GERN - Geron Corporation Saham - Harga Saham, Kepemilikan Institusional, Pemegang Saham (NasdaqGS)

Geron Corporation
US ˙ NasdaqGS ˙ US3741631036

Mga Batayang Estadistika
Pemilik Institusional 426 total, 419 long only, 2 short only, 5 long/short - change of -8.97% MRQ
Alokasi Portofolio Rata-rata 0.1059 % - change of -10.78% MRQ
Jumlah Saham Beredar shares (source: Capital IQ)
Saham Institusional (Jangka Panjang) 579,903,318 - 90.89% (ex 13D/G) - change of 5.57MM shares 0.97% MRQ
Nilai Institusional (Jangka Panjang) $ 807,847 USD ($1000)
Kepemilikan Institusional dan Pemegang Saham

Geron Corporation (US:GERN) memiliki 426 pemilik institusional dan pemegang saham yang telah mengajukan formulir 13D/G atau 13F kepada Komisi Bursa Efek (Securities Exchange Commission/SEC). Lembaga-lembaga ini memegang total 580,097,351 saham. Pemegang saham terbesar meliputi Ra Capital Management, L.p., BlackRock, Inc., Deep Track Capital, LP, Vanguard Group Inc, Vivo Capital, LLC, Vestal Point Capital, LP, State Street Corp, VTSMX - Vanguard Total Stock Market Index Fund Investor Shares, Soleus Capital Management, L.P., and IWM - iShares Russell 2000 ETF .

Struktur kepemilikan institusional Geron Corporation (NasdaqGS:GERN) menunjukkan posisi terkini di perusahaan oleh institusi dan dana, serta perubahan terbaru dalam ukuran posisi. Pemegang saham utama dapat mencakup investor individu, reksa dana, dana lindung nilai, atau institusi. Jadwal 13D menunjukkan bahwa investor memegang (atau pernah memegang) lebih dari 5% saham perusahaan dan bermaksud (atau pernah bermaksud) untuk secara aktif mengejar perubahan strategi bisnis. Jadwal 13G menunjukkan investasi pasif lebih dari 5%.

The share price as of September 5, 2025 is 1.40 / share. Previously, on September 6, 2024, the share price was 4.25 / share. This represents a decline of 67.06% over that period.

GERN / Geron Corporation Institutional Ownership
Skor Sentimen Dana

Skor Sentimen Dana (sebelumnya dikenal sebagai Skor Akumulasi Kepemilikan) menemukan saham-saham yang paling banyak dibeli oleh dana. Ini adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi institusional tertinggi. Model penilaian menggunakan kombinasi dari total peningkatan pemilik yang diungkapkan, perubahan dalam alokasi portofolio pada pemilik tersebut, dan metrik lainnya. Angka berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenisnya, dan 50 adalah rata-ratanya.

Frekuensi Pembaruan: Setiap Hari

Lihat Ownership Explorer, yang menyediakan daftar perusahaan dengan peringkat tertinggi.

Rasio Put/Call Institusional

Selain melaporkan isu ekuitas dan utang standar, institusi dengan aset di bawah manajemen lebih dari 100 juta dolar AS juga harus mengungkapkan kepemilikan opsi put dan call mereka. Karena opsi put umumnya menunjukkan sentimen negatif, dan opsi call menunjukkan sentimen positif, kita dapat mengetahui sentimen institusional secara keseluruhan dengan memplot rasio put terhadap call. Grafik di sebelah kanan memplot rasio put/call historis untuk instrumen ini.

Menggunakan Rasio Put/Call sebagai indikator sentimen investor mengatasi salah satu kekurangan utama dari penggunaan total kepemilikan institusional, yaitu sejumlah besar aset yang dikelola diinvestasikan secara pasif untuk melacak indeks. Dana yang dikelola secara pasif biasanya tidak membeli opsi, sehingga indikator rasio put/call lebih akurat dalam melacak sentimen dana yang dikelola secara aktif.

GERN / Geron Corporation Historical Put/Call Ratio
Pengajuan 13D/G

Kami menyajikan pengajuan 13D/G secara terpisah dari pengajuan 13F karena perlakuan yang berbeda oleh SEC. Pengajuan 13D/G dapat diajukan oleh kelompok investor (dengan satu pemimpin), sedangkan pengajuan 13F tidak bisa. Hal ini mengakibatkan situasi di mana seorang investor dapat mengajukan 13D/G yang melaporkan satu nilai untuk total saham (mewakili semua saham yang dimiliki oleh kelompok investor), tetapi kemudian mengajukan 13F yang melaporkan nilai yang berbeda untuk total saham (mewakili kepemilikan mereka sendiri). Ini berarti bahwa kepemilikan saham dari pengajuan 13D/G dan pengajuan 13F seringkali tidak dapat dibandingkan secara langsung, sehingga kami menyajikannya secara terpisah.

Catatan: Mulai 16 Mei 2021, kami tidak lagi menampilkan pemilik yang belum mengajukan 13D/G dalam setahun terakhir. Sebelumnya, kami menampilkan riwayat lengkap pengajuan 13D/G. Secara umum, entitas yang diwajibkan untuk mengajukan pengajuan 13D/G harus mengajukan setidaknya setiap tahun sebelum mengirimkan pengajuan penutupan. Namun, terkadang dana keluar dari posisi tanpa mengirimkan pengajuan penutupan (misalnya, mereka menghentikan operasi), sehingga menampilkan riwayat lengkap terkadang menyebabkan kebingungan tentang kepemilikan saat ini. Untuk mencegah kebingungan, kami sekarang hanya menampilkan pemilik 'saat ini' - yaitu - pemilik yang telah mengajukan dalam setahun terakhir.

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Tanggal File Formulir Investor Sebelumnya
Saham
Terbaru
Saham
Δ Saham
(Persen)
Kepemilikan
(Persen)
Δ Pagmamay-ari
(Persen)
2025-08-14 13G/A Deep Track Capital, LP 35,000,000 43,000,000 22.86 6.75 22.73
2025-05-15 13G/A RA CAPITAL MANAGEMENT, L.P. 63,319,553 63,988,106 1.06 9.90 -0.90
2025-02-14 13G/A RTW INVESTMENTS, LP 44,111,916 0 -100.00 0.00 -100.00
Pengajuan 13F dan NPORT

Detail pada pengajuan 13F tersedia gratis. Detail pada pengajuan NP memerlukan keanggotaan premium. Baris berwarna hijau menunjukkan posisi baru. Baris berwarna merah menunjukkan posisi yang sudah ditutup. Klik tautan ini ikon untuk melihat riwayat transaksi selengkapnya.

Tingkatkan untuk membuka data premium dan mengekspor ke Excel .

