank) 0 -100.00 0
2025-08-26 NP EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 5,925 -0.44 67 -2.94
2025-06-26 NP DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Sustainability Core 1 Portfolio Shares This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 12,280 0.00 169 55.05
2025-05-08 13F XTX Topco Ltd 0 -100.00 0
2025-07-29 NP VRTTX - Vanguard Russell 3000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,403 0.00 28 3.70
2025-03-28 NP DFSU - Dimensional US Sustainability Core 1 ETF 0 -100.00 0 -100.00
2025-07-28 13F BRYN MAWR TRUST Co 415 0.00 5 0.00
2025-08-04 13F Capital Performance Advisors Llp 0 -100.00 0
2025-08-13 13F New York State Common Retirement Fund 9,964 0.00 0
2025-08-14 13F Ieq Capital, Llc 0 -100.00 0
2025-08-27 NP RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 192 2.67 2 0.00
2025-08-28 NP IBB - iShares Nasdaq Biotechnology ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 238,539 -3.67 2,697 -5.64
2025-08-07 13F ProShare Advisors LLC 0 -100.00 0
2025-08-14 13F Smartleaf Asset Management LLC 0 -100.00 0
2025-08-14 13F Raymond James Financial Inc 101,035 1,142
2025-07-28 NP HDG - ProShares Hedge Replication ETF 51 27.50 1
2025-06-23 NP UAPIX - Ultrasmall-cap Profund Investor Class 397 -20.12 5 25.00
2025-08-14 13F Frazier Life Sciences Management, L.P. 4,887,867 0.00 55,257 -2.04
2025-08-11 13F Citigroup Inc 299,194 101.85 3,382 97.78
2025-05-15 13F Zimmer Partners, LP 0 -100.00 0 -100.00
2025-08-14 13F DAFNA Capital Management LLC 581,757 -22.68 6,577 -24.26
2025-06-26 NP FLXSX - Fidelity Flex Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,614 36.35 105 112.24
2025-08-14 13F Wellington Management Group Llp 132,900 5.25 1,502 3.09
2025-06-27 NP LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 23,768 -54.03 327 -28.91
2025-08-08 13F Geode Capital Management, Llc 941,212 2.84 10,642 0.74
2025-08-28 NP Humankind Benefit Corp - Humankind US Stock ETF 425 5
2025-08-14 13F UBS Group AG 272,861 -46.26 3,085 -47.35
2025-08-13 13F Stonepine Capital Management, LLC 100,000 364.04 1,130 355.65
2025-08-14 13F Jane Street Group, Llc Call 129,900 159.80 1,469 154.42
2025-08-14 13F Jane Street Group, Llc 54,910 621
2025-06-26 NP DFSCX - U.s. Micro Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 69,021 -56.73 950 -33.15
2025-08-13 13F F/M Investments LLC 182,262 263.82 2,060 256.40
2025-08-18 NP PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,319 -35.72 15 -39.13
2025-07-31 13F Nisa Investment Advisors, Llc 4,557 0.00 52 -1.92
2025-07-28 NP IBBQ - Invesco Nasdaq Biotechnology ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,946 8.05 23 10.00
2025-08-08 13F Pnc Financial Services Group, Inc. 524 282.48 6 400.00
2025-08-26 NP Profunds - Profund Vp Biotechnology 3,421 85.02 39 80.95
2025-07-31 13F Quest Partners LLC 131 1
2025-08-28 NP ITOT - iShares Core S&P Total U.S. Stock Market ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 48,727 2.70 551 0.55
2025-08-27 NP RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 10 -9.09 0
2025-08-08 13F SBI Securities Co., Ltd. 94 0.00 1 0.00
2025-06-18 NP REBYX - U.S. Small Cap Equity Fund Class Y Short -3,757 -115.38 -52 -123.50
2025-06-27 NP SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 4,430 17.29 61 84.85
2025-07-11 13F Farther Finance Advisors, LLC 196 0.00 2 0.00
2025-07-24 NP FNCMX - Fidelity Nasdaq Composite Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 35,956 0.00 424 3.67
2025-06-26 NP USMIX - Extended Market Index Fund 4,490 5.08 62 60.53
2025-08-28 NP SSBIX - State Street Balanced Index Fund Class K 332 0.00 4 0.00
2025-07-24 NP FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 68,655 0.00 810 3.58
2025-08-15 13F Morgan Stanley 239,629 7.08 2,709 4.92
2025-08-08 13F/A Sterling Capital Management LLC 91 121.95 1
2025-08-14 13F Adage Capital Partners Gp, L.l.c. 0 -100.00 0
2025-08-14 13F Fmr Llc 133,566 61.12 1,510 57.85
2025-06-25 NP HSPGX - Emerald Growth Fund Class A 357,336 0.00 4,921 54.57
2025-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Dimensional U.S. Core Equity 2 Fund Standard Class 745 0.00 8 0.00
2025-08-14 13F Silverarc Capital Management, Llc 1,832,171 7.84 20,713 5.64
2025-08-14 13F VR Adviser, LLC 6,728,985 0.37 76,071 -1.67
2025-08-14 13F Boothbay Fund Management, Llc Call 142,900 1,615
2025-08-14 13F ADAR1 Capital Management, LLC 10,000 -72.02 113 -72.57
2025-06-26 NP DFAS - Dimensional U.S. Small Cap ETF 33,757 -65.69 465 -47.03
2025-08-14 13F Boothbay Fund Management, Llc 148,927 1,684
2025-08-04 13F Whalen Wealth Management Inc. 10,938 124
2025-08-12 13F Martin Worley Group 10,168 0.00 115 -2.56
2025-08-14 13F StemPoint Capital LP Call 0 -100.00 0 -100.00
2025-06-23 NP PPNMX - SmallCap Growth Fund I R-3 233,278 14.17 3,212 76.48
2025-05-28 NP QCEQRX - Equity Index Account Class R1 10,666 0.00 123 36.67
2025-08-06 13F True Wealth Design, LLC 58 -59.72 1 -100.00
2025-08-14 13F Ubs Oconnor Llc 79,460 -53.17 898 -54.14
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