Tanggal File Sumber Investor Ketik Presyo ng Avg
(Silangan)
Saham Δ Saham
(%)
Dilaporkan
Nilai
($1000)
Nilai Δ
(%)
Alokasi Port
(%)
2025-08-04 13F Assetmark, Inc 335 0.00 0
2025-08-14 13F Janus Henderson Group Plc 239,357 -98.73 336 -98.92
2025-05-14 13F Tri Locum Partners LP 0 -100.00 0
2025-08-13 13F State Board Of Administration Of Florida Retirement System 142,122 0.00 200 -11.11
2025-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 449,794 4.22 634 -7.58
2025-06-24 NP TILT - FlexShares Morningstar US Market Factor Tilt Index Fund This fund is a listed as child fund of Northern Trust Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 21,509 -1.26 30 -51.61
2025-08-28 NP TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 12,566 0.00 18 -10.53
2025-08-27 NP RYMKX - Russell 2000 1.5x Strategy Fund Class H 852 3.65 1 0.00
2025-08-14 13F Ameriprise Financial Inc 696,781 -7.31 982 -17.82
2025-08-14 13F DRW Securities, LLC 97,453 137
2025-08-11 13F Private Advisor Group, LLC 347,488 2.63 490 -9.11
2025-08-26 NP MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 74,437 0.00 105 -11.86
2025-08-14 13F State Street Corp 23,631,876 -1.17 33,321 -12.36
2025-08-13 13F Russell Investments Group, Ltd. 224,100 2.31 316 -9.48
2025-08-14 13F Group One Trading, L.p. Put 148,500 108.57 209 84.96
2025-08-26 NP EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IB 20,980 -7.98 30 -19.44
2025-05-23 NP OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 4,451 0.00 7 -53.33
2025-05-27 NP PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 41,389 25.62 66 -43.97
2025-08-14 13F Group One Trading, L.p. Call 207,100 11.28 292 -1.02
2025-08-14 13F Group One Trading, L.p. 352,342 -20.62 497 -29.65
2025-06-26 NP HGHAX - THE HARTFORD HEALTHCARE FUND Class A 0 -100.00 0 -100.00
2025-08-13 13F Centiva Capital, LP Call 0 -100.00 0
2025-08-28 NP Humankind Benefit Corp - Humankind US Stock ETF 5,082 -20.32 7 -30.00
2025-08-07 13F ProShare Advisors LLC 148,267 -5.42 209 -16.06
2025-08-12 13F Deutsche Bank Ag\ 3,718,003 -2.02 5,242 -13.11
2025-07-28 13F Harbour Investments, Inc. 13,165 0.00 19 -10.00
2025-08-08 13F Candriam Luxembourg S.C.A. 1,895,892 -0.01 2,673 -11.31
2025-05-07 13F Inspire Advisors, LLC 0 -100.00 0 -100.00
2025-04-24 NP UCAGX - Cornerstone Aggressive Fund 6,569 4.29 12 -56.00
2025-07-24 13F Us Bancorp \de\ 4,000 -3.22 6 -16.67
2025-08-06 13F Wedbush Securities Inc 44,661 -4.29 0
2025-08-08 13F/A Sterling Capital Management LLC 1,467 -58.56 2 -60.00
2025-08-14 13F Optiver Holding B.V. 1,507 2
2025-05-14 13F BI Asset Management Fondsmaeglerselskab A/S 0 -100.00 0
2025-07-24 13F IFP Advisors, Inc 55 0
2025-08-14 13F Warren Averett Asset Management, LLC 10,582 0.26 15 -12.50
2025-06-26 NP USCAX - Small Cap Stock Fund Shares 96,678 0.00 136 -50.90
2025-08-13 13F Healthcare Of Ontario Pension Plan Trust Fund 0 -100.00 0
2025-08-05 13F Bank Of Montreal /can/ 34,008 3.18 48 -9.62
2025-08-12 13F MAI Capital Management 1,000 0.00 1 0.00
2025-05-15 13F Ubs Oconnor Llc Call 0 -100.00 0 -100.00
2025-05-23 NP EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 28,733 0.00 46 -55.45
2025-05-12 13F Sandy Spring Bank 0 -100.00 0
2025-08-13 13F Baird Financial Group, Inc. 11,500 0.00 16 -11.11
2025-08-14 13F Man Group plc 0 -100.00 0 -100.00
2025-08-14 13F/A Barclays Plc 2,152,825 86.40 3 200.00
2025-08-08 13F KBC Group NV 0 -100.00 0
2025-06-25 NP SASMX - ClearBridge Small Cap Growth Fund Class A This fund is a listed as child fund of Clearbridge, Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,083,600 2,938
2025-05-27 NP VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 47,052 0.00 75 -55.42
2025-08-26 NP TLSTX - Stock Index Fund 7,738 0.00 11 -16.67
2025-08-13 13F Invesco Ltd. 790,447 -78.16 1,115 -80.64
2025-06-26 NP USSCX - Science & Technology Fund Shares 0 -100.00 0 -100.00
2025-05-05 13F Private Advisor Group, LLC Call 0 -100.00 0
2025-08-22 NP VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 11,633 9.62 16 0.00
2025-06-23 NP UAPIX - Ultrasmall-cap Profund Investor Class 6,046 -29.86 9 -66.67
2025-04-29 13F Hm Payson & Co 340 0.00 1 -100.00
2025-08-28 NP IBB - iShares Nasdaq Biotechnology ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,738,579 -3.19 5,271 -14.15
2025-07-29 NP VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 118,445 -5.62 180 -18.18
2025-08-11 13F Kazazian Asset Management, LLC 0 -100.00 0 -100.00
2025-08-13 13F Victory Capital Management Inc 71,951 -58.96 101 -63.67
2025-08-26 NP VVICX - Voya VACS Index Series SC Portfolio 42,187 6.72 59 -4.84
2025-08-14 13F Rafferty Asset Management, LLC 828,509 -6.02 1,168 -16.63
2025-05-15 13F Bridger Management, Llc 0 -100.00 0
2025-07-11 13F Farther Finance Advisors, LLC 7,052 25.04 10 12.50
2025-08-11 13F Poehling Capital Management, LLC 75,501 0.00 106 -11.67
2025-08-14 13F StemPoint Capital LP 6,649,244 592.41 9,375 514.35
2025-05-15 13F/A Clear Street Llc 0 -100.00 0
2025-08-12 13F Jefferies Financial Group Inc. 10,000 0.00 14 -6.67
2025-08-07 13F Los Angeles Capital Management Llc 34,174 0.00 48 -11.11
2025-08-27 NP RYRRX - Russell 2000 Fund Class A 1,424 5.64 2 0.00
2025-08-11 13F Rothschild Investment Llc 1,075 72.00 2
2025-08-14 13F Mariner, LLC 84,140 24.76 119 10.28
2025-05-06 13F Readystate Asset Management Lp 0 -100.00 0 -100.00
2025-08-13 13F Cresset Asset Management, LLC 177,304 2.56 250 -9.12
2025-08-14 13F MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 372,513 -5.10 528 -15.65
2025-08-13 13F Nan Fung Group Holdings Ltd 0 -100.00 0
2025-05-29 NP MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A 203,093 -20.31 323 -64.30
2025-08-14 13F Woodline Partners LP 7,998,188 3.49 11,277 -8.23
2025-08-14 13F StemPoint Capital LP Call 300,000 52
2025-08-13 13F Walleye Capital LLC 40,039 56
2025-08-25 NP Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 58,953 0.00 83 -10.75
2025-08-15 13F Morgan Stanley 13,295,442 15.27 18,747 2.22
2025-07-28 NP ITWO - ProShares Russell 2000 High Income ETF 10,031 -3.01 15 -16.67
2025-08-26 NP PEXMX - T. Rowe Price Extended Equity Market Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 82,800 39.63 117 23.40
2025-07-18 13F Centricity Wealth Management, LLC 0 -100.00 0
2025-06-26 NP ISCG - iShares Morningstar Small-Cap Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 140,198 3.84 198 -49.10
2025-06-26 NP TIEIX - TIAA-CREF Equity Index Fund Institutional Class 1,267,474 199.18 1,787 47.08
2025-07-22 13F Gsa Capital Partners Llp 679,331 189.56 1
2025-08-08 13F Creative Planning 357,427 235.06 504 197.63
2025-08-14 13F Manufacturers Life Insurance Company, The 316,622 6.20 446 -5.91
2025-08-25 NP MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Small Cap Core Portfolio Initial Class 39,949 -73.23 56 -76.37
2025-08-14 13F Royal Bank Of Canada 226,579 12,288.14 320 10,566.67
2025-08-26 NP NSIDX - Northern Small Cap Index Fund 280,954 5.04 396 -6.82
2025-08-14 13F Bank Of America Corp /de/ 6,389,739 -34.07 9,010 -41.54
2025-07-10 13F Exchange Traded Concepts, Llc 0 -100.00 0 -100.00
2025-08-14 13F UBS Group AG 11,745,012 125.37 16,560 99.86
2025-08-14 13F Schonfeld Strategic Advisors LLC 437,795 53.29 617 35.90
2025-04-21 13F Johnson Investment Counsel Inc 0 -100.00 0 -100.00
2025-08-14 13F Price T Rowe Associates Inc /md/ 498,445 15.01 1
2025-07-24 NP FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 967,687 0.00 1,471 -13.68
2025-06-26 NP NUSC - Nuveen ESG Small-Cap ETF This fund is a listed as child fund of Nuveen Asset Management, LLC and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 491,928 -0.94 694 -51.37
2025-08-13 13F EverSource Wealth Advisors, LLC 1,615 90.45 2 100.00
2025-05-28 NP BBVSX - Bridge Builder Small/Mid Cap Value Fund 81,905 0.00 130 -55.02
2025-08-13 13F Guggenheim Capital Llc 176,450 -17.04 249 -26.63
2025-08-28 NP XBI - SPDR(R) S&P(R) Biotech ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 10,132,123 -6.19 14,286 -16.81
2025-08-28 NP SSMHX - State Street Small/mid Cap Equity Index Portfolio This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 186,883 -12.05 264 -21.96
2025-08-28 NP IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,309,558 45.48 7,486 29.02
2025-08-14 13F Wellington Management Group Llp 249,489 -91.64 352 -92.60
2025-06-26 NP ETTOX - E*TRADE No Fee Total Market Index Fund 265 0
2025-07-18 13F Bartlett & Co. Wealth Management Llc 1,000 0.00 1 0.00
2025-06-18 NP REBYX - U.S. Small Cap Equity Fund Class Y Short -149,181 144.75 -210 20.69
2025-07-29 NP ORSIX - NORTH SQUARE DYNAMIC SMALL CAP FUND CLASS I 1,636,856 85.21 2,488 60.00
2025-06-26 NP TECB - iShares U.S. Tech Breakthrough Multisector ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 93,682 -3.66 132 -52.69
2025-05-14 13F NEA Management Company, LLC 0 -100.00 0 -100.00
2025-05-15 13F Caption Management, LLC 0 -100.00 0 -100.00
2025-08-14 13F California State Teachers Retirement System 479,503 -1.13 676 -12.32
2025-08-14 13F Paces Ferry Wealth Advisors, Llc 23,500 0.00 33 -10.81
2025-08-14 13F Atom Investors LP 0 -100.00 0
2025-05-30 NP STXK - Strive Small-Cap ETF 0 -100.00 0 -100.00
2025-08-04 13F Flagship Harbor Advisors, Llc 32,210 8.56 45 -4.26
2025-08-22 NP VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 27,451 7.44 39 -5.00
2025-05-08 13F Eastern Bank 0 -100.00 0 -100.00
2025-05-07 13F Skandinaviska Enskilda Banken AB (publ) 0 -100.00 0 -100.00
2025-08-13 13F Mackenzie Financial Corp 38,474 7.21 54 -5.26
2025-08-14 13F GWM Advisors LLC 0 -100.00 0
2025-08-14 13F Raymond James Financial Inc 214,771 50.49 303 33.63
2025-08-14 13F Ikarian Capital, LLC 1,600,000 966.67 2,256 847.90
2025-08-26 NP Profunds - Profund Vp Small-cap 1,387 3.97 2 -50.00
2025-06-26 NP BLACKROCK FUNDS - iShares Russell Small/Mid-Cap Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 77,971 0.00 110 -51.12
2025-05-22 NP HIAHX - Hartford Healthcare Hls Fund Ia 0 -100.00 0 -100.00
2025-05-22 NP HIASX - Hartford Small Company Hls Fund Ia 464,635 0.00 739 -55.11
2025-07-08 13F Rise Advisors, LLC 362 1
2025-08-14 13F Point72 Asset Management, L.P. 9,606,217 34.79 13,545 19.53
2025-08-13 13F Centiva Capital, LP 800,001 0.00 1,128 -11.32
2025-08-29 NP JAFVX - Strategic Equity Allocation Trust Series NAV 91,446 7.20 129 -5.19
2025-08-14 13F Cantor Fitzgerald, L. P. 576,436 9.50 813 -2.99
2025-07-09 13F Massmutual Trust Co Fsb/adv 0 -100.00 0
2025-08-08 13F SBI Securities Co., Ltd. 11,575 44.89 16 33.33
2025-08-26 NP EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 98,275 52.72 139 35.29
2025-05-08 13F Plante Moran Financial Advisors, LLC 0 -100.00 0
2025-08-05 13F Simplex Trading, Llc Put 12,600 -61.59 0
2025-08-05 13F Simplex Trading, Llc 137,408 -27.69 0
2025-05-29 NP JAGPX - Small Cap Stock Trust NAV 318,190 -2.00 506 -56.05
2025-08-05 13F Simplex Trading, Llc Call 95,500 -25.91 0
2025-08-26 NP IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 163,794 -0.77 231 -12.21
2025-05-20 NP RIFAX - U.S. Strategic Equity Fund 0 -100.00 0 -100.00
2025-07-29 13F Chicago Partners Investment Group LLC 25,574 -38.30 34 -37.04
2025-08-14 13F Vestal Point Capital, LP 23,775,000 8.04 33,523 -4.19
2025-08-14 13F Farringdon Capital, Ltd. 14,903 -52.92 21 -58.00
2025-08-14 13F Syon Capital Llc 0 -100.00 0
2025-08-11 13F Alps Advisors Inc 343,560 484
2025-07-29 NP SMXAX - SIIT Extended Market Index Fund - Class A 76,670 0.00 117 -13.43
2025-08-13 13F MetLife Investment Management, LLC 363,137 18.94 512 5.57
2025-05-15 13F Bayesian Capital Management, LP 0 -100.00 0 -100.00
2025-08-18 NP PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 165,284 8.57 233 -3.72
2025-05-15 13F Diadema Partners Lp 0 -100.00 0 -100.00
2025-08-14 13F Vivo Capital, LLC 27,225,292 0.00 38,388 -11.32
2025-05-14 13F Natixis 0 -100.00 0
2025-08-14 13F Velan Capital Investment Management LP 70,000 -89.31 99 -90.59
2025-08-14 13F Algert Global Llc 4,448,600 36.42 6 20.00
2025-08-15 13F Soleus Capital Management, L.P. 16,140,000 572.50 22,757 496.36
2025-08-28 NP ITOT - iShares Core S&P Total U.S. Stock Market ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 654,398 2.53 923 -9.07
2025-07-10 13F NorthCrest Asset Manangement, LLC 0 -100.00 0 -100.00
2025-08-26 NP EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IB 323,381 0.00 456 -11.48
2025-07-28 NP BIB - ProShares Ultra Nasdaq Biotechnology 23,429 -10.40 36 -23.91
2025-05-30 NP ETAHX - Eventide Healthcare & Life Sciences Fund Class A Shares 7,072,000 0.00 11,244 -55.09
2025-05-27 NP FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 195,674 8.06 311 -51.48
2025-08-14 13F Bnp Paribas Arbitrage, Sa 74,524 -18.00 105 -27.08
2025-08-08 13F NAN FUNG TRINITY (HK) Ltd 1,373,550 1,937
2025-08-14 13F Hrt Financial Lp 497,407 -64.70 1 -100.00
2025-08-14 13F/A Forefront Analytics, LLC 35,181 -44.13 50 -50.51
2025-07-24 NP FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 765,442 11.08 1,163 -4.04
2025-07-28 13F Elmwood Wealth Management, Inc. 28,200 -0.30 40 -11.36
2025-08-06 13F Csenge Advisory Group 15,474 -2.01 24 15.00
2025-08-12 13F Steward Partners Investment Advisory, Llc 4,000 0.00 6 -16.67
2025-05-15 13F Adage Capital Partners Gp, L.l.c. 0 -100.00 0 -100.00
2025-08-27 NP RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 163 18.12 0
2025-07-31 13F Caitong International Asset Management Co., Ltd 10,885 -86.10 15 -87.90
2025-07-09 13F Bank of New Hampshire 2,000 0.00 3 -33.33
2025-08-15 13F Captrust Financial Advisors 14,391 -6.58 20 -16.67
2025-08-14 13F Boothbay Fund Management, Llc 572,002 960.89 807 848.24
2025-08-14 13F SIH Partners, LLLP 0 -100.00 0
2025-07-23 13F Klp Kapitalforvaltning As 100,200 0.00 141 -11.32
2025-08-14 13F CIBC Asset Management Inc 17,209 0.00 24 -11.11
2025-08-14 13F Balyasny Asset Management Llc 1,554,849 -55.70 2,192 -60.72
2025-08-06 13F Commonwealth Equity Services, Llc 15,340 -80.65 0
2025-06-27 NP PJP - Invesco Dynamic Pharmaceuticals ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,981,732 68.49 4,204 -17.23
2025-06-26 NP FLXSX - Fidelity Flex Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 115,062 18.91 162 -41.52
2025-08-13 13F Cerity Partners LLC 20,924 21.82 30 7.41
2025-08-15 13F Zuckerman Investment Group, LLC 88,000 -14.56 124 -23.93
2025-08-14 13F Mercer Global Advisors Inc /adv 45,866 9.20 65 -3.03
2025-05-09 13F GeoWealth Management, LLC 0 -100.00 0
2025-08-26 NP TRSYX - T. Rowe Price Small-Cap Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 56,284 10.88 79 -1.25
2025-06-27 NP LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 797,756 -30.18 1,125 -65.72
2025-07-24 NP FBIOX - Biotechnology Portfolio This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,069,812 94.16 3,146 67.70
2025-07-16 13F Strategic Investment Solutions, Inc. /IL 1,500 0.00 2 0.00
2025-08-12 13F BlackRock, Inc. 50,023,485 1.93 70,533 -9.61
2025-06-30 NP PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 93,883 132
2025-08-05 13F Seelaus Asset Management LLC 12,500 18
2025-03-26 NP MOTBX - MainStay MacKay Small Cap Core Fund Class B 81,650 -8.76 234 -36.24
2025-08-14 13F Ally Bridge Group (NY) LLC 3,251,475 58.10 4,585 40.18
2025-08-08 13F Intech Investment Management Llc 354,715 -33.82 500 -41.31
2025-08-06 13F Financial Advisory Corp /ut/ /adv 17,270 0.00 0
2025-07-30 13F Crewe Advisors LLC 7,950 0.63 11 -8.33
2025-06-26 NP BLACKROCK FUNDS - iShares Total U.S. Stock Market Index Fund Investor A This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 43,271 0.00 61 -50.81
2025-08-04 13F Pinnacle Associates Ltd 50,505 -3.81 71 -14.46
2025-05-15 13F First Turn Management, LLC 0 -100.00 0 -100.00
2025-08-27 NP Nuveen S&p 500 Dynamic Overwrite Fund This fund is a listed as child fund of Nuveen Asset Management, LLC and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-08-27 NP RYDEX VARIABLE TRUST - Biotechnology Fund Variable Annuity 13,571 -21.94 19 -29.63
2025-08-26 NP NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 19,695 -5.54 28 -18.18
2025-08-01 13F Envestnet Asset Management Inc 10,131 14
2025-08-05 13F Tiaa Trust, National Association 58,250 -0.10 82 -10.87
2025-08-14 13F Brevan Howard Capital Management LP 35,617 -71.60 50 -74.87
2025-05-15 13F Tudor Investment Corp Et Al 0 -100.00 0 -100.00
2025-06-18 NP RSEAX - U.S. Strategic Equity Fund Class A 0 -100.00 0 -100.00
2025-08-14 13F Jain Global LLC 0 -100.00 0
2025-08-22 NP DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 90,728 0.00 128 -11.81
2025-07-17 13F Summit Financial Strategies, Inc. 27,000 38
2025-07-24 13F Standard Life Aberdeen plc 6,985,932 89.18 9,850 67.77
2025-05-15 13F Polar Asset Management Partners Inc. 0 -100.00 0 -100.00
2025-06-27 NP SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 67,244 2.62 95 -50.00
2025-08-12 13F Franklin Resources Inc 0 -100.00 0 -100.00
2025-08-13 13F Rhenman & Partners Asset Management AB 0 -100.00 0
2025-08-28 NP Tekla Life Sciences Investors 2,357,843 73.29 3,325 53.68
2025-08-13 13F Affinity Asset Advisors, LLC 1,500,000 0.00 2,115 -11.32
2025-08-27 13F/A Squarepoint Ops LLC Call 0 -100.00 0 -100.00
2025-08-11 13F Patient Square Capital LP 716,000 1,010
2025-08-12 13F LPL Financial LLC 132,347 0.54 187 -11.00
2025-08-07 13F Allworth Financial LP 3,541 51.52 5 33.33
2025-08-07 13F Parkside Financial Bank & Trust 310 0
2025-08-29 13F Evolution Wealth Management Inc. 3,500 5
2025-08-14 13F Eventide Asset Management, Llc 0 -100.00 0
2025-08-26 NP PENN SERIES FUNDS INC - Small Cap Index Fund 17,040 -11.43 24 -20.00
2025-07-29 NP ISMD - Inspire Small/Mid Cap Impact ETF 222,673 107.36 338 79.79
2025-08-13 13F Hsbc Holdings Plc 30,731 -64.48 43 -67.67
2025-08-14 13F Integrated Wealth Concepts LLC 0 -100.00 0
2025-08-14 13F Lazard Asset Management Llc 13,123 -75.26 0
2025-07-28 NP UWM - ProShares Ultra Russell2000 58,989 -18.72 90 -29.92
2025-08-07 13F Zurcher Kantonalbank (Zurich Cantonalbank) 103,230 -39.43 146 -46.49
2025-08-11 13F HighTower Advisors, LLC Call 0 -100.00 0 -100.00
2025-06-26 NP IDNA - iShares Genomics Immunology and Healthcare ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 995,325 -1.59 1,403 -51.65
2025-08-12 13F CIBC Private Wealth Group, LLC 107 0
2025-05-15 13F Scientech Research LLC 0 -100.00 0 -100.00
2025-07-21 13F HighMark Wealth Management LLC 2,525 0.00 4 -25.00
2025-08-12 13F Pathstone Holdings, LLC 25,187 45.86 36 29.63
2025-04-15 13F Fifth Third Bancorp 0 -100.00 0 -100.00
2025-08-05 13F Bank of New York Mellon Corp 1,634,410 -0.33 2,305 -11.62
2025-08-13 13F Stonepine Capital Management, LLC 1,000,000 100.00 1,410 77.36
2025-08-26 NP QLMSIX - ClearBridge Variable Small Cap Growth Portfolio Class I This fund is a listed as child fund of Clearbridge, Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 655,600 96.46 924 74.34
2025-05-27 NP Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 53,645 -0.65 85 -55.50
2025-06-24 NP MOPCX - NYLI WMC Small Companies Fund Class C 81,633 115
2025-07-28 NP HDG - ProShares Hedge Replication ETF 777 11.64 1 0.00
2025-08-13 13F Fifth Lane Capital, Lp 30,000 50.00 42 35.48
2025-08-28 NP Tekla Healthcare Investors 4,628,089 98.45 6,526 75.97
2025-08-12 13F Proequities, Inc. Put 0 0
2025-08-12 13F Proequities, Inc. Call 0 0
2025-08-12 13F Proequities, Inc. 0 0
2025-07-21 13F Mirae Asset Global Investments Co., Ltd. 24,604 15.45 35 -2.86
2025-08-14 13F Eversept Partners, LP 7,320,174 10,321
2025-08-14 13F J. Goldman & Co LP 86,398 0.00 122 -11.68
2025-08-15 13F Great West Life Assurance Co /can/ 152,451 1.43 0
2025-08-15 13F E Fund Management Co., Ltd. 92,238 11.95 130 0.00
2025-07-25 13F Stephens Consulting, LLC 0 -100.00 0
2025-08-13 13F Jones Financial Companies Lllp 811 0.00 1 0.00
2025-04-25 NP VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 108,406 -45.96 191 -77.00
2025-08-12 13F J.w. Cole Advisors, Inc. 16,230 0.00 23 -12.00
2025-08-14 13F ADAR1 Capital Management, LLC 441,176 65.75 622 47.04
2025-08-20 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 114,809 11.68 162 -1.23
2025-06-23 NP BIPIX - Biotechnology Ultrasector Profund Investor Class 103,167 -28.15 145 -64.81
2025-08-15 13F WFA of San Diego, LLC 40 0.00 0
2025-08-12 13F Ameritas Investment Partners, Inc. 58,953 0.00 83 -10.75
2025-08-13 13F Quantbot Technologies LP 0 -100.00 0
2025-08-15 13F Tower Research Capital LLC (TRC) 78,317 551.39 110 478.95
2025-05-30 NP SEIS - SEI Select Small Cap ETF 0 -100.00 0 -100.00
2025-08-13 13F Marshall Wace, Llp 944,790 -81.62 1,332 -83.70
2025-05-15 13F Crestline Management, LP 0 -100.00 0 -100.00
2025-07-28 13F Nvest Financial, LLC 322,125 61.68 454 43.67
2025-08-14 13F Fmr Llc 4,837,625 -60.88 6,821 -65.31
2025-06-25 NP BKSE - BNY Mellon US Small Cap Core Equity ETF 25,439 -19.95 36 -61.54
2025-08-15 13F/A Exome Asset Management LLC 3,414,377 6.19 4,814 -5.83
2025-07-31 13F Buckingham Strategic Partners 0 -100.00 0 -100.00
2025-08-14 13F Verition Fund Management LLC 0 -100.00 0
2025-08-01 13F Centerpoint Advisors, LLC 300 0.00 0
2025-06-23 NP PPNMX - SmallCap Growth Fund I R-3 41,283 -4.03 58 -52.85
2025-08-27 NP RYOIX - Biotechnology Fund Investor Class 125,006 -21.59 176 -30.43
2025-07-29 NP SSMAX - Siit Small Mid Cap Equity Fund - Class A 0 -100.00 0 -100.00
2025-07-29 NP SLPAX - Siit Small Cap Fund - Class A 0 -100.00 0 -100.00
2025-04-28 NP CNCR - Loncar Cancer Immunotherapy ETF 36,015 -6.02 63 -59.87
2025-08-12 13F Dynamic Technology Lab Private Ltd 34,960 50
2025-08-12 13F Clearbridge Investments, LLC 14,376,311 65.49 20,271 46.76
2025-05-15 13F Orbimed Advisors Llc 0 -100.00 0 -100.00
2025-08-08 13F Cetera Investment Advisers 23,830 -3.52 34 -15.38
2025-07-25 13F JustInvest LLC 34,238 204.47 48 182.35
2025-08-15 13F Kestra Advisory Services, LLC 0 -100.00 0
2025-08-28 NP IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 15,014,023 -4.15 21,170 -15.00
2025-08-27 NP RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 3,095 3.75 4 0.00
2025-08-11 13F WPG Advisers, LLC 0 -100.00 0
2025-08-20 NP QSMLX - AQR Small Cap Multi-Style Fund Class I 22,558 0.00 32 -11.43
2025-05-15 13F Aquatic Capital Management LLC 0 -100.00 0 -100.00
2025-08-08 13F Geode Capital Management, Llc 14,152,038 4.31 19,956 -7.51
2025-05-13 13F Neuberger Berman Group LLC 0 -100.00 0 -100.00
2025-08-14 13F Headlands Technologies LLC 10,956 -95.09 15 -95.76
2025-08-29 NP JAFEX - Total Stock Market Index Trust NAV 10,825 9.76 15 0.00
2025-06-26 NP FZIPX - Fidelity ZERO Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 152,954 0.00 216 -50.91
2025-05-14 13F Jump Financial, LLC 0 -100.00 0
2025-08-14 13F Mml Investors Services, Llc 551,915 0.15 1
2025-08-12 13F Nuveen, LLC 2,114,479 -25.83 2,981 -34.22
2025-05-28 NP PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 28,558 39.68 45 -37.50
2025-08-28 NP DTSGX - Small Company Growth Portfolio Investment Class 1,198 0.00 2 0.00
2025-08-28 NP SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 25,398 2.96 36 -10.26
2025-07-15 13F Fortitude Family Office, LLC 352 0
2025-08-14 13F Daiwa Securities Group Inc. 2,247 0.00 0
2025-04-02 13F Global Wealth Strategies & Associates 0 -100.00 0
2025-06-18 NP GMRAX - Nationwide Small Cap Index Fund Class A 51,181 0.00 72 -50.68
2025-07-16 13F Signaturefd, Llc 12,214 20.19 17 6.25
2025-07-22 13F Red Tortoise LLC 0 -100.00 0 -100.00
2025-06-25 NP BBP - Virtus LifeSci Biotech Products ETF 104,731 17.41 148 -42.35
2025-06-26 NP FZROX - Fidelity ZERO Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 239,857 4.62 338 -48.55
2025-08-04 13F Strs Ohio 7,500 0.00 11 -9.09
2025-08-14 13F Deep Track Capital, LP 43,000,000 12.64 60,630 -0.12
2025-08-14 13F Farallon Capital Management Llc 43,000 0.00 61 -11.76
2025-05-14 13F Axiom International Investors Llc /de 0 -100.00 0
2025-08-14 13F Alliancebernstein L.p. 625,291 0.00 882 -11.37
2025-07-08 13F Parallel Advisors, LLC 2,091 116.24 3 100.00
2025-05-30 NP SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 1,635 0.00 3 -60.00
2025-08-12 13F Swiss National Bank 973,500 -2.21 1,373 -13.27
2025-08-29 NP WDNA - WisdomTree BioRevolution Fund N/A 13,497 -0.88 19 -9.52
2025-05-16 13F Empowered Funds, LLC 0 -100.00 0 -100.00
2025-07-24 NP ESML - iShares ESG MSCI USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 370,511 15.29 563 -0.35
2025-06-26 NP KCXIX - Knights of Columbus U.S. All Cap Index Fund I Shares 2,409 1.43 3 -50.00
2025-08-11 13F HighTower Advisors, LLC 59,749 62.59 84 44.83
2025-07-24 NP ONEQ - Fidelity Nasdaq Composite Index Tracking Stock This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 244,482 30.74 372 12.77
2025-08-11 13F Covestor Ltd 77 108.11 0
2025-08-14 13F Aqr Capital Management Llc 207,992 339.56 293 290.67
2025-08-14 13F Voya Investment Management Llc 166,862 4.60 235 -7.11
2025-04-24 13F Trust Co Of Vermont 0 -100.00 0
2025-08-06 13F Savant Capital, LLC 26,074 73.83 37 56.52
2025-08-13 13F Renaissance Technologies Llc 4,999,100 -10.75 7,049 -20.85
2025-06-23 NP SLPIX - Small-cap Profund Investor Class 576 -11.66 1 -100.00
2025-08-08 13F Compass Wealth Management LLC 0 -100.00 0 -100.00
2025-08-14 13F Xponance, Inc. 46,950 5.65 66 -5.71
2025-08-14 13F Lion Point Capital, LP 500,000 0.00 705 -11.32
2025-05-28 NP PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 15,883 -25.20 25 -66.67
2025-05-15 13F Kodai Capital Management LP 893,091 1,420
2025-08-14 13F Qube Research & Technologies Ltd 4,981,598 3.88 7,024 -7.87
2025-07-31 13F/A Avion Wealth 2,000 0.00 0
2025-08-14 13F State Of Wisconsin Investment Board 227,282 -29.86 320 -37.86
2025-07-14 13F Sowell Financial Services LLC 27,000 0.00 38 -9.52
2025-07-25 NP SCHB - Schwab U.S. Broad Market ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 307,590 0.16 468 -13.52
2025-05-07 13F Td Asset Management Inc 0 -100.00 0
2025-08-26 NP EQ ADVISORS TRUST - Multimanager Aggressive Equity Portfolio Class IB 10,400 0.00 15 -12.50
2025-08-14 13F IHT Wealth Management, LLC 33,750 0.00 48 -11.32
2025-05-14 13F Silverarc Capital Management, Llc 0 -100.00 0
2025-08-06 13F True Wealth Design, LLC 4 -75.00 0
2025-08-12 13F Charles Schwab Investment Management Inc 4,689,314 5.35 6,612 -6.58
2025-05-15 13F Braidwell Lp 0 -100.00 0 -100.00
2025-07-28 NP MSSM - Morgan Stanley Pathway Small-Mid Cap Equity ETF 24,594 0.00 37 -13.95
2025-08-28 13F China Universal Asset Management Co., Ltd. 127,922 0.13 180 -11.33
2025-08-14 13F Comerica Bank 2,099 -29.89 3 -50.00
2025-07-15 13F StoneCrest Wealth Management, Inc. 25,000 35
2025-08-27 NP VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,821,562 7.41 12,438 -4.75
2025-05-27 NP IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,641,748 -6.03 2,610 -57.79
2025-07-07 13F Vishria Bird Financial Group, LLC 24,265 0.00 34 -10.53
2025-07-10 13F High Net Worth Advisory Group LLC 25,520 0.00 36 -12.50
2025-08-13 13F Bernardo Wealth Planning LLC 11,650 0.00 0
2025-08-06 13F BNP Paribas Asset Management Holding S.A. 6,380 0
2025-08-12 13F Skopos Labs, Inc. 9,644 0.00 15 0.00
2025-08-11 13F Vanguard Group Inc 35,614,200 4.30 50,216 -7.51
2025-08-14 13F Millennium Management Llc Call 0 -100.00 0
2025-07-28 NP URTY - ProShares UltraPro Russell2000 43,239 -28.47 66 -38.68
2025-08-11 13F Platform Technology Partners 10,100 0.00 14 -12.50
2025-08-07 13F Hennion & Walsh Asset Management, Inc. 371,035 -4.42 523 -15.24
2025-07-31 13F Nisa Investment Advisors, Llc 5,553 14.73 8 0.00
2025-08-28 NP BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 78,462 8.55 111 -3.51
2025-07-24 13F CWM Advisors, LLC 284,724 28.87 401 14.25
2025-08-04 13F Pensionmark Financial Group, Llc 1,032,403 0.28 1,456 -11.06
2025-05-14 13F Monterey Private Wealth, Inc. 0 -100.00 0 -100.00
2025-09-04 13F/A Advisor Group Holdings, Inc. 87,954 -19.42 124 -28.32
2025-08-27 NP VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 19,659,899 4.45 27,720 -7.37
2025-08-29 NP JAEWX - Small Cap Index Trust NAV 118,248 2.72 167 -9.29
2025-05-15 13F Main Management ETF Advisors, LLC 0 -100.00 0
2025-08-13 13F First Trust Advisors Lp 0 -100.00 0
2025-08-14 13F Stifel Financial Corp 75,553 5.40 107 -6.19
2025-08-27 NP BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 248,549 0.00 350 -11.39
2025-08-13 13F Virtus Investment Advisers, Inc. 284,868 211.04 402 176.55
2025-08-12 13F Country Trust Bank 15,000 21
2025-08-22 NP Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Value Fund Class 3 695,620 0.00 981 -11.39
2025-08-14 13F Wells Fargo & Company/mn 581,942 -39.56 821 -46.41
2025-08-26 NP EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 708,935 3.21 1,000 -8.52
2025-08-26 NP EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 197,850 -0.03 279 -11.46
2025-08-13 13F New York State Common Retirement Fund 171,453 0.00 0
2025-08-14 13F Jane Street Group, Llc Call 27,400 140.35 39 111.11
2025-05-14 13F ExodusPoint Capital Management, LP 0 -100.00 0
2025-08-06 13F Soltis Investment Advisors LLC 0 -100.00 0 -100.00
2025-08-14 13F Jane Street Group, Llc 25,254 -95.81 36 -96.34
2025-06-25 NP ISCB - iShares Morningstar Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 24,360 3.85 34 -49.25
2025-08-07 13F Profund Advisors Llc 175,931 -5.15 248 -15.65
2025-05-14 13F WealthTrust Axiom LLC 0 -100.00 0
2025-08-04 13F Amalgamated Bank 20,482 0.00 0
2025-08-13 13F Northern Trust Corp 5,254,214 -0.05 7,408 -11.37
2025-08-14 13F CoreCap Advisors, LLC 169 0.00 0
2025-06-24 NP SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 246,465 0.00 348 -50.92
2025-08-14 13F 683 Capital Management, LLC 3,100,000 8.77 4,371 -3.53
2025-05-15 13F Harvest Investment Services, LLC 0 -100.00 0 -100.00
2025-08-27 NP BBGSX - Bridge Builder Small/Mid Cap Growth Fund 125,361 55.22 177 37.50
2025-07-23 13F Indiana Trust & Investment Management CO 1,736 0.00 2 0.00
2025-08-07 13F Mitsubishi UFJ Kokusai Asset Management Co., Ltd. 1,441 0.00 2 0.00
2025-08-14 13F Ubs Asset Management Americas Inc 2,078,625 51.50 2,931 34.34
2025-08-12 13F Umpqua Bank 10,000 0.00 14 -13.33
2025-08-14 13F Polymer Capital Management (US) LLC 111,354 714.23 157 647.62
2025-08-13 13F Northwestern Mutual Wealth Management Co 2,000 0.00 3 -33.33
2025-08-07 13F Summit X, LLC 494,789 -9.69 698 -19.98
2025-08-11 13F Citigroup Inc 398,775 -64.41 562 -68.44
2025-08-27 NP Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 219,588 18.76 310 5.46
2025-08-26 NP EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IB 219,980 0.00 310 -11.17
2025-07-22 13F Gf Fund Management Co. Ltd. 15,480 0.00 22 -12.50
2025-08-19 NP GARTX - Goldman Sachs Absolute Return Tracker Fund Class A 19,817 151.42 28 125.00
2025-08-14 13F Graham Capital Management, L.P. 393,990 4.57 556 -7.35
2025-08-14 13F Prelude Capital Management, Llc 1,085,427 21.27 1,530 7.52
2025-06-30 NP VEXPX - VANGUARD EXPLORER FUND Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,677,300 1,270.13 8,005 573.17
2025-08-14 13F Susquehanna International Group, Llp Call 126,000 35.19 178 19.59
2025-06-26 NP USMIX - Extended Market Index Fund 71,057 2.12 100 -49.75
2025-04-28 13F First Horizon Advisors, Inc. 0 -100.00 0 -100.00
2025-08-14 13F HighVista Strategies LLC 132,711 4.26 187 -7.43
2025-06-25 NP FHLC - Fidelity MSCI Health Care Index ETF This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 223,722 -2.13 315 -51.98
2025-05-15 13F Freestone Grove Partners LP 0 -100.00 0 -100.00
2025-08-14 13F Susquehanna International Group, Llp Put 113,800 -51.98 160 -57.45
2025-08-13 13F Quadrant Capital Group Llc 0 -100.00 0
2025-08-14 13F Susquehanna International Group, Llp 1,603,685 -14.36 2,261 -24.05
2025-08-26 NP SBHVX - Segall Bryant & Hamill Small Cap Value Fund Institutional Class 1,661,763 -4.52 2,343 -15.32
2025-07-24 NP FNCMX - Fidelity Nasdaq Composite Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 326,453 0.00 496 -13.59
2025-07-25 NP WSML - iShares MSCI World Small-Cap ETF 33,033 50
2025-08-08 13F Pnc Financial Services Group, Inc. 1,248 -74.81 2 -85.71
2025-08-18 13F Wolverine Trading, Llc Call 90,600 -0.98 135 -10.67
2025-07-25 NP SCHA - Schwab U.S. Small-Cap ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,487,134 -2.33 3,780 -15.64
2025-07-28 NP IBBQ - Invesco Nasdaq Biotechnology ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 25,064 8.83 38 -5.00
2025-08-27 NP VBINX - Vanguard Balanced Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 359,553 0.00 507 -11.38
2025-04-28 NP JSJIX - Small Cap Growth Fund Class NAV 0 -100.00 0 -100.00
2025-08-15 13F Keel Point, LLC 10,722 15
2025-04-24 NP CGOAX - Columbia Small Cap Growth Fund I Class A 0 -100.00 0 -100.00
2025-06-25 NP FAD - First Trust Multi Cap Growth AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-08-12 13F DnB Asset Management AS 190,763 39.67 269 23.50
2025-06-25 NP FYX - First Trust Small Cap Core AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-08-12 13F Rhumbline Advisers 873,893 4.10 1,232 -7.65
2025-06-24 NP SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,470,717 2.75 2,074 -49.53
2025-03-28 NP TMAT - Main Thematic Innovation ETF 0 -100.00 0 -100.00
2025-05-15 13F Pinnacle Wealth Planning Services, Inc. 0 -100.00 0
2025-08-08 13F Principal Financial Group Inc 43,178 -3.74 61 -15.49
2025-03-27 NP IHSAX - THE HARTFORD SMALL COMPANY FUND Class A 706,609 0.00 2,028 -30.20
2025-08-08 13F Police & Firemen's Retirement System of New Jersey 143,832 15.97 203 2.54
2025-08-18 13F Geneos Wealth Management Inc. 1,500 -28.40 2 -33.33
2025-05-15 13F Darwin Global Management, Ltd. 0 -100.00 0
2025-05-30 NP MML SERIES INVESTMENT FUND - MML Small Cap Growth Equity Fund Initial Class 80,749 -1.57 128 -55.86
2025-08-14 13F Citadel Advisors Llc Call 340,400 43.03 480 26.72
2025-08-14 13F Citadel Advisors Llc Put 150,200 -33.51 212 -41.23
2025-07-10 13F Piscataqua Savings Bank 12,500 0.00 18 -10.53
2025-08-14 13F Citadel Advisors Llc 12,035,901 80.63 16,971 60.19
2025-08-12 13F Edmond De Rothschild Holding S.a. 2,330,000 9.39 3,285 -2.98
2025-08-14 13F Point72 (DIFC) Ltd 0 -100.00 0
2025-08-14 13F Kynam Capital Management, LP 3,456,318 -5.55 4,873 -16.24
2025-07-31 13F Allied Investment Advisors, LLC 20,959 0.00 30 -12.12
2025-08-26 NP QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 1,013,585 0.00 1,429 -11.30
2025-06-27 NP SUNAMERICA SERIES TRUST - SA Legg Mason Tactical Opportunities Portfolio Class 1 3,160 0.00 4 -55.56
2025-08-14 13F Quantinno Capital Management LP 0 -100.00 0
2025-08-12 13F Inceptionr Llc 15,078 -12.63 21 -22.22
2025-07-24 13F Costello Asset Management, INC 115 0.00 0
2025-08-28 NP SSBIX - State Street Balanced Index Fund Class K 3,193 0.00 5 -20.00
2025-06-24 NP BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 177,772 11.52 251 -45.30
2025-05-15 13F Sectoral Asset Management Inc 0 -100.00 0 -100.00
2025-08-04 13F IFG Advisory, LLC 10,000 0.00 14 -6.67
2025-07-29 NP VRTGX - Vanguard Russell 2000 Growth Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 360,000 -4.40 547 -17.37
2025-08-11 13F Public Employees Retirement Association Of Colorado 54,913 0.00 0
2025-05-30 NP JAGLX - Janus Henderson Global Life Sciences Fund Class T 2,531,635 -15.46 4,025 -62.03
2025-08-11 13F Universal- Beteiligungs- und Servicegesellschaft mbH 40,012 0.93 56 -11.11
2025-08-26 NP IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 124,675 3.90 176 -7.89
2025-07-15 13F Ballentine Partners, LLC 82,084 116
2025-08-12 13F Segall Bryant & Hamill, Llc 7,192,184 -3.16 10,141 -14.13
2025-05-15 13F Boxer Capital Management, LLC 0 -100.00 0 -100.00
2025-08-12 13F Prudential Financial Inc 79,494 72.28 112 53.42
2025-05-20 13F/A Colony Group, LLC 0 -100.00 0 -100.00
2025-07-24 NP FCGSX - Fidelity Series Growth Company Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-06-26 NP HSLAX - THE HARTFORD SMALL CAP GROWTH FUND Class A 0 -100.00 0 -100.00
2025-07-24 NP FGKFX - Fidelity Growth Company K6 Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-07-24 NP FDGRX - Fidelity Growth Company Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-07-29 NP VHCIX - Vanguard Health Care Index Fund Admiral Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,611,233 -1.10 2,449 -14.58
2025-07-10 13F Moody National Bank Trust Division 299,819 1.49 423 -10.02
2025-06-25 NP FYC - First Trust Small Cap Growth AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 0 -100.00 0 -100.00
2025-06-18 NP RTSSX - Tax-Managed U.S. Mid & Small Cap Fund Class S 0 -100.00 0 -100.00
2025-05-19 NP NORTHWESTERN MUTUAL SERIES FUND INC - Small Cap Growth Stock Portfolio 0 -100.00 0 -100.00
2025-05-16 13F Sciencast Management LP 0 -100.00 0 -100.00
2025-08-12 13F Corebridge Financial, Inc. 0 -100.00 0
2025-07-25 13F Cwm, Llc 10,785 301.23 0
2025-03-31 NP Innovator ETFs Trust - Innovator U.S. Small Cap Managed Floor ETF 3,861 233.13 11 175.00
2025-08-14 13F Gotham Asset Management, LLC 38,161 54
2025-08-13 13F Twin Peaks Wealth Advisors, LLC 27,644 0.03 37 8.82
2025-08-14 13F Goldman Sachs Group Inc 9,815,660 20.64 13,840 6.99
2025-04-22 13F Synergy Financial Management, LLC 0 -100.00 0 -100.00
2025-06-18 NP NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 5,039 -62.11 7 -81.58
2025-08-07 13F Pinnacle Wealth Management Advisory Group, LLC 50,505 0.00 71 -11.25
2025-06-26 NP TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 774,921 0.00 1,093 -50.90
2025-08-27 13F/A Squarepoint Ops LLC 3,599,221 157.12 5,075 128.04
2025-05-28 NP PFSVX - PartnerSelect SBH Focused Small Value Fund Institutional Class 0 -100.00 0 -100.00
2025-08-12 13F Legal & General Group Plc 550,871 8.33 775 -4.21
2025-08-14 13F Jasper Ridge Partners, L.P. 32,472 0.00 46 -11.76
2025-08-12 13F Handelsbanken Fonder AB 0 -100.00 0
2025-05-05 13F Teachers Retirement System Of The State Of Kentucky 0 -100.00 0 -100.00
2025-08-01 13F Teacher Retirement System Of Texas 137,377 -0.66 194 -11.87
2025-05-14 13F Capula Management Ltd 0 -100.00 0
2025-08-13 13F Pictet Asset Management Holding SA 71,528 0.00 101 -11.50
2025-08-14 13F Dark Forest Capital Management Lp 0 -100.00 0
2025-05-27 NP NOSGX - Northern Small Cap Value Fund 41,458 -5.14 66 -57.79
2025-08-27 NP VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 299,053 0.00 422 -11.37
2025-05-05 13F Lindbrook Capital, Llc 6,782 11.69 11 -52.38
2025-08-14 13F Millennium Management Llc Put 300,000 423
2025-07-25 NP PMSAX - Global Multi-Strategy Fund Class A 1,031 -74.15 2 -85.71
2025-05-14 13F Virtus ETF Advisers LLC 0 -100.00 0 -100.00
2025-08-14 13F Millennium Management Llc 6,047,354 -44.04 8,527 -50.38
2025-07-29 NP SEIAX - SIIT Multi-Asset Real Return Fund - Class A 6,774 0.00 10 -9.09
2025-08-13 13F Arizona State Retirement System 148,233 0.86 209 -10.30
2025-08-14 13F SummitTX Capital, L.P. 0 -100.00 0
2025-08-14 13F Ieq Capital, Llc 11,731 17
2025-08-08 13F SG Americas Securities, LLC 0 -100.00 0
2025-07-17 13F Lazari Capital Management, Inc. 101,924 6.70 144 -5.30
2025-06-23 NP PJARX - SmallCap Value Fund II R-3 13,925 13.67 20 -45.71
2025-05-14 13F Credit Agricole S A 88,000 0.00 140 -55.31
2025-07-23 13F RMG Wealth Management LLC 10,000 13
2025-08-06 13F Rialto Wealth Management, LLC 375 1
2025-08-12 13F Global Retirement Partners, LLC 60,000 0.00 85 -60.38
2025-06-27 NP RSSL - Global X Russell 2000 ETF 359,307 6.66 507 -47.62
2025-07-10 13F Wealth Enhancement Advisory Services, Llc 99,258 4.85 142 -6.00
2025-08-14 13F Frisch Financial Group, Inc. 19,025 0.00 0
2025-05-27 NP LMBAX - QS U.S. Small Capitalization Equity Fund Class A 55,753 0.00 89 -55.33
2025-08-04 13F Hantz Financial Services, Inc. 100 0.00 0
2025-07-28 NP VCSLX - Small Cap Index Fund 251,428 11.30 382 -3.78
2025-08-26 NP Profunds - Profund Vp Biotechnology 60,421 -2.61 85 -13.27
2025-08-26 NP Profunds - Profund Vp Ultrasmall-cap 2,119 -0.80 3 -33.33
2025-08-18 NP PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 20,560 -5.66 29 -17.65
2025-08-12 13F Jpmorgan Chase & Co 540,088 -0.13 762 -11.41
2025-05-28 NP QCEQRX - Equity Index Account Class R1 245,957 0.00 391 -55.06
2025-07-29 NP VRTTX - Vanguard Russell 3000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 49,039 0.00 75 -13.95
2025-08-15 13F CI Private Wealth, LLC 36,455 -1.75 51 -12.07
2025-08-12 13F XTX Topco Ltd 124,522 982.89 176 872.22
2025-08-27 13F/A Squarepoint Ops LLC Put 0 -100.00 0 -100.00
2025-08-14 13F Aster Capital Management (DIFC) Ltd 0 -100.00 0
2025-07-31 13F Cambridge Investment Research Advisors, Inc. 169,025 3.07 0
2025-05-15 13F Holocene Advisors, LP 0 -100.00 0 -100.00
2025-07-24 NP FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,875,428 0.73 4,371 -13.00
2025-08-01 13F Bessemer Group Inc 204 0.00 0
2025-08-13 13F Amundi 0 -100.00 0
2025-08-28 NP SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 15,513 20.54 22 5.00
2025-08-19 NP RIFBX - U.S. Small Cap Equity Fund Short -44,852 -0.00 -63 -11.27
2025-08-14 13F Ra Capital Management, L.p. 60,379,366 0.00 85,135 -11.32
2025-07-22 NP DSMFX - Destinations Small-Mid Cap Equity Fund Class I 15,412 0.00 23 -14.81
2025-05-15 13F Wolverine Trading, Llc Put 0 -100.00 0 -100.00
2025-06-26 NP FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,013,048 3.03 8,478 -49.39
2025-08-14 13F Logos Global Management LP 0 -100.00 0
2025-08-14 13F Cibc World Markets Corp 74,800 -43.00 105 -49.52
2025-08-22 NP FECGX - Fidelity Small Cap Growth Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 410,381 60.29 579 42.01
2025-08-13 13F Quadrature Capital Ltd 150,706 86.62 212 63.57
2025-07-21 13F 111 Capital 44,890 63
2025-05-15 13F Shay Capital LLC 0 -100.00 0 -100.00
2025-08-14 13F Sei Investments Co 34,073 -42.80 48 -48.94
2025-07-29 NP VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,967,771 9.77 4,511 -5.19
Other Listings
IT:1GERN € 1.18
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